0000021175-17-000113.txt : 20170815 0000021175-17-000113.hdr.sgml : 20170815 20170815145149 ACCESSION NUMBER: 0000021175-17-000113 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170814 FILED AS OF DATE: 20170815 DATE AS OF CHANGE: 20170815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mense D Craig CENTRAL INDEX KEY: 0001308943 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05823 FILM NUMBER: 171033607 MAIL ADDRESS: STREET 1: 333 SOUTH WABASH AVE. CITY: CHICAGO STATE: IL ZIP: 60604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 4 1 wf-form4_150282309611174.xml FORM 4 X0306 4 2017-08-14 0 0000021175 CNA FINANCIAL CORP CNA 0001308943 Mense D Craig 333 S. WABASH AVE. CHICAGO IL 60604 0 1 0 0 EVP & CFO Common Stock 2017-08-14 4 M 0 23450 52.72 A 130548 D Common Stock 2017-08-14 4 S 0 23450 52.66 D 107098 D Stock Appreciation Rights 11.51 2017-08-14 4 M 0 30000 0 D 2019-02-04 Common Stock 30000.0 0 D The Reporting Person exercised 30,000 Stock Appreciation Rights and as such received a gain of 23,450 shares of the issuers common stock. This transaction was executed in multiple trades at prices ranging from $52.51 to $53.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. As previously reported, the Stock Appreciation Rights became exercisable in four equal installments beginning on February 4, 2010. Grant date was February 4, 2009. As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost. D. Craig Mense 2017-08-15