13F-HR 1 cnafsept09.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CNA Financial Corporation Address: 333 S. Wabash Chicago,IL 60604 13F File Number: 28-346 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Lynne Gugenheim Title: Senior Vice President and Deputy General Counsel Phone: (312) 822 4921 Signature, Place, and Date of Signing: November 16, 2009 Chicago, Illinois,60685 I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 Assets reported herein are described as having shared investment discretion among Loews Corporation, CNA Financial Corporation,The Continental Corporation, Continental Casualty Company and Continental Assurance Company. Each of the foregoing entities specifically disclaims ownership of any securities in this report which are not beneficially owned by that entity and states that such assets are solely under the control of its board of directors. The characterization of shared investment discretion with parent holding companies is made solely as a consequence of SEC interpretations regarding control of the subsidiary through share ownership. Loews Corporation owns approximately 90% of the outstanding shares of CNA Financial Corporation; CNA Financial Corporation owns 100% of the outstanding shares of Continental Casualty Company and The Continental Corporation; and Continental Casualty Company owns 100% of the outstanding shares of Continental Assurance Company. Loews Corporation will report separately on securities over which it has investment discretion which are not part of this report. Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 5 Form 13F Information Table Entry Total: 587 Form 13F Information Table Value Total: 763,421 (in thousands) List of Other Included Managers: No. 13F File Number Name 1 28-172 The Continental Corporation 2 28-217 Loews Corporation 3 28-386 Continental Assurance Company 4 28-387 Continental Casualty Company 5 28-12384 Swank Energy Income Advisors, LP
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None 3M CO COM 88579Y101 164 2,226 SH DEFINED 1,2,4 2,226 ABBOTT LABORATORIES COM 002824100 1,064 21,505 SH DEFINED 1,2,4 21,505 ABERCROMBIE & FITCH CO-CL A CL A 002896207 616 18,720 SH DEFINED 1,2,4 18,720 ADAPTEC INC COM 00651F108 380 113,900 SH DEFINED 1,2,4 113,900 ADOBE SYSTEMS INC COM 00724F101 54 1,645 SH DEFINED 1,2,4 1,645 ADVANCED MICRO DEVICES COM 007903107 10 1,800 SH DEFINED 1,2,4 1,800 AES CORP COM 00130H105 31 2,111 SH DEFINED 1,2,4 2,111 AETNA INC COM 00817Y108 1,665 59,815 SH DEFINED 1,2,4 59,815 AFFILIATED COMPUTER SVCS-A CL A 008190100 808 14,915 SH DEFINED 1,2,4 14,915 AFLAC INC COM 001055102 66 1,548 SH DEFINED 1,2,4 1,548 AFTERMARKET TECHNOLOGY CORP COM 00211W104 513 25,950 SH DEFINED 1,2,4 25,950 AGILENT TECHNOLOGIES INC COM 00846U101 29 1,034 SH DEFINED 1,2,4 1,034 AIR PRODUCTS & CHEMICALS INCCOM 009158106 51 652 SH DEFINED 1,2,4 652 AK STEEL HOLDING CORP COM 001547108 5 275 SH DEFINED 1,2,4 275 AKAMAI TECHNOLOGIES COM 00971T101 10 530 SH DEFINED 1,2,4 530
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None ALCATEL-LUCENT-SPONSORED ADRSPONSORE013904305 2,053 457,225 SH DEFINED 1,2,4 457,225 ALCOA INC COM 013817101 41 3,145 SH DEFINED 1,2,4 3,145 ALCON INC COM SHS H01301102 194 1,400 SH DEFINED 1,2 1,400 ALLEGHENY ENERGY INC COM 017361106 14 540 SH DEFINED 1,2,4 540 ALLEGHENY TECHNOLOGIES INC COM 01741R102 9 250 SH DEFINED 1,2,4 250 ALLERGAN INC COM 018490102 54 960 SH DEFINED 1,2,4 960 ALLSTATE CORPORATION COM 020002101 1,894 61,845 SH DEFINED 1,2,4 61,845 ALTERA CORPORATION COM 021441100 19 935 SH DEFINED 1,2,4 935 ALTRIA GROUP INC COM 02209S103 118 6,627 SH DEFINED 1,2,4 6,627 AMAZON.COM INC COM 023135106 99 1,058 SH DEFINED 1,2,4 1,058 AMEREN CORPORATION COM 023608102 16 645 SH DEFINED 1,2,4 645 AMERICAN ELECTRIC POWER COM 025537101 924 29,805 SH DEFINED 1,2,4 29,805 AMERICAN EQUITY INVT LIFE HLCOM 025676206 946 134,725 SH DEFINED 1,2,4 134,725 AMERICAN EXPRESS CO COM 025816109 129 3,809 SH DEFINED 1,2,4 3,809 AMERICAN INTERNATIONAL GROUPCOM 026874784 20 443 SH DEFINED 1,2,4 443
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None AMERICAN NATIONAL INSURANCE COM 028591105 460 5,400 SH DEFINED 1,2,4 5,400 AMERICAN TOWER CORP-CL A CL A 029912201 47 1,285 SH DEFINED 1,2,4 1,285 AMERIPRISE FINANCIAL INC COM 03076C106 31 850 SH DEFINED 1,2,4 850 AMERISOURCEBERGEN CORP COM 03073E105 21 960 SH DEFINED 1,2,4 960 AMGEN INC COM 031162100 196 3,261 SH DEFINED 1,2,4 3,261 AMPHENOL CORP-CL A CL A 032095101 20 525 SH DEFINED 1,2,4 525 ANADARKO PETROLEUM CORP COM 032511107 14,914 237,744 SH DEFINED 1,2,4 237,744 ANALOG DEVICES INC COM 032654105 24 880 SH DEFINED 1,2,4 880 ANSYS INC COM 03662Q105 181 4,824 SH DEFINED 1,2,4 4,824 AON CORP COM 037389103 36 885 SH DEFINED 1,2,4 885 APACHE CORP COM 037411105 7,078 77,073 SH DEFINED 1,2,4 77,073 APARTMENT INVT & MGMT CO -A CL A 03748R101 5 356 SH DEFINED 1,2,4 356 APOLLO GROUP INC-CL A CL A 037604105 28 380 SH DEFINED 1,2,4 380 APPLE INC COM 037833100 547 2,950 SH DEFINED 1,2,4 2,950 APPLIED MATERIALS INC COM 038222105 58 4,307 SH DEFINED 1,2,4 4,307
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None ARCHER-DANIELS-MIDLAND CO COM 039483102 61 2,089 SH DEFINED 1,2,4 2,089 ARGO GROUP INTERNATIONAL COM G0464B107 1,013 30,075 SH DEFINED 1,2,4 30,075 ARMSTRONG WORLD INDUSTRIES COM 04247X102 683 19,825 SH DEFINED 1,2,4 19,825 ARTHUR J GALLAGHER & CO COM 363576109 248 10,175 SH DEFINED 1,2,4 10,175 ASSURANT INC COM 04621X108 1,616 50,390 SH DEFINED 1,2,4 50,390 AT&T INC COM 00206R102 514 19,031 SH DEFINED 1,2,4 19,031 AUTODESK INC COM 052769106 16 685 SH DEFINED 1,2,4 685 AUTOMATIC DATA PROCESSING COM 053015103 64 1,640 SH DEFINED 1,2,4 1,640 AUTONATION INC COM 05329W102 5 285 SH DEFINED 1,2,4 285 AUTOZONE INC COM 053332102 28 190 SH DEFINED 1,2,4 190 AVALONBAY COMMUNITIES INC COM 053484101 23 315 SH DEFINED 1,2,4 315 AVERY DENNISON CORP COM 053611109 14 385 SH DEFINED 1,2,4 385 AVNET INC COM 053807103 2,078 80,025 SH DEFINED 1,2,4 80,025 AVON PRODUCTS INC COM 054303102 1,175 34,588 SH DEFINED 1,2,4 34,588 BAKER HUGHES INC COM 057224107 41 970 SH DEFINED 1,2,4 970
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None BALL CORP COM 058498106 17 350 SH DEFINED 1,2,4 350 BANK OF AMERICA CORP COM 060505104 4,375 258,589 SH DEFINED 1,2,4 258,589 BANK OF NEW YORK MELLON CORPCOM 064058100 2,522 87,002 SH DEFINED 1,2,4 87,002 BARRICK GOLD CORP COM 067901108 4,784 126,231 SH DEFINED 1,2,4 126,231 BAXTER INTERNATIONAL INC COM 071813109 2,006 35,194 SH DEFINED 1,2,4 35,194 BB&T CORP COM 054937107 60 2,191 SH DEFINED 1,2,4 2,191 BECTON DICKINSON AND CO COM 075887109 55 790 SH DEFINED 1,2,4 790 BED BATH & BEYOND INC COM 075896100 31 825 SH DEFINED 1,2,4 825 BEMIS COMPANY COM 081437105 9 350 SH DEFINED 1,2,4 350 BEST BUY CO INC COM 086516101 39 1,050 SH DEFINED 1,2,4 1,050 BIG LOTS INC COM 089302103 5 210 SH DEFINED 1,2,4 210 BIOGEN IDEC INC COM 09062X103 47 925 SH DEFINED 1,2,4 925 BJ SERVICES CO COM 055482103 1,200 61,755 SH DEFINED 1,2,4 61,755 BLACK & DECKER MFG CO COM 091797100 1,463 31,595 SH DEFINED 1,2,4 31,595 BLACKROCK FLORIDA INSD MUNI COM 09250G102 534 38,900 SH DEFINED 1,2,4 38,900
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None BLACKROCK MUNIYIELD INSURED COM 09254E103 1,485 116,400 SH DEFINED 1,2,4 116,400 BLACKROCK MUNIYIELD NY INSURCOM 09255E102 690 55,900 SH DEFINED 1,2,4 55,900 BLOUNT INTERNATIONAL INC COM 095180105 505 53,325 SH DEFINED 1,2,4 53,325 BMC SOFTWARE INC COM 055921100 21 555 SH DEFINED 1,2,4 555 BOEING COMPANY COM 097023105 2,740 50,600 SH DEFINED 1,2,4 50,600 BOSTON PROPERTIES INC COM 101121101 30 465 SH DEFINED 1,2,4 465 BOSTON SCIENTIFIC CORP COM 101137107 51 4,795 SH DEFINED 1,2,4 4,795 BRADY CORPORATION - CL A CL A 104674106 645 22,450 SH DEFINED 1,2,4 22,450 BRISTOL-MYERS SQUIBB CO COM 110122108 143 6,359 SH DEFINED 1,2,4 6,359 BROADCOM CORP-CL A CL A 111320107 41 1,345 SH DEFINED 1,2,4 1,345 BROWN-FORMAN CORP-CLASS B CL B 115637209 17 362 SH DEFINED 1,2,4 362 BURLINGTON NORTHERN SANTA FECOM 12189T104 72 900 SH DEFINED 1,2,4 900 C.H. ROBINSON WORLDWIDE INC COM 12541W209 31 540 SH DEFINED 1,2,4 540 CABOT OIL & GAS CORP COM 127097103 13 375 SH DEFINED 1,2,4 375 CAMERON INTERNATIONAL CORP COM 13342B105 28 740 SH DEFINED 1,2,4 740
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None CAMPBELL SOUP CO COM 134429109 20 615 SH DEFINED 1,2,4 615 CAPITAL ONE FINANCIAL CORP COM 14040H105 1,074 30,056 SH DEFINED 1,2,4 30,056 CARDINAL HEALTH INC COM 14149Y108 1,269 47,335 SH DEFINED 1,2,4 47,335 CAREFUSION CORP COM 14170T101 516 23,667 SH DEFINED 1,2,4 23,667 CARNIVAL CORP PAIRED C143658300 46 1,395 SH DEFINED 1,2,4 1,395 CATERPILLAR INC COM 149123101 103 1,999 SH DEFINED 1,2,4 1,999 CB RICHARD ELLIS GROUP INC-ACL A 12497T101 9 740 SH DEFINED 1,2,4 740 CBS CORP-CLASS B NON VOTING CL B 124857202 26 2,156 SH DEFINED 1,2,4 2,156 CELGENE CORP COM 151020104 85 1,517 SH DEFINED 1,2,4 1,517 CENTERPOINT ENERGY INC COM 15189T107 13 1,050 SH DEFINED 1,2,4 1,050 CENTURYTEL INC COM 156700106 31 929 SH DEFINED 1,2,4 929 CEPHALON INC COM 156708109 17 300 SH DEFINED 1,2,4 300 CF INDUSTRIES HOLDINGS INC COM 125269100 19 225 SH DEFINED 1,2,4 225 CHARLES RIVER LABORATORIES COM 159864107 930 25,150 SH DEFINED 1,2,4 25,150 CHEMICAL FINANCIAL CORP COM 163731102 608 27,925 SH DEFINED 1,2,4 27,925
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None CHESAPEAKE ENERGY CORP COM 165167107 51 1,785 SH DEFINED 1,2,4 1,785 CHEVRON CORP COM 166764100 461 6,552 SH DEFINED 1,2,4 6,552 CHUBB CORP COM 171232101 60 1,190 SH DEFINED 1,2,4 1,190 CIBER INC COM 17163B102 697 174,300 SH DEFINED 1,2,4 174,300 CIENA CORP COM 171779309 4 270 SH DEFINED 1,2,4 270 CIGNA CORP COM 125509109 24 861 SH DEFINED 1,2,4 861 CINCINNATI FINANCIAL CORP COM 172062101 13 505 SH DEFINED 1,2,4 505 CINTAS CORP COM 172908105 13 435 SH DEFINED 1,2,4 435 CISCO SYSTEMS INC COM 17275R102 1,427 60,638 SH DEFINED 1,2,4 60,638 CITIGROUP INC COM 172967101 2,079 429,549 SH DEFINED 1,2,4 429,549 CITRIX SYSTEMS INC COM 177376100 21 545 SH DEFINED 1,2,4 545 CLOROX COMPANY COM 189054109 27 455 SH DEFINED 1,2,4 455 CME GROUP INC COM 12572Q105 80 260 SH DEFINED 1,2,4 260 CMS ENERGY CORP COM 125896100 9 640 SH DEFINED 1,2,4 640 CNA SURETY CORPORATION COM 12612L108 396,568 27,425,147 SH DEFINED 1,2,4 27,425,147
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None COACH INC COM 189754104 33 1,000 SH DEFINED 1,2,4 1,000 COCA COLA CO COM 191216100 791 14,727 SH DEFINED 1,2,4 14,727 COCA-COLA ENTERPRISES COM 191219104 21 995 SH DEFINED 1,2,4 995 COGNIZANT TECH SOLUTIONS-A CL A 192446102 37 946 SH DEFINED 1,2,4 946 COLGATE-PALMOLIVE CO COM 194162103 125 1,637 SH DEFINED 1,2,4 1,637 COMCAST CORP CL A SPL CL A 20030N200 392 24,350 SH DEFINED 1,2,4 24,350 COMCAST CORP-CL A CLA 20030N101 2,759 163,467 SH DEFINED 1,2,4 163,467 COMERICA INC COM 200340107 1,371 46,225 SH DEFINED 1,2,4 46,225 COMPUTER ASSOCIATES INTL INCCOM 12673P105 1,431 65,067 SH DEFINED 1,2,4 65,067 COMPUTER SCIENCES CORP COM 205363104 25 475 SH DEFINED 1,2,4 475 COMPUWARE CORP COM 205638109 5 740 SH DEFINED 1,2,4 740 CONAGRA FOODS INC COM 205887102 31 1,420 SH DEFINED 1,2,4 1,420 CONMED CORP COM 207410101 346 18,075 SH DEFINED 1,2,4 18,075 CONOCOPHILLIPS COM 20825C104 216 4,791 SH DEFINED 1,2,4 4,791 CONSECO INC COM 208464883 312 59,250 SH DEFINED 1,2,4 59,250
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None CONSOL ENERGY INC COM 20854P109 25 545 SH DEFINED 1,2,4 545 CONSOLIDATED EDISON INC COM 209115104 36 890 SH DEFINED 1,2,4 890 CONSTELLATION BRANDS INC-A CL A 21036P108 9 580 SH DEFINED 1,2,4 580 CONSTELLATION ENERGY GROUP COM 210371100 20 610 SH DEFINED 1,2,4 610 CONSTELLATION ENERGY PARTNERCOM 21038E101 719 180,260 SH DEFINED 1,2,4 180,260 CONVERGYS CORP COM 212485106 3 350 SH DEFINED 1,2,4 350 COOPER INDUSTRIES PLC-CL A CL A G24140108 20 525 SH DEFINED 1,2,4 525 CORNING INC. COM 219350105 611 39,931 SH DEFINED 1,2,4 39,931 COSTCO WHOLESALE CORP COM 22160K105 77 1,370 SH DEFINED 1,2,4 1,370 COVENTRY HEALTH CARE INC COM 222862104 10 485 SH DEFINED 1,2,4 485 COVIDIEN PLC SHS G2554F105 2,823 65,260 SH DEFINED 1,2,4 65,260 CR BARD INC COM 067383109 28 350 SH DEFINED 1,2,4 350 CSX CORP. COM 126408103 1,559 37,249 SH DEFINED 1,2,4 37,249 CUMMINS INC COM 231021106 29 638 SH DEFINED 1,2,4 638 CVS CAREMARK CORP COM 126650100 1,062 29,717 SH DEFINED 1,2,4 29,717
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None DANAHER CORP COM 235851102 56 835 SH DEFINED 1,2,4 835 DARDEN RESTAURANTS INC COM 237194105 15 440 SH DEFINED 1,2,4 440 DAVITA INC COM 23918K108 21 375 SH DEFINED 1,2,4 375 DEAN FOODS CO COM 242370104 10 550 SH DEFINED 1,2,4 550 DEERE & CO COM 244199105 6,282 146,362 SH DEFINED 1,2,4 146,362 DELL COMPUTER CORP COM 24702R101 1,549 101,523 SH DEFINED 1,2,4 101,523 DELPHI FINANCIAL GROUP-CL A CLA 247131105 782 34,538 SH DEFINED 1,2,4 34,538 DELTA AIR LINES INC COM 247361702 605 67,577 SH DEFINED 1,2,4 67,577 DENBURY RESOURCES INC COM 247916208 11 725 SH DEFINED 1,2,4 725 DENTSPLY INTERNATIONAL INC COM 249030107 16 475 SH DEFINED 1,2,4 475 DEVON ENERGY CORPORATION COM 25179M103 3,451 51,255 SH DEFINED 1,2,4 51,255 DEVRY INC COM 251893103 10 175 SH DEFINED 1,2,4 175 DIAMONDROCK HOSPITALITY CO COM 252784301 1,004 123,900 SH DEFINED 1,2,4 123,900 DIODES INC COM 254543101 277 15,325 SH DEFINED 1,2,4 15,325 DIRECTV GROUP INC/THE COM 25459L106 45 1,620 SH DEFINED 1,2,4 1,620
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None DISCOVER FINANCIAL SERVICES COM 254709108 27 1,650 SH DEFINED 1,2,4 1,650 DOMINION RESOURCES INC/VA COM 25746U109 65 1,870 SH DEFINED 1,2,4 1,870 DOVER CORP COM 260003108 22 580 SH DEFINED 1,2,4 580 DOW CHEMICAL COM 260543103 96 3,698 SH DEFINED 1,2,4 3,698 DR HORTON INC COM 23331A109 10 840 SH DEFINED 1,2,4 840 DR PEPPER SNAPPLE GROUP INC COM 26138E109 24 825 SH DEFINED 1,2,4 825 DRESS BARN INC COM 261570105 296 16,526 SH DEFINED 1,2,4 16,526 DREW INDUSTRIES INC COM 26168L205 436 20,100 SH DEFINED 1,2,4 20,100 DTE ENERGY COMPANY COM 233331107 18 510 SH DEFINED 1,2,4 510 DU PONT (E.I.) DE NEMOURS COM 263534109 689 21,442 SH DEFINED 1,2,4 21,442 DUKE ENERGY CORP COM 26441C105 64 4,068 SH DEFINED 1,2,4 4,068 DUN & BRADSTREET CORP COM 26483E100 11 150 SH DEFINED 1,2,4 150 DYNEGY INC-CL A CL A 26817G102 2,440 956,710 SH DEFINED 1,2,4 956,710 E*TRADE FINANCIAL CORP COM 269246104 6 3,520 SH DEFINED 1,2,4 3,520 EASTMAN CHEMICAL COMPANY COM 277432100 15 285 SH DEFINED 1,2,4 285
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None EASTMAN KODAK CO COM 277461109 4 770 SH DEFINED 1,2,4 770 EATON CORP COM 278058102 30 530 SH DEFINED 1,2,4 530 EBAY INC COM 278642103 82 3,481 SH DEFINED 1,2,4 3,481 ECOLAB INC COM 278865100 24 525 SH DEFINED 1,2,4 525 EDISON INTERNATIONAL COM 281020107 34 1,025 SH DEFINED 1,2,4 1,025 EL PASO CORP COM 28336L109 23 2,190 SH DEFINED 1,2,4 2,190 ELECTRONIC ARTS INC COM 285512109 19 1,005 SH DEFINED 1,2,4 1,005 ELI LILLY & CO COM 532457108 109 3,295 SH DEFINED 1,2,4 3,295 EMC CORPORATION COM 268648102 901 52,865 SH DEFINED 1,2,4 52,865 EMERSON ELECTRIC CO COM 291011104 98 2,449 SH DEFINED 1,2,4 2,449 ENCANA CORP COM 292505104 3,457 60,000 SH DEFINED 1,2,4 60,000 ENSCO INTERNATIONAL INC COM 26874Q100 3,657 85,965 SH DEFINED 1,2,4 85,965 ENTERGY CORP COM 29364G103 56 705 SH DEFINED 1,2,4 705 EOG RESOURCES INC COM 26875P101 1,321 15,815 SH DEFINED 1,2,4 15,815 EQT CORP COM 26884L109 18 425 SH DEFINED 1,2,4 425
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None EQUIFAX INC COM 294429105 13 435 SH DEFINED 1,2,4 435 EQUITY RESIDENTIAL INT 29476L107 27 890 SH DEFINED 1,2,4 890 ESTEE LAUDER COMPANIES-CL A CL A 518439104 15 405 SH DEFINED 1,2,4 405 EVERCORE PARTNERS INC-CL A CL A 29977A105 87 2,977 SH DEFINED 1,2,4 2,977 EVEREST RE GROUP LTD COM G3223R108 1,929 22,000 SH DEFINED 1,2,4 22,000 EXELON CORP COM 30161N101 899 18,120 SH DEFINED 1,2,4 18,120 EXPEDIA INC COM 30212P105 15 635 SH DEFINED 1,2,4 635 EXPEDITORS INTL WASH INC COM 302130109 22 630 SH DEFINED 1,2,4 630 EXPRESS SCRIPTS INC COM 302182100 74 948 SH DEFINED 1,2,4 948 EXXON MOBIL CORP COM 30231G102 2,185 31,851 SH DEFINED 1,2,4 31,851 FAMILY DOLLAR STORES COM 307000109 12 455 SH DEFINED 1,2,4 455 FASTENAL CO COM 311900104 16 425 SH DEFINED 1,2,4 425 FBL FINANCIAL GROUP INC-CL ACL A 30239F106 464 23,900 SH DEFINED 1,2,4 23,900 FEDERATED INVESTORS INC-CL BCL B 314211103 6 220 SH DEFINED 1,2,4 220 FEDEX CORP COM 31428X106 74 978 SH DEFINED 1,2,4 978
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None FIDELITY NATIONAL INFORMATIOCOM 31620M106 15 590 SH DEFINED 1,2,4 590 FIFTH THIRD BANCORP COM 316773100 26 2,560 SH DEFINED 1,2,4 2,560 FIRST HORIZON NATIONAL CORP COM 320517105 8 603 SH DEFINED 1,2,4 603 FIRSTENERGY CORP COM 337932107 690 15,100 SH DEFINED 1,2,4 15,100 FISERV INC COM 337738108 24 505 SH DEFINED 1,2,4 505 FLIR SYSTEMS INC COM 302445101 13 475 SH DEFINED 1,2,4 475 FLOWSERVE CORP COM 34354P105 25 251 SH DEFINED 1,2,4 251 FLUOR CORP COM 343412102 28 560 SH DEFINED 1,2,4 560 FMC CORP COM 302491303 11 200 SH DEFINED 1,2,4 200 FMC TECHNOLOGIES INC COM 30249U101 22 425 SH DEFINED 1,2,4 425 FORD MOTOR CO COM 345370860 75 10,370 SH DEFINED 1,2,4 10,370 FOREST LABORATORIES INC COM 345838106 28 945 SH DEFINED 1,2,4 945 FORTUNE BRANDS INC COM 349631101 21 485 SH DEFINED 1,2,4 485 FPL GROUP INC COM 302571104 72 1,310 SH DEFINED 1,2,4 1,310 FRANKLIN RESOURCES INC COM 354613101 49 487 SH DEFINED 1,2,4 487
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None FREEPORT-MCMORAN COPPER CL B 35671D857 90 1,311 SH DEFINED 1,2,4 1,311 FRONTIER COMMUNICATIONS CORPCOM 35906A108 7 950 SH DEFINED 1,2,4 950 GAMESTOP CORP-CLASS A CL A 36467W109 14 520 SH DEFINED 1,2,4 520 GANNETT CO COM 364730101 8 660 SH DEFINED 1,2,4 660 GAP INC/THE COM 364760108 31 1,450 SH DEFINED 1,2,4 1,450 GENERAL DYNAMICS CORP COM 369550108 82 1,273 SH DEFINED 1,2,4 1,273 GENERAL ELECTRIC CO COM 369604103 1,186 72,209 SH DEFINED 1,2,4 72,209 GENERAL MILLS INC COM 370334104 72 1,122 SH DEFINED 1,2,4 1,122 GENUINE PARTS CO COM 372460105 19 505 SH DEFINED 1,2,4 505 GENWORTH FINANCIAL INC-CL A CL A 37247D106 16 1,360 SH DEFINED 1,2,4 1,360 GENZYME CORP COM 372917104 49 865 SH DEFINED 1,2,4 865 GILDAN ACTIVEWEAR INC COM 375916103 915 46,375 SH DEFINED 1,2,4 46,375 GILEAD SCIENCES INC COM 375558103 1,139 24,450 SH DEFINED 1,2,4 24,450 GOLDMAN SACHS GROUP INC COM 38141G104 299 1,620 SH DEFINED 1,2,4 1,620 GOODRICH CORP COM 382388106 23 425 SH DEFINED 1,2,4 425
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None GOODYEAR TIRE & RUBBER CO COM 382550101 12 705 SH DEFINED 1,2,4 705 GOOGLE INC-CL A CL A 38259P508 4,427 8,929 SH DEFINED 1,2,4 8,929 GRACO COM 384109104 746 26,750 SH DEFINED 1,2,4 26,750 GRIFFON CORPORATION COM 398433102 1,000 99,319 SH DEFINED 1,2,4 99,319 H&R BLOCK INC COM 093671105 19 1,050 SH DEFINED 1,2,4 1,050 HALLIBURTON COMPANY COM 406216101 892 32,892 SH DEFINED 1,2,4 32,892 HARLEY-DAVIDSON INC COM 412822108 16 680 SH DEFINED 1,2,4 680 HARMAN INTERNATIONAL COM 413086109 919 27,120 SH DEFINED 1,2,4 27,120 HARRIS CORP COM 413875105 17 450 SH DEFINED 1,2,4 450 HARTE-HANKS INC COM 416196103 1,431 103,475 SH DEFINED 1,2,4 103,475 HARTFORD FINANCIAL SVCS GRP COM 416515104 323 12,201 SH DEFINED 1,2,4 12,201 HASBRO INC COM 418056107 9 330 SH DEFINED 1,2,4 330 HCP INC COM 40414L109 25 870 SH DEFINED 1,2,4 870 HEALTH CARE REIT INC COM 42217K106 16 375 SH DEFINED 1,2,4 375 HEARTLAND PAYMENT SYSTEMS INCOM 42235N108 425 29,275 SH DEFINED 1,2,4 29,275
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None HERSHEY CO/THE COM 427866108 20 515 SH DEFINED 1,2,4 515 HESS CORP COM 42809H107 1,197 22,390 SH DEFINED 1,2,4 22,390 HEWLETT-PACKARD CO. COM 428236103 10,749 227,695 SH DEFINED 1,2,4 227,695 HJ HEINZ CO COM 423074103 39 980 SH DEFINED 1,2,4 980 HOME DEPOT INC COM 437076102 1,307 49,071 SH DEFINED 1,2,4 49,071 HONEYWELL INTERNATIONAL INC COM 438516106 91 2,442 SH DEFINED 1,2,4 2,442 HORIZON LINES INC-CL COM 44044K101 181 28,450 SH DEFINED 1,2,4 28,450 HORMEL FOODS CORP COM 440452100 77 2,175 SH DEFINED 1,2,4 2,175 HOSPIRA INC COM 441060100 22 495 SH DEFINED 1,2,4 495 HOST HOTELS & RESORTS INC COM 44107P104 23 1,940 SH DEFINED 1,2,4 1,940 HUDSON CITY BANCORP INC COM 443683107 21 1,605 SH DEFINED 1,2,4 1,605 HUMANA INC COM 444859102 20 540 SH DEFINED 1,2,4 540 HUNTINGTON BANCSHARES INC COM 446150104 8 1,730 SH DEFINED 1,2,4 1,730 ILLINOIS TOOL WORKS COM 452308109 52 1,221 SH DEFINED 1,2,4 1,221 IMS HEALTH INC COM 449934108 1,277 83,160 SH DEFINED 1,2,4 83,160
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None INGERSOLL RAND CO CL A G47791101 1,035 33,749 SH DEFINED 1,2,4 33,749 INSIGHT ENTERPRISES INC COM 45765U103 258 21,100 SH DEFINED 1,2,4 21,100 INTEGRYS ENERGY GROUP INC COM 45822P105 8 209 SH DEFINED 1,2,4 209 INTEL CORP COM 458140100 352 17,969 SH DEFINED 1,2,4 17,969 INTERCONTINENTALEXCHANGE INCCOM 45865V100 28 290 SH DEFINED 1,2,4 290 INTERNATIONAL BUSINESS MACHICOM 459200101 15,484 129,458 SH DEFINED 1,2,4 129,458 INTERNATIONAL PAPER CO COM 460146103 30 1,369 SH DEFINED 1,2,4 1,369 INTERPUBLIC GROUP OF COS INCCOM 460690100 12 1,534 SH DEFINED 1,2,4 1,534 INTL FLAVORS & FRAGRANCES COM 459506101 8 210 SH DEFINED 1,2,4 210 INTL GAME TECHNOLOGY COM 459902102 20 945 SH DEFINED 1,2,4 945 INTUIT INC COM 461202103 29 1,000 SH DEFINED 1,2,4 1,000 INTUITIVE SURGICAL INC COM 46120E602 40 152 SH DEFINED 1,2,4 152 INVESCO LTD SHS G491BT108 30 1,325 SH DEFINED 1,2,4 1,325 IRON MOUNTAIN INC COM 462846106 15 550 SH DEFINED 1,2,4 550 ITT CORP COM 450911102 29 560 SH DEFINED 1,2,4 560
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None J.C. PENNY CO INC (HLDG CO) COM 708160106 1,702 50,415 SH DEFINED 1,2,4 50,415 JABIL CIRCUIT INC COM 466313103 8 610 SH DEFINED 1,2,4 610 JACOBS ENGINEERING GROUP INCCOM 469814107 20 425 SH DEFINED 1,2,4 425 JANUS CAPITAL GROUP INC COM 47102X105 7 490 SH DEFINED 1,2,4 490 JDS UNIPHASE CORP COM 46612J507 5 641 SH DEFINED 1,2,4 641 JM SMUCKER CO/THE COM 832696405 21 400 SH DEFINED 1,2,4 400 JOHNSON & JOHNSON COM 478160104 7,631 125,330 SH DEFINED 1,2,4 125,330 JOHNSON CONTROLS INC COM 478366107 49 1,900 SH DEFINED 1,2,4 1,900 JONES APPAREL GROUP INC COM 480074103 953 53,175 SH DEFINED 1,2,4 53,175 JPMORGAN CHASE & COMPANY COM 46625H100 2,624 59,873 SH DEFINED 1,2,4 59,873 JUNIPER NETWORKS INC COM 48203R104 45 1,647 SH DEFINED 1,2,4 1,647 KAPSTONE PAPER AND PACKAGINGCOM 48562P103 308 37,851 SH DEFINED 1,2,4 37,851 KB HOME COM 48666K109 3 200 SH DEFINED 1,2,4 200 KELLOGG CO COM 487836108 42 845 SH DEFINED 1,2,4 845 KELLY SERVICES INC -CL A CL A 488152208 645 52,471 SH DEFINED 1,2,4 52,471
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None KEYCORP COM 493267108 18 2,790 SH DEFINED 1,2,4 2,790 KIMBERLY-CLARK CORP COM 494368103 82 1,385 SH DEFINED 1,2,4 1,385 KIMCO REALTY CORP COM 49446R109 13 1,000 SH DEFINED 1,2,4 1,000 KINDER MORGAN MANAGEMENT LLCSHS 49455U100 7,546 159,363 SH DEFINED 1,2,4 159,363 KING PHARMACEUTICALS INC COM 495582108 9 790 SH DEFINED 1,2,4 790 KLA-TENCOR CORPORATION COM 482480100 19 540 SH DEFINED 1,2,4 540 KOHLS CORP COM 500255104 55 971 SH DEFINED 1,2,4 971 KRAFT FOODS INC-CLASS A CL A 50075N104 909 34,588 SH DEFINED 1,2,4 34,588 KROGER CO COM 501044101 44 2,115 SH DEFINED 1,2,4 2,115 L-3 COMMUNICATIONS CORP COM 502424104 2,458 30,600 SH DEFINED 1,2,4 30,600 LABORATORY CRP OF AMER HLDGSCOM 50540R409 24 370 SH DEFINED 1,2,4 370 LAM RESEARCH CORP COM 512807108 652 19,075 SH DEFINED 1,2,4 19,075 LEGG MASON INC COM 524901105 15 470 SH DEFINED 1,2,4 470 LEGGETT & PLATT INC COM 524660107 10 505 SH DEFINED 1,2,4 505 LENNAR CORP-CL A CL A 526057104 7 470 SH DEFINED 1,2,4 470
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None LEUCADIA NATIONAL CORP COM 527288104 14 565 SH DEFINED 1,2,4 565 LEXMARK INTERNATIONAL INC-A CL A 529771107 5 215 SH DEFINED 1,2,4 215 LIFE TECHNOLOGIES CORP COM 53217V109 25 546 SH DEFINED 1,2,4 546 LIMITED BRANDS INC COM 532716107 14 820 SH DEFINED 1,2,4 820 LINCOLN NATIONAL CORP INDIANCOM 534187109 5,077 195,929 SH DEFINED 1,2,4 195,929 LINEAR TECHNOLOGY CORP COM 535678106 18 665 SH DEFINED 1,2,4 665 LOCKHEED MARTIN CORP COM 539830109 1,345 17,225 SH DEFINED 1,2,4 17,225 LORILLARD INC COM 544147101 40 544 SH DEFINED 1,2,4 544 LOWES COS INC COM 548661107 99 4,714 SH DEFINED 1,2,4 4,714 LSI CORP COM 502161102 11 2,010 SH DEFINED 1,2,4 2,010 M & T BANK CORP COM 55261F104 19 310 SH DEFINED 1,2,4 310 MACYS INC COM 55616P104 25 1,358 SH DEFINED 1,2,4 1,358 MAGNA INTERNATIONAL INC-CL ACL A 559222401 1,451 34,125 SH DEFINED 1,2,4 34,125 MANITOWOC COMPANY INC COM 563571108 3 360 SH DEFINED 1,2,4 360 MARRIOTT INTERNATIONAL-CL A CLA 571903202 916 33,192 SH DEFINED 1,2,4 33,192
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None MARSH & MCLENNAN COS COM 571748102 42 1,690 SH DEFINED 1,2,4 1,690 MARSHALL & ILSLEY CORP COM 571837103 9 1,120 SH DEFINED 1,2,4 1,120 MASCO CORP COM 574599106 14 1,120 SH DEFINED 1,2,4 1,120 MASSEY ENERGY CO COM 576206106 6 225 SH DEFINED 1,2,4 225 MASTERCARD INC-CLASS A CL A 57636Q104 2,076 10,268 SH DEFINED 1,2,4 10,268 MATTEL INC COM 577081102 933 50,548 SH DEFINED 1,2,4 50,548 MBIA INC COM 55262C100 4 510 SH DEFINED 1,2,4 510 MCAFEE INC COM 579064106 22 500 SH DEFINED 1,2,4 500 MCCORMICK & CO-NON VTG SHRS COM 579780206 15 435 SH DEFINED 1,2,4 435 MCDONALD'S CORP COM 580135101 1,904 33,371 SH DEFINED 1,2,4 33,371 MCGRAW-HILL COMPANIES INC COM 580645109 25 990 SH DEFINED 1,2,4 990 MCKESSON CORP COM 58155Q103 53 896 SH DEFINED 1,2,4 896 MEADWESTVACO CORP COM 583334107 12 525 SH DEFINED 1,2,4 525 MEDCO HEALTH SOLUTIONS INC COM 58405U102 89 1,603 SH DEFINED 1,2,4 1,603 MEDIACOM COMMUNICATIONS CORPCL A 58446K105 1,440 250,000 SH DEFINED 1,2,4 250,000
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None MEDTRONIC INC COM 585055106 206 5,585 SH DEFINED 1,2,4 5,585 MEMC ELECTRONIC MATERIALS COM 552715104 11 660 SH DEFINED 1,2,4 660 MERCK & CO. INC. COM 589331107 216 6,831 SH DEFINED 1,2,4 6,831 MEREDITH CORP COM 589433101 3 105 SH DEFINED 1,2,4 105 METLIFE INC COM 59156R108 359 9,436 SH DEFINED 1,2,4 9,436 METROPCS COMMUNICATIONS INC COM 591708102 7 800 SH DEFINED 1,2,4 800 MI DEVELOPMENTS INC-CLASS A CL A 55304X104 623 46,300 SH DEFINED 1,2,4 46,300 MICROCHIP TECHNOLOGY INC COM 595017104 15 555 SH DEFINED 1,2,4 555 MICRON TECHNOLOGY INC COM 595112103 22 2,710 SH DEFINED 1,2,4 2,710 MICROSOFT CORP COM 594918104 3,938 153,121 SH DEFINED 1,2,4 153,121 MILLIPORE CORP COM 601073109 11 160 SH DEFINED 1,2,4 160 MOLEX INC COM 608554101 7 355 SH DEFINED 1,2,4 355 MOLSON COORS BREWING CO -B CL B 60871R209 827 16,980 SH DEFINED 1,2,4 16,980 MONSANTO CO COM 61166W101 141 1,820 SH DEFINED 1,2,4 1,820 MONSTER WORLDWIDE INC COM 611742107 6 350 SH DEFINED 1,2,4 350
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None MOODYS CORP COM 615369105 12 585 SH DEFINED 1,2,4 585 MORGAN ST DEAN WITTER DISCOVCOM 617446448 1,326 42,940 SH DEFINED 1,2,4 42,940 MORGAN STANLEY QUAL MUNI SECSECS 61745P585 381 28,600 SH DEFINED 1,2,4 28,600 MOTOROLA INC COM 620076109 2,502 291,313 SH DEFINED 1,2,4 291,313 MTS SYSTEMS CORP COM 553777103 77 2,650 SH DEFINED 1,2,4 2,650 MURPHY OIL CORP COM 626717102 39 680 SH DEFINED 1,2,4 680 MYLAN INC COM 628530107 14 900 SH DEFINED 1,2,4 900 NABORS INDUSTRIES LTD SHS G6359F103 19 910 SH DEFINED 1,2,4 910 NARA BANCORP INC COM 63080P105 542 78,000 SH DEFINED 1,2,4 78,000 NASDAQ OMX GROUP/THE COM 631103108 7 350 SH DEFINED 1,2,4 350 NATIONAL OILWELL VARCO INC COM 637071101 59 1,365 SH DEFINED 1,2,4 1,365 NATIONAL SEMICONDUCTOR CORP COM 637640103 9 600 SH DEFINED 1,2,4 600 NETAPP INC COM 64110D104 27 1,030 SH DEFINED 1,2,4 1,030 NEW YORK TIMES CO -CL A CL A 650111107 2 300 SH DEFINED 1,2,4 300 NEWELL RUBBERMAID INC COM 651229106 13 850 SH DEFINED 1,2,4 850
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None NEWMONT MINING CORP COM 651639106 71 1,610 SH DEFINED 1,2,4 1,610 NEWS CORP-CL A CL A 65248E104 88 7,388 SH DEFINED 1,2,4 7,388 NICOR INC COM 654086107 4 115 SH DEFINED 1,2,4 115 NIKE INC -CL B CL B 654106103 82 1,270 SH DEFINED 1,2,4 1,270 NISOURCE INC COM 65473P105 12 840 SH DEFINED 1,2,4 840 NOBLE ENERGY INC COM 655044105 36 550 SH DEFINED 1,2,4 550 NORDSTROM INC COM 655664100 16 510 SH DEFINED 1,2,4 510 NORFOLK SOUTHERN CORP COM 655844108 53 1,229 SH DEFINED 1,2,4 1,229 NORTHEAST UTILITIES COM 664397106 13 550 SH DEFINED 1,2,4 550 NORTHERN TRUST CORP COM 665859104 47 815 SH DEFINED 1,2,4 815 NORTHROP GRUMMAN CORP COM 666807102 2,152 41,578 SH DEFINED 1,2,4 41,578 NOVELL INC COM 670006105 5 1,100 SH DEFINED 1,2,4 1,100 NOVELLUS SYSTEMS INC COM 670008101 5 250 SH DEFINED 1,2,4 250 NUCOR CORP COM 670346105 46 980 SH DEFINED 1,2,4 980 NVIDIA CORP COM 67066G104 26 1,748 SH DEFINED 1,2,4 1,748
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None NYSE EURONEXT COM 629491101 25 855 SH DEFINED 1,2,4 855 OCCIDENTAL PETROLEUM CORP COM 674599105 7,265 92,663 SH DEFINED 1,2,4 92,663 OFFICE DEPOT INC COM 676220106 6 840 SH DEFINED 1,2,4 840 OMNICOM GROUP COM 681919106 1,609 43,565 SH DEFINED 1,2,4 43,565 ORACLE CORP COM 68389X105 5,464 262,194 SH DEFINED 1,2,4 262,194 OREILLY AUTOMOTIVE INC COM 686091109 16 450 SH DEFINED 1,2,4 450 OWENS-ILLINOIS INC COM 690768403 19 525 SH DEFINED 1,2,4 525 P G & E CORP COM 69331C108 49 1,210 SH DEFINED 1,2,4 1,210 PACCAR INC COM 693718108 45 1,205 SH DEFINED 1,2,4 1,205 PACTIV CORPORATION COM 695257105 11 435 SH DEFINED 1,2,4 435 PALL CORP COM 696429307 13 400 SH DEFINED 1,2,4 400 PARKER HANNIFIN CORP COM 701094104 26 510 SH DEFINED 1,2,4 510 PATTERSON COS INC COM 703395103 7 260 SH DEFINED 1,2,4 260 PAYCHEX INC COM 704326107 29 1,000 SH DEFINED 1,2,4 1,000 PEABODY ENERGY CORP COM 704549104 32 865 SH DEFINED 1,2,4 865
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None PEDIATRIX MEDICAL GROUP INC COM 58502B106 427 7,775 SH DEFINED 1,2,4 7,775 PEOPLES UNITED FINANCIAL COM 712704105 17 1,075 SH DEFINED 1,2,4 1,075 PEPCO HOLDINGS INC COM 713291102 10 650 SH DEFINED 1,2,4 650 PEPSI BOTTLING GROUP INC COM 713409100 16 445 SH DEFINED 1,2,4 445 PEPSICO INCORPORATED COM 713448108 1,642 27,984 SH DEFINED 1,2,4 27,984 PERKINELMER INC COM 714046109 6 305 SH DEFINED 1,2,4 305 PFIZER INC COM 717081103 5,366 324,205 SH DEFINED 1,2,4 324,205 PHARMACEUTICAL HOLDRS TRUST DEPOSITR71712A206 816 12,500 SH DEFINED 1,2 12,500 PHH CORP COM 693320202 1,132 57,050 SH DEFINED 1,2,4 57,050 PHILIP MORRIS INTERNATIONAL COM 718172109 1,041 21,352 SH DEFINED 1,2,4 21,352 PIKE ELECTRIC CORP COM 721283109 562 46,925 SH DEFINED 1,2,4 46,925 PINNACLE WEST CAPITAL COM 723484101 11 350 SH DEFINED 1,2,4 350 PIONEER NATURAL RESOURCES COCOM 723787107 15 400 SH DEFINED 1,2,4 400 PITNEY BOWES INC COM 724479100 1,822 73,309 SH DEFINED 1,2,4 73,309 PLANTRONICS INC COM 727493108 869 32,400 SH DEFINED 1,2,4 32,400
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None PLUM CREEK TIMBER CO COM 729251108 16 515 SH DEFINED 1,2,4 515 PNC FINANCIAL SERVICES GROUPCOM 693475105 1,167 24,015 SH DEFINED 1,2,4 24,015 POLO RALPH LAUREN CORP CL A 731572103 19 245 SH DEFINED 1,2,4 245 POPULAR INC COM 733174106 669 236,250 SH DEFINED 1,2,4 236,250 PORTLAND GENERAL ELECTRIC COM 736508847 807 40,900 SH DEFINED 1,2,4 40,900 PPG INDUSTRIES INC COM 693506107 29 505 SH DEFINED 1,2,4 505 PPL CORPORATION COM 69351T106 37 1,225 SH DEFINED 1,2,4 1,225 PRAXAIR INC COM 74005P104 1,719 21,040 SH DEFINED 1,2,4 21,040 PRECISION CASTPARTS CORP COM 740189105 48 469 SH DEFINED 1,2,4 469 PRIDE INTERNATIONAL INC COM 74153Q102 2,740 90,000 SH DEFINED 1,2,4 90,000 PRINCIPAL FINANCIAL GROUP COM 74251V102 28 1,025 SH DEFINED 1,2,4 1,025 PROCTER & GAMBLE CO/THE COM 742718109 1,356 23,412 SH DEFINED 1,2,4 23,412 PROGRESS ENERGY INC COM 743263105 35 895 SH DEFINED 1,2,4 895 PROGRESSIVE CORP COM 743315103 36 2,175 SH DEFINED 1,2,4 2,175 PROLOGIS INT 743410102 17 1,420 SH DEFINED 1,2,4 1,420
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None PRUDENTIAL FINANCIAL INC COM 744320102 74 1,486 SH DEFINED 1,2,4 1,486 PUBLIC SERVICE CO OF N MEX COM 69349H107 718 61,475 SH DEFINED 1,2,4 61,475 PUBLIC SERVICE ENTERPRISE GPCOM 744573106 52 1,645 SH DEFINED 1,2,4 1,645 PUBLIC STORAGE COM 74460D109 32 425 SH DEFINED 1,2,4 425 PULTE HOMES INC COM 745867101 10 951 SH DEFINED 1,2,4 951 QLOGIC CORP COM 747277101 5 310 SH DEFINED 1,2,4 310 QUALCOMM INC COM 747525103 915 20,344 SH DEFINED 1,2,4 20,344 QUANTA SERVICES INC COM 74762E102 13 600 SH DEFINED 1,2,4 600 QUEST DIAGNOSTICS COM 74834L100 25 470 SH DEFINED 1,2,4 470 QUESTAR CORP COM 748356102 21 550 SH DEFINED 1,2,4 550 QWEST COMMUNICATIONS INTL COM 749121109 486 127,510 SH DEFINED 1,2,4 127,510 RADIOSHACK CORP COM 750438103 5 310 SH DEFINED 1,2,4 310 RANGE RESOURCES CORP COM 75281A109 25 500 SH DEFINED 1,2,4 500 RAYTHEON COMPANY COM 755111507 61 1,275 SH DEFINED 1,2,4 1,275 RED HAT INC COM 756577102 17 600 SH DEFINED 1,2,4 600
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None REGIONS FINANCIAL CORP COM 7591EP100 23 3,726 SH DEFINED 1,2,4 3,726 REGIS CORP COM 758932107 517 33,325 SH DEFINED 1,2,4 33,325 RENAISSANCERE HOLDINGS LTD COM G7496G103 1,719 31,400 SH DEFINED 1,2,4 31,400 RENT-A-CENTER INC COM 76009N100 554 29,350 SH DEFINED 1,2,4 29,350 REPUBLIC SERVICES INC COM 760759100 27 1,001 SH DEFINED 1,2,4 1,001 REYNOLDS AMERICAN INC COM 761713106 24 540 SH DEFINED 1,2,4 540 RITE AID CORP COM 767754104 669 407,860 SH DEFINED 1,2,4 407,860 ROBERT HALF INTL INC COM 770323103 12 495 SH DEFINED 1,2,4 495 ROCKWELL AUTOMATION INC COM 773903109 19 450 SH DEFINED 1,2,4 450 ROCKWELL COLLINS INC. COM 774341101 26 505 SH DEFINED 1,2,4 505 ROWAN COMPANIES INC COM 779382100 7 295 SH DEFINED 1,2,4 295 RR DONNELLEY & SONS CO COM 257867101 13 630 SH DEFINED 1,2,4 630 RYDER SYSTEM INC COM 783549108 6 145 SH DEFINED 1,2,4 145 SAFEWAY INC COM 786514208 27 1,355 SH DEFINED 1,2,4 1,355 SALESFORCE.COM INC COM 79466L302 22 393 SH DEFINED 1,2,4 393
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None SANDISK CORP COM 80004C101 675 31,085 SH DEFINED 1,2,4 31,085 SARA LEE CORP COM 803111103 25 2,210 SH DEFINED 1,2,4 2,210 SCANA CORP COM 80589M102 14 400 SH DEFINED 1,2,4 400 SCHERING-PLOUGH CORP COM 806605101 149 5,271 SH DEFINED 1,2,4 5,271 SCHLUMBERGER LIMITED COM 806857108 913 15,312 SH DEFINED 1,2,4 15,312 SCHWAB (CHARLES) CORP COM 808513105 58 3,020 SH DEFINED 1,2,4 3,020 SCRIPPS NETWORKS INTER-CL A COM 811065101 12 330 SH DEFINED 1,2,4 330 SEALED AIR CORP COM 81211K100 10 495 SH DEFINED 1,2,4 495 SEALY CORP COM 812139301 274 85,775 SH DEFINED 1,2,4 85,775 SEARS HOLDINGS CORP COM 812350106 1,150 17,610 SH DEFINED 1,2,4 17,610 SEMPRA ENERGY COM 816851109 1,511 30,345 SH DEFINED 1,2,4 30,345 SHERWIN-WILLIAMS CO/THE COM 824348106 21 350 SH DEFINED 1,2,4 350 SIGMA-ALDRICH COM 826552101 22 410 SH DEFINED 1,2,4 410 SIMON PROPERTY GROUP INC COM 828806109 61 881 SH DEFINED 1,2,4 881 SKECHERS USA INC-CL A CL A 830566105 1,516 88,450 SH DEFINED 1,2,4 88,450
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None SLM CORP COM 78442P106 12 1,430 SH DEFINED 1,2,4 1,430 SMITH INTERNATIONAL INC COM 832110100 19 650 SH DEFINED 1,2,4 650 SNAP-ON INC COM 833034101 5 145 SH DEFINED 1,2,4 145 SOUTHERN CO COM 842587107 81 2,545 SH DEFINED 1,2,4 2,545 SOUTHWEST AIRLINES CO COM 844741108 23 2,360 SH DEFINED 1,2,4 2,360 SOUTHWESTERN ENERGY CO COM 845467109 49 1,155 SH DEFINED 1,2,4 1,155 SPDR GOLD TRUST SHS 78463V107 34,598 350,000 SH DEFINED 1,2,4 350,000 SPECTRA ENERGY CORP COM 847560109 38 2,015 SH DEFINED 1,2,4 2,015 SPHERION CORPORATION COM 848420105 220 35,450 SH DEFINED 1,2,4 35,450 SPRINT NEXTEL CORP COM 852061100 37 9,278 SH DEFINED 1,2,4 9,278 ST JUDE MEDICAL INC COM 790849103 826 21,165 SH DEFINED 1,2,4 21,165 STANLEY WORKS/THE COM 854616109 9 210 SH DEFINED 1,2,4 210 STAPLES INC COM 855030102 157 6,775 SH DEFINED 1,2,4 6,775 STARBUCKS CORP COM 855244109 89 4,289 SH DEFINED 1,2,4 4,289 STARWOOD HOTELS & RESORTS COM 85590A401 19 580 SH DEFINED 1,2,4 580
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None STATE STREET CORP COM 857477103 645 12,263 SH DEFINED 1,2,4 12,263 STERICYCLE INC COM 858912108 16 325 SH DEFINED 1,2,4 325 STRYKER CORP COM 863667101 37 805 SH DEFINED 1,2,4 805 SUN MICROSYSTEMS INC COM 866810203 22 2,377 SH DEFINED 1,2,4 2,377 SUNOCO INC COM 86764P109 11 390 SH DEFINED 1,2,4 390 SUNTRUST BANKS INC COM 867914103 36 1,579 SH DEFINED 1,2,4 1,579 SUPERVALU INC COM 868536103 9 621 SH DEFINED 1,2,4 621 SYMANTEC CORP COM 871503108 43 2,634 SH DEFINED 1,2,4 2,634 SYSCO CORP COM 871829107 46 1,850 SH DEFINED 1,2,4 1,850 T ROWE PRICE GROUP INC COM 74144T108 37 813 SH DEFINED 1,2,4 813 TALISMAN ENERGY INC COM 87425E103 2,861 165,000 SH DEFINED 1,2,4 165,000 TARGET CORP COM 87612E106 116 2,478 SH DEFINED 1,2,4 2,478 TECH DATA CORP COM 878237106 894 21,487 SH DEFINED 1,2,4 21,487 TECO ENERGY INC COM 872375100 9 620 SH DEFINED 1,2,4 620 TELLABS INC COM 879664100 8 1,220 SH DEFINED 1,2,4 1,220
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None TENET HEALTHCARE CORP CL A 88033G100 8 1,340 SH DEFINED 1,2,4 1,340 TERADATA CORP COM 88076W103 15 535 SH DEFINED 1,2,4 535 TERADYNE INC COM 880770102 5 540 SH DEFINED 1,2,4 540 TESORO CORP COM 881609101 6 370 SH DEFINED 1,2,4 370 TEXAS INSTRUMENTS INC COM 882508104 97 4,097 SH DEFINED 1,2,4 4,097 TEXTRON INC COM 883203101 15 800 SH DEFINED 1,2,4 800 THERMO FISHER SCIENTIFIC INCCOM 883556102 2,119 48,515 SH DEFINED 1,2,4 48,515 THOMPSON CREEK METALS CO INCCOM 884768102 72 6,000 SH DEFINED 1,2 6,000 TIFFANY & CO COM 886547108 16 425 SH DEFINED 1,2,4 425 TIME WARNER CABLE CL A 88732J207 50 1,170 SH DEFINED 1,2,4 1,170 TIME WARNER INC COM 887317303 112 3,882 SH DEFINED 1,2,4 3,882 TITANIUM METALS CORP COM 888339207 2 190 SH DEFINED 1,2,4 190 TJX COMPANIES INC COM 872540109 48 1,305 SH DEFINED 1,2,4 1,305 TORCHMARK CORP COM 891027104 1,154 26,580 SH DEFINED 1,2,4 26,580 TOTAL SYSTEM SERVICES INC COM 891906109 10 590 SH DEFINED 1,2,4 590
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None TRAVELERS COS INC/THE COM 89417E109 4,769 96,869 SH DEFINED 1,2,4 96,869 TREX COMPANY INC COM 89531P105 1,009 55,425 SH DEFINED 1,2,4 55,425 TYCO ELECTRONICS LTD SHS H8912P106 2,094 93,975 SH DEFINED 1,2,4 93,975 TYSON FOODS INC-CL A CL A 902494103 12 940 SH DEFINED 1,2,4 940 UNILEVER NV SHS 904784709 1,551 53,750 SH DEFINED 1,2,4 53,750 UNION PACIFIC CORP COM 907818108 96 1,652 SH DEFINED 1,2,4 1,652 UNITED NATIONAL GROUP LTD-A COM 90933T109 930 125,866 SH DEFINED 1,2,4 125,866 UNITED PARCEL SERVICE-CL B CL B 911312106 181 3,199 SH DEFINED 1,2,4 3,199 UNITED STATES STEEL CORP COM 912909108 21 465 SH DEFINED 1,2,4 465 UNITED STATIONERS INC COM 913004107 668 14,025 SH DEFINED 1,2,4 14,025 UNITED TECHNOLOGIES CORP. COM 913017109 2,756 45,226 SH DEFINED 1,2,4 45,226 UNITEDHEALTH GROUP INC COM 91324P102 95 3,795 SH DEFINED 1,2,4 3,795 UNIVERSAL CORP-VA COM 913456109 509 12,175 SH DEFINED 1,2,4 12,175 UNUM GROUP COM 91529Y106 976 45,512 SH DEFINED 1,2,4 45,512 US BANCORP COM 902973304 133 6,088 SH DEFINED 1,2,4 6,088
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None USX - MARATHON GROUP INC COM 565849106 454 14,241 SH DEFINED 1,2,4 14,241 VALERO ENERGY CORP COM 91913Y100 553 28,520 SH DEFINED 1,2,4 28,520 VALIDUS HOLDINGS LTD COM SHS G9319H102 4,087 158,405 SH DEFINED 1,2,4 158,405 VARIAN MEDICAL SYSTEMS INC COM 92220P105 18 425 SH DEFINED 1,2,4 425 VENTAS INC COM 92276F100 21 536 SH DEFINED 1,2,4 536 VERISIGN INC COM 92343E102 14 590 SH DEFINED 1,2,4 590 VERIZON COMMUNICATIONS INC COM 92343V104 278 9,173 SH DEFINED 1,2,4 9,173 VF CORP COM 918204108 24 330 SH DEFINED 1,2,4 330 VIACOM INC-CLASS B CL B 92553P201 54 1,942 SH DEFINED 1,2,4 1,942 VIAD CORP COM 92552R406 247 12,419 SH DEFINED 1,2,4 12,419 VISA INC-CLASS A SHARES CL A 92826C839 1,037 15,000 SH DEFINED 1,2 15,000 VORNADO REALTY TRUST INT 929042109 32 503 SH DEFINED 1,2,4 503 VULCAN MATERIALS CO COM 929160109 23 420 SH DEFINED 1,2,4 420 WALGREEN CO COM 931422109 118 3,154 SH DEFINED 1,2,4 3,154 WAL-MART STORES INC COM 931142103 353 7,185 SH DEFINED 1,2,4 7,185
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None WALT DISNEY CO/THE COM 254687106 165 5,999 SH DEFINED 1,2,4 5,999 WASHINGTON POST -CL B CL B 939640108 9 20 SH DEFINED 1,2,4 20 WASTE MANAGEMENT INC COM 94106L109 48 1,615 SH DEFINED 1,2,4 1,615 WATERS CORP COM 941848103 20 350 SH DEFINED 1,2,4 350 WATSON PHARMACEUTICALS INC COM 942683103 13 360 SH DEFINED 1,2,4 360 WEATHERFORD INTL LTD REG H27013103 456 22,000 SH DEFINED 1,2,4 22,000 WEBSTER FINANCIAL CORP COM 947890109 711 57,000 SH DEFINED 1,2,4 57,000 WELLPOINT INC COM 94973V107 75 1,591 SH DEFINED 1,2,4 1,591 WELLS FARGO & CO COM 949746101 423 15,010 SH DEFINED 1,2,4 15,010 WESTERN DIGITAL CORP COM 958102105 25 687 SH DEFINED 1,2,4 687 WESTERN UNION CO COM 959802109 42 2,210 SH DEFINED 1,2,4 2,210 WEYERHAEUSER CO COM 962166104 26 720 SH DEFINED 1,2,4 720 WHIRLPOOL CORPORATION COM 963320106 1,518 21,700 SH DEFINED 1,2,4 21,700 WHOLE FOODS MARKET INC COM 966837106 14 455 SH DEFINED 1,2,4 455 WILLIAMS COS INC COM 969457100 2,650 148,315 SH DEFINED 1,2,4 148,315
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None WILLIS GROUP HOLDINGS LTD SHS G96655108 7,055 250,000 SH DEFINED 1,2,4 250,000 WINDSTREAM CORP COM 97381W104 14 1,396 SH DEFINED 1,2,4 1,396 WISCONSIN ENERGY CORP COM 976657106 18 400 SH DEFINED 1,2,4 400 WW GRAINGER INC COM 384802104 24 265 SH DEFINED 1,2,4 265 WYETH COM 983024100 212 4,358 SH DEFINED 1,2,4 4,358 WYNDHAM WORLDWIDE CORP COM 98310W108 9 550 SH DEFINED 1,2,4 550 WYNN RESORTS LTD COM 983134107 18 259 SH DEFINED 1,2,4 259 XCEL ENERGY INC COM 98389B100 27 1,425 SH DEFINED 1,2,4 1,425 XEROX CORP COM 984121103 4,665 602,720 SH DEFINED 1,2,4 602,720 XILINX INC COM 983919101 21 895 SH DEFINED 1,2,4 895 XL CAPITAL LTD -CLASS A CL A G98255105 18 1,050 SH DEFINED 1,2,4 1,050 XTO ENERGY INC COM 98385X106 76 1,834 SH DEFINED 1,2,4 1,834 YAHOO! INC COM 984332106 79 4,435 SH DEFINED 1,2,4 4,435 YUM! BRANDS INC COM 988498101 49 1,450 SH DEFINED 1,2,4 1,450 ZIMMER HOLDINGS INC COM 98956P102 1,196 22,370 SH DEFINED 1,2,4 22,370
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None ZIONS BANCORPORATION COM 989701107 6 310 SH DEFINED 1,2,4 310 ZORAN CORP COM 98975F101 665 57,694 SH DEFINED 1,2,4 57,694