0000021175-17-000014.txt : 20170209 0000021175-17-000014.hdr.sgml : 20170209 20170209141611 ACCESSION NUMBER: 0000021175-17-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170207 FILED AS OF DATE: 20170209 DATE AS OF CHANGE: 20170209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mense D Craig CENTRAL INDEX KEY: 0001308943 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05823 FILM NUMBER: 17586947 MAIL ADDRESS: STREET 1: 45 MOUNTAIN VIEW DRIVE CITY: WEST HARTFORD STATE: CT ZIP: 06117 4 1 wf-form4_148666775723257.xml FORM 4 X0306 4 2017-02-07 0 0000021175 CNA FINANCIAL CORP CNA 0001308943 Mense D Craig 333 S. WABASH AVE. CHICAGO IL 60604 0 1 0 0 EVP & CFO Common Stock 2017-02-07 4 M 0 318 42.40 A 63310 D Common Stock 2017-02-07 4 S 0 318 42.42 D 62992 D Stock Appreciation Rights 41.86 2017-02-07 4 M 0 25000 0 D 2017-02-07 Common Stock 25000.0 0 D The Reporting Person exercised 25,000 Stock Appreciation Rights and as such received a gain of 318 shares of the issuers common stock. A previously reported, the Stock Appreciation Rights became exercisable in four equal annual installments beginning on February 7, 2008. As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost. D. Craig Mense 2017-02-09