0000021175-17-000098.txt : 20170614 0000021175-17-000098.hdr.sgml : 20170614 20170614180043 ACCESSION NUMBER: 0000021175-17-000098 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170605 FILED AS OF DATE: 20170614 DATE AS OF CHANGE: 20170614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Kevin Gene CENTRAL INDEX KEY: 0001709370 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05823 FILM NUMBER: 17912044 MAIL ADDRESS: STREET 1: 333 S. WABASH AVE. CITY: CHICAGO STATE: IL ZIP: 60604 3 1 wf-form3_149747762929990.xml FORM 3 X0206 3 2017-06-05 0 0000021175 CNA FINANCIAL CORP CNA 0001709370 Smith Kevin Gene 333 S. WABASH AVE. CHICAGO IL 60604 0 1 0 0 President & COO, Specialty Common Stock 18046 D Common stock represents the underlying security of restricted stock units granted to the reporting person, each restricted stock unit representing a contingent right to receive one share of CNA Financial Corporation common stock. The restricted stock units were awarded to the reporting person on May 22, 2017, and have a graduated vesting schedule with 1/2 vesting one year from grant date, and 1/2 vesting two years from grant date. Kevin G. Smith 2017-06-12