0000021175-14-000042.txt : 20140509 0000021175-14-000042.hdr.sgml : 20140509 20140509144342 ACCESSION NUMBER: 0000021175-14-000042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140507 FILED AS OF DATE: 20140509 DATE AS OF CHANGE: 20140509 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mense D Craig CENTRAL INDEX KEY: 0001308943 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05823 FILM NUMBER: 14828512 MAIL ADDRESS: STREET 1: 45 MOUNTAIN VIEW DRIVE CITY: WEST HARTFORD STATE: CT ZIP: 06117 4 1 wf-form4_139966101179566.xml FORM 4 X0306 4 2014-05-07 0 0000021175 CNA FINANCIAL CORP CNA 0001308943 Mense D Craig 333 S. WABASH CHICAGO IL 60604 0 1 0 0 EVP & CFO Common Stock 2014-05-07 4 M 0 17855 27.27 A 47362 D Common Stock 2014-05-07 4 S 0 17855 41.64 D 29507 D Stock Options 27.27 2014-05-07 4 M 0 17855 0 D 2015-02-09 Common Stock 17855.0 0 D This transaction was executed in multiple trades at prices ranging from $41.55 to $41.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected As previously reported, the option became exercisable in four equal annual installments beginning on February 9, 2006. The Reporting Person received the Stock Options at no cost. D. Craig Mense 2014-05-09