-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JhaORLZG2MugxC7TnuFSHboJx4MN7bJMLfYWRqk+qtwYrePlYfV8nXhNUgceV0v9 rocGmzo30F4ZWRDE7OxtUQ== 0000021175-02-000030.txt : 20021120 0000021175-02-000030.hdr.sgml : 20021120 20021120144231 ACCESSION NUMBER: 0000021175-02-000030 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000331 FILED AS OF DATE: 20021120 EFFECTIVENESS DATE: 20021120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-00346 FILM NUMBER: 02834626 BUSINESS ADDRESS: STREET 1: CNA PLZ STREET 2: 235 CITY: CHICAGO STATE: IL ZIP: 60685 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA PLAZA STREET 2: 235 CITY: CHICAGO STATE: IL ZIP: 60685 13F-HR/A 1 cnafmartm.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2000 Check here if Amendment [ x ]; Amendment Number:1 This Amendment (Check only one.): [ x ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CNA Financial Corporation Address: CNA Plaza Chicago,IL 60685 13F File Number: 28-346 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Lynne Gugenheim Title: Senior Vice President and Deputy General Counsel Phone: (312) 822 4921 Signature, Place, and Date of Signing: November 12, 2002 Chicago, Illinois, 60685 I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Assets reported herein are described as having shared investment discretion among Loews Corporation, CNA Financial Corporation,The Continental Corporation, Continental Casualty Company and Continental Assurance Company. Each of the foregoing entities specifically disclaims ownership of any securities in this report which are not beneficially owned by that entity and states that such assets are solely under the control of its board of directors. The characterization of shared investment discretion with parent holding companies is made solely as a consequence of SEC interpretations regarding control of the subsidiary through share ownership. Loews Corporation owns approximately 90% of the outstanding shares of CNA Financial Corporation; CNA Financial Corporation owns 100% of the outstanding shares of Continental Casualty Company and The Continental Corporation; and Continental Casualty Company owns 100% of the outstanding shares of Continental Assurance Company. Loews Corporation will report separately on securities over which it has investment discretion which are not part of this report. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 Form 13F Information Table Entry Total: 226 Form 13F Information Table Value Total: 2,786,113 (in thousands) List of Other Included Managers: No. 13F File Number Name 1 28-172 The Continental Corporation 2 28 -217 Loews Corporation 3 28-386 Continental Assurance Company 4 28-387 Continental Casualty Company 13F INFORMATION TABLE CLASS VALUE OTHER PUT/ INVSTMT VOTING AUTHORITY NAME OF ISSUER TITLE CUSIP (X1000) MGRS AMOUNT TYPE CALL DSCRETN SOLE SH NONE ACME COMMUNICATIONS INC COM 004631107 15,431 4,2 674,595 SH DEFINED 674,595 ACX TECHNOLOGIES COM 005123104 0 2,1 2 SH DEFINED 2 ADVANTICA RESTAURANT GRP COM 00758B109 5,816 4,2 3,877,287 SH DEFINED 3,877,287 AES CORP JR SBDB CV 00130HAN5 8,344 3,2 5,445,000 PRN DEFINED AFFIL COMPUTER SB NT CV 008190AD2 4,921 3,2 4,720,000 PRN DEFINED AGILENT TECHNOLOGIES INC COM 00846U101 2,288 3,2 22,000 SH DEFINED 22,000 AGNICO-EAGLE MINES LTD COM 008474108 2,030 4,2 365,000 SH DEFINED 365,000 AIR PRODUCTS & CHEMICAL COM 009158106 569 4,2 20,000 SH DEFINED 20,000 ALLIN COMMUNICATIONS CORP COM 019924109 1,169 4,2 340,000 SH DEFINED 340,000 ALLTEL CORP COM 020039103 6,328 4,2,1 100,352 SH DEFINED 100,352 ALPHARMA INC SB NT CV 020813AB7 7,168 3,2 5,280,000 PRN DEFINED ALTIVA FINANCIAL CORP COM 021497300 52 4,2 32,000 SH DEFINED 32,000 AMERADA HESS COM 023551104 1,616 4,2 25,000 SH DEFINED 25,000 AMERICA ONLINE INC COM 02364J104 4,237 3,2 63,000 SH DEFINED 63,000 AMERICA WEST HOLDINGS CL B 023657208 330 3,2 21,278 SH DEFINED 21,278 AMERICAN BUSINESS FINL SVCS COM 02476B106 443 4,2 25,042 SH DEFINED 25,042 AMERICAN CAPITAL STRATEGIES COM 024937104 4,123 4,2 162,500 SH DEFINED 162,500 AMERICAN EXPRESS COM 025816109 3,723 3,2 25,000 SH DEFINED 25,000 AMERICAN INTL GROUP INC COM 026874107 999 4,2 9,127 SH DEFINED 9,127 AMR CORP COM 001765106 1,913 4,2 60,000 SH DEFINED 60,000 ANHEUSER BUSCH CO COM 035229103 2,185 4,2 35,100 SH DEFINED 35,100 ANTEC CORP SB NT CV 03664PAA3 4,323 4,2 2,250,000 PRN DEFINED AON CORP COM 037389103 2,148 4,2 66,600 SH DEFINED 66,600 APPLIED MATERIALS INC. COM 038222105 9,048 3,2 48,000 SH DEFINED 48,000 ARCHER DANIELS COM 039483102 9,287 4,2 900,578 SH DEFINED 900,578 ARGUSS HOLDINGS INC COM 040282105 8,212 3,2 367,012 SH DEFINED 367,012 ASHANTI GOLDFIELDS GDR 043743202 1,233 4,2 580,000 SH DEFINED 580,000 AT & T CORPORATION COM 001957109 22,525 4,2 400,000 SH DEFINED 400,000 BANGOR HYDRO-ELECTRIC CO COM 060077104 116 4,2 6,700 SH DEFINED 6,700 BANK ONE CORP COM 06423A103 4,538 4,2 132,000 SH DEFINED 132,000 BANK UNITED CORP CL A 065412108 2,209 3,2 70,000 SH DEFINED 70,000 BAYCORP HOLDINGS LTD COM 072728108 8,653 3,2 397,842 SH DEFINED 397,842 BECTON DICKINSON & CO COM 075887109 4,328 4,2 164,500 SH DEFINED 164,500 BELL ATLANTIC CORP COM 077853109 2,139 4,2 35,000 SH DEFINED 35,000 BELLSOUTH CORP COM 079860102 1,641 4,2 35,000 SH DEFINED 35,000 BEVERLY ENTERPRISES INC COM 087851309 3,078 4,2 834,900 SH DEFINED 834,900 BOEING COMPANY COM 097023105 3,781 4,2 100,000 SH DEFINED 100,000 BUCKHEAD AMERICA CORP COM 11835A105 111 4,2 21,579 SH DEFINED 21,579 BURLINGTON NORTHERN SANTA FE COM 12189T104 13,768 4,2 605,200 SH DEFINED 605,200 BURLINGTON RESOURCES INC COM 122014103 2,220 4,2 60,000 SH DEFINED 60,000 CABOT INDUSTRIAL TRUST COM 127072106 261 4,2 14,000 SH DEFINED 14,000 CANADIAN NATL RAILWAY CO COM 136375102 6 3,2 224 SH DEFINED 224 CAPITAL ONE FINANCIAL CORP COM 14040H105 2,397 4,2 50,000 SH DEFINED 50,000 CARDINAL HEALTH INC. COM 14149Y108 3,194 3,2 69,625 SH DEFINED 69,625 CARNIVAL CORP COM 143658102 2,233 3,2 90,000 SH DEFINED 90,000 CATELLUS DEVELOPMENT CORP COM 149111106 1,495 4,2 107,724 SH DEFINED 107,724 CH ENERGY GROUP INC. COM 12541M102 987 4,2 32,500 SH DEFINED 32,500 CHARTER COMMUNICATIONS INC-A CL A 16117M107 2,794 4,2 195,000 SH DEFINED 195,000 CISCO SYSTEMS INC COM 17275R102 16,236 3,2 210,000 SH DEFINED 210,000 CITIGROUP INC COM 172967101 4,804 3,2 81,000 SH DEFINED 81,000 CNA INCOME SHARES INC COM 126119106 939 4,2 126,125 SH DEFINED 126,125 CNA SURETY CORPORATION COM 12612L108 377,655 4,2,1 27,096,347 SH DEFINED 27,096,347 COMCAST CORP CL A SPL 200300200 5,205 3,2 120,000 SH DEFINED 120,000 COMMUNICATION INTELLIGENCE COM 20338K106 4,476 4,2 750,000 SH DEFINED 750,000 CONECTIV INC COM 206829103 919 4,2 52,500 SH DEFINED 52,500 CREDENCE SYSTEMS NT CV 225302AC2 6,550 3,2 3,550,000 PRN DEFINED CREDENCE SYSTEMS CORP COM 225302108 501 2 4,000 SH DEFINED 4,000 CRESCENT REAL ESTATE EQT COM 225756105 1,575 4,2 90,000 SH DEFINED 90,000 CROWN RESOURCE CORP COM 228569109 693 4,2 501,400 SH DEFINED 501,400 CYANOTECH CORP COM 232437202 1,172 2,1 493,400 SH DEFINED 493,400 DTE ENERGY COMPANY COM 233331107 1,313 4,2 45,000 SH DEFINED 45,000 EASTERN UTILITIES ASSOC COM 277173100 2,667 4,2 85,000 SH DEFINED 85,000 EAST-WEST BANCORP INC. COM 27579R104 22,124 4,2 2,000,000 SH DEFINED 2,000,000 ECOLAB INC COM 278865100 44 2 1,200 SH DEFINED 1,200 EMC CORPORATION COM 268648102 7,163 3,2 57,300 SH DEFINED 57,300 ENGEL GENERAL DEVELOPERS ORD M40515104 465 4,2 120,000 SH DEFINED 120,000 ENRON CORP COM 293561106 10,483 3,2 140,000 SH DEFINED 140,000 EQUANT NV NY REGSHS 294409107 2,977 3,2 35,000 SH DEFINED 35,000 EQUITY OFFICE PROPERTIES COM 294741103 2,643 4,2 105,200 SH DEFINED 105,200 EQUITY OFFICE PROPERTIES TR PFD CV B 294741509 7,106 4,2 187,000 SH DEFINED 187,000 EQUITY RESIDENTIAL PROPERTY TSH BEN INT 29476L107 13,652 4,2 339,700 SH DEFINED 339,700 ESTEE LAUDER COMPANIES CL A 518439104 50 4,2 1,000 SH DEFINED 1,000 EXCITE@HOME SB NT CV 045919AD9 2,408 4,2 3,000,000 PRN DEFINED EXIGENT INTERNATIONAL INC COM 302056106 1 3,2 125 SH DEFINED 125 FIRST ALLIANCE CORP/CA COM 317936102 476 4,2 262,500 SH DEFINED 262,500 FIRST DATA CORP COM 319963104 3,319 3,2 75,000 SH DEFINED 75,000 FORD MOTOR COMPANY COM 345370100 8,269 4,2 180,000 SH DEFINED 180,000 FRIEDMAN BILLINGS RAMSEY CL A 358433100 555 4,2 51,000 SH DEFINED 51,000 GENENTECH INC SUB DEB CV 368710AA7 6,878 4,2 7,165,000 PRN DEFINED GENERAL COMMUNICATION CL A 369385109 43 3,2 7,913 SH DEFINED 7,913 GENERAL ELECTRIC CO COM 369604103 6,673 3,2 43,000 SH DEFINED 43,000 GENZYME CORP SB NT CV 372917AF1 3,918 3,2 2,700,000 PRN DEFINED GILLETTE CO. COM 375766102 3,543 3,2 94,000 SH DEFINED 94,000 GLAMIS GOLD LTD COM 376775102 2,364 4,2 1,260,740 SH DEFINED 1,260,740 GLENBOROUGH REALTY TRUST COM 37803P105 363 4,2 25,000 SH DEFINED 25,000 GLOBAL CROSSING LTD COM G3921A100 1,479,575 4,2 36,142,735 SH DEFINED 36,142,735 GOLD STANDARD INC COM 380724302 191 4,2 82,813 SH DEFINED 82,813 GOLDCORP INC CL A SUB VT 380956102 2,282 4,2 375,000 SH DEFINED 375,000 GOLDEN STATE BANCORP COM 381197102 2,137 4,2 143,100 SH DEFINED 143,100 GREENPOINT FINANCIAL CORP COM 395384100 1,005 4,2 51,200 SH DEFINED 51,200 HAYES LEMMERZ INTL INC COM COM 420781106 5,441 4,2 284,500 SH DEFINED 284,500 HEALTHCARE REALTY TRUST COM 421946104 6,544 4,2 390,700 SH DEFINED 390,700 HEALTHSOUTH CORP. COM 421924101 5,687 4,2 1,000,000 SH DEFINED 1,000,000 HEINZ H J CO COM 423074103 157 4,2 4,500 SH DEFINED 4,500 HEWLET-PACKARD SB LYONZR 428236AC7 45,602 4,2 60,500,000 PRN DEFINED HEWLETT-PACK FIN SB LYONZR 428236AA1 11,306 4,2 15,000,000 PRN DEFINED HOME DEPOT COM 437076102 774 2 12,000 SH DEFINED 12,000 HORIZON GROUP PROPERTIES COM 44041U102 3 4,2 630 SH DEFINED 630 HUMANA INC. COM 444859102 1,280 4,2 175,000 SH DEFINED 175,000 IDACORP INC COM 451107106 1,199 4,2 34,500 SH DEFINED 34,500 ILLINOIS TOOL WORKS INC COM 452308109 2,862 3,2 51,800 SH DEFINED 51,800 IMC GLOBAL INC COM 449669100 1,475 4,2 100,000 SH DEFINED 100,000 IMPERIAL CREDIT COMMERCIAL COM 45272T102 1,725 4,2 150,000 SH DEFINED 150,000 INFINITY BROADCASTING CORP CL A 45662S102 3,108 3,2 96,000 SH DEFINED 96,000 INSWEB CORPORATION COM 45809K103 13,489 4,2 1,401,467 SH DEFINED 1,401,467 INTEL CORP COM 458140100 5,884 3,2 44,600 SH DEFINED 44,600 INTERMEDIA COMMUNICATIONS COM 458801107 5,218 3,2 108,000 SH DEFINED 108,000 INTL BUSINESS MACHINE COM 459200101 3,705 3,2 31,400 SH DEFINED 31,400 INTERSTATE BAKERIES COM 46072H108 6,056 4,2 425,000 SH DEFINED 425,000 JPS INDUSTRIES INC COM 46624E405 1,467 4,2 419,243 SH DEFINED 419,243 KEMPER INTERMEDIATE GOVT TR SH BEN INT 488413105 946 4,2 149,800 SH DEFINED 149,800 KEYSPAN CORPORATION COM 49337W100 9,748 4,2 352,860 SH DEFINED 352,860 KEYSTONE FINANCIAL INC COM 493482103 19 2,1 1,013 SH DEFINED 1,013 KROGER COMPANY COM 501044101 5,343 3,4,2 304,200 SH DEFINED 304,200 L-3 COMMUNICATIONS CORP COM 502424104 2,272 3,2 43,700 SH DEFINED 43,700 LASALLE RE HOLDINGS ORD G5383Q101 19,777 4,2 1,425,354 SH DEFINED 1,425,354 LIBERTY MEDIA COM 001957208 16,532 3,2 279,024 SH DEFINED 279,024 LIBERTY PROPERTY TRUST SH BEN INT 531172104 4,550 4,2 190,100 SH DEFINED 190,100 LILLY (ELI) & CO. COM 532457108 2,381 3,2 37,800 SH DEFINED 37,800 LOCKHEED MARTIN CORP COM 539830109 1,022 4,2 50,000 SH DEFINED 50,000 LORAL SPACE & COMM COM G56462107 1,645 3,2 161,500 SH DEFINED 161,500 MACK-CALI REALTY CORP COM 554489104 255 4,2 10,000 SH DEFINED 10,000 MATTEL INC COM 577081102 5,250 4,2 500,000 SH DEFINED 500,000 MCKESSON HBOC INC COM 58155Q103 2,262 4,2 107,700 SH DEFINED 107,700 MCLEODUSA INC COM 582266102 848 2 10,000 SH DEFINED 10,000 MEDIAONE GROUP, INC COM 58440J104 1,046 2,1 12,917 SH DEFINED 12,917 MEDTRONIC INC COM 585055106 6,173 3,2 120,000 SH DEFINED 120,000 MELLON FINANCIAL CORP COM 58551A108 387 2 13,000 SH DEFINED 13,000 MERIDIAN GOLD INC COM 589975101 1,512 4,2 265,000 SH DEFINED 265,000 MGIC AETNA INC. COM 008117103 12,071 4,2 217,500 SH DEFINED 217,500 MGIC GPU INC. COM 36225X100 958 4,2 35,000 SH DEFINED 35,000 MICROCELL TELECOMM CL B NONVTG 59501T304 472 4,2 10,647 SH DEFINED 10,647 MICROSOFT CORP COM 594918104 4,569 3,2 43,000 SH DEFINED 43,000 MOLEX CL A NONVTG 608554200 3,860 3,2 86,993 SH DEFINED 86,993 MORRISON KNUDSEN CORP WT EXP 61844A117 0 2,1 35 SH CALL DEFINED MOTOROLA INC COM 620076109 5,553 3,2 39,000 SH DEFINED 39,000 MSDW ASIA PACIFIC FUND COM 61744U106 2,065 4,2 189,900 SH DEFINED 189,900 MSDW INDIA INVESTMENT FUND COM 61745C105 533 4,2 40,400 SH DEFINED 40,400 NACCO INDS INC CL A CL A 629579103 820 4,2 17,100 SH DEFINED 17,100 NATL DATA CORP SUB NT 635621AA3 3,878 3,2 4,610,000 PRN DEFINED NETOPIA INC COM 64114K104 1,148 2,1 15,957 SH DEFINED 15,957 NIAGARA MOHAWK HOLDINGS COM 653520106 3,195 4,2 236,700 SH DEFINED 236,700 NORFOLK SOUTHERN CORP. COM 655844108 2,907 4,2 204,000 SH DEFINED 204,000 NORTH FORK BANCORPORATION COM 659424105 2,275 4,2 127,250 SH DEFINED 127,250 OGE ENERGY CORP COM 670837103 1,522 4,2 79,300 SH DEFINED 79,300 OMNICARE INC SUB DEB CV 681904AD0 368 2 500,000 PRN DEFINED ON COMMAND CORPORATION COM 682160106 5,287 4,2 352,480 SH DEFINED 352,480 ON COMMAND CORPORATION WT B 682160122 554 4,2 123,130 SH CALL DEFINED OWENS-ILL INC PFD CONV 690768502 1,783 4,2 65,900 SH DEFINED 65,900 OWENS-ILLINOIS INC COM 690768403 926 4,2 54,900 SH DEFINED 54,900 PACTIV CORPORATION COM 695257105 1,651 4,2 190,000 SH DEFINED 190,000 PENNEY (J.C.) CO. INC. COM 708160106 1,934 4,2 130,000 SH DEFINED 130,000 PEPSI BOTTLING GROUP INC COM 713409100 7,600 4,2 380,000 SH DEFINED 380,000 PEPSICO INCORPORATED COM 713448108 3,180 3,2 92,000 SH DEFINED 92,000 PFIZER INC COM 717081103 4,863 3,2 133,000 SH DEFINED 133,000 PHILIP MORRIS COMPANIES INC COM 718154107 24,213 4,2 1,166,900 SH DEFINED 1,166,900 PITNEY-BOWES INC COM 724479100 2,011 3,2 45,000 SH DEFINED 45,000 PLACER DOME INC COM 725906101 3,479 4,2 445,352 SH DEFINED 445,352 POLICY MANAGEMENT SYSTEMS COE COM 731108106 18,228 4,2 1,519,024 SH DEFINED 1,519,024 POTASH CORP OF SASKATCHEWAN COM 73755L107 4,395 4,2 87,900 SH DEFINED 87,900 POTOMAC ELECTRIC POWER COM 737679100 20,134 4,2 889,900 SH DEFINED 889,900 PREMIER PARKS COM 740540208 229 2 10,900 SH DEFINED 10,900 PRIME HOSPITALITY CORP COM 741917108 46 4,2 6,375 SH DEFINED 6,375 PRIME RETAIL INC COM 741570105 28 4,2 12,600 SH DEFINED 12,600 PRISON REALTY TRUST INC COM 74264N105 668 4,2 218,300 SH DEFINED 218,300 PROCTER & GAMBLE CO COM 742718109 3,988 3,4,2 70,900 SH DEFINED 70,900 PROVIDIAN FINANCIAL CORP COM 74406A102 1,299 4,2 15,000 SH DEFINED 15,000 PSINET INC COM 74437C101 2,755 3,2 81,000 SH DEFINED 81,000 RADIO ONE INC CL A 75040P108 559 2,1 8,391 SH DEFINED 8,391 RAYTHEON CO. COM CL B 755111408 888 4,2 50,000 SH DEFINED 50,000 REYNOLDS METALS CO COM 761763101 3,050 4,2 45,600 SH DEFINED 45,600 RGS ENERGY GROUP INC COM 74956K104 1,647 4,2 77,500 SH DEFINED 77,500 ROCKWELL INTL CORP COM 773903109 1,112 4,2 26,600 SH DEFINED 26,600 SAFEWAY INC COM 786514208 4,525 3,4,2 100,000 SH DEFINED 100,000 SANMINA CORP SB DB CV 800907AA5 1,849 3,2 1,130,000 PRN DEFINED SANMINA CORP SUB NTCV 800907AB3 6,087 3,2 3,720,000 PRN DEFINED SBC COMMUNICATIONS INC COM 78387G103 843 4,2 20,000 SH DEFINED 20,000 SCANA CORP COM 80589M102 9,640 4,2 392,466 SH DEFINED 392,466 SCHERING PLOUGH COM 806605101 4,410 3,2 120,000 SH DEFINED 120,000 SCHLUMBERGER LIMITED COM 806857108 4,942 3,2 64,600 SH DEFINED 64,600 SEACOR HOLDINGS SUBNTCV 811904AE1 511 2 500,000 PRN DEFINED SEAGATE TECHNOLOGY INC. COM 811804103 615 4,2 10,000 SH DEFINED 10,000 SFX ENTERTAINMENT INC CL A 784178105 41 4,2 1,000 SH DEFINED 1,000 SIEBEL SYSTEMS INC COM 826170102 2,986 3,2 25,000 SH DEFINED 25,000 SIERRA PACIFIC RESOURCES COM 826428104 969 4,2 77,500 SH DEFINED 77,500 SMITH CHARLES E RESIDENTIAL COM 832197107 271 4,2 7,500 SH DEFINED 7,500 SOLECTRON CORP COM 834182107 1,605 3,2 40,000 SH DEFINED 40,000 SOLUTIA INC COM 834376105 1,078 4,2 80,600 SH DEFINED 80,600 SPANISH BROADCASTING SYS CLA CL A 846425882 235 4,2 10,000 SH DEFINED 10,000 SPEEDWAY MOTORSP SB DB CV 847788AC0 4,572 3,2 4,781,000 PRN DEFINED SPLITROCK SERVICES INC COM 848636304 832 4,2 20,364 SH DEFINED 20,364 SPRINT CORP COM 852061100 5,913 3,2,1 93,856 SH DEFINED 93,856 SPRINT CORP (PCS GROUP) COM SER1 852061506 94 2,1 1,428 SH DEFINED 1,428 STAR GAS PARTNER SR SUB UN 85512C204 191 4,2 42,434 PRN DEFINED STMICROELECTRON SUB LYONZR 861012AB8 47,036 3,4,2 28,550,000 PRN DEFINED STORAGE TECHNOLOGY COM 862111200 44 3,2 2,754 SH DEFINED 2,754 SUN MICROSYSTEMS INC COM 866810104 7,028 3,2 75,000 SH DEFINED 75,000 SUNBEAM CORP SRSDCV ZR 867071AA0 16,248 4,2 97,000,000 PRN DEFINED TANDY CORP COM 875382103 3,167 3,2 62,400 SH DEFINED 62,400 TECNOMATIX TECHNOLOGIES LTD ORD M8743P105 43 4,2 1,000 SH DEFINED 1,000 TEEKAY SHIPPING CORP COM Y8564W103 1,516 4,2 55,000 SH DEFINED 55,000 TELLABS INC COM 879664100 4,472 3,2 71,000 SH DEFINED 71,000 TEXAS INSTRUMENTS INCORPORATE COM 882508104 6,880 3,2 43,000 SH DEFINED 43,000 THOUSAND TRAILS, INC COM 885502104 778 4,2 159,660 SH DEFINED 159,660 TOWER AUTOMOTIVE SB NT CV 891707AE1 4,830 3,2 5,600,000 PRN DEFINED TRIBUNE CO NEW COM 896047107 3,985 3,4,2 109,000 SH DEFINED 109,000 TVX GOLD INC COM 87308K101 1,876 4,2 2,501,900 SH DEFINED 2,501,900 TYCO INTERNATIONAL LTD COM 902124106 4,838 3,2 97,000 SH DEFINED 97,000 UGLY DUCKLING CORP COM 903512101 384 4,2 50,000 SH DEFINED 50,000 UNION PACIFIC COM 907818108 3,916 4,2 100,100 SH DEFINED 100,100 UNITED TECHNOLOGIES CORP. COM 913017109 2,932 3,2 46,400 SH DEFINED 46,400 UNOCAL CORP COM 915289102 2,053 4,2 69,000 SH DEFINED 69,000 US AIR GROUP INC COM 911905107 417 4,2 15,000 SH DEFINED 15,000 US WEST INC COM 91273H101 21 3,2 293 SH DEFINED 293 USEC INC COM 90333E108 283 4,2 59,500 SH DEFINED 59,500 UST INC COM 902911106 19,520 4,2 1,249,300 SH DEFINED 1,249,300 WAL MART STORES INC COM 931142103 2,470 3,2 44,500 SH DEFINED 44,500 WASHINGTON GAS LIGHT CO COM 938837101 2,808 4,2 103,300 SH DEFINED 103,300 WASTE MANAGEMENT INC COM 94106L109 1,560 4,2 114,000 SH DEFINED 114,000 WELLS FARGO & COMPANY COM 949746101 3,684 3,2 90,000 SH DEFINED 90,000 WILLIAMS COS INC COM 969457100 8,977 3,4,2,1 204,312 SH DEFINED 204,312 WIND RIVER SYSTM SUB NT CONV 973149AC1 3,742 3,2 3,078,000 PRN DEFINED WISCONSIN ENERGY CORP COM 976657106 1,176 4,2 59,000 SH DEFINED 59,000 WPS RESOURCES CORP COM 92931B106 1,123 4,2 43,300 SH DEFINED 43,300 XEROX CORP COM 984121103 2,020 4,2 77,700 SH DEFINED 77,700 XTRA CORP COM 984138107 611 3,2 16,089 SH DEFINED 16,089
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