0000021175-17-000134.txt : 20171107 0000021175-17-000134.hdr.sgml : 20171107 20171107114201 ACCESSION NUMBER: 0000021175-17-000134 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171107 DATE AS OF CHANGE: 20171107 EFFECTIVENESS DATE: 20171107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1025 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00346 FILM NUMBER: 171182317 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000021175 XXXXXXXX 09-30-2017 09-30-2017 CNA FINANCIAL CORP

CNA 333 S. WABASH CHICAGO IL 60604

13F HOLDINGS REPORT 028-00346 Y Assets reported herein are described as having shared investment discretion among Loews Corporation, CNA Financial Corporation, The Continental Corporation and Continental Casualty Company. Each of the foregoing entities specifically disclaims ownership of any securities in this report which are not beneficially owned by that entity and states that such assets are solely under the control of its board of directors. The characterization of shared investment discretion with parent holding companies is made solely as a consequence of SEC interpretations regarding control of the subsidiary through share ownership. Loews Corporation owns approximately 90% of the outstanding shares of CNA Financial Corporation; CNA Financial Corporation owns 100% of the outstanding shares of The Continental Corporation; and The Continental Corporation owns 100% of the outstanding shares of Continental Casualty Company. Loews Corporation will report separately on securities over which it has investment discretion which are not part of this report. Lawrence J. Boysen 312-822-5653 Lawrence J. Boysen Chicago IL 10-30-2017 3 165 396668 false 1 28-217 Loews Corporation 2 28-172 The Continental Corporation 3 28-387 Continental Casualty Company INFORMATION TABLE 2 q32017form13fhrinformation.xml INFORMATION TABLE ARC DOCUMENT SOLUTIONS INC COM COM 00191G103 335 81991 SH DFND 1,2,3 0 81991 0 ACTUANT CORP CL A NEW CL A 00508X203 1568 61266 SH DFND 1,2,3 0 61266 0 AECOM COM COM 00766T100 1185 32202 SH DFND 1,2,3 0 32202 0 AETNA INC NEW COM COM 00817Y108 8428 53000 SH DFND 1,2,3 0 53000 0 ALPHABET INC CAP STK CL A CL A 02079K305 910 935 SH DFND 1,2,3 0 935 0 AMERICAN AIRLS GROUP INC COM COM 02376R102 3737 78700 SH DFND 1,2,3 0 78700 0 AMERICAN INTL GROUP INC COM NEW COM NEW 026874784 2390 38924 SH DFND 1,2,3 0 38924 0 ANADARKO PETE CORP COM COM 032511107 912 18660 SH DFND 1,2,3 0 18660 0 APOLLO GLOBAL MGMT LLC CL A SHS CL A SHS 037612306 894 29700 SH DFND 1,2,3 0 29700 0 ASSOCIATED BANC CORP COM COM 045487105 1531 63115 SH DFND 1,2,3 0 63115 0 ASSURANT INC COM COM 04621X108 4843 50700 SH DFND 1,2,3 0 50700 0 AVNET INC COM COM 053807103 3447 87706 SH DFND 1,2,3 0 87706 0 BP PLC SPONSORED ADR SPONSORED ADR 055622104 2013 52382 SH DFND 1,2,3 0 52382 0 BANK AMER CORP COM COM 060505104 3485 137525 SH DFND 1,2,3 0 137525 0 BARRICK GOLD CORP COM COM 067901108 2423 150595 SH DFND 1,2,3 0 150595 0 BROOKDALE SR LIVING INC COM COM 112463104 3557 335609 SH DFND 1,2,3 0 335609 0 CNO FINL GROUP INC COM COM 12621E103 1146 49089 SH DFND 1,2,3 0 49089 0 CVR PARTNERS LP COM COM 126633106 1624 502664 SH DFND 1,2,3 0 502664 0 CARPENTER TECHNOLOGY CORP COM COM 144285103 429 8936 SH DFND 1,2,3 0 8936 0 CATCHMARK TIMBER TR INC CL A CL A 14912Y202 176 13960 SH DFND 1,2,3 0 13960 0 CHART INDS INC COM PAR $0.01 COM 16115Q308 1270 32367 SH DFND 1,2,3 0 32367 0 CISCO SYS INC COM COM 17275R102 2172 64600 SH DFND 1,2,3 0 64600 0 CITIGROUP INC COM NEW COM 172967424 14929 205236 SH DFND 1,2,3 0 205236 0 COCA COLA CO COM COM 191216100 1283 28500 SH DFND 1,2,3 0 28500 0 COMCAST CORP NEW CL A CL A 20030N101 4918 127800 SH DFND 1,2,3 0 127800 0 CORNING INC COM COM 219350105 891 29780 SH DFND 1,2,3 0 29780 0 COVANTA HLDG CORP COM COM 22282E102 8782 591381 SH DFND 1,2,3 0 591381 0 CUBIC CORP COM COM 229669106 1285 25193 SH DFND 1,2,3 0 25193 0 D R HORTON INC COM COM 23331A109 4161 104200 SH DFND 1,2,3 0 104200 0 DELTA AIR LINES INC DEL COM NEW COM NEW 247361702 4747 98440 SH DFND 1,2,3 0 98440 0 DIAMONDROCK HOSPITALITY CO COM COM 252784301 368 33571 SH DFND 1,2,3 0 33571 0 DOVER CORP COM COM 260003108 2298 25150 SH DFND 1,2,3 0 25150 0 ENOVA INTL INC COM COM 29357K103 463 34457 SH DFND 1,2,3 0 34457 0 ESSENDANT INC COM COM 296689102 1341 101837 SH DFND 1,2,3 0 101837 0 EZCORP INC CL A NON VTG CL A 302301106 633 66600 SH DFND 1,2,3 0 66600 0 EXXON MOBIL CORP COM COM 30231G102 1332 16243 SH DFND 1,2,3 0 16243 0 FEDEX CORP COM COM 31428X106 5662 25100 SH DFND 1,2,3 0 25100 0 FIRST CTZNS BANCSHARES INC N CL A CL A 31946M103 1026 2745 SH DFND 1,2,3 0 2745 0 FIRST HORIZON NATL CORP COM COM 320517105 1241 64800 SH DFND 1,2,3 0 64800 0 FIRST MIDWEST BANCORP DEL COM COM 320867104 789 33701 SH DFND 1,2,3 0 33701 0 FORD MTR CO DEL COM PAR $0.01 COM 345370860 2276 190129 SH DFND 1,2,3 0 190129 0 FRANKLIN RES INC COM COM 354613101 2824 63450 SH DFND 1,2,3 0 63450 0 GENERAL CABLE CORP DEL NEW COM COM 369300108 827 43886 SH DFND 1,2,3 0 43886 0 GENERAL MTRS CO COM COM 37045V100 3145 77897 SH DFND 1,2,3 0 77897 0 GENWORTH FINL INC COM CL A CL A 37247D106 241 62650 SH DFND 1,2,3 0 62650 0 GOLDMAN SACHS GROUP INC COM COM 38141G104 3202 13500 SH DFND 1,2,3 0 13500 0 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT COM SHS BEN INT 38376A103 768 40914 SH DFND 1,2,3 0 40914 0 GRANITE REAL ESTATE INVT TR UNIT 99/99/9999 UNIT 387437114 996 24600 SH DFND 1,2,3 0 24600 0 GREAT PLAINS ENERGY INC COM COM 391164100 476 15700 SH DFND 1,2,3 0 15700 0 HARSCO CORP COM COM 415864107 872 41700 SH DFND 1,2,3 0 41700 0 HEWLETT PACKARD ENTERPRISE C COM COM 42824C109 2169 147450 SH DFND 1,2,3 0 147450 0 ICONIX BRAND GROUP INC COM COM 451055107 535 94087 SH DFND 1,2,3 0 94087 0 INSIGHT ENTERPRISES INC COM COM 45765U103 928 20212 SH DFND 1,2,3 0 20212 0 INNOSPEC INC COM COM 45768S105 1361 22082 SH DFND 1,2,3 0 22082 0 JPMORGAN CHASE & CO COM COM 46625H100 10571 110675 SH DFND 1,2,3 0 110675 0 KBR INC COM COM 48242W106 2155 120542 SH DFND 1,2,3 0 120542 0 KAISER ALUMINUM CORP COM PAR $0.01 COM 483007704 681 6600 SH DFND 1,2,3 0 6600 0 KAPSTONE PAPER & PACKAGING C COM COM 48562P103 241 11231 SH DFND 1,2,3 0 11231 0 LAMAR ADVERTISING CO NEW CL A CL A 512816109 1641 23942 SH DFND 1,2,3 0 23942 0 LENNAR CORP CL A CL A 526057104 2640 50000 SH DFND 1,2,3 0 50000 0 LINCOLN NATL CORP IND COM COM 534187109 9846 134000 SH DFND 1,2,3 0 134000 0 LYON WILLIAM HOMES CL A NEW CL A NEW 552074700 598 25998 SH DFND 1,2,3 0 25998 0 MASONITE INTL CORP NEW COM COM 575385109 1401 20252 SH DFND 1,2,3 0 20252 0 METLIFE INC COM COM 59156R108 2131 41025 SH DFND 1,2,3 0 41025 0 MICROSOFT CORP COM COM 594918104 10168 136500 SH DFND 1,2,3 0 136500 0 MILLER INDS INC TENN COM NEW COM 600551204 300 10727 SH DFND 1,2,3 0 10727 0 MOELIS & CO CL A CL A 60786M105 9399 218337 SH DFND 1,2,3 0 218337 0 MORGAN STANLEY COM NEW COM 617446448 3036 63023 SH DFND 1,2,3 0 63023 0 NRG ENERGY INC COM NEW COM NEW 629377508 1084 42341 SH DFND 1,2,3 0 42341 0 NELNET INC CL A CL A 64031N108 242 4800 SH DFND 1,2,3 0 4800 0 NEW SR INVT GROUP INC COM COM 648691103 1011 110460 SH DFND 1,2,3 0 110460 0 NEWS CORP NEW CL A CL A 65249B109 971 73225 SH DFND 1,2,3 0 73225 0 NEWS CORP NEW CL B CL B 65249B208 420 30775 SH DFND 1,2,3 0 30775 0 NOVAGOLD RES INC COM NEW COM NEW 66987E206 450 109110 SH DFND 1,2,3 0 109110 0 OCCIDENTAL PETE CORP DEL COM COM 674599105 1603 24966 SH DFND 1,2,3 0 24966 0 OMNICOM GROUP INC COM COM 681919106 2871 38761 SH DFND 1,2,3 0 38761 0 ON SEMICONDUCTOR CORP COM COM 682189105 1864 100898 SH DFND 1,2,3 0 100898 0 ORACLE CORP COM COM 68389X105 11424 236275 SH DFND 1,2,3 0 236275 0 OWENS & MINOR INC NEW COM COM 690732102 1211 41472 SH DFND 1,2,3 0 41472 0 PARK STERLING CORP COM COM 70086Y105 736 59266 SH DFND 1,2,3 0 59266 0 PFIZER INC COM COM 717081103 8832 247401 SH DFND 1,2,3 0 247401 0 PIONEER NAT RES CO COM COM 723787107 3954 26800 SH DFND 1,2,3 0 26800 0 PORTLAND GEN ELEC CO COM NEW COM 736508847 466 10200 SH DFND 1,2,3 0 10200 0 ROYAL DUTCH SHELL PLC SPONS ADR A SPONSORED ADR 780259206 3787 62520 SH DFND 1,2,3 0 62520 0 SPDR GOLD TRUST GOLD SHS SHS 78463V107 26018 214000 SH DFND 1,2,3 0 214000 0 SCIENCE APPLICATNS INTL CP N COM COM 808625107 662 9900 SH DFND 1,2,3 0 9900 0 STATE STR CORP COM COM 857477103 2002 20950 SH DFND 1,2,3 0 20950 0 STONERIDGE INC COM COM 86183P102 422 21307 SH DFND 1,2,3 0 21307 0 SUPERIOR ENERGY SVCS INC COM COM 868157108 915 85660 SH DFND 1,2,3 0 85660 0 SYNOVUS FINL CORP COM NEW COM 87161C501 1006 21845 SH DFND 1,2,3 0 21845 0 TCF FINL CORP COM COM 872275102 607 35599 SH DFND 1,2,3 0 35599 0 TEREX CORP NEW COM COM 880779103 4305 95614 SH DFND 1,2,3 0 95614 0 TRAVELERS COMPANIES INC COM COM 89417E109 4043 33000 SH DFND 1,2,3 0 33000 0 TRIMAS CORP COM NEW COM NEW 896215209 1662 61557 SH DFND 1,2,3 0 61557 0 TRIPLE-S MGMT CORP CL B CL B 896749108 1173 49541 SH DFND 1,2,3 0 49541 0 TUPPERWARE BRANDS CORP COM COM 899896104 909 14700 SH DFND 1,2,3 0 14700 0 UNIVERSAL CORP VA COM COM 913456109 771 13463 SH DFND 1,2,3 0 13463 0 VIRTUS INVT PARTNERS INC COM COM 92828Q109 1635 14087 SH DFND 1,2,3 0 14087 0 VOYA FINL INC COM COM 929089100 2940 73700 SH DFND 1,2,3 0 73700 0 WSFS FINL CORP COM COM 929328102 203 4169 SH DFND 1,2,3 0 4169 0 WAL-MART STORES INC COM COM 931142103 1975 25275 SH DFND 1,2,3 0 25275 0 WEBSTER FINL CORP CONN COM COM 947890109 1208 22979 SH DFND 1,2,3 0 22979 0 WHIRLPOOL CORP COM COM 963320106 5257 28500 SH DFND 1,2,3 0 28500 0 ARGO GROUP INTL HLDGS LTD COM COM G0464B107 958 15576 SH DFND 1,2,3 0 15576 0 ASPEN INSURANCE HOLDINGS LTD SHS SHS G05384105 1235 30561 SH DFND 1,2,3 0 30561 0 AXIS CAPITAL HOLDINGS LTD SHS SHS G0692U109 1539 26853 SH DFND 1,2,3 0 26853 0 EATON CORP PLC SHS SHS G29183103 2764 35994 SH DFND 1,2,3 0 35994 0 OM ASSET MGMT PLC SHS SHS G67506108 429 28733 SH DFND 1,2,3 0 28733 0 GOLAR LNG LTD BERMUDA SHS SHS G9456A100 3998 176803 SH DFND 1,2,3 0 176803 0 LYONDELLBASELL INDUSTRIES N SHS - A - SHS N53745100 4378 44200 SH DFND 1,2,3 0 44200 0 TEEKAY TANKERS LTD CL A CLA Y8565N102 538 332350 SH DFND 1,2,3 0 332350 0 CONMED CORP COM COM 207410101 289 5503 SH DFND 1,2,3 0 5503 0 ARRIS INTL INC SHS SHS G0551A103 445 15616 SH DFND 1,2,3 0 15616 0 WILLIAMS COS INC DEL COM COM 969457100 512 17070 SH DFND 1,2,3 0 17070 0 VORNADO RLTY TR SH BEN INT SH BEN INT 929042109 2348 30535 SH DFND 1,2,3 0 30535 0 HESS CORP COM COM 42809H107 5804 123776 SH DFND 1,2,3 0 123776 0 EOG RES INC COM COM 26875P101 3676 38000 SH DFND 1,2,3 0 38000 0 MURPHY OIL CORP COM COM 626717102 2542 95712 SH DFND 1,2,3 0 95712 0 SCANSOURCE INC COM COM 806037107 1486 34035 SH DFND 1,2,3 0 34035 0 AMERICAN EQTY INVT LIFE HLD COM COM 025676206 1312 45114 SH DFND 1,2,3 0 45114 0 ANIXTER INTL INC COM COM 035290105 1107 13019 SH DFND 1,2,3 0 13019 0 CENOVUS ENERGY INC COM COM 15135U109 2066 205929 SH DFND 1,2,3 0 205929 0 HALLIBURTON CO COM COM 406216101 935 20308 SH DFND 1,2,3 0 20308 0 COMTECH TELECOMMUNICATIONS C COM NEW COM 205826209 1657 80719 SH DFND 1,2,3 0 80719 0 MONSANTO CO NEW COM COM 61166W101 1709 14265 SH DFND 1,2,3 0 14265 0 TOLL BROTHERS INC COM COM 889478103 1534 37000 SH DFND 1,2,3 0 37000 0 FIRST BANCORP N C COM COM 318910106 235 6839 SH DFND 1,2,3 0 6839 0 WESCO AIRCRAFT HLDGS INC COM COM 950814103 397 42270 SH DFND 1,2,3 0 42270 0 HOPE BANCORP INC COM COM 43940T109 1122 63331 SH DFND 1,2,3 0 63331 0 CAPITAL ONE FINL CORP COM COM 14040H105 2694 31827 SH DFND 1,2,3 0 31827 0 DELL TECHNOLOGIES INC COM CL V CL V 24703L103 2456 31815 SH DFND 1,2,3 0 31815 0 CATERPILLAR INC DEL COM COM 149123101 1148 9205 SH DFND 1,2,3 0 9205 0 COGNIZANT TECHNOLOGY SOLUTIO CL A CLA 192446102 3192 44010 SH DFND 1,2,3 0 44010 0 CABOT OIL & GAS CORP COM COM 127097103 2675 100000 SH DFND 1,2,3 0 100000 0 HOEGH LNG PARTNERS LP COM UNIT LTD COM Y3262R100 476 25649 SH DFND 1,2,3 0 25649 0 PLY GEM HLDGS INC COM COM 72941W100 816 47885 SH DFND 1,2,3 0 47885 0 VERIFONE SYS INC COM COM 92342Y109 1237 60993 SH DFND 1,2,3 0 60993 0 MYLAN N V SHS EURO SHS N59465109 3009 95909 SH DFND 1,2,3 0 95909 0 ATHENE HLDG LTD CL A CL A G0684D107 2692 50000 SH DFND 1,2,3 0 50000 0 HILTON WORLDWIDE HLDGS INC COM COM 43300A203 2090 30092 SH DFND 1,2,3 0 30092 0 MCKESSON CORP COM COM 58155Q103 2632 17133 SH DFND 1,2,3 0 17133 0 JELD-WEN HLDG INC COM COM 47580P103 1465 41249 SH DFND 1,2,3 0 41249 0 FUELCELL ENERGY INC COM NEW COM NEW 35952H502 770 439851 SH DFND 1,2,3 0 439851 0 FOREST CITY RLTY TR INC COM CL A CL A 345605109 1735 68000 SH DFND 1,2,3 0 68000 0 ISHARES U S ETF TR SHT MAT BD ETF BD ETF 46431W507 5029 100000 SH DFND 1,2,3 0 100000 0 ALPHABET INC CAP STK CL C CL C 02079K107 5083 5300 SH DFND 1,2,3 0 5300 0 WPX ENERGY INC COM COM 98212B103 2145 186500 SH DFND 1,2,3 0 186500 0 ATLANTIC CAP BANCSHARES INC COM COM 048269203 348 19174 SH DFND 1,2,3 0 19174 0 GIBRALTAR INDS INC COM COM 374689107 1311 42097 SH DFND 1,2,3 0 42097 0 NXP SEMICONDUCTORS N V COM COM N6596X109 2870 25375 SH DFND 1,2,3 0 25375 0 EXPRESS SCRIPTS HLDG CO COM COM 30219G108 1632 25767 SH DFND 1,2,3 0 25767 0 TECK RESOURCES LTD CL B CL B 878742204 1678 79565 SH DFND 1,2,3 0 79565 0 ELECTRUM SPL ACQUISITION COR *W EXP 99/99/999 G3105C112 0 78949 PRN DFND 1,2,3 0 78949 0 UNITED RENTALS INC COM COM 911363109 5550 40000 SH DFND 1,2,3 0 40000 0 ELECTRUM SPL ACQUISITION COR SHS SHS G3105C104 809 78949 SH DFND 1,2,3 0 78949 0 TEXTRON INC COM COM 883203101 2344 43500 SH DFND 1,2,3 0 43500 0 AVIS BUDGET GROUP COM COM 053774105 945 24839 SH DFND 1,2,3 0 24839 0 BRIGHTHOUSE FINL INC COM COM 10922N103 227 3729 SH DFND 1,2,3 0 3729 0 HANOVER INS GROUP INC COM COM 410867105 791 8158 SH DFND 1,2,3 0 8158 0 DIEBOLD NXDF INC COM COM 253651103 1047 45805 SH DFND 1,2,3 0 45805 0 ANALOG DEVICES INC COM COM 032654105 3447 40000 SH DFND 1,2,3 0 40000 0 DOWDUPONT INC COM COM 26078J100 3569 51555 SH DFND 1,2,3 0 51555 0 ALLERGAN PLC SHS SHS G0177J108 2597 12670 SH DFND 1,2,3 0 12670 0 WELLS FARGO CO NEW COM COM 949746101 1807 32770 SH DFND 1,2,3 0 32770 0 MICRO FOCUS INTERNATIONAL PL SPON ADR NEW SPONSORED ADR 594837304 646 20248 SH DFND 1,2,3 0 20248 0