0000021175-17-000086.txt : 20170505 0000021175-17-000086.hdr.sgml : 20170505 20170505105429 ACCESSION NUMBER: 0000021175-17-000086 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170426 FILED AS OF DATE: 20170505 DATE AS OF CHANGE: 20170505 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Merten Joseph Gerard CENTRAL INDEX KEY: 0001705572 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05823 FILM NUMBER: 17816725 MAIL ADDRESS: STREET 1: 333 S. WABASH AVE. CITY: CHICAGO STATE: IL ZIP: 60604 3 1 wf-form3_149399605476794.xml FORM 3 X0206 3 2017-04-26 0 0000021175 CNA FINANCIAL CORP CNA 0001705572 Merten Joseph Gerard 333 S. WABASH AVE CHICAGO IL 60604 0 1 0 0 EVP, Technology & Operations Common Stock 28832 D Common stock represents the underlying security of restricted stock units granted to the reporting person, each restricted stock unit representing a contingent right to receive one share of CNA Financial Corporation common stock. The restricted stock units were awarded to the reporting person on January 30, 2017, and have a graduated vesting schedule with 1/3 vesting one year from grant date, 1/3 vesting two years from grant date, and the last 1/3 vesting three years from grant date. Joseph G. Merten 2017-04-27