Senior Vice President and Corporate Controller

0000021175-15-000090.txt : 20150814 0000021175-15-000090.hdr.sgml : 20150814 20150814113734 ACCESSION NUMBER: 0000021175-15-000090 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150814 DATE AS OF CHANGE: 20150814 EFFECTIVENESS DATE: 20150814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00346 FILM NUMBER: 151053712 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000021175 XXXXXXXX 06-30-2015 06-30-2015 CNA FINANCIAL CORP

CNA 333 S. WABASH CHICAGO IL 60604

13F HOLDINGS REPORT 028-00346 Y Assets reported herein are described as having shared investment discretion among Loews Corporation, CNA Financial Corporation, The Continental Corporation and Continental Casualty Company. Each of the foregoing entities specifically disclaims ownership of any securities in this report which are not beneficially owned by that entity and states that such assets are solely under the control of its board of directors. The characterization of shared investment discretion with parent holding companies is made solely as a consequence of SEC interpretations regarding control of the subsidiary through share ownership. Loews Corporation owns approximately 90% of the outstanding shares of CNA Financial Corporation; CNA Financial Corporation owns 100% of the outstanding shares of The Continental Corporation; and The Continental Corporation owns 100% of the outstanding shares of Continental Casualty Company. Loews Corporation will report separately on securities over which it has investment discretion which are not part of this report. Lawrence J. Boysen Senior Vice President and Corporate Controller 312-822-5653 Lawrence J. Boysen Chicago IL 08-14-2015 3 190 438695 false 1 28-217 Loews Corporation 2 28-172 The Continental Corporation 3 28-387 Continental Casualty Company INFORMATION TABLE 2 q2form13fhrinformation11.xml INFORMATION TABLE ARC DOCUMENT SOLUTIONS INC COM 00191G103 213 28050 SH DFND 1,2,3 0 28050 0 ABBOTT LABORATORIES COM 002824100 1888 38475 SH DFND 1,2,3 0 38475 0 ACTUANT CORP CL A 00508X203 1415 61300 SH DFND 1,2,3 0 61300 0 AETNA INC COM 00817Y108 7902 62000 SH DFND 1,2,3 0 62000 0 AMERICAN AIRLINES GROUP INC COM 02376R102 3993 100000 SH DFND 1,2,3 0 100000 0 AMERICAN INTERNATIONAL GROUP COM NEW 026874784 3004 48600 SH DFND 1,2,3 0 48600 0 ANADARKO PETROLEUM CORP COM 032511107 5854 75000 SH DFND 1,2,3 0 75000 0 ANTERO RESOURCES CORP COM 03674X106 1030 30000 SH DFND 1,2,3 0 30000 0 APACHE CORP COM 037411105 4581 79500 SH DFND 1,2,3 0 79500 0 ARGAN INC COM 04010E109 296 7351 SH DFND 1,2,3 0 7351 0 ARRIS CORP COM 04270V106 1004 32816 SH DFND 1,2,3 0 32816 0 ASSOCIATED BANC-CORP COM 045487105 1547 76325 SH DFND 1,2,3 0 76325 0 ASSURANT INC COM 04621X108 6700 100000 SH DFND 1,2,3 0 100000 0 AVNET INC COM 053807103 3332 81075 SH DFND 1,2,3 0 81075 0 BP PLC SPONSORED ADR 055622104 3679 92082 SH DFND 1,2,3 0 92082 0 BAKER HUGHES INC COM 057224107 1267 20550 SH DFND 1,2,3 0 20550 0 BANK OF AMERICA CORP COM 060505104 3031 178100 SH DFND 1,2,3 0 178100 0 BARRICK GOLD CORP COM 067901108 4612 432679 SH DFND 1,2,3 0 432679 0 BBCN BANCORP INC COM 073295107 1312 88725 SH DFND 1,2,3 0 88725 0 BLUEKNIGHT ENERGY PARTNERS LP COM UNIT 09625U109 531 71022 SH DFND 1,2,3 0 71022 0 BRADY CORPORATION CL A 104674106 1230 49725 SH DFND 1,2,3 0 49725 0 CIGNA CORP COM 125509109 2754 17000 SH DFND 1,2,3 0 17000 0 CNO FINANCIAL GROUP COM 12621E103 1657 90323 SH DFND 1,2,3 0 90323 0 CVR PARTNERS LP COM 126633106 3392 268600 SH DFND 1,2,3 0 268600 0 CALLAWAY GOLF COMPANY COM 131193104 223 24977 SH DFND 1,2,3 0 24977 0 CARPENTER TECHNOLOGY COM 144285103 880 22766 SH DFND 1,2,3 0 22766 0 CASH AMERICA INTL INC COM 14754D100 235 9000 SH DFND 1,2,3 0 9000 0 CASTLE (A.M.) & CO COM 148411101 68 11100 SH DFND 1,2,3 0 11100 0 CISCO SYSTEMS INC COM 17275R102 1922 70000 SH DFND 1,2,3 0 70000 0 CITIGROUP INC COM 172967424 8957 162161 SH DFND 1,2,3 0 162161 0 COCA COLA CO COM 191216100 1465 37350 SH DFND 1,2,3 0 37350 0 COLUMBUS MCKINNON CORP/NY COM 199333105 1075 43018 SH DFND 1,2,3 0 43018 0 COMCAST CORP CL A 20030N200 5994 100000 SH DFND 1,2,3 0 100000 0 CON-WAY INC COM 205944101 682 17775 SH DFND 1,2,3 0 17775 0 COVANTA HOLDING CORP COM 22282E102 5590 263804 SH DFND 1,2,3 0 263804 0 CRAY INC COM NEW 225223304 1312 44484 SH DFND 1,2,3 0 44484 0 DANA HOLDING CORP COM 235825205 1246 60549 SH DFND 1,2,3 0 60549 0 DELTA AIR LINES INC COM NEW 247361702 5721 139280 SH DFND 1,2,3 0 139280 0 DEVON ENERGY CORP COM 25179M103 3539 59500 SH DFND 1,2,3 0 59500 0 DIAMONDROCK HOSPITALITY CO COM 252784301 430 33571 SH DFND 1,2,3 0 33571 0 DIODES INC COM 254543101 1154 47900 SH DFND 1,2,3 0 47900 0 DOW CHEMICAL CORP COM 260543103 3548 69355 SH DFND 1,2,3 0 69355 0 ENBRIDGE ENERGY PARTNERS LP COM 29250R106 7332 220000 SH DFND 1,2,3 0 220000 0 EZCORP INC CL A 302301106 305 41100 SH DFND 1,2,3 0 41100 0 EXXON MOBIL CORP COM 30231G102 2202 26475 SH DFND 1,2,3 0 26475 0 FEDEX CORPORATION COM 31428X106 4260 25000 SH DFND 1,2,3 0 25000 0 FIRST CITIZENS BCSHS CL A 31946M103 616 2345 SH DFND 1,2,3 0 2345 0 FIRST HORIZON NATIONAL CORP COM 320517105 786 50200 SH DFND 1,2,3 0 50200 0 FIRST MIDWEST BANCORP INC/IL COM 320867104 1357 71550 SH DFND 1,2,3 0 71550 0 FOREST CITY ENTERPRISES CL A 345550107 3676 166367 SH DFND 1,2,3 0 166367 0 GENERAL MOTORS CO COM 37045V100 2536 76115 SH DFND 1,2,3 0 76115 0 GENERAL MOTORS WARRANT 37045V118 1297 54576 SH DFND 1,2,3 0 54576 0 GOLDMAN SACHS GROUP INC COM 38141G104 8649 41425 SH DFND 1,2,3 0 41425 0 GOOGLE INC CL A 38259P508 504 935 SH DFND 1,2,3 0 935 0 GOVERNMENT PROPERTIES INCOME COM SHS BEN INT 38376A103 688 37100 SH DFND 1,2,3 0 37100 0 GRANITE REAL ESTATE INVESTMENT TRST UNIT 387437114 1024 30000 SH DFND 1,2,3 0 30000 0 GREAT PLAINS ENERGY INC COM 391164100 442 18300 SH DFND 1,2,3 0 18300 0 GRIFFON CORPORATION COM 398433102 509 31994 SH DFND 1,2,3 0 31994 0 HARSCO CORP COM 415864107 493 29900 SH DFND 1,2,3 0 29900 0 HEALTH INSURANCE INNOVATION COM CL A 42225K106 57 11559 SH DFND 1,2,3 0 11559 0 HEWLETT-PACKARED CO COM 428236103 4010 133655 SH DFND 1,2,3 0 133655 0 ICONIX BRAND GROUP INC COM 451055107 709 28400 SH DFND 1,2,3 0 28400 0 INSIGHT ENTERPRISES INC COM 45765U103 1493 49918 SH DFND 1,2,3 0 49918 0 INORG CHEM NEC COM 45768S105 1086 24128 SH DFND 1,2,3 0 24128 0 INTERPUBLIC GROUP COS INC COM 460690100 1237 64225 SH DFND 1,2,3 0 64225 0 JPMORGAN CHASE & COMPANY COM 46625H100 10377 153150 SH DFND 1,2,3 0 153150 0 JIVE SOFTWARE INC COM 47760A108 527 100553 SH DFND 1,2,3 0 100553 0 KAISER ALUMINUM CORP COM 483007704 614 7400 SH DFND 1,2,3 0 7400 0 KAPSTONE PAPER AND PACKAGING COM 48562P103 292 12631 SH DFND 1,2,3 0 12631 0 KRATOS DEFENSE & SECURITY COM NEW 50077B207 254 40400 SH DFND 1,2,3 0 40400 0 LENNAR CORP CL B 526057302 497 11534 SH DFND 1,2,3 0 11534 0 LEXMARK INTL GROUP INC CL A 529771107 433 9800 SH DFND 1,2,3 0 9800 0 LINCOLN NATIONAL CORP INDIANA COM 534187109 10245 173000 SH DFND 1,2,3 0 173000 0 MASONITE INTERNATIONAL CORP COM 575385109 1640 23400 SH DFND 1,2,3 0 23400 0 MATTHEWS INTL CORP CL A 577128101 1102 20750 SH DFND 1,2,3 0 20750 0 METLIFE INC COM 59156R108 2252 40225 SH DFND 1,2,3 0 40225 0 MICROSOFT CORP COM 594918104 10397 235501 SH DFND 1,2,3 0 235501 0 MILLER INDUSTRIES INC/TENN COM 600551204 218 10973 SH DFND 1,2,3 0 10973 0 MONSTER WORLDWIDE INC COM 611742107 559 85550 SH DFND 1,2,3 0 85550 0 MORGAN STANLEY COM 617446448 2416 62300 SH DFND 1,2,3 0 62300 0 NRG ENERGY INC COM NEW 629377508 788 34446 SH DFND 1,2,3 0 34446 0 NATL PENN BCSHS INC COM 637138108 1328 117750 SH DFND 1,2,3 0 117750 0 NELNET INC CL A 64031N108 233 5400 SH DFND 1,2,3 0 5400 0 NEWS CORP CL A 65249B109 2772 190045 SH DFND 1,2,3 0 190045 0 NEWS CORP CL B 65249B208 1480 103975 SH DFND 1,2,3 0 103975 0 NOVAGOLD RESOURCES INC COM NEW 66987E206 746 218220 SH DFND 1,2,3 0 218220 0 OCI PARTNERS LP COM UNIT REP LP 67091N108 1597 94800 SH DFND 1,2,3 0 94800 0 OCCIDENTAL PETROLEUM COM 674599105 6189 79586 SH DFND 1,2,3 0 79586 0 OMNICOM GROUP INC COM COM 681919106 1874 26975 SH DFND 1,2,3 0 26975 0 ON SEMICONDUCTOR CORPORATION COM 682189105 3656 312750 SH DFND 1,2,3 0 312750 0 ORACLE CORP COM 68389X105 8995 223225 SH DFND 1,2,3 0 223225 0 OWENS CORNING COM 690742101 954 23150 SH DFND 1,2,3 0 23150 0 PHH CORP COM 693320202 1130 43425 SH DFND 1,2,3 0 43425 0 PNC FINL SVCS GROUP INC COM 693475105 1936 20244 SH DFND 1,2,3 0 20244 0 PARK STERLING CORP COM 70086Y105 640 88966 SH DFND 1,2,3 0 88966 0 PARKER HANNIFIN CORP COM 701094104 1573 13525 SH DFND 1,2,3 0 13525 0 PFIZER INC COM 717081103 6427 191691 SH DFND 1,2,3 0 191691 0 PIONEER NATURAL RESOURCES CO COM 723787107 4022 29000 SH DFND 1,2,3 0 29000 0 PORTLAND GENERAL ELECTRIC COM 736508847 338 10200 SH DFND 1,2,3 0 10200 0 PRIMERICA INC COM 74164M108 430 9431 SH DFND 1,2,3 0 9431 0 PULTE CORP COM 745867101 3425 170000 SH DFND 1,2,3 0 170000 0 QEP MIDSTREAM PARTNERS LP COM UNIT RP LTD 74735R115 2398 136800 SH DFND 1,2,3 0 136800 0 REINSURANCE GROUP OF AMERICA COM NEW 759351604 2770 29200 SH DFND 1,2,3 0 29200 0 RENT-A-CENTER INC COM 76009N100 1071 37800 SH DFND 1,2,3 0 37800 0 RENTECH NITROGEN PARTNERS LP COM 760113100 4399 307650 SH DFND 1,2,3 0 307650 0 ROYAL DUTCH SHELL PLC SPONSORED ADR 780259206 2155 37817 SH DFND 1,2,3 0 37817 0 SPDR GOLD TRUST SHS 78463V107 28092 250000 SH DFND 1,2,3 0 250000 0 SCHNITZER STEEL INDS INC CL A 806882106 754 43175 SH DFND 1,2,3 0 43175 0 SCIENCE APPLICATIONS INTE COM 808625107 523 9900 SH DFND 1,2,3 0 9900 0 STAPLES INC COM 855030102 2928 191298 SH DFND 1,2,3 0 191298 0 STATE STR CORP COM 857477103 1844 23950 SH DFND 1,2,3 0 23950 0 STONERIDGE INC COM 86183P102 1256 107275 SH DFND 1,2,3 0 107275 0 SUPERIOR ENERGY SERVICES INC COM 868157108 2504 119025 SH DFND 1,2,3 0 119025 0 TCF FINANCIAL CORP COM 872275102 1104 66500 SH DFND 1,2,3 0 66500 0 TENET HEALTHCARE CORP COM NEW 88033G407 285 4925 SH DFND 1,2,3 0 4925 0 TEREX CORP COM 880779103 2759 118675 SH DFND 1,2,3 0 118675 0 TETRA TECH INC COM 88162G103 1365 53275 SH DFND 1,2,3 0 53275 0 TRAVELERS COS INC/THE COM 89417E109 6166 63800 SH DFND 1,2,3 0 63800 0 TUPPERWARE CORP COM 899896104 709 11000 SH DFND 1,2,3 0 11000 0 TUTOR PERINI CORP COM 901109108 645 29900 SH DFND 1,2,3 0 29900 0 UFP TECHNOLOGIES INC COM 902673102 254 12143 SH DFND 1,2,3 0 12143 0 UAL CORP COM 910047109 4240 80000 SH DFND 1,2,3 0 80000 0 VIRTUS INVESTMENT PARTNERS COM 92828Q109 649 4910 SH DFND 1,2,3 0 4910 0 WSFS FINANCIAL CORP COM 929328102 516 18900 SH DFND 1,2,3 0 18900 0 WEBSTER FINANCIAL CORP COM 947890109 1511 38225 SH DFND 1,2,3 0 38225 0 ARGO GROUP INTERNATIONAL COM G0464B107 1066 19140 SH DFND 1,2,3 0 19140 0 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 1051 21950 SH DFND 1,2,3 0 21950 0 EATON CORP PLC SHS G29183103 5088 75396 SH DFND 1,2,3 0 75396 0 OCEAN RIG UDW INC SHS Y64354205 511 99744 SH DFND 1,2,3 0 99744 0 MOELIS & CO CL A 60786M105 6268 218337 SH DFND 1,2,3 0 218337 0 KBR INC COM 48242W106 1258 64600 SH DFND 1,2,3 0 64600 0 VOYA FINL INC COM 929089100 2173 46775 SH DFND 1,2,3 0 46775 0 GOOGLE INC CL C 38259P706 487 937 SH DFND 1,2,3 0 937 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 1683 92925 SH DFND 1,2,3 0 92925 0 PINNACLE FOODS INC COM 72348P104 630 13850 SH DFND 1,2,3 0 13850 0 TECK COMINCO LTD CL B 878742204 965 97435 SH DFND 1,2,3 0 97435 0 DR HORTON INC COM 23331A109 3091 113000 SH DFND 1,2,3 0 113000 0 GIBRALTAR INDUSTRIES INC COM 374689107 1848 90754 SH DFND 1,2,3 0 90754 0 SYMETRA FINANCIAL CORP COM 87151Q106 780 32275 SH DFND 1,2,3 0 32275 0 SYNOVUS FINANCIAL CORP COM 87161C501 1560 50646 SH DFND 1,2,3 0 50646 0 TECH DATA CORP COM 878237106 1577 27400 SH DFND 1,2,3 0 27400 0 ENDURANCE SPECIALTY HOLDINGS SHS G30397106 1302 19825 SH DFND 1,2,3 0 19825 0 INTEL CORP COM 458140100 1492 49075 SH DFND 1,2,3 0 49075 0 ENERGY XXI LTD SHS G10082140 130 49600 SH DFND 1,2,3 0 49600 0 NORDIC AMERICAN TANKERS LTD COM G65773106 715 50285 SH DFND 1,2,3 0 50285 0 INTERNATIONAL PAPER CO. COM 460146103 730 15360 SH DFND 1,2,3 0 15360 0 GENERAL CABLE CORP COM 369300108 1321 66975 SH DFND 1,2,3 0 66975 0 OWENS & MINOR INC COM 690732102 1539 45275 SH DFND 1,2,3 0 45275 0 TRIMAS CORP COM NEW 896215209 1337 45200 SH DFND 1,2,3 0 45200 0 ENERGY TRANSFER PARTNERS LP UNIT LTD PARTN 29273R109 3951 75700 SH DFND 1,2,3 0 75700 0 ENTERPRISE PRODUCTS PARTNERS COM 293792107 3837 128400 SH DFND 1,2,3 0 128400 0 MARKWEST ENERGY PARTNERS LP UNIT LTD PARTN 570759100 3619 64200 SH DFND 1,2,3 0 64200 0 PLAIMS ALL AMER PIPELINE LP UNIT LTD PARTN 726503105 3485 80000 SH DFND 1,2,3 0 80000 0 ENOVA INTERNATIONAL INC-W/I COM 29357K103 264 14172 SH DFND 1,2,3 0 14172 0 WILLIAM LYON HOMES CL A NEW 552074700 487 19000 SH DFND 1,2,3 0 19000 0 OM ASSET MANAGEMENT PLC SHS G67506108 243 13700 SH DFND 1,2,3 0 13700 0 TEEKAY TANKERS LTD CL A Y8565N102 591 89500 SH DFND 1,2,3 0 89500 0 NEW SR INVT GROUP INC COM 648691103 3637 272052 SH DFND 1,2,3 0 272052 0 TRIBUNE MEDIA CO CL A 896047503 1901 35620 SH DFND 1,2,3 0 35620 0 GOLAR LNG LTD SHS G9456A100 2682 57318 SH DFND 1,2,3 0 57318 0 APOLLO GLOBAL MANAGEMENT CLA SHS 037612306 1047 47300 SH DFND 1,2,3 0 47300 0 LENNAR CORP CL A 526057104 1531 30000 SH DFND 1,2,3 0 30000 0 CUBIC CORP COM 229669106 1031 21675 SH DFND 1,2,3 0 21675 0 AECOM COM 00766T100 1974 59677 SH DFND 1,2,3 0 59677 0 BAXTER INTL COM 071813109 2325 33250 SH DFND 1,2,3 0 33250 0 FORD MOTOR COMPANY COM 345370860 2108 140475 SH DFND 1,2,3 0 140475 0 FRANKLIN RESOURCES INC COM 354613101 2211 45100 SH DFND 1,2,3 0 45100 0 LAMAR ADVERTISING CO NEW CL A 512816109 2645 46025 SH DFND 1,2,3 0 46025 0 AXIS CAPITAL HOLDINGS LTD SHS G0692U109 2361 44253 SH DFND 1,2,3 0 44253 0 UBS GROUP AG SHS SHS H42097107 2359 111275 SH DFND 1,2,3 0 111275 0 TESORO LOGISTICS LP COM UNIT LP 88160T107 846 14820 SH DFND 1,2,3 0 14820 0 BROOKDALE SENIOR LIVING INC COM 112463104 1919 55320 SH DFND 1,2,3 0 55320 0 CEMPRA INC COM 15130J109 532 15497 SH DFND 1,2,3 0 15497 0 FUELCELL ENERGY INC COM 35952H106 596 610702 SH DFND 1,2,3 0 610702 0 MAXWELL TECHNOLOGIES INC COM 577767106 276 46277 SH DFND 1,2,3 0 46277 0 AERCAP HOLDINGS NV SHS N00985106 2289 50000 SH DFND 1,2,3 0 50000 0 LYONDELLBASELL INDU SHS N53745100 5693 55000 SH DFND 1,2,3 0 55000 0 GENWORTH FINANCIAL INC CL A 37247D106 1410 186375 SH DFND 1,2,3 0 186375 0 KEY ENERGY SERVICES INC COM 492914106 87 48525 SH DFND 1,2,3 0 48525 0 STANCORP FINANCIAL GROUP COM 852891100 1421 18800 SH DFND 1,2,3 0 18800 0 STANLEY BLACK & DECKER INC COM 854502101 1936 18400 SH DFND 1,2,3 0 18400 0 ENLINK MIDSTREAM PARTNERS LP COM UNIT LP 29336U107 1977 90000 SH DFND 1,2,3 0 90000 0 WILLIAMS PARTNERS LP COM UNIT LP 96949L105 9686 200000 SH DFND 1,2,3 0 200000 0 YAHOO! INC COM 984332106 734 18700 SH DFND 1,2,3 0 18700 0 ELECTRUM SPECIAL ACQUISITION COM G3105C120 791 78949 SH DFND 1,2,3 0 78949 0 WHIRLPOOL CORPORATION COM 963320106 1730 10000 SH DFND 1,2,3 0 10000 0 CHART INDUSTRIES INC COM 16115Q308 545 15250 SH DFND 1,2,3 0 15250 0 ESSENDANT INC COM 296689102 1210 30850 SH DFND 1,2,3 0 30850 0 TRIPLE-S MANAGEMENT CORP CL B 896749108 1255 48933 SH DFND 1,2,3 0 48933 0 WAL-MART STORES INC COM 931142103 2085 29400 SH DFND 1,2,3 0 29400 0