13F-HR/A 1 cnafjuntm.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2002 Check here if Amendment [ x ]; Amendment Number: 1 This Amendment (Check only one.): [ x ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CNA Financial Corporation Address: CNA Plaza Chicago, Il 60685 13F File Number: 28-346 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Lynne Gugenheim Title: Senior Vice President and Deputy General Counsel Phone: (312) 822 4921 Signature, Place, and Date of Signing: October 28,2002 Chicago, Illinois, Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 Loews Corporation also has investment discretion over the securities reported on herein by CNA Financial Corportion, Continental Assurance Company, Continental Casualty Company,and The Continental Corporation. Loews Corporation will report separately on securities over which it has investment discretion which are not part of such holdings. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 Form 13F Information Table Entry Total: 311 Form 13F Information Table Value 1,391,497.7(in thousands) List of Other Included Managers: No. 13F File Number Name 1 28-386 Continental Assurance Company 2 28-387 Continental Casualty Company 3 28-346 CNA Financial Corporation 4 28-172 The Continental Corporation FORM 13F INFORMATION TABLE CLASS VALUE OTHER INVSTMT VOTING AUTHORITY NAME OF ISSUER TITLE CUSIP (X1000) MGRS AMOUNT TYPE DSCRETN SOLE ACCENTURE LTD CL A G1150G111 2491 2,3 131100 SH Defined 131100 ACME COMMUNICATIONS INC COM 004631107 486 2,3 66071 SH Defined 66071 ACUITY BRANDS INC COM 00508Y102 490 1,3 26950 SH Defined 26950 ACXIOM CORP COM 005125109 979 1,3 56000 SH Defined 56000 AETNA INC COM 00817Y108 1385 1,3 28875 SH Defined 28875 AFFIL COMPUTER SUBNTCV 008190AF7 3058 1,3 2400000 PRN Defined 55256 AFFILIATED COMPUTER SVCS CL A 008190100 2013 1,3 42400 SH Defined 42400 AGCO CORP COM 001084102 139 1,3 7125 SH Defined 7125 AGERE SYSTEMS INC-A CL A 00845V100 910 2,3 649900 SH Defined 649900 AGILENT TECHNOLOGIES INC COM 00846U101 4236 1,2,3 179100 SH Defined 179100 ALCOA INC COM 013817101 4906 1,2,3 148000 SH Defined 148000 ALLSTATE CORPORATION COM 020002101 762 1,3 20600 SH Defined 20600 ALLTEL CORP COM 020039103 8836 1,2,3 188000 SH Defined 188000 AMBAC FINANCIAL GROUP INC COM 023139108 7392 1,2,3 110000 SH Defined 110000 AMER INTL GROUP DBCV 026874AP2 1225 2,3 2000000 PRN Defined 12125 AMERADA HESS COM 023551104 9075 1,2,3 110000 SH Defined 110000 AMERICA ONLINE NOTE 02364JAC8 6350 2,3 12450000 PRN Defined 72631 AMERICAN EXPRESS COM 025816109 2361 1,3 65000 SH Defined 65000 AMERICAN INTL GROUP INC COM 026874107 2900 1,3 42500 SH Defined 42500 AMERICAN NATIONAL INSURANCE COM 028591105 482 1,3 5000 SH Defined 5000 AMERICAN PHYSICIANS CAP INC COM 028884104 521 1,3 28200 SH Defined 28200 AMERISOURCEBERGEN CORP COM 03073E105 3124 1,3 41110 SH Defined 41110 AMGEN INC COM 031162100 5645 1,2,3 134800 SH Defined 134800 ANADARKO PETROLEUM CORP COM 032511107 5780 2,3 117250 SH Defined 117250 ANIXTER INTERNATIONAL INC COM 035290105 328 1,3 13975 SH Defined 13975 ANNUITY AND LIFE RE HOLDINGS ORD G03910109 218 1,3 12050 SH Defined 12050 ANTEC CORP NOTE 03664PAB1 2019 2,3 2250000 PRN Defined 93750 AON CORP COM 037389103 11645 1,2,3 395000 SH Defined 395000 APACHE CORP COM 037411105 2328 1,3 40500 SH Defined 40500 APPLIED MATERIALS INC. COM 038222105 2625 1,3 138000 SH Defined 138000 ARDEN REALTY GROUP INC COM 039793104 1007 2,3 35400 SH Defined 35400 ARRIS GROUP COM 04269Q100 176 2,3 40000 SH Defined 40000 ARTESYN TECHNOLOGIES INC COM 043127109 392 1,3 60525 SH Defined 60525 ARVINMERITOR INC COM 043353101 350 1,3 14575 SH Defined 14575 AT & T CORPORATION COM 001957109 4315 2,3 403300 SH Defined 403300 AT&T WIRELESS SERVICES INC COM 00209A106 550 2,3 93993 SH Defined 93993 ATLAS AIR WORLDWIDE HLDGS COM 049164106 181 2,3,4 49000 SH Defined 49000 AVAYA INC COM 053499109 509 1,2,3 102900 SH Defined 102900 AVAYA INC LYONZR 053499AA7 1622 1,2,3 4500000 PRN Defined 168497 BARNES & NOBLE INC COM 067774109 1493 1,3 56480 SH Defined 56480 BARRICK GOLD CORP COM 067901108 1875 2,3 150000 SH Defined 150000 BECTON DICKINSON & CO COM 075887109 2308 2,3 67000 SH Defined 67000 BEDFORD PROPERTY INVESTORS COMPR 076446301 154 2,3 5700 SH Defined 5700 BELLSOUTH CORP COM 079860102 2520 2,3 80000 SH Defined 80000 BISYS GROUP SBCV 055472AB0 3119 1,3 2650000 PRN Defined 79356 BISYS GROUP INC/THE COM 055472104 1692 1,3 50800 SH Defined 50800 BJ SERVICES CO COM 055482103 1525 1,2,3 45000 SH Defined 45000 BKF CAPITAL GROUP INC COM 05548G102 189 1,3 6625 SH Defined 6625 BOEING COMPANY COM 097023105 1207 1,3 26825 SH Defined 26825 BORG WARNER AUTOMOTIVE INC COM 099724106 458 1,3 7925 SH Defined 7925 BOSTON PROPERTIES INC COM 101121101 1199 2,3 30000 SH Defined 30000 BOWNE & CO INC COM 103043105 458 1,3 31050 SH Defined 31050 BRANDYWINE REALTY TRUST SHINTNW 105368203 510 2,3 19700 SH Defined 19700 BRISTOL-MYERS SQUIBB CO COM 110122108 4518 2,3 175800 SH Defined 175800 BURLINGTON RESOURCES INC COM 122014103 2117 2,3 55700 SH Defined 55700 BURR-BROWN CORP NOTE 122574AF3 1012 2,3 1000000 PRN Defined 22497 CABLEVISION SYSTEMS CLANYCBL 12686C109 1674 1,2,3 177000 SH Defined 177000 CARDINAL HEALTH INC. COM 14149Y108 3957 1,3 64437 SH Defined 64437 CARNIVAL CORP COM 143658102 9171 1,2,3 331200 SH Defined 331200 CATELLUS DEVELOPMENT CORP COM 149111106 2200 2,3 107724 SH Defined 107724 CELESTICA INC SUBVTGSH 15101Q108 2251 1,2,3 99100 SH Defined 99100 CELESTICA INC LYONZR 15101QAA6 10279 1,2,3 24380000 PRN Defined 138352 CENDANT CORP DEBT 151313AF0 9382 1,2,3 14005000 PRN Defined 467767 CENDANT CORPORATION COM 151313103 4218 1,2,3 265600 SH Defined 265600 CENTEX CORP COM 152312104 751 1,3 13000 SH Defined 13000 CEPHALON INC COM 156708109 1311 1,3 29000 SH Defined 29000 CHARLES RIVER DBCV 159863AL3 1611 1,3 1450000 PRN Defined 37304 CHARLES RIVER LABORATORIES COM 159864107 950 1,3 27100 SH Defined 27100 CHARTER COMM INC SUBCV 16117MAB3 2995 2,3 5600000 PRN Defined 259740 CHARTER COMMUNICATIONS CLA 16117M107 1979 1,2,3 485000 SH Defined 485000 CHIRON CORP COM 170040109 3146 1,2,3 89000 SH Defined 89000 CHIRON CORP LYONZR 170040AE9 29898 1,2,3 54500000 PRN Defined 390291 CISCO SYSTEMS INC COM 17275R102 3418 1,3 245000 SH Defined 245000 CITIGROUP INC COM 172967101 7479 1,2,3 193000 SH Defined 193000 CLEAR CHANNEL NOTE 184502AB8 2855 2,3 3000000 PRN Defined 48426 CLEAR CHANNEL NOTE 184502AE2 6240 2,3 6500000 PRN Defined 61425 CLEAR CHANNEL COM 184502102 1761 1,2,3 55000 SH Defined 55000 CLEVELAND-CLIFFS INC COM 185896107 467 1,3 16925 SH Defined 16925 CNA SURETY CORPORATION COM 12612L108 399036 2,3,4 27425147 SH Defined 27425147 CNF INC COM 12612W104 1868 1,3 49175 SH Defined 49175 COCA COLA CO COM 191216100 1960 1,3 35000 SH Defined 35000 COLT TELECOM GROUP SPNSADR 196877104 15 2,3 5760 SH Defined 5760 COMCAST CORP CL A SPL CLASPL 200300200 2146 1,3 90000 SH Defined 90000 COMMSCOPE INC COM 203372107 238 1,3 19000 SH Defined 19000 COMPUTER ASSOCIATES INTL INC COM 204912109 1280 1,3 80575 SH Defined 80575 CONOCO INC COM 208251504 1877 2,3 67500 SH Defined 67500 CORRECTIONS CORP PFDCVB12 22025Y308 0 2,3 2 SH Defined 2 CSX CORP. 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