Senior Vice President and Corporate Controller

0000021175-14-000044.txt : 20140515 0000021175-14-000044.hdr.sgml : 20140515 20140515115459 ACCESSION NUMBER: 0000021175-14-000044 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140515 DATE AS OF CHANGE: 20140515 EFFECTIVENESS DATE: 20140515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00346 FILM NUMBER: 14845041 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000021175 XXXXXXXX 03-31-2014 03-31-2014 CNA FINANCIAL CORP

CNA 333 S. Wabash Chicago IL 60604

13F HOLDINGS REPORT 028-00346 Y Assets reported herein are described as having shared investment discretion among Loews Corporation, CNA Financial Corporation, The Continental Corporation and Continental Casualty Company. Each of the foregoing entities specifically disclaims ownership of any securities in this report which are not beneficially owned by that entity and states that such assets are solely under the control of its board of directors. The characterization of shared investment discretion with parent holding companies is made solely as a consequence of SEC interpretations regarding control of the subsidiary through share ownership. Loews Corporation owns approximately 90% of the outstanding shares of CNA Financial Corporation; CNA Financial Corporation owns 100% of the outstanding shares of The Continental Corporation; and The Continental Corporation owns 100% of the outstanding shares of Continental Casualty Company. Loews Corporation will report separately on securities over which it has investment discretion which are not part of this report. Lawrence J. Boysen Senior Vice President and Corporate Controller 312-822-5653 /s/ Lawrence J. Boysen Chicago IL 05-15-2014 3 183 500260 false 1 28-217 Loews Corporation 2 28-172 The Continental Corporation 3 28-387 Continental Casualty Company INFORMATION TABLE 2 q114form13fhrinformation.xml INFORMATION TABLE ARC DOCUMENT SOLUTIONS INC COM 00191G103 852 114450 SH DFND 1,2,3 0 114450 0 ABBOTT LABORATORIES COM 002824100 1068 27725 SH DFND 1,2,3 0 27725 0 ACTUANT CORP-CL A CL A 00508X203 1597 46775 SH DFND 1,2,3 0 46775 0 AETNA INC COM 00817Y108 5248 70000 SH DFND 1,2,3 0 70000 0 AMERICAN AIRLINES GROUP INC COM 02376R102 5124 140000 SH DFND 1,2,3 0 140000 0 AMERICAN EQUITY INVT LIFE HL COM 025676206 1155 48900 SH DFND 1,2,3 0 48900 0 AMERICAN INTERNATIONAL GROUP COM NEW 026874784 3096 61900 SH DFND 1,2,3 0 61900 0 ANADARKO PETROLEUM CORP COM 032511107 15734 185626 SH DFND 1,2,3 0 185626 0 ANTERO RESOURCES CORP COM 03674X106 2329 37200 SH DFND 1,2,3 0 37200 0 APACHE CORP COM 037411105 5392 65000 SH DFND 1,2,3 0 65000 0 APPLE COMPUTER INC COM 037833100 1328 2475 SH DFND 1,2,3 0 2475 0 ARGAN INC COM 04010E109 433 14551 SH DFND 1,2,3 0 14551 0 ARRIS CORP COM 04270V106 1045 37100 SH DFND 1,2,3 0 37100 0 ASSOCIATED BANC-CORP COM 045487105 1116 61850 SH DFND 1,2,3 0 61850 0 ASSURANT INC COM 04621X108 8276 127400 SH DFND 1,2,3 0 127400 0 AVNET INC COM 053807103 4345 93375 SH DFND 1,2,3 0 93375 0 BP PLC-SPONS ADR SPONSORED ADR 055622104 3988 82907 SH DFND 1,2,3 0 82907 0 BAKER HUGHES INC COM 057224107 3132 48175 SH DFND 1,2,3 0 48175 0 BANCORPSOUTH INC COM 059692103 275 11005 SH DFND 1,2,3 0 11005 0 BANK OF AMERICA CORP COM 060505104 2372 137900 SH DFND 1,2,3 0 137900 0 BANK OF NEW YORK_MELLON COMMON STK COM 064058100 1419 40217 SH DFND 1,2,3 0 40217 0 BARNES & NOBLE INC COM 067774109 932 44571 SH DFND 1,2,3 0 44571 0 BARRICK GOLD CORP COM 067901108 3159 177159 SH DFND 1,2,3 0 177159 0 BBCN BANCORP INC COM 073295107 1482 86450 SH DFND 1,2,3 0 86450 0 BECTON DICKINSON & CO COM 075887109 2064 17625 SH DFND 1,2,3 0 17625 0 BLUEKNIGHT ENERGY PARTNERS LP COM UNIT 09625U109 1503 168863 SH DFND 1,2,3 0 168863 0 BOEING COMPANY COM 097023105 3137 25000 SH DFND 1,2,3 0 25000 0 BRADY CORPORATION - CL A CL A 104674106 1416 52150 SH DFND 1,2,3 0 52150 0 CIGNA CORP COM 125509109 2583 30850 SH DFND 1,2,3 0 30850 0 CNO FINANCIAL GROUP COM 12621E103 2398 132500 SH DFND 1,2,3 0 132500 0 CVR PARTNERS LP COM 126633106 5130 242100 SH DFND 1,2,3 0 242100 0 CAL DIVE INTERNATIONAL INC COM 12802T101 540 317900 SH DFND 1,2,3 0 317900 0 CALLAWAY GOLF COMPANY COM 131193104 319 31200 SH DFND 1,2,3 0 31200 0 CARPENTER TECHNOLOGY COM 144285103 1096 16600 SH DFND 1,2,3 0 16600 0 CASH AMERICA INTL INC COM 14754D100 647 16700 SH DFND 1,2,3 0 16700 0 CASTLE (A.M.) & CO COM 148411101 649 44200 SH DFND 1,2,3 0 44200 0 CHEMED CORP COM 16359R103 1313 14675 SH DFND 1,2,3 0 14675 0 CISCO SYSTEMS INC COM 17275R102 1569 70000 SH DFND 1,2,3 0 70000 0 CITIGROUP INC COM 172967424 6645 139611 SH DFND 1,2,3 0 139611 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 537 26255 SH DFND 1,2,3 0 26255 0 COCA COLA CO COMMON STOCK COM 191216100 642 16600 SH DFND 1,2,3 0 16600 0 COLUMBUS MCKINNON CORP/NY COM 199333105 1146 42793 SH DFND 1,2,3 0 42793 0 COMCAST CORP CL A SPL CL A 20030N200 4877 100000 SH DFND 1,2,3 0 100000 0 CON-WAY INC COM 205944101 1473 35850 SH DFND 1,2,3 0 35850 0 COVANTA HOLDING CORP COM 22282E102 332 19107 SH DFND 1,2,3 0 19107 0 COVANTA HOLDING CORP NOTE 3.250% 6/0 22282EAC6 4973 4280000 PRN DFND 1,2,3 0 4280000 0 CRAY INC COM NEW 225223304 2378 63709 SH DFND 1,2,3 0 63709 0 DANA HOLDING CORP COM 235825205 1762 75699 SH DFND 1,2,3 0 75699 0 DEERE & CO COM 244199105 5448 60000 SH DFND 1,2,3 0 60000 0 DELTA AIR LINES INC COM NEW 247361702 8311 239845 SH DFND 1,2,3 0 239845 0 DENBURY RESOURCES INC COM 247916208 2542 155000 SH DFND 1,2,3 0 155000 0 DEVON ENERGY CORP COM 25179M103 3982 59500 SH DFND 1,2,3 0 59500 0 DIAMONDROCK HOSPITALITY CO COM 252784301 1243 105771 SH DFND 1,2,3 0 105771 0 DIODES INC COM 254543101 1954 74800 SH DFND 1,2,3 0 74800 0 DOW CHEMICAL CORP COMMON STOCK COM 260543103 1643 33820 SH DFND 1,2,3 0 33820 0 EMC CORPORATION COMMON STOCK COM 268648102 1645 60000 SH DFND 1,2,3 0 60000 0 ENBRIDGE ENERGY PARTNERS LP COM 29250R106 6030 220000 SH DFND 1,2,3 0 220000 0 ENGILITY HOLDINGS INC - W/I COM 29285W104 592 13130 SH DFND 1,2,3 0 13130 0 EZCORP INC-CL A CL A 302301106 631 58500 SH DFND 1,2,3 0 58500 0 EXXON MOBIL CORP COM 30231G102 2586 26475 SH DFND 1,2,3 0 26475 0 FEDEX CORPORATION COM 31428X106 8616 65000 SH DFND 1,2,3 0 65000 0 FIRST CITIZENS BCSHS -CL A CL A 31946M103 709 2945 SH DFND 1,2,3 0 2945 0 FIRST HORIZON NATIONAL CORP COM 320517105 666 54000 SH DFND 1,2,3 0 54000 0 FIRST MIDWEST BANCORP INC/IL COM 320867104 798 46700 SH DFND 1,2,3 0 46700 0 FOREST CITY ENTERPRISES-CL A CL A 345550107 1467 76827 SH DFND 1,2,3 0 76827 0 GENREAL MOTORS CO COM 37045V100 3813 110785 SH DFND 1,2,3 0 110785 0 GENERAL MOTORS-CW16 WARRANT 37045V118 1356 54576 SH DFND 1,2,3 0 54576 0 GENTIVA HEALTH SERVICES COM 37247A102 1578 173033 SH DFND 1,2,3 0 173033 0 GLOBAL CASH ACCESS INC COM 378967103 683 99616 SH DFND 1,2,3 0 99616 0 GOLDMAN SACHS GROUP INC COM 38141G104 2470 15075 SH DFND 1,2,3 0 15075 0 GOOGLE INC-CL A CL A 38259P508 1042 935 SH DFND 1,2,3 0 935 0 GOVERNMENT PROPERTIES INCOME COM SHS BEN INT 38376A103 809 32100 SH DFND 1,2,3 0 32100 0 GRANITE REAL ESTATE INVESTMENT TRST UNIT 387437114 1414 39000 SH DFND 1,2,3 0 39000 0 GREAT PLAINS ENERGY INC COM 391164100 711 26300 SH DFND 1,2,3 0 26300 0 GRIFFON CORPORATION COM 398433102 1074 89919 SH DFND 1,2,3 0 89919 0 HARSCO CORP COM 415864107 780 33300 SH DFND 1,2,3 0 33300 0 HEALTH INSURANCE INNOVATIO-A COM CL A 42225K106 321 31000 SH DFND 1,2,3 0 31000 0 HESS CORP COM 42809H107 502 6055 SH DFND 1,2,3 0 6055 0 HEWLETT-PACKARED CO COMMON STOCK COM 428236103 6783 209605 SH DFND 1,2,3 0 209605 0 HOSPITALITY PROPERTIES TRUST COM SHS 44106M102 1934 67350 SH DFND 1,2,3 0 67350 0 ICONIX BRAND GROUP INC COM 451055107 915 23300 SH DFND 1,2,3 0 23300 0 ING US INC COM 45685E106 2716 74875 SH DFND 1,2,3 0 74875 0 INGRAM MICRO INC-CL A CL A 457153104 1105 37375 SH DFND 1,2,3 0 37375 0 INSIGHT ENTERPRISES INC COM 45765U103 1481 58968 SH DFND 1,2,3 0 58968 0 INORG CHEM NEC COM 45768S105 981 21698 SH DFND 1,2,3 0 21698 0 INTERNATIONAL BUSINESS MACHINE COMMON STOCK COM 459200101 7700 40000 SH DFND 1,2,3 0 40000 0 INTERPUBLIC GROUP COS COM 460690100 2507 146275 SH DFND 1,2,3 0 146275 0 JPMORGAN CHASE & COMPANY COM 46625H100 10392 171175 SH DFND 1,2,3 0 171175 0 JIVE SOFTWARE INC COM 47760A108 1218 152115 SH DFND 1,2,3 0 152115 0 JOHNSON & JOHNSON COMMON STOCK COM 478160104 5575 56750 SH DFND 1,2,3 0 56750 0 KAISER ALUMINUM CORP COM 483007704 714 10000 SH DFND 1,2,3 0 10000 0 KAPSTONE PAPER AND PACKAGING COM 48562P103 386 13400 SH DFND 1,2,3 0 13400 0 LABORATORY CRP OF AMER HLDGS COM NEW 50540R409 1792 18250 SH DFND 1,2,3 0 18250 0 LEGG MASON INC COM 524901105 3345 68200 SH DFND 1,2,3 0 68200 0 LENNAR CORP - B SHS CL B 526057302 744 22780 SH DFND 1,2,3 0 22780 0 LEXMARK INTL GROUP INC-CL A CL A 529771107 727 15700 SH DFND 1,2,3 0 15700 0 LINCOLN NATIONAL CORP INDIANA COM 534187109 9881 195000 SH DFND 1,2,3 0 195000 0 MASONITE INTERNATIONAL CORP COM 575385109 2466 43625 SH DFND 1,2,3 0 43625 0 MATTHEWS INTL CORP-CLASS A CL A 577128101 789 19325 SH DFND 1,2,3 0 19325 0 MERCER INTERNATIONAL INC COM 588056101 289 38500 SH DFND 1,2,3 0 38500 0 MERCK & CO. INC. COM 58933Y105 4173 73504 SH DFND 1,2,3 0 73504 0 METLIFE INC COM 59156R108 8505 161075 SH DFND 1,2,3 0 161075 0 MICROSOFT CORP COM 594918104 15825 386076 SH DFND 1,2,3 0 386076 0 HERMAN MILLER INC COM 600544100 870 27075 SH DFND 1,2,3 0 27075 0 MILLER INDUSTRIES INC/TENN COM 600551204 318 16262 SH DFND 1,2,3 0 16262 0 MONSTER WORLDWIDE INC COM 611742107 1202 160675 SH DFND 1,2,3 0 160675 0 MORGAN STANLEY COM 617446448 2158 69225 SH DFND 1,2,3 0 69225 0 MUELLER WATER PRODUCTS INC-A COM 624758108 1168 122925 SH DFND 1,2,3 0 122925 0 MURPHY USA INC COM 626755102 1918 47250 SH DFND 1,2,3 0 47250 0 NRG ENERGY INC COM NEW 629377508 1095 34446 SH DFND 1,2,3 0 34446 0 NATL PENN BCSHS INC COM 637138108 1389 132900 SH DFND 1,2,3 0 132900 0 NELNET INC-CL A CL A 64031N108 299 7300 SH DFND 1,2,3 0 7300 0 NEWS CORP - CLASS A CL A 65249B109 3768 218815 SH DFND 1,2,3 0 218815 0 NEWS CORP - CLASS B CL B 65249B208 1933 115750 SH DFND 1,2,3 0 115750 0 NOVAGOLD RESOURCES INC COM NEW 66987E206 799 221363 SH DFND 1,2,3 0 221363 0 OCI PARTNERS LP COM UNIT REP LP 67091N108 1608 75000 SH DFND 1,2,3 0 75000 0 OCCIDENTAL PETROLEUM COM 674599105 11167 117189 SH DFND 1,2,3 0 117189 0 OMNICOM GROUP COM 681919106 1474 20300 SH DFND 1,2,3 0 20300 0 ON SEMICONDUCTOR CORPORATION COM 682189105 3610 384075 SH DFND 1,2,3 0 384075 0 ORACLE CORP COM 68389X105 15996 391010 SH DFND 1,2,3 0 391010 0 OWENS CORNING COM 690742101 1962 45450 SH DFND 1,2,3 0 45450 0 PG&E CORPORATION COM 69331C108 2374 54960 SH DFND 1,2,3 0 54960 0 PHH CORP COM 693320202 1122 43425 SH DFND 1,2,3 0 43425 0 PNC FINANCIAL SERVICES GROUP COM 693475105 2616 30069 SH DFND 1,2,3 0 30069 0 PARK STERLING CORP COM 70086Y105 592 88966 SH DFND 1,2,3 0 88966 0 PARKER HANNIFIN CORP COM 701094104 1790 14950 SH DFND 1,2,3 0 14950 0 PETROLOGISTICS LP UNIT LTD PTH INT 71672U101 3732 300000 SH DFND 1,2,3 0 300000 0 PFIZER INC COMMON STOCK COM 717081103 9381 292071 SH DFND 1,2,3 0 292071 0 PHOTOMEDEX INC COM 719358301 1659 104770 SH DFND 1,2,3 0 104770 0 PIONEER NATURAL RESOURCES CO COM 723787107 6737 36000 SH DFND 1,2,3 0 36000 0 PIPER JAFFRAY COS COM 724078100 1876 40970 SH DFND 1,2,3 0 40970 0 PORTLAND GENERAL ELECTRIC COM 736508847 411 12700 SH DFND 1,2,3 0 12700 0 PRIMERICA INC COM 74164M108 1289 27356 SH DFND 1,2,3 0 27356 0 PULTE CORP COM 745867101 4702 245000 SH DFND 1,2,3 0 245000 0 QEP MIDSTREAM PARTNERS LP COM UNIT RP LTD 74735R115 2923 125000 SH DFND 1,2,3 0 125000 0 REINSURANCE GROUP OF AMERICA COM NEW 759351604 1911 24000 SH DFND 1,2,3 0 24000 0 RENT-A-CENTER INC COM 76009N100 2798 105200 SH DFND 1,2,3 0 105200 0 RENTECH NITROGEN PARTNERS LP COM 760113100 7558 406148 SH DFND 1,2,3 0 406148 0 RICE ENERGY INC COM 762760106 1847 70000 SH DFND 1,2,3 0 70000 0 ROYAL DUTCH SHELL PLC-ADR SPONSORED ADR 780259206 3215 44008 SH DFND 1,2,3 0 44008 0 SPDR GOLD TRUST SHS 78463V107 30903 250000 SH DFND 1,2,3 0 250000 0 SCHNITZER STEEL INDS INC-A CL A 806882106 1115 38650 SH DFND 1,2,3 0 38650 0 SCIENCE APPLICATIONS INTE COM 808625107 494 13200 SH DFND 1,2,3 0 13200 0 STAPLES INC COM 855030102 2999 264428 SH DFND 1,2,3 0 264428 0 STATE STREET CORP COM 857477103 2043 29375 SH DFND 1,2,3 0 29375 0 STONERIDGE INC COM 86183P102 864 76900 SH DFND 1,2,3 0 76900 0 SUPERIOR ENERGY SERVICES INC COM 868157108 4148 134850 SH DFND 1,2,3 0 134850 0 SYNOVUS FINANCIAL CORP COM 87161C105 1339 395125 SH DFND 1,2,3 0 395125 0 TCF FINANCIAL CORP COM 872275102 1358 81500 SH DFND 1,2,3 0 81500 0 TRW AUTOMOTIVE HOLDINGS CORP COM 87264S106 2189 26825 SH DFND 1,2,3 0 26825 0 TENET HEALTHCARE CORP COM NEW 88033G407 476 11125 SH DFND 1,2,3 0 11125 0 TEREX CORP COM 880779103 2257 50950 SH DFND 1,2,3 0 50950 0 TEVA PHARMACEUTICAL-SP ADR COM 881624209 2349 44455 SH DFND 1,2,3 0 44455 0 TETRA TECH INC COM 88162G103 1593 53825 SH DFND 1,2,3 0 53825 0 THERMO FISHER SCIENTIFIC INC COMMON STOCK COM 883556102 656 5458 SH DFND 1,2,3 0 5458 0 TITAN MACHINERY INC COM 88830R101 398 25400 SH DFND 1,2,3 0 25400 0 TRAVELERS COS INC/THE COM 89417E109 9787 115000 SH DFND 1,2,3 0 115000 0 TUPPERWARE CORP COM 899896104 720 8600 SH DFND 1,2,3 0 8600 0 TUTOR PERINI CORP COM 901109108 1804 62925 SH DFND 1,2,3 0 62925 0 UFP TECHNOLOGIES INC COM 902673102 352 14443 SH DFND 1,2,3 0 14443 0 URS CORP COM 903236107 2281 48475 SH DFND 1,2,3 0 48475 0 UAL CORP COM 910047109 2232 50000 SH DFND 1,2,3 0 50000 0 UNITED STATIONERS INC COM 913004107 507 12350 SH DFND 1,2,3 0 12350 0 URANIUM ENERGY CORP COM 916896103 423 320100 SH DFND 1,2,3 0 320100 0 VCA ANTECH INC COM 918194101 1059 32850 SH DFND 1,2,3 0 32850 0 VIRTUS INVESTMENT PARTNERS COM 92828Q109 1869 10795 SH DFND 1,2,3 0 10795 0 WSFS FINANCIAL CORP COM 929328102 538 7525 SH DFND 1,2,3 0 7525 0 WALTER INDUSTRIES INC COM 93317Q105 933 123419 SH DFND 1,2,3 0 123419 0 WEBSTER FINANCIAL CORP COM 947890109 1348 43400 SH DFND 1,2,3 0 43400 0 WELLCARE GROUP INC COM 94946T106 1454 22885 SH DFND 1,2,3 0 22885 0 WET SEAL INC/THE CLASS A CL A 961840105 93 70400 SH DFND 1,2,3 0 70400 0 WILEY (JOHN) & SONS-CLASS A CL A 968223206 623 10800 SH DFND 1,2,3 0 10800 0 WPX ENERGY INC-W/I COM 98212B103 6762 375020 SH DFND 1,2,3 0 375020 0 ARGO GROUP INTERNATIONAL COM G0464B107 1615 35225 SH DFND 1,2,3 0 35225 0 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 1675 42200 SH DFND 1,2,3 0 42200 0 EATON CORP PLC SHS G29183103 3634 48370 SH DFND 1,2,3 0 48370 0 ENDO INTERNATIONAL PLC SHS G30401106 629 9167 SH DFND 1,2,3 0 9167 0 ENSCO INTERNATIONAL PLC SHS CL A G3157S106 3167 60000 SH DFND 1,2,3 0 60000 0 INVESCO LTD SHS G491BT108 2120 57300 SH DFND 1,2,3 0 57300 0 PARTNERRE LTD COM G6852T105 2106 20350 SH DFND 1,2,3 0 20350 0 ROWAN COS INC (FORMERLY ROWAN DRILLING) SHS CL A G7665A101 2358 70000 SH DFND 1,2,3 0 70000 0 XL GROUP PLC SHS G98290102 316 10100 SH DFND 1,2,3 0 10100 0 OCEAN RIG UDW INC SHS Y64354205 1022 57444 SH DFND 1,2,3 0 57444 0