-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U7dlOkch98m25HkFde5z20EEMUmZhrengcf0uQ1zUuFak89HBU/5/bIxQgpaxrpZ mPacUHGA3MgZ3FvF5eLZjA== 0000021175-09-000010.txt : 20090814 0000021175-09-000010.hdr.sgml : 20090814 20090814171520 ACCESSION NUMBER: 0000021175-09-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090814 DATE AS OF CHANGE: 20090814 EFFECTIVENESS DATE: 20090814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00346 FILM NUMBER: 091017049 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 cnafjune09.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30,2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CNA Financial Corporation Address: 333 S. Wabash Chicago,IL 60604 13F File Number: 28-346 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Lynne Gugenheim Title: Senior Vice President and Deputy General Counsel Phone: (312) 822 4921 Signature, Place, and Date of Signing: August 14,2009 Chicago, Illinois,60685 I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 Assets reported herein are described as having shared investment discretion among Loews Corporation, CNA Financial Corporation,The Continental Corporation, Continental Casualty Company and Continental Assurance Company. Each of the foregoing entities specifically disclaims ownership of any securities in this report which are not beneficially owned by that entity and states that such assets are solely under the control of its board of directors. The characterization of shared investment discretion with parent holding companies is made solely as a consequence of SEC interpretations regarding control of the subsidiary through share ownership. Loews Corporation owns approximately 90% of the outstanding shares of CNA Financial Corporation; CNA Financial Corporation owns 100% of the outstanding shares of Continental Casualty Company and The Continental Corporation; and Continental Casualty Company owns 100% of the outstanding shares of Continental Assurance Company. Loews Corporation will report separately on securities over which it has investment discretion which are not part of this report. Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 5 Form 13F Information Table Entry Total: 590 Form 13F Information Table Value Total: 720,817 (in thousands) List of Other Included Managers: No. 13F File Number Name 1 28-172 The Continental Corporation 2 28-217 Loews Corporation 3 28-386 Continental Assurance Company 4 28-387 Continental Casualty Company 5 28-12384 Swank Energy Income Advisors, LP
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None 3M CO COM 88579Y101 5,494 91,410 SH DEFINED 1,2,4 91,410 ABBOTT LABORATORIES COM 002824100 921 19,580 SH DEFINED 1,2,4 19,580 ABERCROMBIE & FITCH CO-CL A CL A 002896207 4 170 SH DEFINED 1,2,4 170 ACE LTD SHS H0023R105 29 660 SH DEFINED 1,2,4 660 ADAPTEC INC COM 00651F108 83 31,500 SH DEFINED 1,2,4 31,500 ADOBE SYSTEMS INC COM 00724F101 30 1,060 SH DEFINED 1,2,4 1,060 ADVANCED MICRO DEVICES COM 007903107 5 1,200 SH DEFINED 1,2,4 1,200 AES CORP COM 00130H105 15 1,330 SH DEFINED 1,2,4 1,330 AETNA INC COM 00817Y108 505 20,140 SH DEFINED 1,2,4 20,140 AFFILIATED COMPUTER SVCS-A CL A 008190100 656 14,765 SH DEFINED 1,2,4 14,765 AFLAC INC COM 001055102 30 950 SH DEFINED 1,2,4 950 AFTERMARKET TECHNOLOGY CORP COM 00211W104 376 25,950 SH DEFINED 1,2,4 25,950 AGILENT TECHNOLOGIES INC COM 00846U101 15 730 SH DEFINED 1,2,4 730 AIR PRODUCTS & CHEMICALS INCCOM 009158106 28 430 SH DEFINED 1,2,4 430 AKAMAI TECHNOLOGIES COM 00971T101 6 330 SH DEFINED 1,2,4 330
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None ALCATEL-LUCENT-SPONSORED ADRSPONSORE013904305 1,348 543,425 SH DEFINED 1,2,4 543,425 ALCOA INC COM 013817101 17 1,620 SH DEFINED 1,2,4 1,620 ALCON INC COM SHS H01301102 163 1,400 SH DEFINED 1,2 1,400 ALLEGHENY ENERGY INC COM 017361106 9 340 SH DEFINED 1,2,4 340 ALLEGHENY TECHNOLOGIES INC COM 01741R102 7 200 SH DEFINED 1,2,4 200 ALLERGAN INC COM 018490102 29 610 SH DEFINED 1,2,4 610 ALLSTATE CORPORATION COM 020002101 1,494 61,245 SH DEFINED 1,2,4 61,245 ALTERA CORPORATION COM 021441100 10 610 SH DEFINED 1,2,4 610 ALTRIA GROUP INC COM 02209S103 69 4,200 SH DEFINED 1,2,4 4,200 AMAZON.COM INC COM 023135106 52 620 SH DEFINED 1,2,4 620 AMBAC FINANCIAL GROUP INC COM 023139108 1 570 SH DEFINED 1,2,4 570 AMEREN CORPORATION COM 023608102 10 420 SH DEFINED 1,2,4 420 AMERICAN CAPITAL LTD COM 02503Y103 1 390 SH DEFINED 1,2,4 390 AMERICAN ELECT PWR INC COM 025537101 839 29,030 SH DEFINED 1,2,4 29,030 AMERICAN EQUITY INVT LIFE HLCOM 025676206 752 134,725 SH DEFINED 1,2,4 134,725
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None AMERICAN EXPRESS CO COM 025816109 54 2,310 SH DEFINED 1,2,4 2,310 AMERICAN NATIONAL INSURANCE COM 028591105 408 5,400 SH DEFINED 1,2,4 5,400 AMERICAN TOWER CORP-CL A CL A 029912201 26 810 SH DEFINED 1,2,4 810 AMERIPRISE FINANCIAL INC COM 03076C106 11 450 SH DEFINED 1,2,4 450 AMERISOURCEBERGEN CORP COM 03073E105 12 660 SH DEFINED 1,2,4 660 AMGEN INC COM 031162100 115 2,170 SH DEFINED 1,2,4 2,170 ANADARKO PETROLEUM CORP COM 032511107 11,593 255,410 SH DEFINED 1,2,4 255,410 ANALOG DEVICES INC COM 032654105 15 590 SH DEFINED 1,2,4 590 ANSYS INC COM 03662Q105 150 4,824 SH DEFINED 1,2,4 4,824 AON CORP COM 037389103 23 610 SH DEFINED 1,2,4 610 APACHE CORP COM 037411105 5,526 76,595 SH DEFINED 1,2,4 76,595 APARTMENT INVT & MGMT CO -A CL A 03748R101 2 256 SH DEFINED 1,2,4 256 APOLLO GROUP INC-CL A CL A 037604105 20 280 SH DEFINED 1,2,4 280 APPLE INC COM 037833100 251 1,760 SH DEFINED 1,2,4 1,760 APPLIED MATERIALS INC COM 038222105 496 45,190 SH DEFINED 1,2,4 45,190
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None ARCHER-DANIELS-MIDLAND CO COM 039483102 34 1,280 SH DEFINED 1,2,4 1,280 ARGO GROUP INTERNATIONAL COM G0464B107 849 30,075 SH DEFINED 1,2,4 30,075 ARMSTRONG WORLD INDUSTRIES COM 04247X102 327 19,825 SH DEFINED 1,2,4 19,825 ARTHUR J GALLAGHER & CO COM 363576109 217 10,175 SH DEFINED 1,2,4 10,175 ASHLAND INC COM 044209104 4 130 SH DEFINED 1,2,4 130 ASSURANT INC COM 04621X108 5 190 SH DEFINED 1,2,4 190 AT&T INC COM 00206R102 299 12,035 SH DEFINED 1,2,4 12,035 AUTODESK INC COM 052769106 9 460 SH DEFINED 1,2,4 460 AUTOMATIC DATA PROCESSING COM 053015103 37 1,040 SH DEFINED 1,2,4 1,040 AUTONATION INC COM 05329W102 5 260 SH DEFINED 1,2,4 260 AUTOZONE INC COM 053332102 14 90 SH DEFINED 1,2,4 90 AVALONBAY COMMUNITIES INC COM 053484101 9 165 SH DEFINED 1,2,4 165 AVERY DENNISON CORP COM 053611109 5 210 SH DEFINED 1,2,4 210 AVNET INC COM 053807103 1,683 80,025 SH DEFINED 1,2,4 80,025 AVON PRODUCTS INC COM 054303102 1,060 41,125 SH DEFINED 1,2,4 41,125
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None BAKER HUGHES INC COM 057224107 23 620 SH DEFINED 1,2,4 620 BALL CORP COM 058498106 9 200 SH DEFINED 1,2,4 200 BANCO SANTANDER SA-SPON ADR ADR 05964H105 4 302 SH DEFINED 1,2,4 302 BANK OF AMERICA CORP COM 060505104 2,544 192,749 SH DEFINED 1,2,4 192,749 BANK OF NEW YORK MELLON CORPCOM 064058100 2,061 70,313 SH DEFINED 1,2,4 70,313 BARRICK GOLD CORP COM 067901108 4,235 126,231 SH DEFINED 1,2,4 126,231 BAXTER INTERNATIONAL INC COM 071813109 597 11,270 SH DEFINED 1,2,4 11,270 BB&T CORP COM 054937107 24 1,090 SH DEFINED 1,2,4 1,090 BECTON DICKINSON AND CO COM 075887109 35 490 SH DEFINED 1,2,4 490 BED BATH & BEYOND INC COM 075896100 16 520 SH DEFINED 1,2,4 520 BEMIS COMPANY COM 081437105 5 200 SH DEFINED 1,2,4 200 BEST BUY CO INC COM 086516101 23 700 SH DEFINED 1,2,4 700 BIG LOTS INC COM 089302103 3 160 SH DEFINED 1,2,4 160 BIOGEN IDEC INC COM 09062X103 27 600 SH DEFINED 1,2,4 600 BJ SERVICES CO COM 055482103 837 61,405 SH DEFINED 1,2,4 61,405
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None BLACK & DECKER MFG CO COM 091797100 904 31,545 SH DEFINED 1,2,4 31,545 BLACKROCK FLORIDA INSD MUNI COM 09250G102 463 38,900 SH DEFINED 1,2,4 38,900 BLACKROCK MUNIYIELD INSURED COM 09254E103 1,322 116,400 SH DEFINED 1,2,4 116,400 BLACKROCK MUNIYIELD NY INSURCOM 09255E102 599 55,900 SH DEFINED 1,2,4 55,900 BLOUNT INTERNATIONAL INC COM 095180105 459 53,325 SH DEFINED 1,2,4 53,325 BMC SOFTWARE INC COM 055921100 13 380 SH DEFINED 1,2,4 380 BOEING COMPANY COM 097023105 1,938 45,605 SH DEFINED 1,2,4 45,605 BOSTON PROPERTIES INC COM 101121101 11 240 SH DEFINED 1,2,4 240 BOSTON SCIENTIFIC CORP COM 101137107 27 2,669 SH DEFINED 1,2,4 2,669 BRADY CORPORATION - CL A CL A 104674106 467 18,600 SH DEFINED 1,2,4 18,600 BRISTOL-MYERS SQUIBB CO COM 110122108 80 3,940 SH DEFINED 1,2,4 3,940 BROADCOM CORP-CL A CL A 111320107 23 930 SH DEFINED 1,2,4 930 BROWN-FORMAN CORP-CLASS B CL B 115637209 9 212 SH DEFINED 1,2,4 212 BRUNSWICK CORP COM 117043109 1 170 SH DEFINED 1,2,4 170 BURLINGTON NORTHERN SANTA FECOM 12189T104 43 590 SH DEFINED 1,2,4 590
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None C.H. ROBINSON WORLDWIDE INC COM 12541W209 18 340 SH DEFINED 1,2,4 340 CA INC COM 12673P105 14 780 SH DEFINED 1,2,4 780 CALPINE CORP COM 131347304 1,123 100,750 SH DEFINED 1,2,4 100,750 CAMERON INTERNATIONAL CORP COM 13342B105 12 440 SH DEFINED 1,2,4 440 CAMPBELL SOUP CO COM 134429109 13 440 SH DEFINED 1,2,4 440 CAPITAL ONE FINANCIAL CORP COM 14040H105 862 39,376 SH DEFINED 1,2,4 39,376 CARDINAL HEALTH INC COM 14149Y108 1,432 46,860 SH DEFINED 1,2,4 46,860 CARNIVAL CORP PAIRED C143658300 22 870 SH DEFINED 1,2,4 870 CATERPILLAR INC COM 149123101 41 1,250 SH DEFINED 1,2,4 1,250 CB RICHARD ELLIS GROUP INC-ACL A 12497T101 3 340 SH DEFINED 1,2,4 340 CBS CORP-CLASS B NON VOTING CL B 124857202 9 1,350 SH DEFINED 1,2,4 1,350 CELGENE CORP COM 151020104 42 870 SH DEFINED 1,2,4 870 CENTERPOINT ENERGY INC COM 15189T107 7 650 SH DEFINED 1,2,4 650 CENTEX CORP COM 152312104 2 240 SH DEFINED 1,2,4 240 CENTURYTEL INC COM 156700106 6 210 SH DEFINED 1,2,4 210
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None CHARLES RIVER LABORATORIES COM 159864107 849 25,150 SH DEFINED 1,2,4 25,150 CHEMICAL FINANCIAL CORP COM 163731102 556 27,925 SH DEFINED 1,2,4 27,925 CHESAPEAKE ENERGY CORP COM 165167107 19 960 SH DEFINED 1,2,4 960 CHEVRON CORP COM 166764100 274 4,140 SH DEFINED 1,2,4 4,140 CHUBB CORP COM 171232101 30 740 SH DEFINED 1,2,4 740 CIBER INC COM 17163B102 540 174,300 SH DEFINED 1,2,4 174,300 CIENA CORP COM 171779309 2 170 SH DEFINED 1,2,4 170 CIGNA CORP COM 125509109 13 560 SH DEFINED 1,2,4 560 CINCINNATI FINANCIAL CORP COM 172062101 7 330 SH DEFINED 1,2,4 330 CINTAS CORP COM 172908105 6 260 SH DEFINED 1,2,4 260 CISCO SYSTEMS INC COM 17275R102 1,004 53,880 SH DEFINED 1,2,4 53,880 CIT GROUP INC COM 125581108 1 290 SH DEFINED 1,2,4 290 CITIGROUP INC COM 172967101 305 102,757 SH DEFINED 1,2,4 102,757 CITRIX SYSTEMS INC COM 177376100 12 370 SH DEFINED 1,2,4 370 CLOROX COMPANY COM 189054109 16 280 SH DEFINED 1,2,4 280
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None CME GROUP INC COM 12572Q105 34 110 SH DEFINED 1,2,4 110 CMS ENERGY CORP COM 125896100 5 440 SH DEFINED 1,2,4 440 CNA SURETY CORPORATION COM 12612L108 369,965 27,425,147 SH DEFINED 1,2,4 27,425,147 COACH INC COM 189754104 19 700 SH DEFINED 1,2,4 700 COCA COLA CO COM 191216100 590 12,290 SH DEFINED 1,2,4 12,290 COCA-COLA ENTERPRISES COM 191219104 9 570 SH DEFINED 1,2,4 570 COGNIZANT TECH SOLUTIONS-A CL A 192446102 15 580 SH DEFINED 1,2,4 580 COLGATE-PALMOLIVE CO COM 194162103 72 1,020 SH DEFINED 1,2,4 1,020 COMCAST CORP CL A SPL CL A 20030N200 1,214 86,070 SH DEFINED 1,2,4 86,070 COMCAST CORP-CL A CL A 20030N101 857 59,300 SH DEFINED 1,2,4 59,300 COMERICA INC COM 200340107 974 46,050 SH DEFINED 1,2,4 46,050 COMPUTER ASSOCIATES INTL INCCOM 12673P105 1,475 84,652 SH DEFINED 1,2,4 84,652 COMPUTER SCIENCES CORP COM 205363104 13 300 SH DEFINED 1,2,4 300 COMPUWARE CORP COM 205638109 4 540 SH DEFINED 1,2,4 540 CONAGRA FOODS INC COM 205887102 18 970 SH DEFINED 1,2,4 970
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None CONMED CORP COM 207410101 104 6,700 SH DEFINED 1,2,4 6,700 CONOCOPHILLIPS COM 20825C104 131 3,120 SH DEFINED 1,2,4 3,120 CONSECO INC COM 208464883 140 59,250 SH DEFINED 1,2,4 59,250 CONSOL ENERGY INC COM 20854P109 13 370 SH DEFINED 1,2,4 370 CONSOLIDATED EDISON INC COM 209115104 20 540 SH DEFINED 1,2,4 540 CONSTELLATION BRANDS INC-A CL A 21036P108 5 380 SH DEFINED 1,2,4 380 CONSTELLATION ENERGY GROUP COM 210371100 10 360 SH DEFINED 1,2,4 360 CONSTELLATION ENERGY PARTNERCOM 21038E101 434 180,260 SH DEFINED 1,2,4 180,260 CONVERGYS CORP COM 212485106 2 250 SH DEFINED 1,2,4 250 CON-WAY INC COM 205944101 316 8,950 SH DEFINED 1,2,4 8,950 COOPER INDUSTRIES LTD-CL A CL A G24182100 11 350 SH DEFINED 1,2,4 350 CORNING INC. COM 219350105 613 38,140 SH DEFINED 1,2,4 38,140 COSTCO WHOLESALE CORP COM 22160K105 40 870 SH DEFINED 1,2,4 870 COVENTRY HEALTH CARE INC COM 222862104 6 310 SH DEFINED 1,2,4 310 COVIDIEN PLC SHS G2554F105 1,884 50,322 SH DEFINED 1,2,4 50,322
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None CR BARD INC COM 067383109 15 200 SH DEFINED 1,2,4 200 CSX CORP. COM 126408103 1,275 36,810 SH DEFINED 1,2,4 36,810 CUMMINS INC COM 231021106 14 410 SH DEFINED 1,2,4 410 CVS CAREMARK CORP COM 126650100 888 27,858 SH DEFINED 1,2,4 27,858 DANAHER CORP COM 235851102 31 510 SH DEFINED 1,2,4 510 DARDEN RESTAURANTS INC COM 237194105 10 290 SH DEFINED 1,2,4 290 DEAN FOODS CO COM 242370104 6 300 SH DEFINED 1,2,4 300 DEERE & CO COM 244199105 5,828 145,870 SH DEFINED 1,2,4 145,870 DELL COMPUTER CORP COM 24702R101 1,374 100,045 SH DEFINED 1,2,4 100,045 DELPHI FINANCIAL GROUP-CL A CL A 247131105 671 34,538 SH DEFINED 1,2,4 34,538 DELTA AIR LINES INC COM 247361702 808 139,477 SH DEFINED 1,2,4 139,477 DEVELOPERS DIVERSIFIED RLTY COM 251591103 1 255 SH DEFINED 1,2,4 255 DEVON ENERGY CORPORATION COM 25179M103 3,038 55,740 SH DEFINED 1,2,4 55,740 DIAMONDROCK HOSPITALITY CO COM 252784301 237 37,925 SH DEFINED 1,2,4 37,925 DILLARDS INC-CL A CL A 254067101 1 110 SH DEFINED 1,2,4 110
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None DIODES INC COM 254543101 240 15,325 SH DEFINED 1,2,4 15,325 DIRECTV GROUP INC/THE COM 25459L106 35 1,420 SH DEFINED 1,2,4 1,420 DISCOVER FINANCIAL SERVICES COM 254709108 10 950 SH DEFINED 1,2,4 950 DOMINION RESOURCES INC/VA COM 25746U109 34 1,020 SH DEFINED 1,2,4 1,020 DOVER CORP COM 260003108 13 380 SH DEFINED 1,2,4 380 DOW CHEMICAL COM 260543103 30 1,870 SH DEFINED 1,2,4 1,870 DR HORTON INC COM 23331A109 5 540 SH DEFINED 1,2,4 540 DRESS BARN INC COM 261570105 236 16,526 SH DEFINED 1,2,4 16,526 DRESSER-RAND GROUP INC COM 261608103 568 21,760 SH DEFINED 1,2,4 21,760 DREW INDUSTRIES INC COM 26168L205 245 20,100 SH DEFINED 1,2,4 20,100 DTE ENERGY COMPANY COM 233331107 8 260 SH DEFINED 1,2,4 260 DU PONT (E.I.) DE NEMOURS COM 263534109 46 1,790 SH DEFINED 1,2,4 1,790 DUKE ENERGY CORP COM 26441C105 37 2,518 SH DEFINED 1,2,4 2,518 DYNEGY INC-CL A CL A 26817G102 2,688 1,184,160 SH DEFINED 1,2,4 1,184,160 E*TRADE FINANCIAL CORP COM 269246104 1 920 SH DEFINED 1,2,4 920
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None EASTMAN CHEMICAL COMPANY COM 277432100 6 160 SH DEFINED 1,2,4 160 EASTMAN KODAK CO COM 277461109 2 570 SH DEFINED 1,2,4 570 EATON CORP COM 278058102 15 330 SH DEFINED 1,2,4 330 EBAY INC COM 278642103 38 2,220 SH DEFINED 1,2,4 2,220 ECOLAB INC COM 278865100 14 350 SH DEFINED 1,2,4 350 EDISON INTERNATIONAL COM 281020107 20 650 SH DEFINED 1,2,4 650 EL PASO CORP COM 28336L109 13 1,390 SH DEFINED 1,2,4 1,390 EL PASO PIPELINE PARTNERS LPCOM 283702108 7,233 412,600 SH DEFINED 1,2,4 412,600 ELECTRONIC ARTS INC COM 285512109 14 630 SH DEFINED 1,2,4 630 ELI LILLY & CO COM 532457108 68 1,970 SH DEFINED 1,2,4 1,970 EMBARQ CORP COM 29078E105 13 306 SH DEFINED 1,2,4 306 EMC CORPORATION COM 268648102 1,212 92,540 SH DEFINED 1,2,4 92,540 EMERSON ELECTRIC CO COM 291011104 51 1,570 SH DEFINED 1,2,4 1,570 ENBRIDGE ENERGY PARTNERS LP COM 29250R106 6,989 181,148 SH DEFINED 1,2,4,5 181,148 ENCANA CORP COM 292505104 2,968 60,000 SH DEFINED 1,2,4 60,000
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None ENSCO INTERNATIONAL INC COM 26874Q100 2,991 85,790 SH DEFINED 1,2,4 85,790 ENTERGY CORP COM 29364G103 29 380 SH DEFINED 1,2,4 380 EOG RESOURCES INC COM 26875P101 34 500 SH DEFINED 1,2,4 500 EQUIFAX INC COM 294429105 7 260 SH DEFINED 1,2,4 260 EQUITY RESIDENTIAL INT 29476L107 12 540 SH DEFINED 1,2,4 540 ESTEE LAUDER COMPANIES-CL A CL A 518439104 8 230 SH DEFINED 1,2,4 230 EVERCORE PARTNERS INC-CL A CL A 29977A105 58 2,977 SH DEFINED 1,2,4 2,977 EVEREST RE GROUP LTD COM G3223R108 1,575 22,000 SH DEFINED 1,2,4 22,000 EW SCRIPPS CO-CL A CL A 811054402 0 59 SH DEFINED 1,2,4 59 EXELON CORP COM 30161N101 887 17,320 SH DEFINED 1,2,4 17,320 EXPEDIA INC COM 30212P105 6 410 SH DEFINED 1,2,4 410 EXPEDITORS INTL WASH INC COM 302130109 14 430 SH DEFINED 1,2,4 430 EXPRESS SCRIPTS INC COM 302182100 35 510 SH DEFINED 1,2,4 510 EXXON MOBIL CORP COM 30231G102 1,864 26,670 SH DEFINED 1,2,4 26,670 FAMILY DOLLAR STORES COM 307000109 8 280 SH DEFINED 1,2,4 280
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None FANNIE MAE COM 313586109 1 2,110 SH DEFINED 1,2,4 2,110 FBL FINANCIAL GROUP INC-CL ACL A 30239F106 197 23,900 SH DEFINED 1,2,4 23,900 FEDERATED INVESTORS INC-CL BCL B 314211103 4 170 SH DEFINED 1,2,4 170 FEDEX CORP COM 31428X106 34 620 SH DEFINED 1,2,4 620 FIDELITY NATIONAL INFORMATIOCOM 31620M106 7 340 SH DEFINED 1,2,4 340 FIFTH THIRD BANCORP COM 316773100 8 1,060 SH DEFINED 1,2,4 1,060 FIRST HORIZON NATIONAL CORP COM 320517105 5 397 SH DEFINED 1,2,4 397 FIRSTENERGY CORP COM 337932107 24 610 SH DEFINED 1,2,4 610 FISERV INC COM 337738108 15 330 SH DEFINED 1,2,4 330 FLUOR CORP COM 343412102 18 360 SH DEFINED 1,2,4 360 FORD MOTOR CO COM 345370860 26 4,327 SH DEFINED 1,2,4 4,327 FOREST LABORATORIES INC COM 345838106 16 620 SH DEFINED 1,2,4 620 FORTUNE BRANDS INC COM 349631101 11 310 SH DEFINED 1,2,4 310 FPL GROUP INC COM 302571104 46 810 SH DEFINED 1,2,4 810 FRANKLIN RESOURCES INC COM 354613101 23 320 SH DEFINED 1,2,4 320
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None FREDDIE MAC COM 313400301 1 1,290 SH DEFINED 1,2,4 1,290 FREEPORT-MCMORAN COPPER CL B 35671D857 39 771 SH DEFINED 1,2,4 771 FRONTIER COMMUNICATIONS CORPCOM 35906A108 5 650 SH DEFINED 1,2,4 650 GAMESTOP CORP-CLASS A CL A 36467W109 7 320 SH DEFINED 1,2,4 320 GANNETT CO COM 364730101 2 460 SH DEFINED 1,2,4 460 GAP INC/THE COM 364760108 15 900 SH DEFINED 1,2,4 900 GENERAL DYNAMICS CORP COM 369550108 44 800 SH DEFINED 1,2,4 800 GENERAL ELECTRIC CO COM 369604103 269 22,910 SH DEFINED 1,2,4 22,910 GENERAL MILLS INC COM 370334104 38 670 SH DEFINED 1,2,4 670 GENUINE PARTS CO COM 372460105 11 330 SH DEFINED 1,2,4 330 GENWORTH FINANCIAL INC-CL A CL A 37247D106 6 860 SH DEFINED 1,2,4 860 GENZYME CORP COM 372917104 30 540 SH DEFINED 1,2,4 540 GILDAN ACTIVEWEAR INC COM 375916103 600 40,525 SH DEFINED 1,2,4 40,525 GILEAD SCIENCES INC COM 375558103 1,094 23,350 SH DEFINED 1,2,4 23,350 GOLDMAN SACHS GROUP INC COM 38141G104 116 790 SH DEFINED 1,2,4 790
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None GOODRICH CORP COM 382388106 12 250 SH DEFINED 1,2,4 250 GOODYEAR TIRE & RUBBER CO COM 382550101 5 480 SH DEFINED 1,2,4 480 GOOGLE INC-CL A CL A 38259P508 3,596 8,530 SH DEFINED 1,2,4 8,530 GRAY TELEVISION INC COM 389375106 27 55,500 SH DEFINED 1,2,4 55,500 GRIFFON CORPORATION COM 398433102 826 99,319 SH DEFINED 1,2,4 99,319 H&R BLOCK INC COM 093671105 11 650 SH DEFINED 1,2,4 650 HALLIBURTON COMPANY COM 406216101 657 31,760 SH DEFINED 1,2,4 31,760 HARLEY-DAVIDSON INC COM 412822108 8 480 SH DEFINED 1,2,4 480 HARMAN INTERNATIONAL COM 413086109 508 27,045 SH DEFINED 1,2,4 27,045 HARTE-HANKS INC COM 416196103 957 103,475 SH DEFINED 1,2,4 103,475 HARTFORD FINANCIAL SVCS GRP COM 416515104 7 630 SH DEFINED 1,2,4 630 HASBRO INC COM 418056107 7 280 SH DEFINED 1,2,4 280 HCP INC COM 40414L109 10 470 SH DEFINED 1,2,4 470 HEARTLAND PAYMENT SYSTEMS INCOM 42235N108 280 29,275 SH DEFINED 1,2,4 29,275 HERSHEY CO/THE COM 427866108 12 340 SH DEFINED 1,2,4 340
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None HESS CORP COM 42809H107 579 10,780 SH DEFINED 1,2,4 10,780 HEWLETT-PACKARD CO. COM 428236103 8,693 224,920 SH DEFINED 1,2,4 224,920 HILAND HOLDINGS GP LP INT 43129M107 370 160,656 SH DEFINED 1,2,4,5 160,656 HJ HEINZ CO COM 423074103 22 630 SH DEFINED 1,2,4 630 HOME DEPOT INC COM 437076102 1,111 47,010 SH DEFINED 1,2,4 47,010 HONEYWELL INTERNATIONAL INC COM 438516106 47 1,490 SH DEFINED 1,2,4 1,490 HORIZON LINES INC-CL COM 44044K101 115 28,450 SH DEFINED 1,2,4 28,450 HORMEL FOODS CORP COM 440452100 69 2,000 SH DEFINED 1,2 2,000 HOSPIRA INC COM 441060100 12 320 SH DEFINED 1,2,4 320 HOST HOTELS & RESORTS INC COM 44107P104 9 1,040 SH DEFINED 1,2,4 1,040 HSN INC COM 404303109 1 72 SH DEFINED 1,2,4 72 HUDSON CITY BANCORP INC COM 443683107 14 1,030 SH DEFINED 1,2,4 1,030 HUMANA INC COM 444859102 11 340 SH DEFINED 1,2,4 340 HUNTINGTON BANCSHARES INC COM 446150104 3 730 SH DEFINED 1,2,4 730 IAC/INTERACTIVECORP COM 44919P508 3 180 SH DEFINED 1,2,4 180
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None ILLINOIS TOOL WORKS COM 452308109 30 800 SH DEFINED 1,2,4 800 IMS HEALTH INC COM 449934108 1,054 82,960 SH DEFINED 1,2,4 82,960 INERGY LP LTD PART456615103 892 35,000 SH DEFINED 1,2,4,5 35,000 INGERSOLL RAND CO CL A G4776G101 3,171 151,699 SH DEFINED 1,2,4 151,699 INSIGHT ENTERPRISES INC COM 45765U103 204 21,100 SH DEFINED 1,2,4 21,100 INTEGRYS ENERGY GROUP INC COM 45822P105 5 159 SH DEFINED 1,2,4 159 INTEL CORP COM 458140100 191 11,540 SH DEFINED 1,2,4 11,540 INTERCONTINENTALEXCHANGE INCCOM 45865V100 16 140 SH DEFINED 1,2,4 140 INTERNATIONAL BUSINESS MACHICOM 459200101 13,065 125,120 SH DEFINED 1,2,4 125,120 INTERNATIONAL PAPER CO COM 460146103 13 850 SH DEFINED 1,2,4 850 INTERPUBLIC GROUP OF COS INCCOM 460690100 5 934 SH DEFINED 1,2,4 934 INTERVAL LEISURE GROUP COM 46113M108 1 72 SH DEFINED 1,2,4 72 INTL BUSINESS MACHINES CORP COM 459200101 288 2,760 SH DEFINED 1,2,4 2,760 INTL FLAVORS & FRAGRANCES COM 459506101 5 160 SH DEFINED 1,2,4 160 INTL GAME TECHNOLOGY COM 459902102 10 620 SH DEFINED 1,2,4 620
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None INTUIT INC COM 461202103 18 650 SH DEFINED 1,2,4 650 INTUITIVE SURGICAL INC COM 46120E602 13 80 SH DEFINED 1,2,4 80 IPC HOLDINGS LTD ORD G4933P101 770 28,175 SH DEFINED 1,2,4 28,175 ITT CORP COM 450911102 16 360 SH DEFINED 1,2,4 360 J.C. PENNY CO INC (HLDG CO) COM 708160106 1,936 67,440 SH DEFINED 1,2,4 67,440 JABIL CIRCUIT INC COM 466313103 3 410 SH DEFINED 1,2,4 410 JACOBS ENGINEERING GROUP INCCOM 469814107 11 250 SH DEFINED 1,2,4 250 JANUS CAPITAL GROUP INC COM 47102X105 3 290 SH DEFINED 1,2,4 290 JDS UNIPHASE CORP COM 46612J507 3 441 SH DEFINED 1,2,4 441 JOHNSON & JOHNSON COM 478160104 8,068 142,035 SH DEFINED 1,2,4 142,035 JOHNSON CONTROLS INC COM 478366107 26 1,180 SH DEFINED 1,2,4 1,180 JONES APPAREL GROUP INC COM 480074103 572 53,345 SH DEFINED 1,2,4 53,345 JPMORGAN CHASE & CO COM 46625H100 233 6,820 SH DEFINED 1,2,4 6,820 JPMORGAN CHASE & COMPANY COM 46625H100 1,613 47,300 SH DEFINED 1,2,4 47,300 JUNIPER NETWORKS INC COM 48203R104 25 1,040 SH DEFINED 1,2,4 1,040
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None KB HOME COM 48666K109 2 150 SH DEFINED 1,2,4 150 KELLOGG CO COM 487836108 24 520 SH DEFINED 1,2,4 520 KELLY SERVICES INC -CL A CL A 488152208 575 52,471 SH DEFINED 1,2,4 52,471 KEYCORP COM 493267108 4 790 SH DEFINED 1,2,4 790 KIMBERLY-CLARK CORP COM 494368103 44 840 SH DEFINED 1,2,4 840 KIMCO REALTY CORP COM 49446R109 5 500 SH DEFINED 1,2,4 500 KINDER MORGAN ENERGY PRTNRS LTD PART494550106 2,045 40,000 SH DEFINED 1,2,4,5 40,000 KINDER MORGAN MANAGEMENT LLCSHS 49455U100 13,449 297,734 SH DEFINED 1,2,4 297,734 KING PHARMACEUTICALS INC COM 495582108 5 490 SH DEFINED 1,2,4 490 KLA-TENCOR CORPORATION COM 482480100 9 340 SH DEFINED 1,2,4 340 KOHLS CORP COM 500255104 27 630 SH DEFINED 1,2,4 630 KRAFT FOODS INC-CLASS A CL A 50075N104 834 32,931 SH DEFINED 1,2,4 32,931 KROGER CO COM 501044101 30 1,340 SH DEFINED 1,2,4 1,340 L-3 COMMUNICATIONS HOLDINGS COM 502424104 1,783 25,700 SH DEFINED 1,2,4 25,700 LABORATORY CRP OF AMER HLDGSCOM 50540R409 15 220 SH DEFINED 1,2,4 220
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None LAM RESEARCH CORP COM 512807108 496 19,075 SH DEFINED 1,2,4 19,075 LEGG MASON INC COM 524901105 7 270 SH DEFINED 1,2,4 270 LEGGETT & PLATT INC COM 524660107 5 330 SH DEFINED 1,2,4 330 LENDER PROCESSING SERVICES COM 52602E102 5 170 SH DEFINED 1,2,4 170 LENNAR CORP-CL A CL A 526057104 3 270 SH DEFINED 1,2,4 270 LEUCADIA NATIONAL CORP COM 527288104 7 340 SH DEFINED 1,2,4 340 LEXMARK INTERNATIONAL INC-A CL A 529771107 3 190 SH DEFINED 1,2,4 190 LIFE TECHNOLOGIES CORP COM 53217V109 6 146 SH DEFINED 1,2,4 146 LIMITED BRANDS INC COM 532716107 7 620 SH DEFINED 1,2,4 620 LINCOLN NATIONAL CORP INDIANCOM 534187109 3,365 195,529 SH DEFINED 1,2,4 195,529 LINEAR TECHNOLOGY CORP COM 535678106 10 440 SH DEFINED 1,2,4 440 LIZ CLAIBORNE INC COM 539320101 1 190 SH DEFINED 1,2,4 190 LOCKHEED MARTIN CORP COM 539830109 56 690 SH DEFINED 1,2,4 690 LOWES COS INC COM 548661107 56 2,910 SH DEFINED 1,2,4 2,910 LSI CORP COM 502161102 6 1,310 SH DEFINED 1,2,4 1,310
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None M & T BANK CORP COM 55261F104 8 160 SH DEFINED 1,2,4 160 MACYS INC COM 55616P104 10 858 SH DEFINED 1,2,4 858 MAGELLAN MIDSTREAM HOLDINGS COM 55907R108 4,734 225,000 SH DEFINED 1,2,4,5 225,000 MAGELLAN MIDSTREAM PARTNERS UNIT LP 559080106 1,738 50,000 SH DEFINED 1,2,4,5 50,000 MAGNA INTERNATIONAL INC-CL ACL A 559222401 1,681 39,800 SH DEFINED 1,2,4 39,800 MANITOWOC COMPANY INC COM 563571108 1 260 SH DEFINED 1,2,4 260 MARATHON OIL CORP COM 565849106 43 1,416 SH DEFINED 1,2,4 1,416 MARKWEST ENERGY PARTNERS LP LTD PART570759100 3,640 200,000 SH DEFINED 1,2,4,5 200,000 MARRIOTT INTERNATIONAL- CL ACL A 571903202 722 32,717 SH DEFINED 1,2,4 32,717 MARSH & MCLENNAN COS COM 571748102 21 1,040 SH DEFINED 1,2,4 1,040 MARSHALL & ILSLEY CORP COM 571837103 2 520 SH DEFINED 1,2,4 520 MASCO CORP COM 574599106 7 720 SH DEFINED 1,2,4 720 MASTERCARD INC-CLASS A CL A 57636Q104 1,673 10,000 SH DEFINED 1,2 10,000 MATTEL INC COM 577081102 1,043 64,970 SH DEFINED 1,2,4 64,970 MBIA INC COM 55262C100 2 410 SH DEFINED 1,2,4 410
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None MCCORMICK & CO-NON VTG SHRS COM 579780206 8 260 SH DEFINED 1,2,4 260 MCDONALDS CORP COM 580135101 132 2,300 SH DEFINED 1,2,4 2,300 MCGRAW-HILL COMPANIES INC COM 580645109 19 640 SH DEFINED 1,2,4 640 MCKESSON CORP COM 58155Q103 26 580 SH DEFINED 1,2,4 580 MEADWESTVACO CORP COM 583334107 6 350 SH DEFINED 1,2,4 350 MEDCO HEALTH SOLUTIONS INC COM 58405U102 48 1,042 SH DEFINED 1,2,4 1,042 MEDIACOM COMMUNICATIONS CORPCL A 58446K105 1,278 250,000 SH DEFINED 1,2,4 250,000 MEDTRONIC INC COM 585055106 148 4,240 SH DEFINED 1,2,4 4,240 MEMC ELECTRONIC MATERIALS COM 552715104 8 460 SH DEFINED 1,2,4 460 MERCK & CO. INC. COM 589331107 121 4,320 SH DEFINED 1,2,4 4,320 MEREDITH CORP COM 589433101 2 80 SH DEFINED 1,2,4 80 METLIFE INC COM 59156R108 43 1,420 SH DEFINED 1,2,4 1,420 MGIC INVESTMENT CORP COM 552848103 1 240 SH DEFINED 1,2,4 240 MI DEVELOPMENTS INC-CLASS A CL A 55304X104 351 46,300 SH DEFINED 1,2,4 46,300 MICROCHIP TECHNOLOGY INC COM 595017104 9 380 SH DEFINED 1,2,4 380
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None MICRON TECHNOLOGY INC COM 595112103 8 1,510 SH DEFINED 1,2,4 1,510 MICROSOFT CORP COM 594918104 3,893 163,790 SH DEFINED 1,2,4 163,790 MILLIPORE CORP COM 601073109 8 110 SH DEFINED 1,2,4 110 MOLEX INC COM 608554101 4 280 SH DEFINED 1,2,4 280 MOLSON COORS BREWING CO -B CL B 60871R209 710 16,780 SH DEFINED 1,2,4 16,780 MONSANTO CO COM 61166W101 81 1,092 SH DEFINED 1,2,4 1,092 MONSTER WORLDWIDE INC COM 611742107 3 250 SH DEFINED 1,2,4 250 MOODYS CORP COM 615369105 11 410 SH DEFINED 1,2,4 410 MORGAN ST DEAN WITTER DISCOVCOM 617446448 1,163 40,800 SH DEFINED 1,2,4 40,800 MORGAN STANLEY QUAL MUNI SECSECS 61745P585 326 28,600 SH DEFINED 1,2,4 28,600 MOTOROLA INC COM 620076109 1,913 288,490 SH DEFINED 1,2,4 288,490 MURPHY OIL CORP COM 626717102 21 380 SH DEFINED 1,2,4 380 MYLAN INC COM 628530107 8 600 SH DEFINED 1,2,4 600 NABORS INDUSTRIES LTD SHS G6359F103 9 560 SH DEFINED 1,2,4 560 NARA BANCORP INC COM 63080P105 404 78,000 SH DEFINED 1,2,4 78,000
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None NATIONAL OILWELL VARCO INC COM 637071101 27 830 SH DEFINED 1,2,4 830 NATIONAL SEMICONDUCTOR CORP COM 637640103 6 450 SH DEFINED 1,2,4 450 NETAPP INC COM 64110D104 13 680 SH DEFINED 1,2,4 680 NEW YORK TIMES CO -CL A CL A 650111107 1 200 SH DEFINED 1,2,4 200 NEWELL RUBBERMAID INC COM 651229106 6 550 SH DEFINED 1,2,4 550 NEWMONT MINING CORP COM 651639106 37 910 SH DEFINED 1,2,4 910 NEWS CORP-CL A CL A 65248E104 42 4,580 SH DEFINED 1,2,4 4,580 NICOR INC COM 654086107 3 90 SH DEFINED 1,2,4 90 NIKE INC -CL B CL B 654106103 40 770 SH DEFINED 1,2,4 770 NISOURCE INC COM 65473P105 6 540 SH DEFINED 1,2,4 540 NOBLE CORP NAMEN -AH5833N103 16 540 SH DEFINED 1,2,4 540 NOBLE ENERGY INC COM 655044105 21 350 SH DEFINED 1,2,4 350 NORDSTROM INC COM 655664100 460 23,110 SH DEFINED 1,2,4 23,110 NORFOLK SOUTHERN CORP COM 655844108 28 750 SH DEFINED 1,2,4 750 NORTHERN TRUST CORP COM 665859104 21 390 SH DEFINED 1,2,4 390
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None NORTHROP GRUMMAN CORP COM 666807102 1,851 40,528 SH DEFINED 1,2,4 40,528 NOVELL INC COM 670006105 3 700 SH DEFINED 1,2,4 700 NOVELLUS SYSTEMS INC COM 670008101 3 200 SH DEFINED 1,2,4 200 NUCOR CORP COM 670346105 28 630 SH DEFINED 1,2,4 630 NVIDIA CORP COM 67066G104 13 1,110 SH DEFINED 1,2,4 1,110 NYSE EURONEXT COM 629491101 14 530 SH DEFINED 1,2,4 530 OCCIDENTAL PETROLEUM CORP COM 674599105 6,031 91,640 SH DEFINED 1,2,4 91,640 OFFICE DEPOT INC COM 676220106 2 540 SH DEFINED 1,2,4 540 OFFICEMAX INC COM 67622P101 1 150 SH DEFINED 1,2,4 150 OMNICOM GROUP COM 681919106 1,366 43,240 SH DEFINED 1,2,4 43,240 ORACLE CORP COM 68389X105 5,524 257,880 SH DEFINED 1,2,4 257,880 P G & E CORP COM 69331C108 27 710 SH DEFINED 1,2,4 710 PACCAR INC COM 693718108 24 730 SH DEFINED 1,2,4 730 PACTIV CORPORATION COM 695257105 6 260 SH DEFINED 1,2,4 260 PALL CORP COM 696429307 7 250 SH DEFINED 1,2,4 250
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None PARKER HANNIFIN CORP COM 701094104 14 335 SH DEFINED 1,2,4 335 PATTERSON COS INC COM 703395103 6 260 SH DEFINED 1,2,4 260 PAYCHEX INC COM 704326107 16 650 SH DEFINED 1,2,4 650 PEABODY ENERGY CORP COM 704549104 16 540 SH DEFINED 1,2,4 540 PEDIATRIX MEDICAL GROUP INC COM 58502B106 328 7,775 SH DEFINED 1,2,4 7,775 PEPCO HOLDINGS INC COM 713291102 5 400 SH DEFINED 1,2,4 400 PEPSI BOTTLING GROUP INC COM 713409100 9 270 SH DEFINED 1,2,4 270 PEPSICO INCORPORATED COM 713448108 1,434 26,100 SH DEFINED 1,2,4 26,100 PERKINELMER INC COM 714046109 4 230 SH DEFINED 1,2,4 230 PETROLEO BRASILEIRO S.A.-ADRADR 71654V101 2,168 65,000 SH DEFINED 1,2,4 65,000 PFIZER INC COM 717081103 202 13,470 SH DEFINED 1,2,4 13,470 PHARMACEUTICAL HOLDRS TRUST DEPOSITR71712A206 749 12,500 SH DEFINED 1,2 12,500 PHH CORP COM 693320202 1,037 57,050 SH DEFINED 1,2,4 57,050 PHILIP MORRIS INTERNATIONAL COM 718172109 838 19,200 SH DEFINED 1,2,4 19,200 PIKE ELECTRIC CORP COM 721283109 565 46,925 SH DEFINED 1,2,4 46,925
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None PINNACLE WEST CAPITAL COM 723484101 6 200 SH DEFINED 1,2,4 200 PITNEY-BOWES INC COM 724479100 1,121 51,130 SH DEFINED 1,2,4 51,130 PLAIMS ALL AMER PIPELINE LP UNIT LP 726503105 6,114 143,700 SH DEFINED 1,2,4,5 143,700 PLANTRONICS INC COM 727493108 737 39,000 SH DEFINED 1,2,4 39,000 PLUM CREEK TIMBER CO COM 729251108 10 340 SH DEFINED 1,2,4 340 PNC FINANCIAL SERVICES GROUPCOM 693475105 904 23,283 SH DEFINED 1,2,4 23,283 POLO RALPH LAUREN CORP CL A 731572103 6 120 SH DEFINED 1,2,4 120 POPULAR INC COM 733174106 520 236,250 SH DEFINED 1,2,4 236,250 PPG INDUSTRIES INC COM 693506107 14 330 SH DEFINED 1,2,4 330 PPL CORPORATION COM 69351T106 25 750 SH DEFINED 1,2,4 750 PRAXAIR INC COM 74005P104 1,466 20,630 SH DEFINED 1,2,4 20,630 PRECISION CASTPARTS CORP COM 740189105 20 280 SH DEFINED 1,2,4 280 PRIDE INTERNATIONAL INC COM 74153Q102 2,255 90,000 SH DEFINED 1,2,4 90,000 PRINCIPAL FINANCIAL GROUP COM 74251V102 10 520 SH DEFINED 1,2,4 520 PROCTER & GAMBLE CO COM 742718109 1,029 20,140 SH DEFINED 1,2 20,140
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None PROGRESS ENERGY INC COM 743263105 20 520 SH DEFINED 1,2,4 520 PROGRESSIVE CORP COM 743315103 20 1,350 SH DEFINED 1,2,4 1,350 PROLOGIS INT 743410102 4 520 SH DEFINED 1,2,4 520 PRUDENTIAL FINANCIAL INC COM 744320102 33 890 SH DEFINED 1,2,4 890 PUBLIC SERVICE CO OF N MEX COM 69349H107 658 61,475 SH DEFINED 1,2,4 61,475 PUBLIC SERVICE ENTERPRISE GPCOM 744573106 33 1,020 SH DEFINED 1,2,4 1,020 PUBLIC STORAGE COM 74460D109 16 250 SH DEFINED 1,2,4 250 PULTE HOMES INC COM 745867101 4 420 SH DEFINED 1,2,4 420 QLOGIC CORP COM 747277101 3 260 SH DEFINED 1,2,4 260 QUALCOMM INC COM 747525103 824 18,220 SH DEFINED 1,2,4 18,220 QUEST DIAGNOSTICS COM 74834L100 18 320 SH DEFINED 1,2,4 320 QUESTAR CORP COM 748356102 11 350 SH DEFINED 1,2,4 350 QWEST COMMUNICATIONS INTL COM 749121109 522 125,810 SH DEFINED 1,2,4 125,810 RADIOSHACK CORP COM 750438103 4 260 SH DEFINED 1,2,4 260 RANGE RESOURCES CORP COM 75281A109 12 300 SH DEFINED 1,2,4 300
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None RAYTHEON COMPANY COM 755111507 38 850 SH DEFINED 1,2,4 850 REGENCY ENERGY PARTNERS LP COM 75885Y107 5,762 395,715 SH DEFINED 1,2,4,5 395,715 REGIONS FINANCIAL CORP COM 7591EP100 6 1,380 SH DEFINED 1,2,4 1,380 REGIS CORP COM 758932107 580 33,325 SH DEFINED 1,2,4 33,325 RENAISSANCERE HOLDINGS LTD COM G7496G103 1,461 31,400 SH DEFINED 1,2,4 31,400 RENT-A-CENTER INC COM 76009N100 523 29,350 SH DEFINED 1,2,4 29,350 REPUBLIC SERVICES INC COM 760759100 7 301 SH DEFINED 1,2,4 301 REYNOLDS AMERICAN INC COM 761713106 13 340 SH DEFINED 1,2,4 340 ROBERT HALF INTL INC COM 770323103 8 320 SH DEFINED 1,2,4 320 ROCKWELL AUTOMATION INC COM 773903109 10 300 SH DEFINED 1,2,4 300 ROCKWELL COLLINS INC. COM 774341101 14 330 SH DEFINED 1,2,4 330 ROWAN COMPANIES INC COM 779382100 4 220 SH DEFINED 1,2,4 220 RR DONNELLEY & SONS CO COM 257867101 5 430 SH DEFINED 1,2,4 430 RYDER SYSTEM INC COM 783549108 3 120 SH DEFINED 1,2,4 120 SAFEWAY INC COM 786514208 18 880 SH DEFINED 1,2,4 880
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None SANDISK CORP COM 80004C101 510 34,685 SH DEFINED 1,2,4 34,685 SARA LEE CORP COM 803111103 14 1,410 SH DEFINED 1,2,4 1,410 SCHERING-PLOUGH CORP COM 806605101 81 3,230 SH DEFINED 1,2,4 3,230 SCHLUMBERGER LIMITED COM 806857108 746 13,790 SH DEFINED 1,2 13,790 SCHWAB (CHARLES) CORP COM 808513105 33 1,870 SH DEFINED 1,2,4 1,870 SCHWEITZER-MAUDUIT INTL INC COM 808541106 931 34,225 SH DEFINED 1,2,4 34,225 SCRIPPS NETWORKS INTER-CL A COM 811065101 5 180 SH DEFINED 1,2,4 180 SEALED AIR CORP COM 81211K100 6 320 SH DEFINED 1,2,4 320 SEALY CORP COM 812139301 537 273,900 SH DEFINED 1,2,4 273,900 SEARS HOLDINGS CORP COM 812350106 1,171 17,610 SH DEFINED 1,2,4 17,610 SEMPRA ENERGY COM 816851109 1,491 30,045 SH DEFINED 1,2,4 30,045 SHERWIN-WILLIAMS CO/THE COM 824348106 11 200 SH DEFINED 1,2,4 200 SIGMA-ALDRICH COM 826552101 13 260 SH DEFINED 1,2,4 260 SIMON PROPERTY GROUP INC COM 828806109 24 464 SH DEFINED 1,2,4 464 SKECHERS USA INC-CL A CL A 830566105 864 88,450 SH DEFINED 1,2,4 88,450
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None SLM CORP COM 78442P106 10 930 SH DEFINED 1,2,4 930 SMITH INTERNATIONAL INC COM 832110100 10 400 SH DEFINED 1,2,4 400 SNAP-ON INC COM 833034101 3 120 SH DEFINED 1,2,4 120 SOUTHERN CO COM 842587107 47 1,520 SH DEFINED 1,2,4 1,520 SOUTHWEST AIRLINES CO COM 844741108 10 1,460 SH DEFINED 1,2,4 1,460 SOUTHWESTERN ENERGY CO COM 845467109 26 680 SH DEFINED 1,2,4 680 SPDR GOLD TRUST SHS 78463V107 27,354 300,000 SH DEFINED 1,2,4 300,000 SPECTRA ENERGY CORP COM 847560109 21 1,259 SH DEFINED 1,2,4 1,259 SPECTRA ENERGY PARTNERS LP COM 84756N109 3,083 143,400 SH DEFINED 1,2,4 143,400 SPHERION CORPORATION COM 848420105 146 35,450 SH DEFINED 1,2,4 35,450 SPRINT NEXTEL CORP COM 852061100 27 5,678 SH DEFINED 1,2,4 5,678 ST JUDE MEDICAL INC COM 790849103 850 20,690 SH DEFINED 1,2,4 20,690 STANLEY WORKS/THE COM 854616109 5 160 SH DEFINED 1,2,4 160 STAPLES INC COM 855030102 958 47,490 SH DEFINED 1,2,4 47,490 STARBUCKS CORP COM 855244109 48 3,450 SH DEFINED 1,2,4 3,450
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None STARWOOD HOTELS & RESORTS COM 85590A401 8 380 SH DEFINED 1,2,4 380 STATE STREET CORP COM 857477103 545 11,550 SH DEFINED 1,2,4 11,550 STRYKER CORP COM 863667101 19 480 SH DEFINED 1,2,4 480 SUN MICROSYSTEMS INC COM 866810203 15 1,577 SH DEFINED 1,2,4 1,577 SUNOCO INC COM 86764P109 6 240 SH DEFINED 1,2,4 240 SUNTRUST BANKS INC COM 867914103 12 700 SH DEFINED 1,2,4 700 SUPERVALU INC COM 868536103 5 421 SH DEFINED 1,2,4 421 SYMANTEC CORP COM 871503108 26 1,684 SH DEFINED 1,2,4 1,684 SYSCO CORP COM 871829107 27 1,200 SH DEFINED 1,2,4 1,200 T ROWE PRICE GROUP INC COM 74144T108 22 530 SH DEFINED 1,2,4 530 TALISMAN ENERGY INC COM 87425E103 2,358 165,000 SH DEFINED 1,2,4 165,000 TARGET CORP COM 87612E106 64 1,630 SH DEFINED 1,2,4 1,630 TC PIPELINES LP COM 87233Q108 4,881 140,300 SH DEFINED 1,2,4,5 140,300 TECH DATA CORP COM 878237106 1,015 31,037 SH DEFINED 1,2,4 31,037 TECO ENERGY INC COM 872375100 5 420 SH DEFINED 1,2,4 420
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None TELLABS INC COM 879664100 5 820 SH DEFINED 1,2,4 820 TENET HEALTHCARE CORP CL A 88033G100 3 940 SH DEFINED 1,2,4 940 TERADATA CORP COM 88076W103 8 360 SH DEFINED 1,2,4 360 TERADYNE INC COM 880770102 2 340 SH DEFINED 1,2,4 340 TEREX CORP COM 880779103 3 210 SH DEFINED 1,2,4 210 TESORO CORP COM 881609101 3 270 SH DEFINED 1,2,4 270 TEVA PHARMACEUTICAL-SP ADR ADR 881624209 7 137 SH DEFINED 1,2,4 137 TEXAS INSTRUMENTS INC COM 882508104 56 2,640 SH DEFINED 1,2,4 2,640 TEXTRON INC COM 883203101 5 500 SH DEFINED 1,2,4 500 THERMO FISHER SCIENTIFIC INCCOM 883556102 1,955 47,950 SH DEFINED 1,2,4 47,950 TICKETMASTER ENTERTAINMENT COM 88633P302 0 72 SH DEFINED 1,2,4 72 TIFFANY & CO COM 886547108 6 250 SH DEFINED 1,2,4 250 TIME WARNER CABLE CL A 88732J207 19 595 SH DEFINED 1,2,4 595 TIME WARNER INC COM 887317303 60 2,373 SH DEFINED 1,2,4 2,373 TITANIUM METALS CORP COM 888339207 2 190 SH DEFINED 1,2,4 190
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None TJX COMPANIES INC COM 872540109 27 870 SH DEFINED 1,2,4 870 TORCHMARK CORP COM 891027104 980 26,455 SH DEFINED 1,2,4 26,455 TOTAL SYSTEM SERVICES INC COM 891906109 5 390 SH DEFINED 1,2,4 390 TRANSOCEAN LTD REG SHS H8817H100 47 634 SH DEFINED 1,2,4 634 TRAVELERS COS INC/THE COM 89417E109 51 1,237 SH DEFINED 1,2,4 1,237 TREE.COM INC COM 894675107 0 11 SH DEFINED 1,2,4 11 TREX COMPANY INC COM 89531P105 741 55,425 SH DEFINED 1,2,4 55,425 TYCO INTERNATIONAL LTD SHS H89128104 25 972 SH DEFINED 1,2,4 972 TYSON FOODS INC-CL A CL A 902494103 7 540 SH DEFINED 1,2,4 540 UNILEVER NV SHS 904784709 1,852 76,610 SH DEFINED 1,2,4 76,610 UNION PACIFIC CORP COM 907818108 54 1,040 SH DEFINED 1,2,4 1,040 UNISYS CORP COM 909214108 1 700 SH DEFINED 1,2,4 700 UNITED NATIONAL GROUP LTD-A COM 90933T109 603 125,866 SH DEFINED 1,2,4 125,866 UNITED PARCEL SERVICE-CL B CL B 911312106 103 2,060 SH DEFINED 1,2,4 2,060 UNITED STATES STEEL CORP COM 912909108 9 240 SH DEFINED 1,2,4 240
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None UNITED STATIONERS INC COM 913004107 489 14,025 SH DEFINED 1,2,4 14,025 UNITED TECHNOLOGIES CORP. COM 913017109 933 17,960 SH DEFINED 1,2,4 17,960 UNITEDHEALTH GROUP INC COM 91324P102 62 2,490 SH DEFINED 1,2,4 2,490 UNIVERSAL CORP-VA COM 913456109 403 12,175 SH DEFINED 1,2,4 12,175 UNUM GROUP COM 91529Y106 717 45,190 SH DEFINED 1,2,4 45,190 US BANCORP COM 902973304 62 3,450 SH DEFINED 1,2,4 3,450 USX - MARATHON GROUP INC COM 565849106 362 12,000 SH DEFINED 1,2 12,000 VALERO ENERGY CORP COM 91913Y100 470 27,820 SH DEFINED 1,2,4 27,820 VARIAN MEDICAL SYSTEMS INC COM 92220P105 9 250 SH DEFINED 1,2,4 250 VERISIGN INC COM 92343E102 7 390 SH DEFINED 1,2,4 390 VERIZON COMMUNICATIONS INC COM 92343V104 176 5,720 SH DEFINED 1,2,4 5,720 VF CORP COM 918204108 10 180 SH DEFINED 1,2,4 180 VIACOM INC-CLASS B CL B 92553P201 29 1,280 SH DEFINED 1,2,4 1,280 VIAD CORP COM 92552R406 165 9,569 SH DEFINED 1,2,4 9,569 VISA INC-CLASS A SHARES CL A 92826C839 934 15,000 SH DEFINED 1,2 15,000
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None VORNADO REALTY TRUST INT 929042109 12 277 SH DEFINED 1,2,4 277 VULCAN MATERIALS CO COM 929160109 9 220 SH DEFINED 1,2,4 220 WALGREEN CO COM 931422109 1,663 56,570 SH DEFINED 1,2,4 56,570 WAL-MART STORES INC COM 931142103 228 4,710 SH DEFINED 1,2,4 4,710 WALT DISNEY CO/THE COM 254687106 87 3,750 SH DEFINED 1,2,4 3,750 WASHINGTON POST -CL B CL B 939640108 7 20 SH DEFINED 1,2,4 20 WASTE MANAGEMENT INC COM 94106L109 28 990 SH DEFINED 1,2,4 990 WATERS CORP COM 941848103 10 200 SH DEFINED 1,2,4 200 WATSON PHARMACEUTICALS INC COM 942683103 7 210 SH DEFINED 1,2,4 210 WEATHERFORD INTL LTD REG H27013103 457 23,350 SH DEFINED 1,2,4 23,350 WEBSTER FINANCIAL CORP COM 947890109 459 57,000 SH DEFINED 1,2,4 57,000 WELLPOINT INC COM 94973V107 1,139 22,380 SH DEFINED 1,2,4 22,380 WELLS FARGO & CO COM 949746101 180 7,414 SH DEFINED 1,2,4 7,414 WENDYS/ARBYS GROUP INC-A COM 950587105 2 558 SH DEFINED 1,2,4 558 WESTERN UNION CO COM 959802109 24 1,489 SH DEFINED 1,2,4 1,489
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None WEYERHAEUSER CO COM 962166104 13 420 SH DEFINED 1,2,4 420 WHIRLPOOL CORPORATION COM 963320106 917 21,550 SH DEFINED 1,2,4 21,550 WHOLE FOODS MARKET INC COM 966837106 5 280 SH DEFINED 1,2,4 280 WILLIAMS COS INC COM 969457100 2,305 147,640 SH DEFINED 1,2,4 147,640 WILLIS GROUP HOLDINGS LTD SHS G96655108 6,433 250,000 SH DEFINED 1,2,4 250,000 WINDSTREAM CORP COM 97381W104 7 896 SH DEFINED 1,2,4 896 WW GRAINGER INC COM 384802104 11 140 SH DEFINED 1,2,4 140 WYETH COM 983024100 3,172 69,880 SH DEFINED 1,2,4 69,880 WYETH DBCV 983024AD2 5,193 5,203,000 PRN DEFINED 1,2,4 86,156 WYNDHAM WORLDWIDE CORP COM 98310W108 4 350 SH DEFINED 1,2,4 350 XCEL ENERGY INC COM 98389B100 16 850 SH DEFINED 1,2,4 850 XEROX CORP COM 984121103 3,900 601,820 SH DEFINED 1,2,4 601,820 XILINX INC COM 983919101 12 570 SH DEFINED 1,2,4 570 XL CAPITAL LTD -CLASS A CL A G98255105 4 350 SH DEFINED 1,2,4 350 XTO ENERGY INC COM 98385X106 39 1,015 SH DEFINED 1,2,4 1,015
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None YAHOO! INC COM 984332106 42 2,660 SH DEFINED 1,2,4 2,660 YUM! BRANDS INC COM 988498101 32 950 SH DEFINED 1,2,4 950 ZIMMER HOLDINGS INC COM 98956P102 941 22,095 SH DEFINED 1,2,4 22,095 ZIONS BANCORPORATION COM 989701107 2 210 SH DEFINED 1,2,4 210 ZORAN CORP COM 98975F101 259 23,794 SH DEFINED 1,2,4 23,794
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