-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UxMx0xHzZJsyvZvEEuMUhgvw6FwvUpdyLLALZd0vc5b+1jMmPsfLNDY//zxXKHjd tkgfCTj0otP6E2bzaMbvAw== /in/edgar/work/20000531/0000021175-00-000028/0000021175-00-000028.txt : 20000919 0000021175-00-000028.hdr.sgml : 20000919 ACCESSION NUMBER: 0000021175-00-000028 CONFORMED SUBMISSION TYPE: SC TO-T/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000531 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CNA SURETY CORP CENTRAL INDEX KEY: 0001044566 STANDARD INDUSTRIAL CLASSIFICATION: [6331 ] IRS NUMBER: 344144905 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC TO-T/A SEC ACT: SEC FILE NUMBER: 005-51709 FILM NUMBER: 647255 BUSINESS ADDRESS: STREET 1: CNA PLAZA CITY: CHICAGO STATE: IL ZIP: 60685 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA PLAZA CITY: CHICAGO STATE: IL ZIP: 60685 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: [6331 ] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC TO-T/A BUSINESS ADDRESS: STREET 1: CNA PLZ CITY: CHICAGO STATE: IL ZIP: 60685 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA PLAZA CITY: CHICAGO STATE: IL ZIP: 60685 SC TO-T/A 1 0001.txt SCHEDULE TO-T/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to Schedule TO Tender Offer Statement under Section 14(d)(1 or 13(e)(1) of the Securities Exchange Act of 1934 CNA Surety Corporation (Name of subject company (issuer)) Continental Casualty Company (Offeror) (Names of filing persons (identifying status as offeror, issuer or other person)) Common Stock, $.01 par value (Title of Class of Securities) 12612L1008 (CUSIP Number of Class of Securities) Jonathan D. Kantor, Esq. Senior Vice President, General Counsel & Secretary CNA Plaza Chicago, Illinois 60685 (312) 822-1384 (Name, address and telephone number of person authorized to receive notices and communications on behalf of filing persons) CALCULATION OF FILING FEE |--------------------------------------------|-------------------------------| |TRANSACTION VALUATION* | AMOUNT OF FILING FEE | |--------------------------------------------|-------------------------------| |Filing relates solely to preliminary | None | |communications made before the commencement| | |of a tender offer | | |--------------------------------------------|-------------------------------| *Set forth the amount on which the filing fee is calculated and state how it was determined. [ ] Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. Amount Previously Paid: _____________ Form or Registration No.: _____________ Filing Party: ________________________ Date Filed: _________________________ [ ] Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer. Check the appropriate boxes below to designate any transactions to which the statement relates: [ ] third-party tender offer subject to Rule 14d-1. [ ] issuer tender offer subject to Rule 13e-4. [ ] going-private transaction subject to Rule 13e-3. [X] amendment to Schedule 13D under Rule 13d-2. Check the following box if the filing is a final amendment reporting the results of the tender offer: [ ] May 31, 2000 Signature. After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. /JONATHAN D. KANTOR/ - -------------------------------------------------------------------------------- (Signature) Senior Vice President, General Counsel and Secretary - -------------------------------------------------------------------------------- (Name and title) May 31, 2000 - -------------------------------------------------------------------------------- (Date) -----END PRIVACY-ENHANCED MESSAGE-----