0000021175-14-000087.txt : 20141219 0000021175-14-000087.hdr.sgml : 20141219 20141219170544 ACCESSION NUMBER: 0000021175-14-000087 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20141219 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20141219 DATE AS OF CHANGE: 20141219 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-05823 FILM NUMBER: 141300425 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 8-K 1 cna8k.htm FORM 8-K cna8k.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) December 19, 2014


CNA FINANCIAL CORPORATION
(Exact name of registrant as specified in its charter)


Delaware
 
1-5823
 
36-6169860
(State or other jurisdiction
 
(Commission
 
(IRS Employer
of incorporation)
 
File Number)
 
Identification No.)




333 S. Wabash, Chicago, Illinois
 
60604
(Address of principal executive offices)
 
(Zip Code)

Registrant's telephone number, including area code (312) 822-5000


NOT APPLICABLE
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


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ITEM 5.02 DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF CERTAIN OFFICERS; COMPENSATORY ARRANGEMENTS OF CERTAIN OFFICERS.

(b) On December 19, 2014, Robert A. Lindemann announced his retirement as President and Chief Operating Officer of the Commercial Lines of Registrant, effective December 31, 2014.  As of the date of this report, no new compensatory or severance arrangements have been entered into with Mr. Lindemann. On December 19, 2014, Registrant announced that effective January 1, 2015, pending the appointment of a successor to Mr. Lindemann, David Rutkowski, Senior Vice President, Commercial Underwriting, would assume certain of Mr. Lindemann's responsibilities, including day-to-day operational duties, reporting to Thomas Motamed, the Chairman and Chief Executive Officer of Registrant.
 

The full text of Registrant's press release announcing the matter described herein is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
 
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS.
 
(d) Exhibits:
 
See Exhibit Index.


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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


 
 
CNA Financial Corporation
 
 
(Registrant)
 
 
 
Date:  December 19, 2014
By
/s/ D. Craig Mense
 
 
(Signature)
 
 
D. Craig Mense
Executive Vice President and
Chief Financial Officer

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EXHIBIT INDEX


Exhibit No.
 
Description
 
CNA Financial Corporation press release, issued December 19, 2014, announcing retirement of Robert A. Lindemann as President and Chief Operating Officer of the Commercial Lines of Registrant, effective December 31, 2014.





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EX-99.1 2 cnaexhibit991.htm EX-99.1 cnaexhibit991.htm


FOR IMMEDIATE RELEASE

CONTACT:
 
 
Jennifer Martinez, 312-822-5167
 
 
Sarah Pang, 312-822-6394
 
 

ROBERT LINDEMANN ANNOUNCES RETIREMENT

CHICAGO - December 19, 2014 - CNA Financial Corporation (NYSE: CNA) today announced the retirement of Robert Lindemann, president and chief operating officer of CNA Commercial-a $3.5 billion commercial property and casualty business-effective December 31, 2014.

With an insurance career that spans more than three decades, Bob has used his expertise to help strengthen CNA’s top and bottom lines. He played a critical role in establishing the company’s core segments in Construction, Financial Institutions, Healthcare, Manufacturing, Professional Services, Small Business and Technology. He also helped strengthen product offerings, most recently exemplified with the launch of CNA Paramount, the company’s comprehensive package for mid-sized businesses.

“Bob is among the most respected underwriters and leaders in the commercial insurance industry. He played a critical role in launching our customer segment strategy, and I want to thank him for the tremendous contributions he has made to the company and the industry,” said Thomas F. Motamed, chairman and chief executive officer.

Pending the appointment of a successor, Dave Rutkowski, senior vice president, Commercial Underwriting, will assume certain of Bob’s responsibilities, including day-to-day operational duties, reporting to Tom Motamed.

Dave joined CNA in 2009. “He has proven himself in both Headquarters and Field positions, with a long track record of developing and executing underwriting strategies and differentiated customer value propositions,” Motamed added.

Prior to joining CNA, Dave was with Zurich North America, where he served as Senior Vice President for its Middle Market Commercial business. In this role, Dave was responsible for developing the operating strategies that returned the division to profitability through underwriting and product initiatives, rate actions, and book mix change by line of business and industry class. Prior to Zurich, Dave held underwriting and Field leadership roles for several major insurance carriers, where he led and motivated teams in achieving challenging objectives.

Serving businesses and professionals since 1897, CNA is the country’s eighth largest commercial insurance writer and the 13th largest property and casualty company.  CNA’s insurance products include standard commercial lines, specialty lines, surety, marine and other property and casualty coverages.  CNA's services include risk management, information services, underwriting, risk control and claims administration.  For more information, please visit CNA at www.cna.com"CNA" is a service mark registered by CNA Financial Corporation with the United States Patent and Trademark Office. Certain CNA Financial Corporation subsidiaries use the "CNA" service mark in connection with insurance underwriting and claims activities.
 
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