0001258897-13-000074.txt : 20130228 0001258897-13-000074.hdr.sgml : 20130228 20130228130532 ACCESSION NUMBER: 0001258897-13-000074 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130228 DATE AS OF CHANGE: 20130228 EFFECTIVENESS DATE: 20130228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBIA ACORN TRUST CENTRAL INDEX KEY: 0000002110 IRS NUMBER: 362692100 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-01829 FILM NUMBER: 13650616 BUSINESS ADDRESS: STREET 1: 227 W MONROE STE 3000 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126349200 MAIL ADDRESS: STREET 1: 227 W MONROE STE 3000 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY ACORN TRUST DATE OF NAME CHANGE: 20010424 FORMER COMPANY: FORMER CONFORMED NAME: ACORN INVESTMENT TRUST DATE OF NAME CHANGE: 19940204 FORMER COMPANY: FORMER CONFORMED NAME: ACORN FUND INC DATE OF NAME CHANGE: 19920703 0000002110 S000009184 Columbia Acorn Fund C000024954 Columbia Acorn Fund Class A LACAX C000024955 Columbia Acorn Fund Class B LACBX C000024956 Columbia Acorn Fund Class C LIACX C000024957 Columbia Acorn Fund Class Z ACRNX C000094632 Columbia Acorn Fund Class I CANIX C000122735 Columbia Acorn Fund Class R4 CEARX C000122736 Columbia Acorn Fund Class R5 CRBRX C000122737 Columbia Acorn Fund Class Y CRBYX 0000002110 S000009185 Columbia Acorn International C000024958 Columbia Acorn International Class A LAIAX C000024959 Columbia Acorn International Class B LIABX C000024960 Columbia Acorn International Class C LAICX C000024961 Columbia Acorn International Class Z ACINX C000094633 Columbia Acorn International Class I CARIX C000097732 Columbia Acorn International Class R CACRX C000097733 Columbia Acorn International Class R5 CAIRX C000122738 Columbia Acorn International Class R4 CCIRX C000122739 Columbia Acorn International Class Y CCYIX 0000002110 S000009186 Columbia Acorn USA C000024962 Columbia Acorn USA Class A LAUAX C000024963 Columbia Acorn USA Class B LAUBX C000024964 Columbia Acorn USA Class C LAUCX C000024965 Columbia Acorn USA Class Z AUSAX C000094634 Columbia Acorn USA Class I CAUIX C000122740 Columbia Acorn USA Class R4 CUSAX C000122741 Columbia Acorn USA Class R5 CYSRX C000122742 Columbia Acorn USA Class Y CUSYX 0000002110 S000009187 Columbia Acorn Select C000024966 Columbia Acorn Select Class A LTFAX C000024967 Columbia Acorn Select Class B LTFBX C000024968 Columbia Acorn Select Class C LTFCX C000024969 Columbia Acorn Select Class Z ACTWX C000094635 Columbia Acorn Select Class I CACIX C000122743 Columbia Acorn Select Class R4 CSSRX C000122744 Columbia Acorn Select Class R5 CSLRX C000122745 Columbia Acorn Select Class Y CSLYX 0000002110 S000009188 Columbia Acorn International Select C000024970 Columbia Acorn International Select Class A LAFAX C000024971 Columbia Acorn International Select Class B LFFBX C000024972 Columbia Acorn International Select Class C LFFCX C000024973 Columbia Acorn International Select Class Z ACFFX C000094636 Columbia Acorn International Select Class I CRSIX C000122746 Columbia Acorn International Select Class R5 CRIRX C000122747 Columbia Acorn International Select Class Y CSIRX C000122748 Columbia Acorn International Select Class R4 CILRX 0000002110 S000009189 Columbia Thermostat Fund C000024974 Columbia Thermostat Fund Class A CTFAX C000024975 Columbia Thermostat Fund Class B CTFBX C000024976 Columbia Thermostat Fund Class C CTFDX C000024977 Columbia Thermostat Fund Class Z COTZX C000122749 Columbia Thermostat Fund Class R4 CTORX C000122750 Columbia Thermostat Fund Class R5 CQTRX C000122751 Columbia Thermostat Fund Class Y CYYYX 0000002110 S000033621 Columbia Acorn European Fund C000103324 Columbia Acorn European Fund Class A CAEAX C000103325 Columbia Acorn European Fund Class C CAECX C000103326 Columbia Acorn European Fund Class I CAFIX C000103327 Columbia Acorn European Fund Class Z CAEZX C000122752 Columbia Acorn European Fund Class R5 CAEEX 0000002110 S000033622 Columbia Acorn Emerging Markets Fund C000103328 Columbia Acorn Emerging Markets Fund Class A CAGAX C000103329 Columbia Acorn Emerging Markets Fund Class C CGMCX C000103330 Columbia Acorn Emerging Markets Fund Class I CATIX C000103331 Columbia Acorn Emerging Markets Fund Class Z CEFZX C000122753 Columbia Acorn Emerging Markets Fund Class R4 CAERX C000122754 Columbia Acorn Emerging Markets Fund Class R5 CANRX NSAR-B 1 491279answer.fil COLUMBIA ACORN TRUST - ANNUAL REPORT - DATED 12/31/2012 PAGE 1 000 B000000 12/31/2012 000 C000000 0000002110 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 COLUMBIA ACORN TRUST 001 B000000 811-01829 001 C000000 6173859594 002 A000000 227 W. 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0 028 E040200 40063 028 F010200 45384 028 F020200 113824 028 F030200 0 028 F040200 48686 028 G010200 125988 028 G020200 113824 028 G030200 0 028 G040200 218797 028 H000200 2540 028 A010300 11220 028 A020300 0 028 A030300 0 028 A040300 24213 028 B010300 9297 028 B020300 0 028 B030300 0 028 B040300 44396 028 C010300 9441 028 C020300 0 028 C030300 0 028 C040300 34231 028 D010300 18236 028 D020300 0 028 D030300 0 028 D040300 44136 028 E010300 13144 028 E020300 0 028 E030300 0 028 E040300 31423 028 F010300 14577 028 F020300 49633 028 F030300 0 028 F040300 109589 028 G010300 75915 028 G020300 49633 028 G030300 0 028 G040300 287988 028 H000300 2594 028 A010400 70275 028 A020400 0 PAGE 16 028 A030400 0 028 A040400 60388 028 B010400 98970 028 B020400 0 028 B030400 0 028 B040400 89430 028 C010400 80813 028 C020400 0 028 C030400 0 028 C040400 97602 028 D010400 174021 028 D020400 0 028 D030400 0 028 D040400 96870 028 E010400 101099 028 E020400 0 028 E030400 0 028 E040400 102858 028 F010400 146540 028 F020400 82212 028 F030400 0 028 F040400 200136 028 G010400 671718 028 G020400 82212 028 G030400 0 028 G040400 647284 028 H000400 11454 028 A010500 6187 028 A020500 0 028 A030500 0 028 A040500 3686 028 B010500 24175 028 B020500 0 028 B030500 0 028 B040500 8736 028 C010500 11519 028 C020500 0 028 C030500 0 028 C040500 5525 028 D010500 16061 028 D020500 0 028 D030500 0 028 D040500 5334 028 E010500 12373 028 E020500 0 028 E030500 0 028 E040500 17501 028 F010500 19684 028 F020500 31610 028 F030500 0 028 F040500 22166 PAGE 17 028 G010500 89999 028 G020500 31610 028 G030500 0 028 G040500 62948 028 H000500 3303 028 A010600 59851 028 A020600 0 028 A030600 0 028 A040600 10530 028 B010600 86297 028 B020600 0 028 B030600 0 028 B040600 9680 028 C010600 72376 028 C020600 0 028 C030600 0 028 C040600 9771 028 D010600 90883 028 D020600 0 028 D030600 0 028 D040600 13368 028 E010600 76655 028 E020600 0 028 E030600 0 028 E040600 13991 028 F010600 85259 028 F020600 9146 028 F030600 0 028 F040600 13615 028 G010600 471321 028 G020600 9146 028 G030600 0 028 G040600 70955 028 H000600 89237 028 A010700 434 028 A020700 0 028 A030700 0 028 A040700 23 028 B010700 461 028 B020700 0 028 B030700 0 028 B040700 97 028 C010700 177 028 C020700 0 028 C030700 0 028 C040700 110 028 D010700 194 028 D020700 0 028 D030700 0 028 D040700 39 028 E010700 1220 PAGE 18 028 E020700 0 028 E030700 0 028 E040700 114 028 F010700 1571 028 F020700 73 028 F030700 0 028 F040700 220 028 G010700 4057 028 G020700 73 028 G030700 0 028 G040700 603 028 H000700 165 028 A010800 55 028 A020800 0 028 A030800 0 028 A040800 8 028 B010800 84 028 B020800 0 028 B030800 0 028 B040800 5 028 C010800 217 028 C020800 0 028 C030800 0 028 C040800 13 028 D010800 14 028 D020800 0 028 D030800 0 028 D040800 0 028 E010800 366 028 E020800 0 028 E030800 0 028 E040800 0 028 F010800 169 028 F020800 19 028 F030800 0 028 F040800 24 028 G010800 905 028 G020800 19 028 G030800 0 028 G040800 50 028 H000800 58 029 000100 Y 029 000200 Y 029 000300 Y 029 000400 Y 029 000500 Y 029 000600 Y 029 000700 Y 029 000800 Y 030 A000100 1601 030 B000100 5.75 PAGE 19 030 C000100 0.00 030 A000200 50 030 B000200 5.75 030 C000200 0.00 030 A000300 81 030 B000300 5.75 030 C000300 0.00 030 A000400 347 030 B000400 5.75 030 C000400 0.00 030 A000500 81 030 B000500 5.75 030 C000500 0.00 030 A000600 5056 030 B000600 5.75 030 C000600 0.00 030 A000700 12 030 B000700 5.75 030 C000700 0.00 030 A000800 1 030 B000800 5.75 030 C000800 0.00 031 A000100 176 031 B000100 0 031 A000200 4 031 B000200 0 031 A000300 9 031 B000300 0 031 A000400 126 031 B000400 0 031 A000500 11 031 B000500 0 031 A000600 686 031 B000600 0 031 A000700 1 031 B000700 0 031 A000800 0 031 B000800 0 032 000100 1168 032 000200 29 032 000300 58 032 000400 123 032 000500 47 032 000600 2834 032 000700 3 032 000800 0 033 000100 257 033 000200 17 033 000300 14 033 000400 98 033 000500 23 PAGE 20 033 000600 1536 033 000700 8 033 000800 1 034 000100 Y 034 000200 Y 034 000300 Y 034 000400 Y 034 000500 Y 034 000600 Y 034 000700 N 034 000800 Y 035 000100 53 035 000200 2 035 000300 5 035 000400 25 035 000500 3 035 000600 39 035 000700 0 035 000800 0 036 A000100 N 036 B000100 0 036 A000200 N 036 B000200 0 036 A000300 N 036 B000300 0 036 A000400 N 036 B000400 0 036 A000500 N 036 B000500 0 036 A000600 N 036 B000600 0 036 B000700 0 036 A000800 N 036 B000800 0 037 000100 N 037 000200 N 037 000300 N 037 000400 N 037 000500 N 037 000600 N 037 000700 N 037 000800 N 038 000100 0 038 000200 0 038 000300 0 038 000400 0 038 000500 0 038 000600 0 038 000700 0 038 000800 0 039 000100 N PAGE 21 039 000200 N 039 000300 N 039 000400 N 039 000500 N 039 000600 N 039 000700 N 039 000800 N 040 000100 Y 040 000200 Y 040 000300 Y 040 000400 Y 040 000500 Y 040 000600 Y 040 000700 Y 040 000800 Y 041 000100 Y 041 000200 Y 041 000300 Y 041 000400 Y 041 000500 Y 041 000600 Y 041 000700 Y 041 000800 Y 042 A000100 0 042 B000100 0 042 C000100 100 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 0 042 A000200 0 042 B000200 0 042 C000200 100 042 D000200 0 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 0 042 A000300 0 042 B000300 0 042 C000300 100 042 D000300 0 042 E000300 0 042 F000300 0 042 G000300 0 042 H000300 0 042 A000400 0 042 B000400 0 042 C000400 100 042 D000400 0 PAGE 22 042 E000400 0 042 F000400 0 042 G000400 0 042 H000400 0 042 A000500 0 042 B000500 0 042 C000500 100 042 D000500 0 042 E000500 0 042 F000500 0 042 G000500 0 042 H000500 0 042 A000600 0 042 B000600 0 042 C000600 100 042 D000600 0 042 E000600 0 042 F000600 0 042 G000600 0 042 H000600 0 042 A000700 0 042 B000700 0 042 C000700 100 042 D000700 0 042 E000700 0 042 F000700 0 042 G000700 0 042 H000700 0 042 A000800 0 042 B000800 0 042 C000800 100 042 D000800 0 042 E000800 0 042 F000800 0 042 G000800 0 042 H000800 0 043 000100 16422 043 000200 738 043 000300 1557 043 000400 3559 043 000500 259 043 000600 1739 043 000700 6 043 000800 1 044 000100 0 044 000200 0 044 000300 0 044 000400 0 044 000500 0 044 000600 0 044 000700 0 PAGE 23 044 000800 0 045 000100 Y 045 000200 Y 045 000300 Y 045 000400 Y 045 000500 Y 045 000600 Y 045 000700 Y 045 000800 Y 046 000100 N 046 000200 N 046 000300 N 046 000400 N 046 000500 N 046 000600 N 046 000700 N 046 000800 N 047 000100 Y 047 000200 Y 047 000300 Y 047 000400 Y 047 000500 Y 047 000600 Y 047 000700 Y 047 000800 Y 048 000100 0.000 048 A010100 700000 048 A020100 0.740 048 B010100 2000000 048 B020100 0.690 048 C010100 6000000 048 C020100 0.640 048 D010100 0 048 D020100 0.000 048 E010100 0 048 E020100 0.000 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 6000000 048 K020100 0.630 048 000200 0.000 048 A010200 200000 048 A020200 0.940 PAGE 24 048 B010200 500000 048 B020200 0.890 048 C010200 2000000 048 C020200 0.840 048 D010200 3000000 048 D020200 0.800 048 E010200 0 048 E020200 0.000 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 3000000 048 K020200 0.700 048 000300 0.000 048 A010300 700000 048 A020300 0.850 048 B010300 2000000 048 B020300 0.800 048 C010300 3000000 048 C020300 0.750 048 D010300 0 048 D020300 0.000 048 E010300 0 048 E020300 0.000 048 F010300 0 048 F020300 0.000 048 G010300 0 048 G020300 0.000 048 H010300 0 048 H020300 0.000 048 I010300 0 048 I020300 0.000 048 J010300 0 048 J020300 0.000 048 K010300 3000000 048 K020300 0.700 048 000400 0.000 048 A010400 100000 048 A020400 1.190 048 B010400 500000 048 B020400 0.940 048 C010400 0 048 C020400 0.000 048 D010400 0 PAGE 25 048 D020400 0.000 048 E010400 0 048 E020400 0.000 048 F010400 0 048 F020400 0.000 048 G010400 0 048 G020400 0.000 048 H010400 0 048 H020400 0.000 048 I010400 0 048 I020400 0.000 048 J010400 0 048 J020400 0.000 048 K010400 500000 048 K020400 0.740 048 000500 0.000 048 A010500 500000 048 A020500 0.940 048 B010500 0 048 B020500 0.000 048 C010500 0 048 C020500 0.000 048 D010500 0 048 D020500 0.000 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 500000 048 K020500 0.900 048 000600 0.100 048 A010600 0 048 A020600 0.000 048 B010600 0 048 B020600 0.000 048 C010600 0 048 C020600 0.000 048 D010600 0 048 D020600 0.000 048 E010600 0 048 E020600 0.000 048 F010600 0 048 F020600 0.000 PAGE 26 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 048 K010600 0 048 K020600 0.000 048 000700 0.000 048 A010700 100000 048 A020700 1.250 048 B010700 500000 048 B020700 1.000 048 C010700 0 048 C020700 0.000 048 D010700 0 048 D020700 0.000 048 E010700 0 048 E020700 0.000 048 F010700 0 048 F020700 0.000 048 G010700 0 048 G020700 0.000 048 H010700 0 048 H020700 0.000 048 I010700 0 048 I020700 0.000 048 J010700 0 048 J020700 0.000 048 K010700 500000 048 K020700 0.800 048 000800 0.000 048 A010800 100000 048 A020800 1.190 048 B010800 500000 048 B020800 0.940 048 C010800 0 048 C020800 0.000 048 D010800 0 048 D020800 0.000 048 E010800 0 048 E020800 0.000 048 F010800 0 048 F020800 0.000 048 G010800 0 048 G020800 0.000 048 H010800 0 048 H020800 0.000 048 I010800 0 PAGE 27 048 I020800 0.000 048 J010800 0 048 J020800 0.000 048 K010800 500000 048 K020800 0.740 049 000100 N 049 000200 N 049 000300 N 049 000400 N 049 000500 N 049 000600 N 049 000700 N 049 000800 N 050 000100 N 050 000200 N 050 000300 N 050 000400 N 050 000500 N 050 000600 N 050 000700 N 050 000800 N 051 000100 N 051 000200 N 051 000300 N 051 000400 N 051 000500 N 051 000600 N 051 000700 N 051 000800 N 052 000100 N 052 000200 N 052 000300 N 052 000400 N 052 000500 N 052 000600 N 052 000700 N 052 000800 N 053 A000100 Y 053 B000100 N 053 C000100 N 053 A000200 Y 053 B000200 N 053 C000200 N 053 A000300 Y 053 B000300 N 053 C000300 N 053 A000400 Y 053 B000400 Y 053 C000400 N 053 A000500 Y 053 B000500 N PAGE 28 053 C000500 N 053 A000600 Y 053 B000600 Y 053 C000600 N 053 A000700 Y 053 B000700 Y 053 C000700 N 053 A000800 Y 053 B000800 Y 053 C000800 N 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 Y 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 Y 054 H00AA00 Y 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 Y 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 Y 055 A000100 N 055 B000100 N 055 A000200 N 055 B000200 Y 055 A000300 N 055 B000300 Y 055 A000400 N 055 B000400 N 055 A000500 N 055 B000500 Y 055 A000600 N 055 B000600 N 055 A000700 N 055 B000700 N 055 A000800 N 055 B000800 N 056 000100 Y 056 000200 Y 056 000300 Y 056 000400 Y 056 000500 Y 056 000600 Y 056 000700 Y 056 000800 Y 057 000100 N 057 000200 N PAGE 29 057 000300 N 057 000400 N 057 000500 N 057 000600 N 057 000700 N 057 000800 N 058 A000100 N 058 A000200 N 058 A000300 N 058 A000400 N 058 A000500 N 058 A000600 N 058 A000700 N 058 A000800 N 059 000100 Y 059 000200 Y 059 000300 Y 059 000400 Y 059 000500 Y 059 000600 Y 059 000700 Y 059 000800 Y 060 A000100 Y 060 B000100 Y 060 A000200 Y 060 B000200 Y 060 A000300 Y 060 B000300 Y 060 A000400 Y 060 B000400 Y 060 A000500 Y 060 B000500 Y 060 A000600 Y 060 B000600 Y 060 A000700 Y 060 B000700 Y 060 A000800 Y 060 B000800 Y 061 000100 2000 061 000200 2000 061 000300 2000 061 000400 2000 061 000500 2000 061 000600 2000 061 000700 2000 061 000800 2000 062 A000100 N 062 B000100 0.0 062 C000100 0.0 062 D000100 0.0 062 E000100 0.0 PAGE 30 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 062 A000200 N 062 B000200 0.0 062 C000200 0.0 062 D000200 0.0 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 0.0 062 M000200 0.0 062 N000200 0.0 062 O000200 0.0 062 P000200 0.0 062 Q000200 0.0 062 R000200 0.0 062 A000300 N 062 B000300 0.0 062 C000300 0.0 062 D000300 0.0 062 E000300 0.0 062 F000300 0.0 062 G000300 0.0 062 H000300 0.0 062 I000300 0.0 062 J000300 0.0 062 K000300 0.0 062 L000300 0.0 062 M000300 0.0 062 N000300 0.0 062 O000300 0.0 062 P000300 0.0 062 Q000300 0.0 062 R000300 0.0 062 A000400 N 062 B000400 0.0 PAGE 31 062 C000400 0.0 062 D000400 0.0 062 E000400 0.0 062 F000400 0.0 062 G000400 0.0 062 H000400 0.0 062 I000400 0.0 062 J000400 0.0 062 K000400 0.0 062 L000400 0.0 062 M000400 0.0 062 N000400 0.0 062 O000400 0.0 062 P000400 0.0 062 Q000400 0.0 062 R000400 0.0 062 A000500 N 062 B000500 0.0 062 C000500 0.0 062 D000500 0.0 062 E000500 0.0 062 F000500 0.0 062 G000500 0.0 062 H000500 0.0 062 I000500 0.0 062 J000500 0.0 062 K000500 0.0 062 L000500 0.0 062 M000500 0.0 062 N000500 0.0 062 O000500 0.0 062 P000500 0.0 062 Q000500 0.0 062 R000500 0.0 062 A000600 N 062 B000600 0.0 062 C000600 0.0 062 D000600 0.0 062 E000600 0.0 062 F000600 0.0 062 G000600 0.0 062 H000600 0.0 062 I000600 0.0 062 J000600 0.0 062 K000600 0.0 062 L000600 0.0 062 M000600 0.0 062 N000600 0.0 062 O000600 0.0 062 P000600 0.0 062 Q000600 0.0 PAGE 32 062 R000600 0.0 062 A000700 N 062 B000700 0.0 062 C000700 0.0 062 D000700 0.0 062 E000700 0.0 062 F000700 0.0 062 G000700 0.0 062 H000700 0.0 062 I000700 0.0 062 J000700 0.0 062 K000700 0.0 062 L000700 0.0 062 M000700 0.0 062 N000700 0.0 062 O000700 0.0 062 P000700 0.0 062 Q000700 0.0 062 R000700 0.0 062 A000800 N 062 B000800 0.0 062 C000800 0.0 062 D000800 0.0 062 E000800 0.0 062 F000800 0.0 062 G000800 0.0 062 H000800 0.0 062 I000800 0.0 062 J000800 0.0 062 K000800 0.0 062 L000800 0.0 062 M000800 0.0 062 N000800 0.0 062 O000800 0.0 062 P000800 0.0 062 Q000800 0.0 062 R000800 0.0 063 A000100 0 063 B000100 0.0 063 A000200 0 063 B000200 0.0 063 A000300 0 063 B000300 0.0 063 A000400 0 063 B000400 0.0 063 A000500 0 063 B000500 0.0 063 A000600 0 063 B000600 0.0 063 A000700 0 063 B000700 0.0 PAGE 33 063 A000800 0 063 B000800 0.0 066 A000100 Y 066 B000100 N 066 C000100 Y 066 D000100 N 066 E000100 N 066 F000100 N 066 G000100 N 066 A000200 Y 066 B000200 N 066 C000200 Y 066 D000200 N 066 E000200 N 066 F000200 N 066 G000200 N 066 A000300 Y 066 B000300 N 066 C000300 Y 066 D000300 N 066 E000300 N 066 F000300 N 066 G000300 N 066 A000400 Y 066 B000400 N 066 C000400 Y 066 D000400 N 066 E000400 N 066 F000400 N 066 G000400 N 066 A000500 Y 066 B000500 N 066 C000500 Y 066 D000500 N 066 E000500 N 066 F000500 N 066 G000500 N 066 A000600 Y 066 B000600 N 066 C000600 Y 066 D000600 N 066 E000600 N 066 F000600 N 066 G000600 N 066 A000700 Y 066 B000700 N 066 C000700 Y 066 D000700 N 066 E000700 N 066 F000700 N 066 G000700 N PAGE 34 066 A000800 Y 066 B000800 N 066 C000800 Y 066 D000800 N 066 E000800 N 066 F000800 N 066 G000800 N 067 000100 N 067 000200 N 067 000300 N 067 000400 N 067 000500 N 067 000600 N 067 000700 N 067 000800 N 068 A000100 N 068 B000100 N 068 A000200 N 068 B000200 N 068 A000300 N 068 B000300 N 068 A000400 N 068 B000400 Y 068 A000500 N 068 B000500 Y 068 A000600 N 068 B000600 N 068 A000700 N 068 B000700 Y 068 A000800 N 068 B000800 Y 069 000100 N 069 000200 N 069 000300 N 069 000400 N 069 000500 N 069 000600 N 069 000700 N 069 000800 N 070 A010100 Y 070 A020100 N 070 B010100 Y 070 B020100 N 070 C010100 Y 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 Y 070 E020100 N 070 F010100 Y 070 F020100 N PAGE 35 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 Y 070 I020100 N 070 J010100 Y 070 J020100 Y 070 K010100 Y 070 K020100 Y 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 Y 070 N010100 Y 070 N020100 Y 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 Y 070 Q010100 Y 070 Q020100 N 070 R010100 Y 070 R020100 N 070 A010200 Y 070 A020200 N 070 B010200 Y 070 B020200 N 070 C010200 Y 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 Y 070 E020200 N 070 F010200 Y 070 F020200 N 070 G010200 Y 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 Y 070 I020200 N 070 J010200 Y 070 J020200 Y 070 K010200 Y 070 K020200 Y 070 L010200 Y 070 L020200 Y 070 M010200 Y 070 M020200 N 070 N010200 Y PAGE 36 070 N020200 Y 070 O010200 Y 070 O020200 Y 070 P010200 Y 070 P020200 N 070 Q010200 Y 070 Q020200 N 070 R010200 Y 070 R020200 N 070 A010300 Y 070 A020300 N 070 B010300 Y 070 B020300 N 070 C010300 Y 070 C020300 N 070 D010300 Y 070 D020300 N 070 E010300 Y 070 E020300 N 070 F010300 Y 070 F020300 N 070 G010300 Y 070 G020300 N 070 H010300 Y 070 H020300 N 070 I010300 Y 070 I020300 N 070 J010300 Y 070 J020300 Y 070 K010300 Y 070 K020300 Y 070 L010300 Y 070 L020300 Y 070 M010300 Y 070 M020300 Y 070 N010300 Y 070 N020300 Y 070 O010300 Y 070 O020300 Y 070 P010300 Y 070 P020300 Y 070 Q010300 Y 070 Q020300 N 070 R010300 Y 070 R020300 N 070 A010400 Y 070 A020400 N 070 B010400 Y 070 B020400 N 070 C010400 Y 070 C020400 N PAGE 37 070 D010400 Y 070 D020400 N 070 E010400 Y 070 E020400 N 070 F010400 Y 070 F020400 N 070 G010400 Y 070 G020400 N 070 H010400 Y 070 H020400 N 070 I010400 Y 070 I020400 N 070 J010400 Y 070 J020400 Y 070 K010400 Y 070 K020400 Y 070 L010400 Y 070 L020400 Y 070 M010400 Y 070 M020400 Y 070 N010400 Y 070 N020400 Y 070 O010400 Y 070 O020400 N 070 P010400 Y 070 P020400 Y 070 Q010400 Y 070 Q020400 N 070 R010400 Y 070 R020400 N 070 A010500 Y 070 A020500 N 070 B010500 Y 070 B020500 N 070 C010500 Y 070 C020500 N 070 D010500 Y 070 D020500 N 070 E010500 Y 070 E020500 N 070 F010500 Y 070 F020500 N 070 G010500 Y 070 G020500 N 070 H010500 Y 070 H020500 N 070 I010500 Y 070 I020500 N 070 J010500 Y 070 J020500 Y 070 K010500 Y PAGE 38 070 K020500 Y 070 L010500 Y 070 L020500 Y 070 M010500 Y 070 M020500 Y 070 N010500 Y 070 N020500 Y 070 O010500 Y 070 O020500 Y 070 P010500 Y 070 P020500 Y 070 Q010500 Y 070 Q020500 N 070 R010500 Y 070 R020500 N 070 A010600 Y 070 A020600 N 070 B010600 Y 070 B020600 N 070 C010600 Y 070 C020600 N 070 D010600 Y 070 D020600 N 070 E010600 Y 070 E020600 N 070 F010600 Y 070 F020600 N 070 G010600 Y 070 G020600 N 070 H010600 Y 070 H020600 N 070 I010600 Y 070 I020600 N 070 J010600 Y 070 J020600 N 070 K010600 Y 070 K020600 Y 070 L010600 Y 070 L020600 N 070 M010600 Y 070 M020600 N 070 N010600 Y 070 N020600 N 070 O010600 Y 070 O020600 N 070 P010600 Y 070 P020600 N 070 Q010600 Y 070 Q020600 N 070 R010600 Y 070 R020600 N PAGE 39 070 A010700 Y 070 A020700 N 070 B010700 Y 070 B020700 N 070 C010700 Y 070 C020700 N 070 D010700 Y 070 D020700 N 070 E010700 Y 070 E020700 N 070 F010700 Y 070 F020700 N 070 G010700 Y 070 G020700 N 070 H010700 Y 070 H020700 N 070 I010700 Y 070 I020700 N 070 J010700 Y 070 J020700 N 070 K010700 Y 070 K020700 Y 070 L010700 Y 070 L020700 Y 070 M010700 Y 070 M020700 Y 070 N010700 Y 070 N020700 Y 070 O010700 Y 070 O020700 N 070 P010700 Y 070 P020700 Y 070 Q010700 Y 070 Q020700 N 070 R010700 Y 070 R020700 N 070 A010800 Y 070 A020800 N 070 B010800 Y 070 B020800 N 070 C010800 Y 070 C020800 N 070 D010800 Y 070 D020800 N 070 E010800 Y 070 E020800 N 070 F010800 Y 070 F020800 N 070 G010800 Y 070 G020800 N 070 H010800 Y PAGE 40 070 H020800 N 070 I010800 Y 070 I020800 N 070 J010800 Y 070 J020800 N 070 K010800 Y 070 K020800 Y 070 L010800 Y 070 L020800 Y 070 M010800 Y 070 M020800 Y 070 N010800 Y 070 N020800 Y 070 O010800 Y 070 O020800 N 070 P010800 Y 070 P020800 N 070 Q010800 Y 070 Q020800 N 070 R010800 Y 070 R020800 N 071 A000100 2773626 071 B000100 4265384 071 C000100 16826460 071 D000100 16 071 A000200 222195 071 B000200 456537 071 C000200 1613688 071 D000200 14 071 A000300 169709 071 B000300 722275 071 C000300 1146755 071 D000300 15 071 A000400 2155654 071 B000400 1948721 071 C000400 5919131 071 D000400 33 071 A000500 214236 071 B000500 224470 071 C000500 339567 071 D000500 63 071 A000600 1167795 071 B000600 517912 071 C000600 474623 071 D000600 109 071 A000700 7743 071 B000700 1828 071 C000700 6023 071 D000700 30 071 A000800 1763 071 B000800 803 PAGE 41 071 C000800 2150 071 D000800 37 072 A000100 12 072 B000100 13830 072 C000100 221419 072 D000100 0 072 E000100 0 072 F000100 112165 072 G000100 6787 072 H000100 0 072 I000100 11365 072 J000100 0 072 K000100 2481 072 L000100 0 072 M000100 971 072 N000100 252 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 99 072 S000100 1637 072 T000100 16422 072 U000100 0 072 V000100 0 072 W000100 1259 072 X000100 153438 072 Y000100 0 072 Z000100 81811 072AA000100 1117744 072BB000100 0 072CC010100 1632848 072CC020100 0 072DD010100 6664 072DD020100 63846 072EE000100 1028830 072 A000200 12 072 B000200 1754 072 C000200 21449 072 D000200 0 072 E000200 0 072 F000200 14027 072 G000200 632 072 H000200 0 072 I000200 1703 072 J000200 11 072 K000200 523 072 L000200 0 072 M000200 93 072 N000200 151 072 O000200 0 072 P000200 1 PAGE 42 072 Q000200 0 072 R000200 46 072 S000200 155 072 T000200 738 072 U000200 0 072 V000200 0 072 W000200 122 072 X000200 18202 072 Y000200 0 072 Z000200 5001 072AA000200 120638 072BB000200 0 072CC010200 149481 072CC020200 0 072DD010200 599 072DD020200 8665 072EE000200 120584 072 A000300 12 072 B000300 2022 072 C000300 15010 072 D000300 0 072 E000300 0 072 F000300 9811 072 G000300 459 072 H000300 0 072 I000300 1021 072 J000300 3 072 K000300 391 072 L000300 0 072 M000300 72 072 N000300 139 072 O000300 0 072 P000300 1 072 Q000300 0 072 R000300 45 072 S000300 110 072 T000300 1557 072 U000300 0 072 V000300 0 072 W000300 223 072 X000300 13832 072 Y000300 0 072 Z000300 3200 072AA000300 113180 072BB000300 0 072CC010300 85078 072CC020300 0 072DD010300 0 072DD020300 0 072EE000300 83832 072 A000400 12 PAGE 43 072 B000400 1994 072 C000400 150618 072 D000400 0 072 E000400 0 072 F000400 47191 072 G000400 2408 072 H000400 0 072 I000400 4472 072 J000400 1352 072 K000400 1393 072 L000400 0 072 M000400 337 072 N000400 214 072 O000400 0 072 P000400 0 072 Q000400 0 072 R000400 154 072 S000400 577 072 T000400 3559 072 U000400 0 072 V000400 0 072 W000400 618 072 X000400 62275 072 Y000400 414 072 Z000400 90751 072AA000400 143877 072BB000400 0 072CC010400 952472 072CC020400 0 072DD010400 14411 072DD020400 114370 072EE000400 0 072 A000500 12 072 B000500 43 072 C000500 10657 072 D000500 0 072 E000500 0 072 F000500 3408 072 G000500 141 072 H000500 0 072 I000500 289 072 J000500 88 072 K000500 142 072 L000500 0 072 M000500 28 072 N000500 147 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 46 072 S000500 33 PAGE 44 072 T000500 259 072 U000500 0 072 V000500 0 072 W000500 29 072 X000500 4610 072 Y000500 0 072 Z000500 6090 072AA000500 37404 072BB000500 0 072CC010500 27010 072CC020500 0 072DD010500 4363 072DD020500 20492 072EE000500 30381 072 A000600 12 072 B000600 0 072 C000600 13324 072 D000600 0 072 E000600 0 072 F000600 482 072 G000600 187 072 H000600 0 072 I000600 373 072 J000600 5 072 K000600 171 072 L000600 0 072 M000600 23 072 N000600 196 072 O000600 0 072 P000600 0 072 Q000600 0 072 R000600 24 072 S000600 37 072 T000600 1739 072 U000600 0 072 V000600 0 072 W000600 28 072 X000600 3265 072 Y000600 322 072 Z000600 10381 072AA000600 9965 072BB000600 0 072CC010600 30129 072CC020600 0 072DD010600 5054 072DD020600 7478 072EE000600 0 072 A000700 12 072 B000700 0 072 C000700 158 072 D000700 0 PAGE 45 072 E000700 0 072 F000700 78 072 G000700 2 072 H000700 0 072 I000700 4 072 J000700 46 072 K000700 38 072 L000700 0 072 M000700 1 072 N000700 120 072 O000700 0 072 P000700 0 072 Q000700 0 072 R000700 63 072 S000700 0 072 T000700 6 072 U000700 0 072 V000700 0 072 W000700 33 072 X000700 391 072 Y000700 292 072 Z000700 59 072AA000700 0 072BB000700 61 072CC010700 1577 072CC020700 0 072DD010700 16 072DD020700 61 072EE000700 0 072 A000800 12 072 B000800 0 072 C000800 46 072 D000800 0 072 E000800 0 072 F000800 27 072 G000800 1 072 H000800 0 072 I000800 0 072 J000800 17 072 K000800 37 072 L000800 0 072 M000800 0 072 N000800 107 072 O000800 0 072 P000800 0 072 Q000800 0 072 R000800 54 072 S000800 0 072 T000800 1 072 U000800 0 072 V000800 0 PAGE 46 072 W000800 29 072 X000800 273 072 Y000800 242 072 Z000800 15 072AA000800 9 072BB000800 0 072CC010800 479 072CC020800 0 072DD010800 2 072DD020800 20 072EE000800 1 073 A010100 0.0000 073 A020100 0.0000 073 B000100 0.0000 073 C000100 0.0000 073 A010200 0.0000 073 A020200 0.0000 073 B000200 0.0000 073 C000200 0.0000 073 A010300 0.0000 073 A020300 0.0000 073 B000300 0.0000 073 C000300 0.0000 073 A010400 0.0000 073 A020400 0.0000 073 B000400 0.0000 073 C000400 0.0000 073 A010500 0.0000 073 A020500 0.0000 073 B000500 0.0000 073 C000500 0.0000 073 A010600 0.0000 073 A020600 0.0000 073 B000600 0.0000 073 C000600 0.0000 073 A010700 0.0000 073 A020700 0.0000 073 B000700 0.0000 073 C000700 0.0000 073 A010800 0.0000 073 A020800 0.0000 073 B000800 0.0000 073 C000800 0.0046 074 A000100 0 074 B000100 0 074 C000100 0 074 D000100 0 074 E000100 0 074 F000100 17116238 074 G000100 0 074 H000100 0 PAGE 47 074 I000100 768910 074 J000100 16287 074 K000100 2668 074 L000100 77513 074 M000100 280 074 N000100 17981896 074 O000100 20286 074 P000100 6984 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 430760 074 S000100 0 074 T000100 17523866 074 U010100 110115 074 U020100 473235 074 V010100 0.00 074 V020100 0.00 074 W000100 0.0000 074 X000100 56734 074 Y000100 0 074 A000200 0 074 B000200 0 074 C000200 0 074 D000200 0 074 E000200 0 074 F000200 1585509 074 G000200 0 074 H000200 0 074 I000200 61487 074 J000200 3339 074 K000200 0 074 L000200 7845 074 M000200 18 074 N000200 1658198 074 O000200 4252 074 P000200 822 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 53029 074 S000200 0 074 T000200 1600095 074 U010200 5394 074 U020200 49336 074 V010200 0.00 074 V020200 0.00 074 W000200 0.0000 074 X000200 5418 PAGE 48 074 Y000200 0 074 A000300 68 074 B000300 0 074 C000300 0 074 D000300 0 074 E000300 0 074 F000300 930909 074 G000300 0 074 H000300 0 074 I000300 13761 074 J000300 46943 074 K000300 270 074 L000300 1735 074 M000300 12 074 N000300 993698 074 O000300 1777 074 P000300 665 074 Q000300 0 074 R010300 0 074 R020300 0 074 R030300 0 074 R040300 25629 074 S000300 0 074 T000300 965627 074 U010300 10990 074 U020300 27494 074 V010300 0.00 074 V020300 0.00 074 W000300 0.0000 074 X000300 8276 074 Y000300 0 074 A000400 6751 074 B000400 0 074 C000400 0 074 D000400 0 074 E000400 0 074 F000400 6548643 074 G000400 0 074 H000400 0 074 I000400 311930 074 J000400 7268 074 K000400 778 074 L000400 23097 074 M000400 70 074 N000400 6898537 074 O000400 10036 074 P000400 2624 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 PAGE 49 074 R040400 142079 074 S000400 0 074 T000400 6743798 074 U010400 24692 074 U020400 140563 074 V010400 0.00 074 V020400 0.00 074 W000400 0.0000 074 X000400 39512 074 Y000400 0 074 A000500 0 074 B000500 0 074 C000500 0 074 D000500 0 074 E000500 0 074 F000500 363343 074 G000500 0 074 H000500 0 074 I000500 22598 074 J000500 0 074 K000500 0 074 L000500 3138 074 M000500 4 074 N000500 389083 074 O000500 589 074 P000500 183 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 7857 074 S000500 0 074 T000500 380454 074 U010500 2896 074 U020500 11872 074 V010500 0.00 074 V020500 0.00 074 W000500 0.0000 074 X000500 2645 074 Y000500 0 074 A000600 0 074 B000600 0 074 C000600 0 074 D000600 472485 074 E000600 0 074 F000600 390001 074 G000600 0 074 H000600 0 074 I000600 5795 074 J000600 0 074 K000600 7 PAGE 50 074 L000600 9980 074 M000600 5 074 N000600 878273 074 O000600 2587 074 P000600 163 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 900 074 S000600 0 074 T000600 874623 074 U010600 22652 074 U020600 38663 074 V010600 0.00 074 V020600 0.00 074 W000600 0.0000 074 X000600 4712 074 Y000600 0 074 A000700 1 074 B000700 0 074 C000700 0 074 D000700 0 074 E000700 0 074 F000700 10307 074 G000700 0 074 H000700 0 074 I000700 1039 074 J000700 0 074 K000700 3 074 L000700 117 074 M000700 0 074 N000700 11467 074 O000700 703 074 P000700 45 074 Q000700 0 074 R010700 0 074 R020700 0 074 R030700 0 074 R040700 129 074 S000700 0 074 T000700 10590 074 U010700 258 074 U020700 621 074 V010700 0.00 074 V020700 0.00 074 W000700 0.0000 074 X000700 147 074 Y000700 0 074 A000800 0 074 B000800 0 PAGE 51 074 C000800 0 074 D000800 0 074 E000800 0 074 F000800 3072 074 G000800 0 074 H000800 0 074 I000800 269 074 J000800 2 074 K000800 3 074 L000800 13 074 M000800 0 074 N000800 3359 074 O000800 1 074 P000800 42 074 Q000800 0 074 R010800 0 074 R020800 0 074 R030800 0 074 R040800 38 074 S000800 0 074 T000800 3278 074 U010800 39 074 U020800 240 074 V010800 0.00 074 V020800 0.00 074 W000800 0.0000 074 X000800 50 074 Y000800 0 075 A000100 0 075 B000100 17447503 075 A000200 0 075 B000200 1625648 075 A000300 0 075 B000300 1178684 075 A000400 0 075 B000400 6215085 075 A000500 0 075 B000500 363245 075 A000600 0 075 B000600 486684 075 A000700 0 075 B000700 6306 075 A000800 0 075 B000800 2283 076 000100 0.00 076 000200 0.00 076 000300 0.00 076 000400 0.00 076 000500 0.00 076 000600 0.00 076 000700 0.00 PAGE 52 076 000800 0.00 077 A000000 Y 077 B000000 Y 077 C000000 N 077 D000000 Y 077 E000000 Y 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 Y 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 N 078 000000 N 080 A00AA00 Chubb Group of Insurance Companies 080 C00AA00 10000 081 A00AA00 Y 081 B00AA00 5 082 A00AA00 Y 082 B00AA00 50 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 Y 085 B00AA00 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE SEE BELOW TITLE SEE BELOW This report is signed on behalf of the registrant (or depositor or trustee). City of: Boston State of: Massachusetts Date: February 19, 2013 Name of Registrant, Depositor, or Trustee: Columbia Acorn Trust /s/ Michael G. Clarke -------------------------------------------------------------------------------- Michael G. Clarke Assistant Treasurer /s/ Joseph F. DiMaria -------------------------------------------------------------------------------- Joseph F. DiMaria Assistant Treasurer Witness Columbia Acorn Trust EX-99.77B ACCT LTTR 2 dex9977b.txt EXHIBIT 77B - REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 77B Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of Columbia Acorn Trust: In planning and performing our audit of the financial statements of Columbia Acorn Fund, Columbia Acorn International, Columbia Acorn USA, Columbia Acorn International Select, Columbia Acorn Select, Columbia Thermostat Fund, Columbia Acorn Emerging Markets Fund, and Columbia Acorn European Fund (the "Funds") as of and for the year ended December 31, 2012, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Funds' internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Funds' internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Funds' internal control over financial reporting. The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A fund's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the Fund are being made only in accordance with authorizations of management and trustees of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Funds' annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Funds' internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Funds' internal control over financial reporting and its operation, including controls over safeguarding securities that we consider to be material weaknesses as defined above as of December 31, 2012. This report is intended solely for the information and use of management and the Board of Trustees of the Funds and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/ PricewaterhouseCoopers LLP PricewaterhouseCoopers LLP Chicago, Illinois February 22, 2013 PricewaterhouseCoopers LLP, One North Wacker Drive Chicago, IL,60606 T: (312) 298 2000, F: (312) 298 2001, www.pwc.com/us EX-99.77D POLICIES 3 dex9977d.txt EXHIBIT 77D - POLICIES WITH RESPECT TO SECURITIES INVESTMENTS Exhibit 77D -------------------------------------------------------------------------------- Item 77D/77Q1(b) - Policies with Respect to Securities Investments: On December 10, 2012, Form Type 497, Accession No. 0001193125-12-496220 , a supplement to the registration statement of Columbia Acorn Trust on behalf of Columbia Thermostat Fund was filed with the SEC. It is hereby incorporated by reference as part of the response to these Items 77D and 77Q1(b) of Form N-SAR. The supplement made material changes to the disclosure in the Principal Investment Strategies section of the Columbia Thermostat Fund's prospectuses to make certain changes to the underlying bond funds in which it invests (the "Portfolio Funds"). Specifically, the investment adviser has removed Columbia U.S. Treasury Index Fund and added Columbia Short Term Bond Fund at a weighting of 40% among the bond Portfolio Funds. The investment adviser has also reduced the weighting of Columbia Intermediate Bond Fund from 50% to 30% among the bond Portfolio Funds. EX-99.77E LEGAL 4 dex9977e.txt EXHIBIT 77E - LEGAL PROCEEDINGS Exhibit 77E Item 77E - Legal Proceedings: Ameriprise Financial and certain of its affiliates have historically been involved in a number of legal, arbitration and regulatory proceedings, including routine litigation, class actions, and governmental actions, concerning matters arising in connection with the conduct of their business activities. Ameriprise Financial believes that the Funds are not currently the subject of, and that neither Ameriprise Financial nor any of its affiliates are the subject of, any pending legal, arbitration or regulatory proceedings that are likely to have a material adverse effect on the Fund or the ability of Ameriprise Financial or its affiliates to perform under their contracts with the Funds Ameriprise Financial is required to make 10-Q, 10-K and, as necessary. 8-K filings with the Securities and Exchange Commission on legal and regulatory matters that relate to Ameriprise Financial and its affiliates Copies of these filings may be obtained by accessing the SEC website at www.sec.gov. There can be no assurance that these matters, or the adverse publicity associated with them, will not result in increased fund redemptions, reduced sale of fund shares or other adverse consequences to the Funds. Further, although we believe proceedings are not likely to have a material adverse effect on the Funds or the ability of Ameriprise Financial or its affiliates to perform under their contracts with the Funds, these proceedings are subject to uncertainties and, as such, we are unable to estimate the possible loss or range of loss that may result. An adverse outcome in one or more of these proceedings could result in adverse judgments, settlements, fines, penalties or other relief that could have a material adverse effect on the consolidated financial condition or results of operations of Ameriprise Financial. EX-99.77I NEW SECUR 5 dex9977i.txt EXHIBIT 77I - TERMS OF NEW OR AMENDED SECURITIES Exhibit 77I Item 77I/77Q1(d) - Terms of new or amended securities: An Amended and Restated Multi-Class Plan, pursuant to Rule 18f-3(d), for the Funds dated September 7, 2010, amended on November 8, 2012 is incorporated by reference to Post-Effective Amendment No. 95 to the Registration Statement of the Registrant on Form Type 485BPOS filed on November 7, 2012, Accession No. 001193125-12-457520. ***** Changes to Class A and Class Z shares of each of the Funds and features of Class R5 shares of Columbia Acorn International, as described in the supplement to the prospectus(es) and Statement of Additional Information of each of the Funds, dated and filed October 1, 2012 pursuant to Rule 497(e) of the Securities Act of 1933, Accession No. 0001193125-12-410394, are incorporated by reference. Certain features of Class A and Class Z shares of each of the Funds and features of Class R5 shares of Columbia Acorn International were changed, as described below: 1. Changes to Class R5 - Re-opening; Eligibility. Effective November 8, 2012, Class R5 shares of Columbia Acorn International are available for purchase by (i) registered investment advisers that clear Fund share transactions for their client or customer accounts through designated mutual fund trading platforms that have been granted specific written authorization from the Funds' transfer agent with respect to Class R5 eligibility apart from selling, servicing or similar agreements and (ii) omnibus retirement plans. Existing shareholders who do not satisfy the new eligibility requirements for investment in Class R5 shares may not establish new Class R5 accounts, but may continue to make additional purchases of Class R5 shares in accounts opened and funded prior to November 8, 2012. In addition, investment advisory programs and similar programs that opened a Class R5 account as of May 1, 2010, and continuously hold Class R5 shares in such account after such date, may generally not only continue to make additional purchases of Class R5 shares but also open new Class R5 accounts and add new shareholders in the program. Prior to November 8, 2012, Class R5 shares were closed to new investors and new accounts, subject to certain exceptions. 2. Changes to Class Z - Partial Closing. A. Omnibus Retirement Plans. Effective March 29, 2013, omnibus retirement plans are not permitted to establish new Class Z accounts, subject to the following exceptions. Omnibus retirement plans that opened and funded a Class Z account with the Fund as of the close of business on March 28, 2013, and continuously hold Class Z shares in such account after March 28, 2013, may continue to make additional purchases of Class Z shares, open new Class Z accounts and add new participants. In addition, an omnibus retirement plan may, in the discretion of the Funds' distributor, open new Class Z accounts for a Fund after March 28, 2013 if the plan's sponsor or an affiliated sponsor opened and funded a Class Z account for another omnibus retirement plan as of the close of business on March 28, 2013. If an omnibus retirement plan invested in Class Z shares changes recordkeepers after March 28, 2013, any new accounts established for that plan may not be established in Class Z shares but such a plan may establish new accounts in a different share class for which the plan is eligible. B. Selling Agents that Clear through Certain Platforms. Effective March 29, 2013, accounts of selling agents (other than omnibus retirement plans, discussed above) that clear Fund share transactions for their client or customer accounts through designated mutual fund trading platforms that have been given specific written notice from the Fund's transfer agent of the termination of their eligibility for new purchases of Class Z shares will not be permitted to establish new Class Z accounts or make additional purchases of Class Z shares for existing accounts (other than through reinvestment of distributions). C. Other Existing Class Z Shareholders. Existing holders of Class Z shares (other than those described in the immediately preceding paragraph) may continue to maintain Class Z accounts and make additional purchases of Class Z shares (including through reinvestment of distributions). 3. Exchangeability. Shareholders may exchange shares of one share class of a Fund for shares of another share class of the Fund or another fund managed by Columbia Wanger Asset Management, LLC or its affiliates, subject to eligibility. Before making such an exchange, you should consider the fees and expenses of each share class. 4. Front-End Sales Charge Waivers for Class A Shares. Effective November 8, 2012, the Funds' distributor may waive front-end sales charges on (i) purchases (including exchanges) of Class A shares in accounts of selling agents that have entered into agreements with the Funds' distributor to offer Fund shares to self-directed investment brokerage accounts that may or may not charge a transaction fee to customers and (ii) exchanges of Class Z shares of a Fund for Class A shares of the Fund. ***** On November 7, 2012, a Form Type 485(b), Accession No. 0001193125-12-457520, an amendment to the registration statement of Columbia Acorn Trust, was filed with the SEC. This amendment registered new classes of shares of the Funds listed below, effective November 8, 2012, and describes the characteristics of the new classes of shares:
Fund New Share Class(es) ---- ------------------- Columbia Acorn Emerging Markets Fund R4, R5 Columbia Acorn European Fund R4 Columbia Acorn Fund R4, R5, Y Columbia Acorn International R4, Y Columbia Acorn International Select R4, R5, Y Columbia Acorn Select R4, R5, Y Columbia Acorn USA R4, R5, Y Columbia Thermostat Fund R4, R5, Y