-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lzutk3XyoEose9sJIU+j6fEGo02z2GegIhOcjnIU1tT6Co+HCRZPjtJWnFRd/HOg 4Efn1oxVgyvolt6bSVPeBQ== 0000021175-01-500003.txt : 20020410 0000021175-01-500003.hdr.sgml : 20020410 ACCESSION NUMBER: 0000021175-01-500003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20011109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00346 FILM NUMBER: 1780434 BUSINESS ADDRESS: STREET 1: CNA PLZ STREET 2: 235 CITY: CHICAGO STATE: IL ZIP: 60685 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA PLAZA STREET 2: 235 CITY: CHICAGO STATE: IL ZIP: 60685 13F-HR 1 cnaf.txt FORM 13F COVER PAGE "Report for the Calendar Year or Quarter Ended: September 30, 2001" Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CNA Financial Corporation Address: CNA Plaza " Chicago, Il 60685" 13F File Number: 28-346 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person "signing the report is authorized to submit it, that all" "information contained herein is true, correct, and complete, and" "that it is understood that all required items, statements," "schedules, lists, and tables, are considered integral parts of" this form. Person Signing this Report on Behalf of Reporting Manager: Name: Lynne Gugenheim Title: Group Vice President and Deputy General Counsel Phone: (312) 822 4921 "Signature, Place, and Date of Signing:" 5-Nov-01 "Chicago, Illinois," Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 Loews Corporation also has investment discretion over the securities reported on herein by "CNA Financial Corportion, Continental Assurance Company, Continental Casualty Company," and The Continental Corporation. Loews Corporation will report separately on securities over which it has investment discretion which are not part of such holdings. FORM 13F INFORMATION TABLE VALUE OTHER SHARES/ SH/ PUT/ INVSTMT VOTING AUTHORITY NAME OF ISTITLE OF C CUSIP (x1000) MANAGERS PRN AMT PRN CALL DSCRETN SOLE SHARED NONE "ACCENTURE CL A G1150G111 2,3 SH DEFINED 0 0" "ACME COMMUCOM 004631107 1,2,3 SH DEFINED 0 0" "ADELPHIA CCL A 006848105 2,3 SH DEFINED 0 0" "AETNA INC COM 00817Y108 2,3 SH DEFINED 0 0" "AFFIL COMPSUB NT CV 008190AF7 1,3 2,4PRN DEFINED" "AFFILIATEDCL A 008190100 1,3 SH DEFINED 0 0" "AGCO CORP COM 001084102 2,3 SH DEFINED 0 0" "AGERE SYSTCL A 00845V100 2,3 SH DEFINED 0 0" "AIR PRODUCCOM 009158106 2,3 SH DEFINED 0 0" "AK STEEL HCOM 001547108 2,3 SH DEFINED 0 0" "AKAMAI TECCOM 00971T101 2,3 SH DEFINED 0 0" ALCAN INC COM 013716105 3 SH DEFINED 0 0 "ALCOA INC COM 013817101 1,2,3 SH DEFINED 0 0" "ALLEGHENY COM 017361106 2,3 SH DEFINED 0 0" "ALLMERICA COM 019754100 2,3 SH DEFINED 0 0" "ALLTEL CORCOM 020039103 2,3 SH DEFINED 0 0" "ALPHARMA ISR SB NT C020813AD3 1,3 1,PRN DEFINED" "ALPHARMA ICL A 020813101 1,3 SH DEFINED 0 0" "AMBAC FINACOM 023139108 2,3 SH DEFINED 0 0" "AMERADA HECOM 023551104 2,3 SH DEFINED 0 0" AMERICA WECL B 023657208 3 SH DEFINED 0 0 "AMERICAN ECOM 025816109 1,2,3 SH DEFINED 0 0" "AMERICAN ICOM 026874107 1,2,3 SH DEFINED 0 0" AMERICAN NCOM 028591105 3 SH DEFINED 0 0 AMERICAN PCOM 028884104 3 SH DEFINED 0 0 "AMERISOURCCOM 03073E105 1,3 SH DEFINED 0 0" "AMKOR TECHCOM 031652100 2,3 SH DEFINED 0 0" "ANADARKO PCOM 032511107 2,3 SH DEFINED 0 0" "ANHEUSER BCOM 035229103 1,3 SH DEFINED 0 0" ANIXTER INCOM 035290105 3 SH DEFINED 0 0 ANNTAYLOR COM 036115103 3 SH DEFINED 0 0 "AOL TIME WCOM 00184A105 1,3 SH DEFINED 0 0" "AON CORP COM 037389103 22,3 SH DEFINED 0 0" "APACHE CORCOM 037411105 1,2,3 SH DEFINED 0 0" "APPLIED MACOM 038222105 1,3 SH DEFINED 0 0" "ARGUSS COMCOM 040282105 1,2,3 SH DEFINED 0 0" "ARRIS GROUCOM 04269Q100 1,2,3 SH DEFINED 0 0" ARVINMERITCOM 043353101 3 SH DEFINED 0 0 "AT & T CORCOM 001957109 2,3 SH DEFINED 0 0" "AT HOME COSB DB CV0,045919AC1 2,3 3,0PRN DEFINED" "AT HOME COSUB NT CV4045919AF4 1,2,3 32,500PRN DEFINED" "AT&T WIRELCOM 00209A106 2,3 SH DEFINED 0 0" "ATLAS AIR COM 049164106 2,3,4 SH DEFINED 0 0" "BANK OF NECOM 064057102 2,3 SH DEFINED 0 0" "BANK ONE CCOM 06423A103 2,3 SH DEFINED 0 0" "BARNES & NSUB NT CV 067774AC3 1,3 2,4PRN DEFINED" "BARNES & NCOM 067774109 1,3 SH DEFINED 0 0" "BAYCORP HOCOM 072728108 1,3 SH DEFINED 0 0" "BEA SYSTEMCOM 073325102 1,3 SH DEFINED 0 0" "BEA SYSTEMSB NT CV 4073325AD4 1,3 2,3PRN DEFINED" "BEAR STEARCOM 073902108 2,3 SH DEFINED 0 0" "BED BATH &COM 075896100 1,3 SH DEFINED 0 0" "BELLSOUTH COM 079860102 2,3 SH DEFINED 0 0" "BETHLEHEM COM 087509105 2,3 SH DEFINED 0 0" "BOEING COMCOM 097023105 2,3 SH DEFINED 0 0" BORG WARNECOM 099724106 3 SH DEFINED 0 0 "BOWATER INCOM 102183100 2,3 SH DEFINED 0 0" BOWNE & COCOM 103043105 3 SH DEFINED 0 0 "BRISTOL-MYCOM 110122108 2,3 SH DEFINED 0 0" "BROADWING PFD CV DEP111620407 1,3 SH DEFINED 0 0" "BUCKHEAD ACOM 11835A105 2,3 SH DEFINED 0 0" "BURLINGTONCOM 122014103 2,3 SH DEFINED 0 0" "CABLEVISIOCL A NY CA12686C109 2,3 SH DEFINED 0 0" "CABOT OIL CL A 127097103 2,3 SH DEFINED 0 0" "CALPINE COCOM 131347106 1,2,3 SH DEFINED 0 0" "CANADIAN PCOM 135923100 1,3 SH DEFINED 0 0" "CARDINAL HCOM 14149Y108 1,3 SH DEFINED 0 0" "CATELLUS DCOM 149111106 2,3 SH DEFINED 0 0" "CATERPILLACOM 149123101 2,3 SH DEFINED 0 0" CBRL GROUPCOM 12489V106 3 SH DEFINED 0 0 "CELESTICA SUB VTG SH15101Q108 1,2,3 SH DEFINED 0 0" "CELESTICA LYON ZERO 15101QAA6 1,2,3 34,380PRN DEFINED" "CENDANT COCOM 151313103 1,2,3 SH DEFINED 0 0" CENTEX CORCOM 152312104 3 SH DEFINED 0 0 "CHIRON CORCOM 170040109 1,2,3 SH DEFINED 0 0" "CHIRON CORLYON ZRO 1170040AD1 1,2,3 54,500PRN DEFINED" CHUBB CORPCOM 171232101 3 SH DEFINED 0 0 "CISCO SYSTCOM 17275R102 1,3 SH DEFINED 0 0" "CITIGROUP COM 172967101 1,2,3 SH DEFINED 0 0" "CLEAR CHANCOM 184502102 1,3 SH DEFINED 0 0" "CLEVELAND-COM 185896107 2,3 SH DEFINED 0 0" "CMS ENERGYADJ CV TR8125896308 1,3 SH DEFINED 0 0" "CNA SURETYCOM 12612L108 32,3,4 27,42SH DEFINED 27,42 0 0" CNF INC COM 12612W104 3 SH DEFINED 0 0 "COLT TELECSPONSORED 196877104 2,3 SH DEFINED 0 0" "COMCAST COCL A SPL 200300200 1,3 SH DEFINED 0 0" "COMMUNICATCOM 20338K106 1,3 SH DEFINED 0 0" "COMPAQ COMCOM 204493100 2,3 SH DEFINED 0 0" COMPUTER ACOM 204912109 3 SH DEFINED 0 0 "CONOCO INCCL A 208251306 2,3 SH DEFINED 0 0" "CONSTELLATCOM 210371100 2,3 SH DEFINED 0 0" COOPER INDCOM 216669101 3 SH DEFINED 0 0 "CORN PRODUCOM 219023108 2,3 SH DEFINED 0 0" "CORNING INCOM 219350105 2,3 SH DEFINED 0 0" "CORRECTIONPFD CV B 122025Y308 2,3 SH DEFINED 0 0" "COX COMMUNCL A 224044107 1,2,3 SH DEFINED 0 0" "CROWN CORKCOM 228255105 2,3 SH DEFINED 0 0" "CVS CORP COM 126650100 1,3 SH DEFINED 0 0" CYTEC INDUCOM 232820100 3 SH DEFINED 0 0 "D.R. HORTOCOM 23331A109 2,3 SH DEFINED 0 0" "DEERE & COCOM 244199105 2,3 SH DEFINED 0 0" "DEL MONTE COM 24522P103 2,3 SH DEFINED 0 0" "DELL COMPUCOM 247025109 1,3 SH DEFINED 0 0" "DELPHI AUTCOM 247126105 2,3 SH DEFINED 0 0" "DELPHI FINCL A 247131105 2,3 SH DEFINED 0 0" DILLARDS ICL A 254067101 3 SH DEFINED 0 0 DOLLAR THRCOM 256743105 3 SH DEFINED 0 0 "DOW CHEMICCOM 260543103 2,3 SH DEFINED 0 0" "DU PONT DECOM 263534109 2,3 SH DEFINED 0 0" "EAST-WEST COM 27579R104 22,3 SH DEFINED 0 0" "EATON VANCCOM NON VT278265103 1,2,3 SH DEFINED" "ECHOSTAR CSUB NT CV 278762AB5 1,3 PRN DEFINED" "ECHOSTAR CCL A 278762109 1,3 SH DEFINED 0 0" "EL PASO COCOM 28336L109 2,3 SH DEFINED 0 0" "ELDERTRUSTCOM SH BEN284560109 2,3 SH DEFINED 0 0" "ELECTRONICCOM 285661104 2,3 SH DEFINED 0 0" "ENCOMPASS COM 29255U104 2,3 SH DEFINED 0 0" "ENERGY EASCOM 29266M109 2,3 SH DEFINED 0 0" "ENGEL GENEORD M40515104 2,3 SH DEFINED 0 0" "ENRON CORPCOM 293561106 1,3 SH DEFINED 0 0" "EQUITY OFFCOM 294741103 1,3 SH DEFINED 0 0" ESTERLINE COM 297425100 3 SH DEFINED 0 0 "EXCITE@HOMSB NT CV 1045919AD9 1,2,3 20,500PRN DEFINED" "EXELON CORCOM 30161N101 2,3 SH DEFINED 0 0" "FEDERATED COM 31410H101 2,3 SH DEFINED 0 0" "FIRST CENTSUB DEB CV318908AA8 1,3,4 1PRN DEFINED" FIRST CITICL A 31946M103 3 SH DEFINED 0 0 "FIRST DATACOM 319963104 1,3 SH DEFINED 0 0" "FIRSTENERGCOM 337932107 2,3 SH DEFINED 0 0" "FLEMING COCOM 339130106 1,3 SH DEFINED 0 0" "FMC CORP (COM NEW 302491303 2,3 SH DEFINED 0 0" FMC TECHNOCOM 30249U101 3 SH DEFINED 0 0 FORTUNE BRCOM 349631101 3 SH DEFINED 0 0 "FREDDIE MACOM 313400301 1,3 SH DEFINED 0 0" FREEPORT MCL B 35671D857 3 SH DEFINED 0 0 "FRONTLINE ORD G3682E127 2,3 SH DEFINED 0 0" GABLES RESSH BEN INT362418105 3 SH DEFINED 0 0 "GEN SEMICOSUB NT CV5370787AB9 1,3 1,PRN DEFINED" "GENENTECH COM NEW 368710406 1,3 SH DEFINED 0 0" "GENERAL ELCOM 369604103 1,2,3 SH DEFINED 0 0" "GENERAL MOCL H NEW 370442832 2,3 SH DEFINED 0 0" "GENERAL SECOM 370787103 1,3 SH DEFINED 0 0" "GENUITY INCL A 37248E103 2,3 SH DEFINED 0 0" "GEORGIA-PACOM-TIMBER373298702 2,3 SH DEFINED 0 0" GEORGIA-PACOM GA PAC373298108 3 SH DEFINED 0 0 GLIMCHER RSH BEN INT379302102 3 SH DEFINED 0 0 "GOLD STANDCOM PAR $0380724302 2,3 SH DEFINED 0 0" "HANOVER COSR NT CV 4410768AC9 1,3 2,4PRN DEFINED" "HANOVER COCOM 410768105 1,3 SH DEFINED 0 0" "HAYES LEMMCOM 420781106 1,3 SH DEFINED 0 0" "HCA INC COM 404119109 1,3 SH DEFINED 0 0" "HEALTH CARCOM 421915109 2,3 SH DEFINED 0 0" HEALTH NETCOM 42222G108 3 SH DEFINED 0 0 "HEALTHCARECOM 421946104 2,3 SH DEFINED 0 0" "HEALTHSOUTSB DBCV 3.421924AF8 2,3 4,0PRN DEFINED" "HEALTHSOUTCOM 421924101 2,3 SH DEFINED 0 0" "HEARST-ARGCOM 422317107 2,3 SH DEFINED 0 0" HERBALIFE CL B 426908307 3 SH DEFINED 0 0 "HERCULES ICOM 427056106 2,3 SH DEFINED 0 0" "HEWLETT-PACOM 428236103 2,3 SH DEFINED 0 0" "HILTON HOTCOM 432848109 2,3 SH DEFINED 0 0" "HOME DEPOTCOM 437076102 1,3 SH DEFINED 0 0" "HONEYWELL COM 438516106 1,2,3 SH DEFINED 0 0" "HOUSEHOLD COM 441815107 2,3 SH DEFINED 0 0" IBP INC COM 449223106 3 SH DEFINED 0 0 "IMC GLOBALCOM 449669100 2,3 SH DEFINED 0 0" "INGERSOLL COM 456866102 2,3 SH DEFINED 0 0" "INSWEB CORCOM 45809K103 2,3 SH DEFINED 0 0" "INTEL CORPCOM 458140100 1,3 SH DEFINED 0 0" "INTERNATIOCOM 459200101 1,2,3 SH DEFINED 0 0" "INTERNATIOCOM 460146103 2,3 SH DEFINED 0 0" INTERSTATECOM 46072H108 3 SH DEFINED 0 0 "INTL RECTISUB NT CV 460254AD7 1,3 1,PRN DEFINED" "INTL RECTICOM 460254105 1,3 SH DEFINED 0 0" "ISPAT INTLNY REG SH 464899103 2,3 SH DEFINED 0 0" "IVAX CORP COM 465823102 1,3 SH DEFINED 0 0" "IVAX CORP SR SB CV 1465823AB8 1,3 2,4PRN DEFINED" "J.P. MORGACOM 46625H100 2,3 SH DEFINED 0 0" "JOY GLOBALCOM 481165108 2,3 SH DEFINED 0 0" KELLWOOD CCOM 488044108 3 SH DEFINED 0 0 KENNAMETALCOM 489170100 3 SH DEFINED 0 0 "KERR MC GECOM 492386107 2,3 SH DEFINED 0 0" KEY3MEDIA COM 49326R104 3 SH DEFINED 0 0 "KEYSPAN COCOM 49337W100 2,3 SH DEFINED 0 0" "KIMBERLY CCOM 494368103 1,3 SH DEFINED 0 0" "KMART FINAPFD TRCV 7498778208 2,3 SH DEFINED 0 0" "KROGER COMCOM 501044101 1,2,3 SH DEFINED 0 0" "KULICKE & SUB NT CV4501242AE1 1,3 3,4PRN DEFINED" "KULICKE & COM 501242101 1,3 SH DEFINED 0 0" "L-3 COMM HSR SB CV 1502424AA2 1,3 2,4PRN DEFINED" "L-3 COMMUNCOM 502424104 1,3 SH DEFINED 0 0" "LABORATORYCOM NEW 50540R409 1,2,3 SH DEFINED 0 0" "LAM RESEARCOM 512807108 1,3 SH DEFINED 0 0" "LAMAR ADVENT CV 5.25512815AF8 1,3 2,5PRN DEFINED" "LAMAR ADVECL A 512815101 1,3 SH DEFINED 0 0" "LATTICE SESUB NT CV4518415AC8 1,3 2,4PRN DEFINED" "LATTICE SECOM 518415104 1,3 SH DEFINED 0 0" LEAR CORPOCOM 521865105 3 SH DEFINED 0 0 "LEGG MASONCOM 524901105 1,2,3 SH DEFINED 0 0" "LIBERTY MECOM SER A 530718105 1,3 SH DEFINED 0 0" "LIBERTY PRSH BEN INT531172104 2,3 SH DEFINED 0 0" "LILLY (ELICOM 532457108 1,3 SH DEFINED 0 0" "LINCOLN NACOM 534187109 2,3 SH DEFINED 0 0" "LOCAL FINACOM 539553107 2,3 1SH DEFINED 1 0 0" "LONGVIEW FCOM 543213102 2,3 SH DEFINED 0 0" "LORAL SPACCOM G56462107 2,3 SH DEFINED 0 0" "LSI CORP COM 502161102 1,3 SH DEFINED 0 0" "LSI LOGIC SB NT CV 4502161AD4 1,3 1,PRN DEFINED" LUBRIZOL CCOM 549271104 3 SH DEFINED 0 0 "LUCENT TECPFD CV 8% 549463206 21,2,3 SH DEFINED 0 0" "LUCENT TECCOM 549463107 1,2,3 1,SH DEFINED 1, 0 0" "MARRIOTT ICL A 571903202 2,3 SH DEFINED 0 0" "MARRIOTT ISRLYON ZRO571903AA1 2,3 9,7PRN DEFINED" "MEDICALOGICOM 584642102 2,3 1,SH DEFINED 1, 0 0" "MEDTRONIC COM 585055106 1,3 SH DEFINED 0 0" "MERRILL LYCOM 590188108 1,2,3 SH DEFINED 0 0" "METLIFE INCOM 59156R108 2,3 SH DEFINED 0 0" "MICROSOFT COM 594918104 1,2,3 SH DEFINED 0 0" MILACRON ICOM 598709103 3 SH DEFINED 0 0 "MIRANT CORCOM 604675108 1,3 SH DEFINED 0 0" "MOLEX - CLCL A 608554200 1,3 SH DEFINED 0 0" MONSANTO CCOM 61166W101 3 SH DEFINED 0 0 "MSDW ASIA COM 61744U106 2,3 SH DEFINED 0 0" "MSDW INDIACOM 61745C105 2,3 SH DEFINED 0 0" "NABORS INDCOM 629568106 1,3 SH DEFINED 0 0" NACCO INDSCL A 629579103 3 SH DEFINED 0 0 "NATIONWIDECL A 638612101 2,3 SH DEFINED 0 0" "NEIMAN MARCL B 640204301 2,3 SH DEFINED 0 0" "NEWHALL LADEPOSITARY651426108 2,3 SH DEFINED 0 0" "NEWMONT MICOM 651639106 2,3 SH DEFINED 0 0" "NEWS CORP ADR NEW 652487703 2,3 SH DEFINED 0 0" "NEWS CORP SP ADR PFD652487802 1,2,3 SH DEFINED 0 0" "NIAGARA MOCOM 653520106 2,3 SH DEFINED 0 0" "NOKIA CORPSPONSORED 654902204 1,3 SH DEFINED 0 0" "NORFOLK SOCOM 655844108 2,3 SH DEFINED 0 0" "NORTEL NETCOM 656568102 2,3 SH DEFINED 0 0" "NORTH FORKCOM 659424105 2,3 SH DEFINED 0 0" "NORTHERN TCOM 665859104 2,3 SH DEFINED 0 0" "NOVELLUS SLYON ZERO 670008AA9 1,2,3 25,000PRN DEFINED" "NOVELLUS SCOM 670008101 1,2,3 SH DEFINED 0 0" "NRG ENERGYCOM 629377102 2,3 SH DEFINED 0 0" OCEAN ENERCOM 67481E106 3 SH DEFINED 0 0 "OFFICEMAX COM 67622M108 2,3 SH DEFINED 0 0" "OGE ENERGYCOM 670837103 2,3 SH DEFINED 0 0" "OLD REPUBLCOM 680223104 2,3 SH DEFINED 0 0" "OMNICOM GRCOM 681919106 1,2,3 SH DEFINED 0 0" "ON COMMANDCOM 682160106 1,2,3 SH DEFINED 0 0" "ON COMMANDWT B EX 10682160122 1,2,3 SH CALL DEFINED" "ORACLE CORCOM 68389X105 2,3 SH DEFINED 0 0" "OVERSEAS SCOM 690368105 2,3 SH DEFINED 0 0" "OWENS-ILL PFD CONV $690768502 2,3 SH DEFINED 0 0" PACIFIC CECOM 694058108 3 SH DEFINED 0 0 "PALL CORP COM 696429307 2,3 SH DEFINED 0 0" "PATHMARK SCOM 70322A101 2,3 SH DEFINED 0 0" PAYLESS SHCOM 704379106 3 SH DEFINED 0 0 "PEABODY ENCOM 704549104 1,3 SH DEFINED 0 0" "PEPSI BOTTCOM 713409100 2,3 SH DEFINED 0 0" "PEPSICO INCOM 713448108 1,3 SH DEFINED 0 0" "PFIZER INCCOM 717081103 1,3 SH DEFINED 0 0" "PHILLIPS PCOM 718507106 2,3 SH DEFINED 0 0" "PHOENIX COCOM 71902E109 2,3 SH DEFINED 0 0" "PLACER DOMCOM 725906101 2,3 SH DEFINED 0 0" "POTASH CORCOM 73755L107 2,3 SH DEFINED 0 0" "POTLATCH CCOM 737628107 2,3 SH DEFINED 0 0" "POTOMAC ELCOM 737679100 2,3 SH DEFINED 0 0" "PRAXAIR INCOM 74005P104 2,3 SH DEFINED 0 0" PRECISION COM 74022D100 3 SH DEFINED 0 0 PRESIDENTICOM 740884101 3 SH DEFINED 0 0 "PRIME HOSPCOM 741917108 2,3 SH DEFINED 0 0" PROVIDIAN COM 74406A102 3 SH DEFINED 0 0 "PROVINCE HSB NT CV 1743977AA8 1,3 PRN DEFINED" "PROVINCE HSB NT CV 4743977AC4 1,3 1,PRN DEFINED" "PROVINCE HCOM 743977100 1,3 SH DEFINED 0 0" PUBLIC SERCOM 744499104 3 SH DEFINED 0 0 "PULTE CORPCOM 745867101 2,3 SH DEFINED 0 0" "QUALCOMM ICOM 747525103 1,3 SH DEFINED 0 0" "QUANTA SERSUB NT CON74762EAA0 1,3 PRN DEFINED" "QUANTA SERCOM 74762E102 1,3 SH DEFINED 0 0" QUANTUM COCOM DSSG 747906204 3 SH DEFINED 0 0 "QWEST COMMCOM 749121109 1,2,3 SH DEFINED 0 0" R.H. DONNECOM NEW 74955W307 3 SH DEFINED 0 0 RADIAN GROCOM 750236101 3 SH DEFINED 0 0 "RADIO UNICCOM 75040Q106 2,3 SH DEFINED 0 0" "RATIONAL SSUB BT CV 75409PAA1 1,3 2,PRN DEFINED" "RAYTHEON CCOM NEW 755111507 2,3 SH DEFINED 0 0" REPUBLIC BCOM 760282103 3 SH DEFINED 0 0 "RUSSELL COCOM 782352108 2,3 SH DEFINED 0 0" "SANMINA COCOM 800907107 1,3 SH DEFINED 0 0" "SANMINA COSUB NTCV 4800907AB3 1,3 2,4PRN DEFINED" "SCANA CORPCOM 80589M102 2,3 SH DEFINED 0 0" "SCHLUMBERGCOM 806857108 1,3 SH DEFINED 0 0" "SCHULMAN (COM 808194104 2,3 SH DEFINED 0 0" "SCIENTIFICCOM 808655104 2,3 SH DEFINED 0 0" "SCUDDER INSH BEN INT811163104 2,3 SH DEFINED 0 0" "SEMTECH COCOM 816850101 1,3 SH DEFINED 0 0" "SEMTECH COSUB NT CV 816850AD3 1,3 2,4PRN DEFINED" SERVICEMASCOM 81760N109 3 SH DEFINED 0 0 "SHERWIN WICOM 824348106 2,3 SH DEFINED 0 0" "SHOPKO STOCOM 824911101 2,3 SH DEFINED 0 0" "SIERRA PACCOM 826428104 2,3 SH DEFINED 0 0" "SIRIUS SATCOM 82966U103 1,2,3 2,3SH DEFINED 2,3 0 0" SLI INC COM 78442T108 3 SH DEFINED 0 0 SOUTHTRUSTCOM 844730101 3 SH DEFINED 0 0 "SOUTHWEST COM 844741108 1,3 SH DEFINED 0 0" "SOVEREIGN COM 845905108 2,3 SH DEFINED 0 0" "SPANISH BRCL A 846425882 1,2,3 SH DEFINED 0 0" "SPRINT COREQUITY UNI852061605 1,2,3 1,SH DEFINED 1, 0 0" "SPRINT CORCOM FON GR852061100 3,4 SH DEFINED 0 0" "SPRINT CORPCS COM SE852061506 41,2,3,4 1,SH DEFINED 1, 0 0" "STAR GAS PSR SUB UN 85512C204 2,3 SH DEFINED 0 0" "STILWELL FCOM 860831106 1,2,3 SH DEFINED 0 0" "STILWELL FLYON ZERO 860831AA4 1,2,3 22,000PRN DEFINED" "SUN MICROSCOM 866810104 1,3 SH DEFINED 0 0" "TEEKAY SHICOM Y8564W103 2,3 SH DEFINED 0 0" "TEJON RANCCOM 879080109 2,3 SH DEFINED 0 0" TELLABS INCOM 879664100 3 SH DEFINED 0 0 "TEXTRON INCOM 883203101 2,3 SH DEFINED 0 0" "THE GAP INCOM 364760108 2,3 SH DEFINED 0 0" "THOUSAND TCOM 885502104 2,3 SH DEFINED 0 0" "TJX COS. ICOM 872540109 1,2,3 SH DEFINED 0 0" "TORCH OFFSCOM 891019101 2,3 SH DEFINED 0 0" "TRANSOCEONORD G90078109 1,3 SH DEFINED 0 0" "TRENWICK GCOM G9032C109 2,3 3,7SH DEFINED 3,7 0 0" "TRIBUNE COCOM 896047107 1,2,3 SH DEFINED 0 0" TRINITY INCOM 896522109 3 SH DEFINED 0 0 "TRIZEC HAHSUB VTG 896938107 2,3 SH DEFINED 0 0" "TVX GOLD ICOM NEW 87308K200 2,3 SH DEFINED 0 0" "TYCO INTERCOM 902124106 1,3 SH DEFINED 0 0" "TYCO INTL LYON ZERO 902124AC0 42,3 57,700PRN DEFINED" "UAL CORP COM PAR $0902549500 2,3 SH DEFINED 0 0" UCAR INTERCOM 90262K109 3 SH DEFINED 0 0 "UGLY DUCKLCOM 903512101 2,3 SH DEFINED 0 0" "UNIFI INC COM 904677101 2,3 SH DEFINED 0 0" UNION PACICOM 907818108 3 SH DEFINED 0 0 "UNISYS CORCOM 909214108 2,3 SH DEFINED 0 0" "UNITED PARCL B 911312106 1,3 SH DEFINED 0 0" UNIVERSAL COM 913456109 3 SH DEFINED 0 0 "UNOCAL CORCOM 915289102 2,3 SH DEFINED 0 0" "US BANCORPCOM NEW 902973304 2,3 SH DEFINED 0 0" USFREIGHTWCOM 916906100 3 SH DEFINED 0 0 "USX - MARACOM NEW 902905827 2,3 SH DEFINED 0 0" "USX - U S COM 90337T101 2,3 SH DEFINED 0 0" "VALERO ENECOM 91913Y100 2,3 SH DEFINED 0 0" VENTAS INCCOM 92276F100 3 SH DEFINED 0 0 "VERIZON COCOM 92343V104 1,3 SH DEFINED 0 0" "VISTEON COCOM 92839U107 2,3 SH DEFINED 0 0" "VODAFONE ASPONSORED 92857W100 2,3 SH DEFINED 0 0" "W.P. STEWACOM G84922106 2,3 SH DEFINED 0 0" "WACHOVIA CCOM 929903102 2,3 SH DEFINED 0 0" "WACKENHUT COM SER B 929794303 2,3 SH DEFINED 0 0" "WAL MART SCOM 931142103 1,3 SH DEFINED 0 0" "WATSON PHACOM 942683103 1,3 SH DEFINED 0 0" "WELLS FARGCOM 949746101 1,3 SH DEFINED 0 0" "WESTERN RECOM 959425109 2,3 SH DEFINED 0 0" "WEYERHAEUSCOM 962166104 2,3 SH DEFINED 0 0" WHIRLPOOL COM 963320106 3 SH DEFINED 0 0 "WILLIAMS CCOM 969457100 3,4 SH DEFINED 0 0" "WISCONSIN COM 976657106 2,3 SH DEFINED 0 0" "WORLDCOM IMCI GROUP 98157D304 1,3 SH DEFINED 0 0" "WORLDCOM IWRLDCOM GP98157D106 2,3 SH DEFINED 0 0" "XL CAPITALCL A G98255105 1,2,3 SH DEFINED 0 0" "YOUNG BROACL A 987434107 2,3 SH DEFINED 0 0"
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 Form 13F Information Table Entry Total: 362 "Form 13F Information Table Value Total: 1,593,388.7 (in thousands)" List of Other Included Managers: No. 13F File Number Name 1 28-386 Continental Assurance Company 2 28-387 Continental Casualty Company 3 28-346 CNA Financial Corporation 4 28-172 The Continental Corporation
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