0000021175-17-000113.txt : 20170815
0000021175-17-000113.hdr.sgml : 20170815
20170815145149
ACCESSION NUMBER: 0000021175-17-000113
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170814
FILED AS OF DATE: 20170815
DATE AS OF CHANGE: 20170815
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mense D Craig
CENTRAL INDEX KEY: 0001308943
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05823
FILM NUMBER: 171033607
MAIL ADDRESS:
STREET 1: 333 SOUTH WABASH AVE.
CITY: CHICAGO
STATE: IL
ZIP: 60604
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CNA FINANCIAL CORP
CENTRAL INDEX KEY: 0000021175
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 366169860
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: CNA
STREET 2: 333 S. WABASH
CITY: CHICAGO
STATE: IL
ZIP: 60604
BUSINESS PHONE: 3128225000
MAIL ADDRESS:
STREET 1: CNA
STREET 2: 333 S. WABASH
CITY: CHICAGO
STATE: IL
ZIP: 60604
4
1
wf-form4_150282309611174.xml
FORM 4
X0306
4
2017-08-14
0
0000021175
CNA FINANCIAL CORP
CNA
0001308943
Mense D Craig
333 S. WABASH AVE.
CHICAGO
IL
60604
0
1
0
0
EVP & CFO
Common Stock
2017-08-14
4
M
0
23450
52.72
A
130548
D
Common Stock
2017-08-14
4
S
0
23450
52.66
D
107098
D
Stock Appreciation Rights
11.51
2017-08-14
4
M
0
30000
0
D
2019-02-04
Common Stock
30000.0
0
D
The Reporting Person exercised 30,000 Stock Appreciation Rights and as such received a gain of 23,450 shares of the issuers common stock.
This transaction was executed in multiple trades at prices ranging from $52.51 to $53.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
As previously reported, the Stock Appreciation Rights became exercisable in four equal installments beginning on February 4, 2010. Grant date was February 4, 2009.
As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost.
D. Craig Mense
2017-08-15