-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tow7hUdmcqjbCWoo0Sh6bM24CdfKTyFiFPTLQ4nhIGt5n1tzT10WC43LxJRYH48C KJ8aX3UW5qNGXxNvM9kfEg== 0000021175-08-000012.txt : 20080808 0000021175-08-000012.hdr.sgml : 20080808 20080808094027 ACCESSION NUMBER: 0000021175-08-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080808 DATE AS OF CHANGE: 20080808 EFFECTIVENESS DATE: 20080808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00346 FILM NUMBER: 081000639 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 cnafjun08.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30,2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CNA Financial Corporation Address: 333 S. Wabash Chicago,IL 60604 13F File Number: 28-346 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Lynne Gugenheim Title: Senior Vice President and Deputy General Counsel Phone: (312) 822 4921 Signature, Place, and Date of Signing: August 7,2008 Chicago, Illinois,60685 I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Assets reported herein are described as having shared investment discretion among Loews Corporation, CNA Financial Corporation,The Continental Corporation, Continental Casualty Company and Continental Assurance Company. Each of the foregoing entities specifically disclaims ownership of any securities in this report which are not beneficially owned by that entity and states that such assets are solely under the control of its board of directors. The characterization of shared investment discretion with parent holding companies is made solely as a consequence of SEC interpretations regarding control of the subsidiary through share ownership. Loews Corporation owns approximately 90% of the outstanding shares of CNA Financial Corporation; CNA Financial Corporation owns 100% of the outstanding shares of Continental Casualty Company and The Continental Corporation; and Continental Casualty Company owns 100% of the outstanding shares of Continental Assurance Company. Loews Corporation will report separately on securities over which it has investment discretion which are not part of this report. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 Form 13F Information Table Entry Total: 621 Form 13F Information Table Value Total: 1,037,110 (in thousands) List of Other Included Managers: No. 13F File Number Name 1 28-172 The Continental Corporation 2 28-217 Loews Corporation 3 28-386 Continental Assurance Company 4 28-387 Continental Casualty Company
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None 3M CO COM 88579Y101 98 1,410 SH DEFINED 1,2 1,410 ABBOTT LABORATORIES COM 002824100 1,143 21,580 SH DEFINED 1,2 21,580 ABERCROMBIE & FITCH CO CL A 002896207 11 170 SH DEFINED 1,2 170 ACE LTD ORD G0070K103 36 660 SH DEFINED 1,2 660 ADOBE SYSTEMS INC COM 00724F101 42 1,060 SH DEFINED 1,2 1,060 ADVANCED MICRO DEVICES COM 007903107 7 1,200 SH DEFINED 1,2 1,200 AES CORP COM 00130H105 26 1,330 SH DEFINED 1,2 1,330 AETNA INC COM 00817Y108 40 990 SH DEFINED 1,2 990 AFFILIATED COMPUTER SVCS CL A 008190100 1,343 25,115 SH DEFINED 1,2 25,115 AFLAC INC COM 001055102 60 950 SH DEFINED 1,2 950 AGILENT TECHNOLOGIES INC COM 00846U101 26 730 SH DEFINED 1,2 730 AIR PRODUCTS & CHEMICALS INCCOM 009158106 43 430 SH DEFINED 1,2 430 AKAMAI TECHNOLOGIES COM 00971T101 11 330 SH DEFINED 1,2 330 ALCATEL-LUCENT SPONSORE013904305 3,282 543,425 SH DEFINED 2 543,425 ALCOA INC COM 013817101 8,963 251,620 SH DEFINED 1,2 251,620
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None ALCON INC COM SHS H01301102 228 1,400 SH DEFINED 2 1,400 ALLEGHENY ENERGY INC COM 017361106 896 17,887 SH DEFINED 1,2 17,887 ALLEGHENY TECHNOLOGIES INC COM 01741R102 12 200 SH DEFINED 1,2 200 ALLERGAN INC COM 018490102 32 610 SH DEFINED 1,2 610 ALLIANCE RESOURCE PARTNERS LTD PART01877R108 5,621 100,959 SH DEFINED 2,4 100,959 ALLIED WASTE INDUSTRIES INC COM 019589308 8 670 SH DEFINED 1,2 670 ALLSTATE CORP COM 020002101 1,972 43,245 SH DEFINED 1,2 43,245 ALTERA CORPORATION COM 021441100 13 610 SH DEFINED 1,2 610 ALTRIA GROUP INC COM 02209S103 86 4,200 SH DEFINED 1,2 4,200 AMAZON.COM INC COM 023135106 45 620 SH DEFINED 1,2 620 AMBAC FINANCIAL GROUP INC COM 023139108 1 570 SH DEFINED 1,2 570 AMEREN CORPORATION COM 023608102 18 420 SH DEFINED 1,2 420 AMERICAN CAPITAL STRATEGIES COM 024937104 9 390 SH DEFINED 1,2 390 AMERICAN ELECTRIC POWER COM 025537101 4,622 114,880 SH DEFINED 1,2 114,880 AMERICAN EQUITY INVT LIFE HLCOM 025676206 1,067 130,975 SH DEFINED 2 130,975 AMERICAN EXPRESS COM 025816109 2,908 77,200 SH DEFINED 1,2 77,200
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None AMERICAN INTL GROUP INC COM 026874107 4,508 170,370 SH DEFINED 1,2 170,370 AMERICAN NATIONAL INSURANCE COM 028591105 529 5,400 SH DEFINED 2 5,400 AMERICAN TOWER CORP CL A 029912201 34 810 SH DEFINED 1,2 810 AMERIPRISE FINANCIAL INC COM 03076C106 18 450 SH DEFINED 1,2 450 AMERISOURCE HEALTH CORP COM 03073E105 1,365 34,130 SH DEFINED 1,2 34,130 AMGEN INC COM 031162100 2,664 56,495 SH DEFINED 1,2 56,495 ANADARKO PETROLEUM CORP COM 032511107 22,522 300,940 SH DEFINED 1,2 300,940 ANALOG DEVICES COM 032654105 19 590 SH DEFINED 1,2 590 ANHEUSER BUSCH CO COM 035229103 951 15,310 SH DEFINED 1,2 15,310 ANSYS INC COM 03662Q105 227 4,824 SH DEFINED 2,4 4,824 AON CORP COM 037389103 28 610 SH DEFINED 1,2 610 APACHE CORP COM 037411105 9,128 65,670 SH DEFINED 1,2 65,670 APARTMENT INVT & MGMT CO CL A 03748R101 6 186 SH DEFINED 1,2 186 APOLLO GROUP INC CL A 037604105 12 280 SH DEFINED 1,2 280
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None APPLE INC COM 037833100 295 1,760 SH DEFINED 1,2 1,760 APPLIED BIOSYSTEMS INC GRP 038020103 11 330 SH DEFINED 1,2 330 APPLIED MATERIALS INC. COM 038222105 863 45,190 SH DEFINED 1,2 45,190 ARCHER-DANIELS-MIDLAND CO COM 039483102 43 1,280 SH DEFINED 1,2 1,280 ARGO GROUP INTERNATIONAL COM G0464B107 736 21,925 SH DEFINED 2 21,925 ARVINMERITOR INC COM 043353101 553 44,350 SH DEFINED 2 44,350 ASHLAND INC COM 044209104 5 110 SH DEFINED 1,2 110 ASSURANT INC COM 04621X108 13 190 SH DEFINED 1,2 190 AT&T INC COM 00206R102 405 12,035 SH DEFINED 1,2 12,035 ATLAS PIPELINE HOLDINGS LP COM 04939R108 10,516 313,924 SH DEFINED 2,4 313,924 ATLAS PIPELINE PARTNERS INT 049392103 15,874 406,393 SH DEFINED 2,4 406,393 AUTODESK INC COM 052769106 16 460 SH DEFINED 1,2 460 AUTOMATIC DATA PROCESSING COM 053015103 44 1,040 SH DEFINED 1,2 1,040 AUTONATION INC COM 05329W102 3 260 SH DEFINED 1,2 260 AUTOZONE INC COM 053332102 11 90 SH DEFINED 1,2 90
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None AVALONBAY COMMUNITIES INC COM 053484101 14 160 SH DEFINED 1,2 160 AVERY DENNISON CORP COM 053611109 9 210 SH DEFINED 1,2 210 AVON PRODUCTS INC COM 054303102 31 850 SH DEFINED 1,2 850 AXIS CAPITAL HOLDINGS LTD SHS G0692U109 1,416 47,500 SH DEFINED 2 47,500 BAKER HUGHES INC COM 057224107 54 620 SH DEFINED 1,2 620 BALL CORP COM 058498106 10 200 SH DEFINED 1,2 200 BANK OF AMERICA CORP COM 060505104 4,946 207,201 SH DEFINED 1,2 207,201 BANK OF NEW YORK COM 064058100 3,205 84,717 SH DEFINED 1,2 84,717 BARD (C.R.) INC COM 067383109 18 200 SH DEFINED 1,2 200 BARR PHARMACEUTICALS INC COM 068306109 10 220 SH DEFINED 1,2 220 BARRICK GOLD CORP COM 067901108 4,524 99,431 SH DEFINED 2 99,431 BAXTER INTERNATIONAL INC COM 071813109 81 1,270 SH DEFINED 1,2 1,270 BB&T CORP COM 054937107 25 1,090 SH DEFINED 1,2 1,090 BEARINGPOINT INC COM 074002106 48 59,450 SH DEFINED 2 59,450
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None BECTON DICKINSON & CO COM 075887109 40 490 SH DEFINED 1,2 490 BED BATH & BEYOND INC COM 075896100 15 520 SH DEFINED 1,2 520 BEMIS COMPANY COM 081437105 4 200 SH DEFINED 1,2 200 BEST BUY CO INC COM 086516101 28 700 SH DEFINED 1,2 700 BIG LOTS INC COM 089302103 5 160 SH DEFINED 1,2 160 BIOGEN IDEC INC COM 09062X103 34 600 SH DEFINED 1,2 600 BJ SERVICES CO COM 055482103 19 580 SH DEFINED 1,2 580 BLACK & DECKER MFG CO COM 091797100 1,814 31,545 SH DEFINED 1,2 31,545 BLACKROCK FLORIDA INSD MUNI COM 09250G102 498 38,900 SH DEFINED 2,4 38,900 BLACKROCK MUNIYIELD INSURED COM 09254E103 1,429 116,400 SH DEFINED 2,4 116,400 BLACKROCK MUNIYIELD NY INSURCOM 09255E102 667 55,900 SH DEFINED 2,4 55,900 BLOUNT INTERNATIONAL INC COM 095180105 934 80,475 SH DEFINED 2 80,475 BMC SOFTWARE INC COM 055921100 14 380 SH DEFINED 1,2 380 BOEING COMPANY COM 097023105 810 12,330 SH DEFINED 1,2 12,330
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None BOSTON PROPERTIES INC COM 101121101 22 240 SH DEFINED 1,2 240 BOSTON SCIENTIFIC CORP COM 101137107 33 2,669 SH DEFINED 1,2 2,669 BOWNE & CO INC COM 103043105 91 7,150 SH DEFINED 2 7,150 BRADY CORPORATION CL A 104674106 642 18,600 SH DEFINED 2 18,600 BRISTOL-MYERS SQUIBB CO COM 110122108 1,452 70,715 SH DEFINED 1,2 70,715 BROADCOM CORP CL A 111320107 25 930 SH DEFINED 1,2 930 BROOKFIELD HOMES CORP COM 112723101 307 25,000 SH DEFINED 2 25,000 BROWN-FORMAN CORP CL B 115637209 13 170 SH DEFINED 1,2 170 BRUNSWICK CORP COM 117043109 2 170 SH DEFINED 1,2 170 BURLINGTON NORTHERN SANTA FECOM 12189T104 59 590 SH DEFINED 1,2 590 C.H. ROBINSON WORLDWIDE INC COM 12541W209 19 340 SH DEFINED 1,2 340 CABOT MICROELECTRONICS CORP COM 12709P103 159 4,800 SH DEFINED 2 4,800 CADENCE DESIGN SYS INC NOTE 127387AD0 1,718 2,000,000 PRN DEFINED 2,3 94,563 CAMERON INTERNATIONAL CORP COM 13342B105 24 440 SH DEFINED 1,2 440 CAMPBELL SOUP CO COM 134429109 15 440 SH DEFINED 1,2 440 CAPITAL ONE FINANCIAL CORP COM 14040H105 2,436 64,101 SH DEFINED 1,2 64,101
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None CARDINAL HEALTH INC COM 14149Y108 37 710 SH DEFINED 1,2 710 CARNIVAL CORP PAIRED C143658300 29 870 SH DEFINED 1,2 870 CARTER'S INC COM 146229109 852 61,650 SH DEFINED 2 61,650 CATERPILLAR INC COM 149123101 1,583 21,440 SH DEFINED 1,2 21,440 CB RICHARD ELLIS GROUP INC CL A 12497T101 7 340 SH DEFINED 1,2 340 CBS CORP-CLASS B CL B 124857202 1,975 101,350 SH DEFINED 1,2 101,350 CELGENE CORP COM 151020104 56 870 SH DEFINED 1,2 870 CENTERPOINT ENERGY INC COM 15189T107 10 650 SH DEFINED 1,2 650 CENTEX CORP COM 152312104 3 240 SH DEFINED 1,2 240 CENTURYTEL INC COM 156700106 7 210 SH DEFINED 1,2 210 CHEMICAL FINANCIAL CORP COM 163731102 767 37,575 SH DEFINED 2 37,575 CHESAPEAKE ENERGY CORP COM 165167107 63 960 SH DEFINED 1,2 960 CHEVRON CORP COM 166764100 410 4,140 SH DEFINED 1,2 4,140 CHUBB CORP COM 171232101 36 740 SH DEFINED 1,2 740 CIBER INC COM 17163B102 1,171 188,575 SH DEFINED 2 188,575 CIENA CORP COM 171779309 4 170 SH DEFINED 1,2 170
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None CIGNA CORP COM 125509109 20 560 SH DEFINED 1,2 560 CINCINNATI FINANCIAL CORP COM 172062101 8 330 SH DEFINED 1,2 330 CINTAS CORP COM 172908105 7 260 SH DEFINED 1,2 260 CISCO SYSTEMS INC COM 17275R102 1,253 53,880 SH DEFINED 1,2 53,880 CIT GROUP INC COM 125581108 2 290 SH DEFINED 1,2 290 CITIGROUP INC COM 172967101 4,594 274,090 SH DEFINED 1,2 274,090 CITIZENS COMMUNICATIONS CO COM 17453B101 7 650 SH DEFINED 1,2 650 CITRIX SYSTEMS INC COM 177376100 11 370 SH DEFINED 1,2 370 CLEAR CHANNEL COMMUNICATIONSCOM 184502102 35 990 SH DEFINED 1,2 990 CLOROX CO COM 189054109 798 15,280 SH DEFINED 1,2 15,280 CME GROUP INC COM 12572Q105 42 110 SH DEFINED 1,2 110 CMS ENERGY CORP COM 125896100 7 440 SH DEFINED 1,2 440 CNA SURETY CORPORATION COM 12612L108 346,654 27,425,147 SH DEFINED 1,2,4 27,425,147 COACH INC COM 189754104 627 21,700 SH DEFINED 1,2 21,700 COCA COLA CO COM 191216100 795 15,290 SH DEFINED 1,2 15,290
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None COCA-COLA ENTERPRISES COM 191219104 10 570 SH DEFINED 1,2 570 COGNIZANT TECH SOLUTIONS CL A 192446102 19 580 SH DEFINED 1,2 580 COLGATE-PALMOLIVE CO COM 194162103 70 1,020 SH DEFINED 1,2 1,020 COMCAST CORP CL A SPL CL A 20030N200 2,188 116,640 SH DEFINED 2 116,640 COMCAST CORP-CL A CLA 20030N101 2,343 123,490 SH DEFINED 1,2 123,490 COMERICA INC COM 200340107 652 25,450 SH DEFINED 1,2 25,450 COMPUTER ASSOCIATES INTL INCCOM 12673P105 1,463 63,382 SH DEFINED 1,2 63,382 COMPUTER SCIENCES CORP COM 205363104 14 300 SH DEFINED 1,2 300 COMPUWARE CORP COM 205638109 5 540 SH DEFINED 1,2 540 CONAGRA FOODS INC COM 205887102 19 970 SH DEFINED 1,2 970 CONOCOPHILLIPS COM 20825C104 294 3,120 SH DEFINED 1,2 3,120 CONSECO INC COM 208464883 588 59,250 SH DEFINED 2 59,250 CONSOL ENERGY INC COM 20854P109 42 370 SH DEFINED 1,2 370 CONSOLIDATED EDISON INC COM 209115104 21 540 SH DEFINED 1,2 540
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None CONSTELLATION BRANDS INC CL A 21036P108 8 380 SH DEFINED 1,2 380 CONSTELLATION ENERGY GROUP COM 210371100 30 360 SH DEFINED 1,2 360 CONSTELLATION ENERGY PARTNERCOM 21038E101 4,809 231,960 SH DEFINED 2,4 231,960 CONVERGYS CORP COM 212485106 4 250 SH DEFINED 1,2 250 CON-WAY INC COM 205944101 408 8,625 SH DEFINED 2 8,625 COOPER INDUSTRIES LTD CL A G24182100 14 350 SH DEFINED 1,2 350 CORNING INC. COM 219350105 879 38,140 SH DEFINED 1,2 38,140 COSTCO WHOLESALE CORP COM 22160K105 61 870 SH DEFINED 1,2 870 COUNTRYWIDE FINANCIAL CORP COM 222372104 5 1,158 SH DEFINED 1,2 1,158 COVENTRY HEALTH CARE INC COM 222862104 9 310 SH DEFINED 1,2 310 COVIDIEN LTD COM G2552X108 48 992 SH DEFINED 1,2 992 CROSSTEX ENERGY LP COM 22765U102 3,350 116,800 SH DEFINED 2,4 116,800 CSX CORP. COM 126408103 2,312 36,810 SH DEFINED 1,2 36,810 CUMMINS INC COM 231021106 27 410 SH DEFINED 1,2 410 CVS CORP COM 126650100 1,102 27,858 SH DEFINED 1,2 27,858
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ DANAHER CORP COM 235851102 39 510 SH DEFINED 1,2 510 DARDEN RESTAURANTS INC COM 237194105 9 290 SH DEFINED 1,2 290 DCP MIDSTREAM PARTNERS LP LTD PART23311P100 8,883 303,707 SH DEFINED 2,4 303,707 DEAN FOODS CO COM 242370104 6 300 SH DEFINED 1,2 300 DEERE & CO COM 244199105 63 870 SH DEFINED 1,2 870 DEL MONTE FOODS CO COM 24522P103 641 90,250 SH DEFINED 2 90,250 DELL INC COM 24702R101 89 4,070 SH DEFINED 1,2 4,070 DELPHI FINANCIAL GROUP CLA 247131105 450 19,438 SH DEFINED 2 19,438 DEVELOPERS DIVERSIFIED RLTY COM 251591103 8 240 SH DEFINED 1,2 240 DEVON ENERGY CORP COM 25179M103 4,313 35,890 SH DEFINED 1,2 35,890 DIAGEO PLC ADR 25243Q205 1,175 15,900 SH DEFINED 2 15,900 DIAMONDS TRUST SERIES I UNIT SER252787106 85,065 750,000 SH DEFINED 2 750,000 DILLARDS INC-CL A CL A 254067101 1 110 SH DEFINED 1,2 110 DIRECTV GROUP INC/THE COM 25459L106 37 1,420 SH DEFINED 1,2 1,420 DISCOVER FINANCIAL SERVICES COM 254709108 13 950 SH DEFINED 1,2 950
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None DOMINION RESOURCES INC/VA COM 25746U109 48 1,020 SH DEFINED 1,2 1,020 DOVER CORP COM 260003108 18 380 SH DEFINED 1,2 380 DOW CHEMICAL COM 260543103 65 1,870 SH DEFINED 1,2 1,870 DR HORTON INC COM 23331A109 6 540 SH DEFINED 1,2 540 DRESS BARN INC COM 261570105 19 1,426 SH DEFINED 2 1,426 DTE ENERGY COMPANY COM 233331107 11 260 SH DEFINED 1,2 260 DU PONT (E.I.) DE NEMOURS COM 263534109 77 1,790 SH DEFINED 1,2 1,790 DUKE ENERGY CORP COM 26441C105 44 2,518 SH DEFINED 1,2 2,518 DUNCAN ENERGY PARTNERS LP COM 265026104 257 14,241 SH DEFINED 2,4 14,241 DYNEGY INC-CL A CL A 26817G102 2,564 299,930 SH DEFINED 1,2 299,930 E*TRADE FINANCIAL CORP COM 269246104 3 920 SH DEFINED 1,2 920 EASTMAN CHEMICAL COMPANY COM 277432100 11 160 SH DEFINED 1,2 160 EASTMAN KODAK CO COM 277461109 8 570 SH DEFINED 1,2 570 EATON CORP COM 278058102 28 330 SH DEFINED 1,2 330 EBAY INC COM 278642103 61 2,220 SH DEFINED 1,2 2,220
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None ECOLAB INC COM 278865100 15 350 SH DEFINED 1,2 350 EDISON INTERNATIONAL COM 281020107 33 650 SH DEFINED 1,2 650 EL PASO CORP COM 28336L109 30 1,390 SH DEFINED 1,2 1,390 EL PASO PIPELINE PARTNERS LPCOM 283702108 3,547 171,600 SH DEFINED 2,4 171,600 ELECTRONIC ARTS INC COM 285512109 28 630 SH DEFINED 1,2 630 ELECTRONIC DATA SYSTEMS CORPCOM 285661104 25 1,010 SH DEFINED 1,2 1,010 ELI LILLY & CO COM 532457108 91 1,970 SH DEFINED 1,2 1,970 EMBARQ CORP COM 29078E105 14 306 SH DEFINED 1,2 306 EMC CORPORATION COM 268648102 2,828 192,530 SH DEFINED 1,2 192,530 EMERSON ELECTRIC CO COM 291011104 78 1,570 SH DEFINED 1,2 1,570 ENBRIDGE ENERGY PARTNERS LP COM 29250R106 10,945 217,558 SH DEFINED 2,4 217,558 ENCANA CORP COM 292505104 9,093 100,000 SH DEFINED 2 100,000 ENERGY TRANSFER EQUITY LP LTD PART29273V100 6,546 225,812 SH DEFINED 2,4 225,812 ENSCO INTERNATIONAL INC COM 26874Q100 6,927 85,790 SH DEFINED 1,2 85,790 ENTERGY CORP COM 29364G103 46 380 SH DEFINED 1,2 380
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None ENTERPRISE GP HOLDINGS LP UNIT LP 293716106 8 275 SH DEFINED 2,4 275 EOG RESOURCES INC COM 26875P101 66 500 SH DEFINED 1,2 500 EQUIFAX INC COM 294429105 9 260 SH DEFINED 1,2 260 EQUITY RESIDENTIAL INT 29476L107 21 540 SH DEFINED 1,2 540 ESMARK INC COM 296475106 3 134 SH DEFINED 1,2 134 ESTEE LAUDER COMPANIES CL A 518439104 11 230 SH DEFINED 1,2 230 EW SCRIPPS CO-CL A CL A 811054204 7 180 SH DEFINED 1,2 180 EXELON CORP COM 30161N101 4,510 50,130 SH DEFINED 1,2 50,130 EXPEDIA INC COM 30212P105 8 410 SH DEFINED 1,2 410 EXPEDITORS INTL WASH INC COM 302130109 18 430 SH DEFINED 1,2 430 EXPRESS SCRIPTS INC COM 302182100 32 510 SH DEFINED 1,2 510 EXPRESSJET HOLDINGS INC CL A 30218U108 45 81,600 SH DEFINED 2 81,600 EXXON MOBIL CORP COM 30231G102 2,350 26,670 SH DEFINED 1,2 26,670 FAMILY DOLLAR STORES COM 307000109 6 280 SH DEFINED 1,2 280 FBL FINANCIAL GROUP INC CL A 30239F106 475 23,900 SH DEFINED 2 23,900
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None FEDERAL HM LOAN MORTGAGE CORCOM 313400301 1,989 121,290 SH DEFINED 1,2 121,290 FEDERAL NATL MTGE ASSN. COM 313586109 1,503 77,035 SH DEFINED 1,2 77,035 FEDERATED INVESTORS INC CL B 314211103 6 170 SH DEFINED 1,2 170 FEDEX CORP COM 31428X106 49 620 SH DEFINED 1,2 620 FIDELITY NATIONAL INFORMATIOCOM 31620M106 13 340 SH DEFINED 1,2 340 FIFTH THIRD BANCORP COM 316773100 11 1,060 SH DEFINED 1,2 1,060 FINANCIAL SELECT SECTOR SBI INT-81369Y605 9,117 450,000 SH DEFINED 2 450,000 FIRST AMERICAN CORP COM 318522307 486 18,400 SH DEFINED 2 18,400 FIRST HORIZON NATIONAL CORP COM 320517105 3 370 SH DEFINED 1,2 370 FIRSTENERGY CORP COM 337932107 50 610 SH DEFINED 1,2 610 FISERV INC COM 337738108 15 330 SH DEFINED 1,2 330 FLUOR CORP (NEW) COM 343412102 1,336 7,180 SH DEFINED 1,2 7,180 FORD MOTOR CO COM 345370860 21 4,327 SH DEFINED 1,2 4,327 FOREST LABORATORIES INC COM 345838106 22 620 SH DEFINED 1,2 620 FORTUNE BRANDS INC COM 349631101 19 310 SH DEFINED 1,2 310
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None FPL GROUP INC COM 302571104 53 810 SH DEFINED 1,2 810 FRANKLIN RESOURCES INC COM 354613101 29 320 SH DEFINED 1,2 320 FREEPORT-MCMORAN COPPER CL B 35671D857 90 771 SH DEFINED 1,2 771 GAMESTOP CORP CL A 36467W109 13 320 SH DEFINED 1,2 320 GANNETT CO COM 364730101 10 460 SH DEFINED 1,2 460 GAP INC/THE COM 364760108 15 900 SH DEFINED 1,2 900 GENERAL DYNAMICS CORP COM 369550108 67 800 SH DEFINED 1,2 800 GENERAL ELECTRIC CO COM 369604103 3,833 143,620 SH DEFINED 1,2 143,620 GENERAL GROWTH PROPERTIES COM 370021107 19 530 SH DEFINED 1,2 530 GENERAL MILLS INC COM 370334104 41 670 SH DEFINED 1,2 670 GENERAL MOTORS CORP COM 370442105 13 1,120 SH DEFINED 1,2 1,120 GENESIS ENERGY L.P. COM 371927104 7,103 384,985 SH DEFINED 2,4 384,985 GENUINE PARTS CO COM 372460105 13 330 SH DEFINED 1,2 330 GENWORTH FINANCIAL INC CL A 37247D106 15 860 SH DEFINED 1,2 860 GENZYME CORP COM 372917104 39 540 SH DEFINED 1,2 540
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None GILEAD SCIENCES INC COM 375558103 1,236 23,350 SH DEFINED 1,2 23,350 GOLDMAN SACHS GROUP INC COM 38141G104 138 790 SH DEFINED 1,2 790 GOODRICH CORP COM 382388106 12 250 SH DEFINED 1,2 250 GOODYEAR TIRE & RUBBER CO COM 382550101 9 480 SH DEFINED 1,2 480 GOOGLE INC CL A 38259P508 3,959 7,520 SH DEFINED 1,2 7,520 GRIFFON CORPORATION COM 398433102 971 110,850 SH DEFINED 2 110,850 H&R BLOCK INC COM 093671105 14 650 SH DEFINED 1,2 650 HALLIBURTON COMPANY COM 406216101 1,686 31,760 SH DEFINED 1,2 31,760 HANGER ORTHOPEDIC GROUP INC COM 41043F208 653 39,625 SH DEFINED 2 39,625 HARLEY-DAVIDSON INC COM 412822108 17 480 SH DEFINED 1,2 480 HARMAN INTERNATIONAL COM 413086109 5 120 SH DEFINED 1,2 120 HARTE-HANKS INC COM 416196103 940 82,075 SH DEFINED 2 82,075 HARTFORD FINANCIAL SVCS GRP COM 416515104 6,821 105,630 SH DEFINED 1,2 105,630 HASBRO INC COM 418056107 10 280 SH DEFINED 1,2 280 HCP INC COM 40414L109 15 470 SH DEFINED 1,2 470
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None HERCULES INC COM 427056106 4 220 SH DEFINED 1,2 220 HERSHEY CO/THE COM 427866108 11 340 SH DEFINED 1,2 340 HESS CORP LTD PART42809H107 71 560 SH DEFINED 1,2 560 HEWLETT-PACKARD CO. COM 428236103 1,544 34,920 SH DEFINED 1,2 34,920 HILAND HOLDINGS GP LP INT 43129M107 6,905 256,030 SH DEFINED 2,4 256,030 HILAND PARTNERS LP LTD PART431291103 11,932 239,737 SH DEFINED 2,4 239,737 HJ HEINZ CO COM 423074103 30 630 SH DEFINED 1,2 630 HOLLY ENERGY PARTNERS LP LTD PTNR435763107 3,620 92,825 SH DEFINED 2,4 92,825 HOME DEPOT COM 437076102 1,943 82,960 SH DEFINED 1,2 82,960 HONEYWELL INTERNATIONAL INC COM 438516106 75 1,490 SH DEFINED 1,2 1,490 HORMEL FOODS CORP COM 440452100 280 8,100 SH DEFINED 2 8,100 HOSPIRA INC COM 441060100 13 320 SH DEFINED 1,2 320 HOST HOTELS & RESORTS INC COM 44107P104 14 1,040 SH DEFINED 1,2 1,040 HUDSON CITY BANCORP INC COM 443683107 17 1,030 SH DEFINED 1,2 1,030 HUMANA INC COM 444859102 14 340 SH DEFINED 1,2 340
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None HUNTINGTON BANCSHARES INC COM 446150104 4 730 SH DEFINED 1,2 730 IAC/INTERACTIVECORP COM 44919P300 7 360 SH DEFINED 1,2 360 IDACORP INC COM 451107106 150 5,175 SH DEFINED 2 5,175 ILLINOIS TOOL WORKS COM 452308109 38 800 SH DEFINED 1,2 800 IMS HEALTH INC COM 449934108 1,933 82,960 SH DEFINED 1,2 82,960 INDYMAC BANCORP INC COM 456607100 17 27,800 SH DEFINED 2 27,800 INERGY HOLDINGS LP COM 45661Q107 4,521 125,900 SH DEFINED 2,4 125,900 INERGY LP LTD PTNR456615103 5,693 218,800 SH DEFINED 2,4 218,800 INGERSOLL RAND CO CL A G4776G101 3,146 84,039 SH DEFINED 1,2 84,039 INTEGRYS ENERGY GROUP INC COM 45822P105 8 159 SH DEFINED 1,2 159 INTEL CORP COM 458140100 1,322 61,540 SH DEFINED 1,2 61,540 INTERCONTINENTALEXCHANGE INCCOM 45865V100 16 140 SH DEFINED 1,2 140 INTERNATIONAL BUSINESS MACHICOM 459200101 16,361 138,030 SH DEFINED 1,2 138,030 INTERNATIONAL PAPER CO COM 460146103 20 850 SH DEFINED 1,2 850 INTERPUBLIC GROUP OF COS INCCOM 460690100 8 934 SH DEFINED 1,2 934
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None INTL FLAVORS & FRAGRANCES COM 459506101 6 160 SH DEFINED 1,2 160 INTL GAME TECHNOLOGY COM 459902102 15 620 SH DEFINED 1,2 620 INTUIT INC COM 461202103 18 650 SH DEFINED 1,2 650 INTUITIVE SURGICAL INC COM 46120E602 22 80 SH DEFINED 1,2 80 IPC HOLDINGS LTD ORD G4933P101 994 37,425 SH DEFINED 2 37,425 ISHARES MSCI JAP464286848 24,940 2,000,000 SH DEFINED 2 2,000,000 ITT CORP COM 450911102 23 360 SH DEFINED 1,2 360 J.C. PENNY CO INC (HLDG CO) COM 708160106 653 17,990 SH DEFINED 1,2 17,990 JABIL CIRCUIT INC COM 466313103 7 410 SH DEFINED 1,2 410 JACOBS ENGINEERING GROUP INCCOM 469814107 20 250 SH DEFINED 1,2 250 JANUS CAPITAL GROUP INC COM 47102X105 8 290 SH DEFINED 1,2 290 JDS UNIPHASE CORP COM 46612J507 5 441 SH DEFINED 1,2 441 JOHNSON & JOHNSON COM 478160104 4,664 72,485 SH DEFINED 1,2 72,485 JOHNSON CONTROLS INC COM 478366107 34 1,180 SH DEFINED 1,2 1,180 JONES APPAREL GROUP INC COM 480074103 827 60,120 SH DEFINED 1,2 60,120 JPMORGAN CHASE & COMPANY COM 46625H100 2,507 73,070 SH DEFINED 1,2 73,070 JUNIPER NETWORKS INC COM 48203R104 23 1,040 SH DEFINED 1,2 1,040 K12 INC COM 48273U102 6,255 290,818 SH DEFINED 2,4 290,818
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None KB HOME COM 48666K109 3 150 SH DEFINED 1,2 150 KELLOGG CO COM 487836108 25 520 SH DEFINED 1,2 520 KELLY SERVICES INC CL A 488152208 1,207 62,446 SH DEFINED 2 62,446 KEYCORP COM 493267108 9 790 SH DEFINED 1,2 790 KIMBERLY-CLARK CORP COM 494368103 50 840 SH DEFINED 1,2 840 KIMCO REALTY CORP COM 49446R109 17 500 SH DEFINED 1,2 500 KINDER MORGAN MANAGEMENT LLCSHS 49455U100 3,453 64,116 SH DEFINED 2,4 64,116 KING PHARMACEUTICALS INC COM 495582108 5 490 SH DEFINED 1,2 490 KLA-TENCOR CORPORATION COM 482480100 14 340 SH DEFINED 1,2 340 KOHLS CORP COM 500255104 676 16,880 SH DEFINED 1,2 16,880 KRAFT FOODS INC CL A 50075N104 87 3,056 SH DEFINED 1,2 3,056 KROGER CO COM 501044101 39 1,340 SH DEFINED 1,2 1,340 L-3 COMMUNICATIONS CORP COM 502424104 931 10,250 SH DEFINED 1,2 10,250 LABORATORY CRP OF AMER HLDGSCOM 50540R409 15 220 SH DEFINED 1,2 220 LEAR SEATING CORP COM 521865105 1,763 124,300 SH DEFINED 2 124,300 LEGG MASON INC COM 524901105 12 270 SH DEFINED 1,2 270
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None LEGGETT & PLATT INC COM 524660107 6 330 SH DEFINED 1,2 330 LEHMAN_BROTHERS_HOLDING INC COM 524908100 968 48,860 SH DEFINED 1,2 48,860 LENNAR CORP CL A 526057104 3 270 SH DEFINED 1,2 270 LEUCADIA NATIONAL CORP COM 527288104 16 340 SH DEFINED 1,2 340 LEVEL 3 COMMUNICATIONS NOTE 52729NBE9 1,298 1,200,000 PRN DEFINED 2,3 333,336 LEXMARK INTERNATIONAL INC CL A 529771107 6 190 SH DEFINED 1,2 190 LIMITED BRANDS INC COM 532716107 10 620 SH DEFINED 1,2 620 LINCOLN NATIONAL CORP COM 534187109 4,556 100,529 SH DEFINED 1,2 100,529 LINEAR TECHNOLOGY CORP COM 535678106 14 440 SH DEFINED 1,2 440 LIZ CLAIBORNE INC COM 539320101 3 190 SH DEFINED 1,2 190 LOCKHEED MARTIN CORP COM 539830109 68 690 SH DEFINED 1,2 690 LOWES COS INC COM 548661107 60 2,910 SH DEFINED 1,2 2,910 LSI CORP COM 502161102 8 1,310 SH DEFINED 1,2 1,310 M & T BANK CORP COM 55261F104 11 160 SH DEFINED 1,2 160 MACYS INC COM 55616P104 17 858 SH DEFINED 1,2 858 MAGELLAN MIDSTREAM HOLDINGS COM 55907R108 6,654 295,752 SH DEFINED 2,4 295,752 MAGNA INTERNATIONAL INC CL A 559222401 1,336 22,550 SH DEFINED 2 22,550 MANITOWOC COMPANY INC COM 563571108 8 260 SH DEFINED 1,2 260
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None MARATHON OIL CORP COM 565849106 73 1,416 SH DEFINED 1,2 1,416 MARKWEST ENERGY PARTNERS LP LTD PART570759100 14,554 408,352 SH DEFINED 2,4 408,352 MARRIOTT INTERNATIONAL CLA 571903202 855 32,600 SH DEFINED 1,2 32,600 MARSH & MCLENNAN COS COM 571748102 28 1,040 SH DEFINED 1,2 1,040 MARSHALL & ILSLEY CORP COM 571837103 8 520 SH DEFINED 1,2 520 MASCO CORP COM 574599106 11 720 SH DEFINED 1,2 720 MASTERCARD INC CL A 57636Q104 2,655 10,000 SH DEFINED 2 10,000 MATTEL INC COM 577081102 12 720 SH DEFINED 1,2 720 MBIA INC COM 55262C100 2 410 SH DEFINED 1,2 410 MCCORMICK & CO COM 579780206 9 260 SH DEFINED 1,2 260 MCDONALDS CORP COM 580135101 129 2,300 SH DEFINED 1,2 2,300 MCGRAW-HILL COMPANIES INC COM 580645109 26 640 SH DEFINED 1,2 640 MCKESSON CORP COM 58155Q103 32 580 SH DEFINED 1,2 580 MEADWESTVACO CORP COM 583334107 8 350 SH DEFINED 1,2 350 MEDCO HEALTH SOLUTIONS INC COM 58405U102 49 1,042 SH DEFINED 1,2 1,042 MEDIACOM COMMUNICATIONS CORPCL A 58446K105 1,335 250,000 SH DEFINED 2 250,000
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None MEDTRONIC INC COM 585055106 271 5,240 SH DEFINED 1,2 5,240 MEMC ELECTRONIC MATERIALS COM 552715104 28 460 SH DEFINED 1,2 460 MERCK & CO. INC. COM 589331107 163 4,320 SH DEFINED 1,2 4,320 MEREDITH CORP COM 589433101 2 80 SH DEFINED 1,2 80 MERRILL LYNCH & CO INC COM 590188108 62 1,940 SH DEFINED 1,2 1,940 METLIFE INC COM 59156R108 75 1,420 SH DEFINED 1,2 1,420 MGIC INVESTMENT CORP COM 552848103 1 240 SH DEFINED 1,2 240 MI DEVELOPMENTS INC CL A 55304X104 915 40,675 SH DEFINED 2 40,675 MICROCHIP TECHNOLOGY INC COM 595017104 12 380 SH DEFINED 1,2 380 MICRON TECHNOLOGY INC COM 595112103 9 1,510 SH DEFINED 1,2 1,510 MICROSOFT CORP COM 594918104 3,874 140,815 SH DEFINED 1,2 140,815 MILLIPORE CORP COM 601073109 7 110 SH DEFINED 1,2 110 MOLEX INC COM 608554101 7 280 SH DEFINED 1,2 280 MOLSON COORS BREWING CO CL B 60871R209 15 280 SH DEFINED 1,2 280 MONSANTO CO COM 61166W101 138 1,092 SH DEFINED 1,2 1,092 MONSTER WORLDWIDE INC COM 611742107 5 250 SH DEFINED 1,2 250 MOODYS CORP COM 615369105 14 410 SH DEFINED 1,2 410 MORGAN ST DEAN WITTER DISCOVCOM 617446448 1,384 38,375 SH DEFINED 1,2 38,375
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None MORGAN STANLEY QUAL MUNI SECSECS 61745P585 367 28,600 SH DEFINED 2,4 28,600 MOTOROLA INC COM 620076109 2,118 288,490 SH DEFINED 1,2 288,490 MURPHY OIL CORP COM 626717102 37 380 SH DEFINED 1,2 380 MYLAN INC COM 628530107 7 600 SH DEFINED 1,2 600 NABORS INDUSTRIES LTD SHS G6359F103 28 560 SH DEFINED 1,2 560 NARA BANCORP INC COM 63080P105 201 18,700 SH DEFINED 2 18,700 NATIONAL CITY CORP COM 635405103 7 1,510 SH DEFINED 1,2 1,510 NATIONAL OILWELL VARCO INC COM 637071101 74 830 SH DEFINED 1,2 830 NATIONAL SEMICONDUCTOR CORP COM 637640103 9 450 SH DEFINED 1,2 450 NAVIOS MARITIME PARTNERS LP UNIT LP Y62267102 438 30,000 SH DEFINED 2,4 30,000 NCI BUILDING SYSTEMS INC COM 628852105 464 12,625 SH DEFINED 2 12,625 NETAPP INC COM 64110D104 15 680 SH DEFINED 1,2 680 NEW YORK TIMES CO CL A 650111107 3 200 SH DEFINED 1,2 200 NEWELL RUBBERMAID INC COM 651229106 9 550 SH DEFINED 1,2 550 NEWMONT MINING CORP COM 651639106 47 910 SH DEFINED 1,2 910 NEWS CORP CL A 65248E104 6,085 404,580 SH DEFINED 1,2 404,580 NICOR INC COM 654086107 4 90 SH DEFINED 1,2 90
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None NII HOLDINGS INC NOTE 62913FAF9 3,262 2,800,000 PRN DEFINED 2,3 55,908 NIKE INC CL B 654106103 46 770 SH DEFINED 1,2 770 NISOURCE INC COM 65473P105 10 540 SH DEFINED 1,2 540 NOBLE CORP SHS G65422100 35 540 SH DEFINED 1,2 540 NOBLE ENERGY INC COM 655044105 35 350 SH DEFINED 1,2 350 NORDSTROM INC COM 655664100 917 30,260 SH DEFINED 1,2 30,260 NORFOLK SOUTHERN CORP COM 655844108 47 750 SH DEFINED 1,2 750 NORTHERN TRUST CORP COM 665859104 1,474 21,490 SH DEFINED 1,2 21,490 NORTHROP GRUMMAN CORP COM 666807102 45 678 SH DEFINED 1,2 678 NORTHWEST AIRLINES CORP COM 667280408 812 121,860 SH DEFINED 2 121,860 NOVELL INC COM 670006105 4 700 SH DEFINED 1,2 700 NOVELLUS SYSTEMS INC COM 670008101 4 200 SH DEFINED 1,2 200 NRG ENERGY INC COM 629377508 3,054 71,180 SH DEFINED 2 71,180 NUCOR CORP COM 670346105 47 630 SH DEFINED 1,2 630 NVIDIA CORP COM 67066G104 21 1,110 SH DEFINED 1,2 1,110
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None NYSE EURONEXT COM 629491101 27 530 SH DEFINED 1,2 530 OCCIDENTAL PETROLEUM COM 674599105 8,235 91,640 SH DEFINED 1,2 91,640 OFFICE DEPOT INC COM 676220106 6 540 SH DEFINED 1,2 540 OFFICEMAX INC COM 67622P101 2 150 SH DEFINED 1,2 150 OLD REPUBLIC INTL CORP COM 680223104 804 67,922 SH DEFINED 2 67,922 OMNICOM GROUP COM 681919106 29 640 SH DEFINED 1,2 640 OPNEXT INC COM 68375V105 1,256 233,426 SH DEFINED 2,4 233,426 ORACLE CORP COM 68389X105 2,790 132,880 SH DEFINED 1,2 132,880 OSG AMERICA LP COM 671028108 2,420 177,261 SH DEFINED 2,4 177,261 P G & E CORP COM 69331C108 28 710 SH DEFINED 1,2 710 PACCAR INC COM 693718108 31 730 SH DEFINED 1,2 730 PACTIV CORPORATION COM 695257105 6 260 SH DEFINED 1,2 260 PALL CORP COM 696429307 10 250 SH DEFINED 1,2 250 PARKER HANNIFIN CORP COM 701094104 24 335 SH DEFINED 1,2 335 PATTERSON COS INC COM 703395103 8 260 SH DEFINED 1,2 260 PAYCHEX INC COM 704326107 20 650 SH DEFINED 1,2 650
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ PEABODY ENERGY CORP COM 704549104 48 540 SH DEFINED 1,2 540 PENN VIRGINIA GP HOLDINGS LPCOM 70788P105 2,278 69,515 SH DEFINED 2,4 69,515 PENN VIRGINIA RESOURCE PARTNCOM 707884102 4,608 170,148 SH DEFINED 2,4 170,148 PEPCO HOLDINGS INC COM 713291102 10 400 SH DEFINED 1,2 400 PEPSI BOTTLING GROUP INC COM 713409100 8 270 SH DEFINED 1,2 270 PEPSICO INCORPORATED COM 713448108 1,660 26,100 SH DEFINED 1,2 26,100 PERKINELMER INC COM 714046109 6 230 SH DEFINED 1,2 230 PETRO-CANADA COM 71644E102 3,345 60,000 SH DEFINED 2 60,000 PFIZER INC COM 717081103 2,489 142,470 SH DEFINED 1,2 142,470 PHARMACEUTICAL HOLDRS TRUST DEPOSITR71712A206 843 12,500 SH DEFINED 2 12,500 PHARMANET DEVELOPMENT GROUP COM 717148100 330 20,950 SH DEFINED 2 20,950 PHH CORP COM 693320202 705 45,925 SH DEFINED 2 45,925 PHILIP MORRIS INTERNATIONAL COM 718172109 948 19,200 SH DEFINED 1,2 19,200 PIKE ELECTRIC CORP COM 721283109 1,097 66,050 SH DEFINED 2 66,050 PINNACLE WEST CAPITAL COM 723484101 6 200 SH DEFINED 1,2 200
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None PIONEER NATURAL RESOURCES COCOM 723787107 1,957 25,000 SH DEFINED 2 25,000 PITNEY BOWES INC COM 724479100 14 420 SH DEFINED 1,2 420 PLANTRONICS INC COM 727493108 870 39,000 SH DEFINED 2 39,000 PLUM CREEK TIMBER CO COM 729251108 15 340 SH DEFINED 1,2 340 PNC FINANCIAL SERVICES GROUPCOM 693475105 39 680 SH DEFINED 1,2 680 POLO RALPH LAUREN CORP CL A 731572103 8 120 SH DEFINED 1,2 120 POPULAR INC COM 733174106 1,557 236,250 SH DEFINED 2 236,250 PPG INDUSTRIES INC COM 693506107 19 330 SH DEFINED 1,2 330 PPL CORPORATION COM 69351T106 39 750 SH DEFINED 1,2 750 PRAXAIR INC COM 74005P104 1,944 20,630 SH DEFINED 1,2 20,630 PRECISION CASTPARTS CORP COM 740189105 27 280 SH DEFINED 1,2 280 PRINCIPAL FINANCIAL GROUP COM 74251V102 22 520 SH DEFINED 1,2 520 PROCTER & GAMBLE CO COM 742718109 1,225 20,140 SH DEFINED 1,2 20,140 PROGRESS ENERGY INC COM 743263105 22 520 SH DEFINED 1,2 520 PROGRESSIVE CORP COM 743315103 25 1,350 SH DEFINED 1,2 1,350
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None PROLOGIS INT 743410102 28 520 SH DEFINED 1,2 520 PRUDENTIAL FINANCIAL INC COM 744320102 53 890 SH DEFINED 1,2 890 PUBLIC SERVICE ENTERPRISE GPCOM 744573106 47 1,020 SH DEFINED 1,2 1,020 PUBLIC STORAGE COM 74460D109 20 250 SH DEFINED 1,2 250 PULTE HOMES INC COM 745867101 4 420 SH DEFINED 1,2 420 QLOGIC CORP COM 747277101 4 260 SH DEFINED 1,2 260 QUALCOMM INC COM 747525103 420 9,470 SH DEFINED 1,2 9,470 QUEST DIAGNOSTICS COM 74834L100 16 320 SH DEFINED 1,2 320 QUESTAR CORP COM 748356102 25 350 SH DEFINED 1,2 350 QUICKSILVER GAS SERVICES LP COM 74839G106 3,611 153,667 SH DEFINED 2,4 153,667 QWEST COMMUNICATIONS INTL COM 749121109 12 3,060 SH DEFINED 1,2 3,060 RADIO ONE INC -CL D CL D 75040P405 136 105,700 SH DEFINED 2 105,700 RADIOSHACK CORP COM 750438103 3 260 SH DEFINED 1,2 260 RAIT FINANCIAL TRUST COM 749227104 377 50,781 SH DEFINED 2,4 50,781
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None RANGE RESOURCES CORP COM 75281A109 20 300 SH DEFINED 1,2 300 RAYTHEON COMPANY COM 755111507 48 850 SH DEFINED 1,2 850 REGENCY ENERGY PARTNERS LP COM 75885Y107 4,394 180,754 SH DEFINED 2,4 180,754 REGIONS FINANCIAL CORP COM 7591EP100 15 1,380 SH DEFINED 1,2 1,380 REGIS CORP COM 758932107 878 33,325 SH DEFINED 2 33,325 RENAISSANCERE HOLDINGS LTD COM G7496G103 2,012 45,050 SH DEFINED 2 45,050 RENT-A-CENTER INC COM 76009N100 2,865 139,300 SH DEFINED 2 139,300 REYNOLDS AMERICAN INC COM 761713106 16 340 SH DEFINED 1,2 340 ROBERT HALF INTL INC COM 770323103 8 320 SH DEFINED 1,2 320 ROCKWELL COLLINS INC. COM 774341101 16 330 SH DEFINED 1,2 330 ROCKWELL INTL CORP COM 773903109 5,370 122,800 SH DEFINED 1,2 122,800 ROHM AND HAAS CO COM 775371107 12 250 SH DEFINED 1,2 250 ROWAN COS INC COM 779382100 4,218 90,220 SH DEFINED 1,2 90,220 RR DONNELLEY & SONS CO COM 257867101 13 430 SH DEFINED 1,2 430 RYDER SYSTEM INC COM 783549108 8 120 SH DEFINED 1,2 120
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None SAFECO CORP COM 786429100 12 180 SH DEFINED 1,2 180 SAFEWAY INC COM 786514208 25 880 SH DEFINED 1,2 880 SANDISK CORP COM 80004C101 9 460 SH DEFINED 1,2 460 SANGAMO BIOSCIENCES INC COM 800677106 316 31,775 SH DEFINED 2 31,775 SARA LEE CORP COM 803111103 2,708 221,046 SH DEFINED 1,2 221,046 SCHERING-PLOUGH CORP COM 806605101 64 3,230 SH DEFINED 1,2 3,230 SCHLUMBERGER LIMITED COM 806857108 2,717 25,290 SH DEFINED 1,2 25,290 SCHWAB (CHARLES) CORP COM 808513105 38 1,870 SH DEFINED 1,2 1,870 SCHWEITZER-MAUDUIT INTL INC COM 808541106 854 50,700 SH DEFINED 2 50,700 SEALED AIR CORP COM 81211K100 6 320 SH DEFINED 1,2 320 SEALY CORP COM 812139301 492 85,775 SH DEFINED 2 85,775 SEARS HOLDINGS CORP COM 812350106 941 12,770 SH DEFINED 1,2,4 12,770 SEMGROUP ENERGY PARTNERS LP UNIT LP 81662W108 14,709 580,460 SH DEFINED 2,4 580,460 SEMPRA ENERGY COM 816851109 2,128 37,695 SH DEFINED 1,2 37,695 SEPRACOR INC NOTE 817315AT1 1,552 1,600,000 PRN DEFINED 2,3 50,168 SHERWIN-WILLIAMS CO/THE COM 824348106 9 200 SH DEFINED 1,2 200
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None SIGMA-ALDRICH COM 826552101 14 260 SH DEFINED 1,2 260 SIMON PROPERTY GROUP INC COM 828806109 40 450 SH DEFINED 1,2 450 SLM CORP COM 78442P106 18 930 SH DEFINED 1,2 930 SMITH INTERNATIONAL INC COM 832110100 33 400 SH DEFINED 1,2 400 SNAP-ON INC COM 833034101 6 120 SH DEFINED 1,2 120 SOUTHERN CO COM 842587107 53 1,520 SH DEFINED 1,2 1,520 SOUTHWEST AIRLINES CO COM 844741108 19 1,460 SH DEFINED 1,2 1,460 SOUTHWESTERN ENERGY CO COM 845467109 32 680 SH DEFINED 1,2 680 SOVEREIGN BANCORP INC COM 845905108 7 945 SH DEFINED 1,2 945 SPECTRA ENERGY CORP COM 847560109 36 1,259 SH DEFINED 1,2 1,259 SPECTRA ENERGY PARTNERS LP COM 84756N109 3,469 150,500 SH DEFINED 2,4 150,500 SPHERION CORPORATION COM 848420105 79 17,125 SH DEFINED 2 17,125 SPRINT NEXTEL CORP COM 852061100 54 5,678 SH DEFINED 1,2 5,678 ST JUDE MEDICAL INC COM 790849103 846 20,690 SH DEFINED 1,2 20,690 STANLEY WORKS/THE COM 854616109 7 160 SH DEFINED 1,2 160 STAPLES INC COM 855030102 140 5,900 SH DEFINED 1,2 5,900 STARBUCKS CORP COM 855244109 54 3,450 SH DEFINED 1,2 3,450
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None STARWOOD HOTELS & RESORTS COM 85590A401 15 380 SH DEFINED 1,2 380 STATE STREET CORP COM 857477103 54 850 SH DEFINED 1,2 850 STEWART INFORMATION SERVICESCOM 860372101 471 24,375 SH DEFINED 2 24,375 STONE CONTAINER CORP COM 832727101 814 200,000 SH DEFINED 2 200,000 STRYKER CORP COM 863667101 30 480 SH DEFINED 1,2 480 SUN MICROSYSTEMS INC COM 866810203 17 1,577 SH DEFINED 1,2 1,577 SUNOCO INC COM 86764P109 10 240 SH DEFINED 1,2 240 SUNTRUST BANKS INC COM 867914103 25 700 SH DEFINED 1,2 700 SUPERVALU INC COM 868536103 13 421 SH DEFINED 1,2 421 SYMANTEC CORP COM 871503108 33 1,684 SH DEFINED 1,2 1,684 SYSCO CORP COM 871829107 33 1,200 SH DEFINED 1,2 1,200 T ROWE PRICE GROUP INC COM 74144T108 30 530 SH DEFINED 1,2 530 TALISMAN ENERGY INC COM 87425E103 6,639 300,000 SH DEFINED 2 300,000 TARGET CORP COM 87612E106 76 1,630 SH DEFINED 1,2 1,630 TECH DATA CORP COM 878237106 748 22,075 SH DEFINED 2 22,075 TECO ENERGY INC COM 872375100 9 420 SH DEFINED 1,2 420 TELLABS INC COM 879664100 4 820 SH DEFINED 1,2 820 TENET HEALTHCARE CORP CL A 88033G100 5 940 SH DEFINED 1,2 940
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None TERADATA CORP COM 88076W103 8 360 SH DEFINED 1,2 360 TERADYNE INC COM 880770102 4 340 SH DEFINED 1,2 340 TEREX CORP COM 880779103 11 210 SH DEFINED 1,2 210 TESORO CORP COM 881609101 5 270 SH DEFINED 1,2 270 TEXAS INSTRUMENTS INC COM 882508104 74 2,640 SH DEFINED 1,2 2,640 TEXTRON INC COM 883203101 896 18,700 SH DEFINED 1,2 18,700 THE WALT DISNEY CO COM 254687106 117 3,750 SH DEFINED 1,2 3,750 THERMO FISHER SCIENTIFIC INCCOM 883556102 47 840 SH DEFINED 1,2 840 TIFFANY & CO COM 886547108 10 250 SH DEFINED 1,2 250 TIME WARNER INC COM 887317105 105 7,120 SH DEFINED 1,2 7,120 TITANIUM METALS CORP COM 888339207 3 190 SH DEFINED 1,2 190 TJX COS. INC. COM 872540109 1,415 44,970 SH DEFINED 1,2 44,970 TORCHMARK CORP COM 891027104 1,159 19,755 SH DEFINED 1,2 19,755 TOTAL SYSTEM SERVICES INC COM 891906109 9 390 SH DEFINED 1,2 390 TRANSMONTAIGNE PARTNERS LP COM 89376V100 7,766 287,400 SH DEFINED 2,4 287,400 TRANSOCEAN INC SHS G90073100 97 634 SH DEFINED 1,2 634
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None TRAVELERS COS INC/THE COM 89417E109 54 1,237 SH DEFINED 1,2 1,237 TREX COMPANY INC COM 89531P105 650 55,425 SH DEFINED 2 55,425 TYCO ELECTRONICS LTD COM G9144P105 35 972 SH DEFINED 1,2 972 TYCO INTERNATIONAL LTD SHS G9143X208 39 972 SH DEFINED 1,2 972 TYSON FOODS INC CL A 902494103 8 540 SH DEFINED 1,2 540 UNILEVER NV SHS 904784709 1,859 65,450 SH DEFINED 2 65,450 UNION PACIFIC CORP COM 907818108 79 1,040 SH DEFINED 1,2 1,040 UNISYS CORP COM 909214108 3 700 SH DEFINED 1,2 700 UNITED NATIONAL GROUP LTD COM 90933T109 885 66,200 SH DEFINED 2 66,200 UNITED PARCEL SERVICE CL B 911312106 127 2,060 SH DEFINED 1,2 2,060 UNITED STATES STEEL CORP COM 912909108 44 240 SH DEFINED 1,2 240 UNITED STATIONERS INC COM 913004107 518 14,025 SH DEFINED 2 14,025 UNITED TECHNOLOGIES CORP. COM 913017109 1,108 17,960 SH DEFINED 1,2 17,960 UNITEDHEALTH GROUP INC COM 91324P102 65 2,490 SH DEFINED 1,2 2,490 UNIVERSAL CORP-VA COM 913456109 551 12,175 SH DEFINED 2 12,175 UNUM GROUP COM 91529Y106 14 690 SH DEFINED 1,2 690 US BANCORP COM 902973304 96 3,450 SH DEFINED 1,2 3,450
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None UST INC COM 902911106 16 300 SH DEFINED 1,2 300 VALERO ENERGY CORP COM 91913Y100 44 1,070 SH DEFINED 1,2 1,070 VARIAN MEDICAL SYSTEMS INC COM 92220P105 13 250 SH DEFINED 1,2 250 VERISIGN INC COM 92343E102 15 390 SH DEFINED 1,2 390 VERIZON COMMUNICATIONS INC COM 92343V104 202 5,720 SH DEFINED 1,2 5,720 VF CORP COM 918204108 13 180 SH DEFINED 1,2 180 VIACOM INC-CLASS B CL B 92553P201 39 1,280 SH DEFINED 1,2 1,280 VIAD CORP COM 92552R406 551 21,369 SH DEFINED 2 21,369 VISA INC-CLASS A SHARES CL A 92826C839 1,525 18,750 SH DEFINED 2 18,750 VORNADO REALTY TRUST INT 929042109 24 270 SH DEFINED 1,2 270 VULCAN MATERIALS CO COM 929160109 13 220 SH DEFINED 1,2 220 WACHOVIA CORP COM 929903102 1,589 102,340 SH DEFINED 1,2 102,340 WAL MART STORES INC COM 931142103 1,595 28,385 SH DEFINED 1,2 28,385 WALGREEN CO COM 931422109 64 1,980 SH DEFINED 1,2 1,980 WASHINGTON MUTUAL INC COM 939322103 95 19,235 SH DEFINED 1,2 19,235
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None WASHINGTON POST CL B 939640108 12 20 SH DEFINED 1,2 20 WASTE MANAGEMENT INC COM 94106L109 37 990 SH DEFINED 1,2 990 WATERS CORP COM 941848103 13 200 SH DEFINED 1,2 200 WATSON PHARMACEUTICALS INC COM 942683103 6 210 SH DEFINED 1,2 210 WEATHERFORD INTL LTD COM G95089101 2,398 48,350 SH DEFINED 1,2 48,350 WELLPOINT INC COM 94973V107 51 1,080 SH DEFINED 1,2 1,080 WELLS FARGO & CO COM 949746101 156 6,570 SH DEFINED 1,2 6,570 WENDYS INTERNATIONAL INC COM 950590109 5 170 SH DEFINED 1,2 170 WESTERN UNION CO COM 959802109 37 1,489 SH DEFINED 1,2 1,489 WEYERHAEUSER CO COM 962166104 21 420 SH DEFINED 1,2 420 WHIRLPOOL CORPORATION COM 963320106 2,068 33,508 SH DEFINED 1,2 33,508 WHOLE FOODS MARKET INC COM 966837106 7 280 SH DEFINED 1,2 280 WILLIAMS COS INC COM 969457100 3,357 83,290 SH DEFINED 1,2 83,290 WILLIAMS PIPELINE PARTNERS LCOM 96950K103 3,220 186,555 SH DEFINED 2,4 186,555 WINDSTREAM CORP COM 97381W104 11 896 SH DEFINED 1,2 896
Column Column Column Column Column Column Column Column 1: 2: 3: 4: 5: 6: 7: 8: Name Title Shares or Voting Authority of of CUSIP Value Principal SH/ Put/ Investment Other ------------------ Issuer Class Number (x$1000) Amount PRN Call Discretion Mgrs Sole Shared None WISCONSIN ENERGY CORP COM 976657106 1,595 35,275 SH DEFINED 2 35,275 WRIGLEY WM JR CO COM 982526105 34 435 SH DEFINED 1,2 435 WW GRAINGER INC COM 384802104 11 140 SH DEFINED 1,2 140 WYETH COM 983024100 1,191 24,830 SH DEFINED 1,2 24,830 WYETH DBCV 983024AD2 5,313 5,203,000 PRN DEFINED 2 86,156 WYNDHAM WORLDWIDE CORP COM 98310W108 6 350 SH DEFINED 1,2 350 XCEL ENERGY INC COM 98389B100 17 850 SH DEFINED 1,2 850 XEROX CORP COM 984121103 6,805 501,820 SH DEFINED 1,2 501,820 XILINX INC COM 983919101 14 570 SH DEFINED 1,2 570 XL CAPITAL LTD CL A G98255105 515 25,025 SH DEFINED 1,2 25,025 XTO ENERGY INC COM 98385X106 70 1,015 SH DEFINED 1,2 1,015 YAHOO! INC COM 984332106 55 2,660 SH DEFINED 1,2 2,660 YUM! BRANDS INC COM 988498101 33 950 SH DEFINED 1,2 950 ZIMMER HOLDINGS INC COM 98956P102 32 470 SH DEFINED 1,2 470 ZIONS BANCORPORATION COM 989701107 7 210 SH DEFINED 1,2 210
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