-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P7zJEwppW8a94pzT6ngRyrkxTaxKfbN91BevZCKLmfMtnhDAF3zVNSsvO9lQon7j Jtz3oalDYQu1MOnuqtWKzA== 0000021175-10-000011.txt : 20101112 0000021175-10-000011.hdr.sgml : 20101111 20101112113106 ACCESSION NUMBER: 0000021175-10-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101112 DATE AS OF CHANGE: 20101112 EFFECTIVENESS DATE: 20101112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00346 FILM NUMBER: 101184317 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 cnaf0910.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CNA Financial Corporation Address: 333 S. Wabash Chicago,IL 60604 13F File Number: 28-346 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Lawrence J. Boysen Title: Senior Vice President and Corporate Controller Phone: (312) 822 5653 Signature, Place, and Date of Signing: /s/ Lawrence J. Boysen Chicago, IL 11/12/2010 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Assets reported herein are described as having shared investment discretion among Loews Corporation, CNA Financial Corporation, The Continental Corporation and Continental Casualty Company. Each of the foregoing entities specifically disclaims ownership of any securities in this report which are not beneficially owned by that entity and states that such assets are solely under the control of its board of directors. The characterization of shared investment discretion with parent holding companies is made solely as a consequence of SEC interpretations regarding control of the subsidiary through share ownership. Loews Corporation owns approximately 90% of the outstanding shares of CNA Financial Corporation; CNA Financial Corporation owns 100% of the outstanding shares of The Continental Corporation; and The Continental Corporation owns 100% of the outstanding shares of Continental Casualty Company. Loews Corporation will report separately on securities over which it has investment discretion which are not part of this report. Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 172 Form 13F Information Table Value Total: $847,407 (in thousands) List of Other Included Managers: No. 13F File Number Name 1 28-217 Loews Corporation 2 28-172 The Continental Corporation 3 28-387 Continental Casualty Company
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None ABBOTT LABORATORIES COM 002824100 862 16,500 SH DEFINED 1,2,3 16,500 AETNA INC COM 00817Y108 1,846 58,400 SH DEFINED 1,2,3 58,400 AFTERMARKET TECHNOLOGY CORP COM 00211W104 385 15,563 SH DEFINED 1,2,3 15,563 ALCATEL-LUCENT SPONS 013904305 1,545 457,225 SH DEFINED 1,2,3 457,225 ALCON INC COM SHS H01301102 234 1,400 SH DEFINED 1,2,3 1,400 ALLSTATE CORPORATION COM 020002101 2,461 78,000 SH DEFINED 1,2,3 78,000 AMERICAN EQUITY INVT LIFE COM 025676206 1,332 130,050 SH DEFINED 1,2,3 130,050 AMERICAN REPROGRAPHICS CO COM 029263100 168 21,425 SH DEFINED 1,2,3 21,425 AMGEN INC COM 031162100 3,141 57,000 SH DEFINED 1,2,3 57,000 ANADARKO PETROLEUM CORP COM 032511107 8,016 140,500 SH DEFINED 1,2,3 140,500 ANSYS INC COM 03662Q105 204 4,824 SH DEFINED 1,2,3 4,824 APACHE CORP COM 037411105 6,354 65,000 SH DEFINED 1,2,3 65,000 ARGO GROUP INTERNATIONAL COM G0464B107 1,407 40,500 SH DEFINED 1,2,3 40,500 ARMSTRONG WORLD INDUSTRIES COM 04247X102 442 10,650 SH DEFINED 1,2,3 10,650 ARTHUR J GALLAGHER & CO COM 363576109 1,029 39,025 SH DEFINED 1,2,3 39,025
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None ASSURANT INC COM 04621X108 4,477 110,000 SH DEFINED 1,2,3 110,000 AVNET INC COM 053807103 2,673 98,975 SH DEFINED 1,2,3 98,975 BALTIC TRADING COM Y0553W103 1,031 93,600 SH DEFINED 1,2,3 93,600 BANK OF AMERICA CORP COM 060505104 1,209 92,300 SH DEFINED 1,2,3 92,300 BANK OF NEW YORK COM 064058100 3,318 126,981 SH DEFINED 1,2,3 126,981 BARRICK GOLD CORP COM 067901108 3,607 77,926 SH DEFINED 1,2,3 77,926 BAXTER INTL COM 071813109 4,553 95,434 SH DEFINED 1,2,3 95,434 BLOUNT INTERNATIONAL INC COM 095180105 958 75,275 SH DEFINED 1,2,3 75,275 BP PLC SPONS 055622104 1,738 42,225 SH DEFINED 1,2,3 42,225 BRADY CORPORATION CL A 104674106 1,017 34,850 SH DEFINED 1,2,3 34,850 CALPINE CORP COM 131347304 2,293 184,214 SH DEFINED 1,2,3 184,214 CENOVUS ENERGY INC-W/I COM 15135U109 1,367 47,500 SH DEFINED 1,2,3 47,500 CHEMICAL FINANCIAL CORP COM 163731102 576 27,925 SH DEFINED 1,2,3 27,925 CHESAPEAKE ENERGY CORP COM 165167107 680 30,000 SH DEFINED 1,2,3 30,000 CIBER INC COM 17163B102 525 174,300 SH DEFINED 1,2,3 174,300
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None CIRCOR INTERNATIONAL INC COM 17273K109 857 27,125 SH DEFINED 1,2,3 27,125 CISCO SYSTEMS INC COM 17275R102 876 40,000 SH DEFINED 1,2,3 40,000 CITIGROUP INC COM 172967101 4,034 1,031,613 SH DEFINED 1,2,3 1,031,613 CNA SURETY CORPORATION COM 12612L108 491,459 27,425,147 SH DEFINED 1,2,3 27,425,147 COCA COLA CO COM 191216100 1,656 28,300 SH DEFINED 1,2,3 28,300 COMCAST CORP CL A 20030N200 4,253 250,000 SH DEFINED 1,2,3 250,000 COMPUTER ASSOCIATES INTL COM 12673P105 2,027 95,952 SH DEFINED 1,2,3 95,952 CONMED CORP COM 207410101 751 33,525 SH DEFINED 1,2,3 33,525 CONSECO INC COM 12621E103 614 110,800 SH DEFINED 1,2,3 110,800 CONSTELLATION ENERGY PART CL B 21038E101 519 180,260 SH DEFINED 1,2,3 180,260 CON-WAY INC COM 205944101 1,095 35,325 SH DEFINED 1,2,3 35,325 CORNING INC COM 219350105 640 35,000 SH DEFINED 1,2,3 35,000 COSTCO WHOLESALE CORP COM 22160K105 1,419 22,000 SH DEFINED 1,2,3 22,000 CSX CORP COM 126408103 1,992 36,000 SH DEFINED 1,2,3 36,000 CURTISS-WRIGHT CORP COM 231561101 557 18,375 SH DEFINED 1,2,3 18,375
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None CVS CORP COM 126650100 787 25,000 SH DEFINED 1,2,3 25,000 DEERE & CO COM 244199105 1,047 15,000 SH DEFINED 1,2,3 15,000 DELL COMPUTER CORP COM 24702R101 1,113 85,825 SH DEFINED 1,2,3 85,825 DELPHI FINANCIAL GROUP CL A 247131105 863 34,538 SH DEFINED 1,2,3 34,538 DELTA AIR LINES INC COM 247361702 787 67,577 SH DEFINED 1,2,3 67,577 DENBURY RESOURCES INC COM 247916208 2,781 175,000 SH DEFINED 1,2,3 175,000 DEVON ENERGY CORP COM 25179M103 7,463 115,270 SH DEFINED 1,2,3 115,270 DIAMONDROCK HOSPITALITY CO COM 252784301 1,216 128,171 SH DEFINED 1,2,3 128,171 DIODES INC COM 254543101 1,248 73,025 SH DEFINED 1,2,3 73,025 DU PONT DE NEMOURS E.I. COM 263534109 1,182 26,500 SH DEFINED 1,2,3 26,500 ENSCO INTERNATIONAL INC SPONS 29358Q109 3,824 85,500 SH DEFINED 1,2,3 85,500 EOG RESOURCES INC COM 26875P101 1,859 20,000 SH DEFINED 1,2,3 20,000 EVEREST RE GROUP LTD COM G3223R108 1,902 22,000 SH DEFINED 1,2,3 22,000 EXELON CORP COM 30161N101 43 1,000 SH DEFINED 1,2,3 1,000 EXXON MOBIL CORP COM 30231G102 2,892 46,800 SH DEFINED 1,2,3 46,800
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None FLUOR CORP COM 343412102 991 20,000 SH DEFINED 1,2,3 20,000 FOREST LABORATORIES INC COM 345838106 1,045 33,775 SH DEFINED 1,2,3 33,775 FORTUNE BRANDS INC COM 349631101 1,591 32,325 SH DEFINED 1,2,3 32,325 GENERAL ELECTRIC CO COM 369604103 618 38,000 SH DEFINED 1,2,3 38,000 GILEAD SCIENCES INC COM 375558103 712 20,000 SH DEFINED 1,2,3 20,000 GOLDMAN SACHS GROUP INC COM 38141G104 6,340 43,850 SH DEFINED 1,2,3 43,850 GOOGLE INC CL A 38259P508 3,186 6,060 SH DEFINED 1,2,3 6,060 GRACO COM 384109104 849 26,750 SH DEFINED 1,2,3 26,750 GRAY TELEVISION INC COM 389375106 1,898 944,444 SH DEFINED 1,2,3 944,444 GRIFFON CORPORATION COM 398433102 1,211 99,319 SH DEFINED 1,2,3 99,319 HALOZYME THERAPEUTICS INC COM 40637H109 563 73,030 SH DEFINED 1,2,3 73,030 HARTE-HANKS INC COM 416196103 1,590 136,275 SH DEFINED 1,2,3 136,275 HARTFORD FINANCIAL SVCS GRP COM 416515104 252 10,975 SH DEFINED 1,2,3 10,975 HEARTLAND PAYMENT SYSTEMS COM 42235N108 446 29,275 SH DEFINED 1,2,3 29,275 HESS CORP COM 42809H107 2,024 34,240 SH DEFINED 1,2,3 34,240
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None HEWLETT-PACKARD CO COM 428236103 12,752 303,125 SH DEFINED 1,2,3 303,125 HOME DEPOT COM 437076102 634 20,000 SH DEFINED 1,2,3 20,000 HORIZON LINES INC COM 44044K101 119 28,450 SH DEFINED 1,2,3 28,450 HOSPITALITY PROPERTIES COM SHS 44106M102 1,957 87,650 SH DEFINED 1,2,3 87,650 ILLINOIS TOOL WORKS INC COM 452308109 940 20,000 SH DEFINED 1,2,3 20,000 IMMUCOR INC COM 452526106 1,029 51,900 SH DEFINED 1,2,3 51,900 INGERSOLL RAND CO SHS G47791101 3,795 106,280 SH DEFINED 1,2,3 106,280 INSIGHT ENTERPRISES INC COM 45765U103 489 31,175 SH DEFINED 1,2,3 31,175 IBM COM 459200101 20,717 154,440 SH DEFINED 1,2,3 154,440 J.C. PENNY CO INC (HLDG CO) COM 708160106 2,732 100,525 SH DEFINED 1,2,3 100,525 JARDEN CORP COM 471109108 1,771 56,900 SH DEFINED 1,2,3 56,900 JOHNSON & JOHNSON COM 478160104 6,772 109,295 SH DEFINED 1,2,3 109,295 JONES APPAREL GROUP INC COM 480074103 1,044 53,175 SH DEFINED 1,2,3 53,175 JPMORGAN CHASE & CO *W EXP 46634E114 886 75,905 SH DEFINED 1,2,3 75,905 JPMORGAN CHASE & COMPANY COM 46625H100 2,008 52,750 SH DEFINED 1,2,3 52,750
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None KELLY SERVICES INC CL A 488152208 615 52,471 SH DEFINED 1,2,3 52,471 KOHLS CORP COM 500255104 790 15,000 SH DEFINED 1,2,3 15,000 L-3 COMMUNICATIONS CORP COM 502424104 2,296 31,775 SH DEFINED 1,2,3 31,775 LABORATORY CRP OF AMER COM 50540R409 822 10,475 SH DEFINED 1,2,3 10,475 LINCOLN NATIONAL CORP COM 534187109 4,664 195,000 SH DEFINED 1,2,3 195,000 MARRIOTT INTERNATIONAL CL A 571903202 1,159 32,346 SH DEFINED 1,2,3 32,346 MASCO CORPORATION COM 574599106 1,438 130,575 SH DEFINED 1,2,3 130,575 MASTERCARD INC CL A 57636Q104 1,120 5,000 SH DEFINED 1,2,3 5,000 MEDIACOM COMMUNICATIONS CL A 58446K105 1,658 250,000 SH DEFINED 1,2,3 250,000 MEDTRONIC INC COM 585055106 67 2,000 SH DEFINED 1,2,3 2,000 MI DEVELOPMENTS INC CL A 55304X104 509 46,300 SH DEFINED 1,2,3 46,300 MICROSOFT CORP COM 594918104 2,374 96,925 SH DEFINED 1,2,3 96,925 MOLSON COORS BREWING CO CL B 60871R209 779 16,500 SH DEFINED 1,2,3 16,500 MORGAN ST DEAN WITTER COM 617446448 2,073 84,000 SH DEFINED 1,2,3 84,000 MOTOROLA INC COM 620076109 2,422 283,980 SH DEFINED 1,2,3 283,980
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None MTS SYSTEMS CORP COM 553777103 1,141 36,803 SH DEFINED 1,2,3 36,803 NARA BANCORP INC COM 63080P105 854 121,100 SH DEFINED 1,2,3 121,100 NATIONAL GRID PLC SPONS 636274300 2,380 55,675 SH DEFINED 1,2,3 55,675 NATL PENN BCSHS INC COM 637138108 858 137,250 SH DEFINED 1,2,3 137,250 NORTHROP GRUMMAN CORP COM 666807102 3,001 49,500 SH DEFINED 1,2,3 49,500 OCCIDENTAL PETROLEUM COM 674599105 7,047 90,000 SH DEFINED 1,2,3 90,000 OMNICOM GROUP COM 681919106 2,368 59,975 SH DEFINED 1,2,3 59,975 ORACLE CORP COM 68389X105 6,713 250,000 SH DEFINED 1,2,3 250,000 PEDIATRIX MEDICAL GROUP INC COM 58502B106 414 7,775 SH DEFINED 1,2,3 7,775 PEPSICO INCORPORATED COM 713448108 60 900 SH DEFINED 1,2,3 900 PFIZER INC COM 717081103 9,981 581,300 SH DEFINED 1,2,3 581,300 PHARMACEUTICAL HOLDRS TRUST DEPOSIT 71712A206 810 12,500 SH DEFINED 1,2,3 12,500 PHH CORP COM 693320202 1,201 57,050 SH DEFINED 1,2,3 57,050 PHILIP MORRIS INTERNATIONAL COM 718172109 840 15,000 SH DEFINED 1,2,3 15,000 PIKE ELECTRIC CORP COM 721283109 342 46,925 SH DEFINED 1,2,3 46,925
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None PINNACLE WEST CAPITAL CORP COM 723484101 806 19,540 SH DEFINED 1,2,3 19,540 PIONEER NATURAL RESOURCES COM 723787107 2,601 40,000 SH DEFINED 1,2,3 40,000 PITNEY-BOWES INC COM 724479100 1,923 89,967 SH DEFINED 1,2,3 89,967 PLAINS EXPLORATION & PROD COM 726505100 2,015 75,535 SH DEFINED 1,2,3 75,535 PLANTRONICS INC COM 727493108 968 28,650 SH DEFINED 1,2,3 28,650 PNC FINANCIAL CORP COM 693475105 1,181 22,744 SH DEFINED 1,2,3 22,744 POPULAR INC COM 733174106 169 58,333 SH DEFINED 1,2,3 58,333 PORTLAND GENERAL ELECTRIC COM 736508847 516 25,425 SH DEFINED 1,2,3 25,425 PPG INDUSTRIES COM 693506107 1,139 15,650 SH DEFINED 1,2,3 15,650 PPL CORPORATION COM 69351T106 1,853 68,033 SH DEFINED 1,2,3 68,033 PRAXAIR INC COM 74005P104 903 10,000 SH DEFINED 1,2,3 10,000 PRIMERICA INC COM 74164M108 301 14,775 SH DEFINED 1,2,3 14,775 PROCTER & GAMBLE CO COM 742718109 840 14,000 SH DEFINED 1,2,3 14,000 PROGRESS ENERGY INC COM 743263105 2,384 53,680 SH DEFINED 1,2,3 53,680 PUBLIC SERVICE CO OF N MEX COM 69349H107 700 61,475 SH DEFINED 1,2,3 61,475
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None PULTE CORP COM 745867101 1,314 150,000 SH DEFINED 1,2,3 150,000 REGIS CORP COM 758932107 638 33,325 SH DEFINED 1,2,3 33,325 RENAISSANCERE HOLDINGS LTD COM G7496G103 2,000 33,350 SH DEFINED 1,2,3 33,350 RENT-A-CENTER INC COM 76009N100 657 29,350 SH DEFINED 1,2,3 29,350 RITE AID CORP COM 767754104 408 432,785 SH DEFINED 1,2,3 432,785 SCHLUMBERGER LIMITED COM 806857108 86 1,400 SH DEFINED 1,2,3 1,400 SEALY CORP COM 812139301 400 163,925 SH DEFINED 1,2,3 163,925 SEALY CORP SR SECD 812139400 649 9,075 SH DEFINED 1,2,3 9,075 SEARS HOLDINGS CORP COM 812350106 1,260 17,465 SH DEFINED 1,2,3 17,465 SHERWIN WILLIAMS CO COM 824348106 1,234 16,425 SH DEFINED 1,2,3 16,425 SPDR GOLD TRUST SHS 78463V107 31,978 250,000 SH DEFINED 1,2,3 250,000 SPHERION CORPORATION COM 784153108 213 35,450 SH DEFINED 1,2,3 35,450 STAPLES INC COM 855030102 1,234 58,980 SH DEFINED 1,2,3 58,980 STATE STREET CORP COM 857477103 1,107 29,400 SH DEFINED 1,2,3 29,400 TECH DATA CORP COM 878237106 843 20,912 SH DEFINED 1,2,3 20,912
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None THERMO FISHER SCIENTIFIC COM 883556102 2,256 47,110 SH DEFINED 1,2,3 47,110 THOMPSON CREEK METALS CO COM 884768102 65 6,000 SH DEFINED 1,2,3 6,000 TORCHMARK CORP COM 891027104 1,900 35,750 SH DEFINED 1,2,3 35,750 TRAVELERS COS INC/THE COM 89417E109 7,815 150,000 SH DEFINED 1,2,3 150,000 TYCO ELECTRONICS SHS H8912P106 2,746 93,975 SH DEFINED 1,2,3 93,975 UAL CORP COM 902549807 1,538 65,000 SH DEFINED 1,2,3 65,000 UNITED NATIONAL GROUP LTD SHS G39319101 1,010 62,933 SH DEFINED 1,2,3 62,933 UNITED TECHNOLOGIES CORP COM 913017109 2,069 29,040 SH DEFINED 1,2,3 29,040 UNUM CORP COM 91529Y106 986 44,500 SH DEFINED 1,2,3 44,500 VALASSIS COMMUNICATIONS INC COM 918866104 867 25,575 SH DEFINED 1,2,3 25,575 VALERO ENERGY CORP COM 91913Y100 920 52,525 SH DEFINED 1,2,3 52,525 VALIDUS HOLDINGS LTD COM SHS G9319H102 632 23,980 SH DEFINED 1,2,3 23,980 VIAD CORP COM 92552R406 704 36,418 SH DEFINED 1,2,3 36,418 VISA INC CL A 92826C839 1,114 15,000 SH DEFINED 1,2,3 15,000 WEBSTER FINANCIAL CORP COM 947890109 1,001 57,000 SH DEFINED 1,2,3 57,000
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None WILLIAMS COS INC COM 969457100 2,504 131,035 SH DEFINED 1,2,3 131,035 WSFS FINANCIAL CORP COM 929328102 566 15,100 SH DEFINED 1,2,3 15,100 XCEL ENERGY INC COM 98389B100 1,253 54,545 SH DEFINED 1,2,3 54,545 XERIUM TECHNOLOGIES INC COM 98416J118 3,784 287,100 SH DEFINED 1,2,3 287,100 XEROX CORP COM 984121103 6,521 630,000 SH DEFINED 1,2,3 630,000 ZIMMER HOLDINGS INC COM 98956P102 1,132 21,625 SH DEFINED 1,2,3 21,625 ZORAN CORP COM 98975F101 751 98,244 SH DEFINED 1,2,3 98,244
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