0001258897-13-000074.txt : 20130228
0001258897-13-000074.hdr.sgml : 20130228
20130228130532
ACCESSION NUMBER: 0001258897-13-000074
CONFORMED SUBMISSION TYPE: NSAR-B
PUBLIC DOCUMENT COUNT: 5
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130228
DATE AS OF CHANGE: 20130228
EFFECTIVENESS DATE: 20130228
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: COLUMBIA ACORN TRUST
CENTRAL INDEX KEY: 0000002110
IRS NUMBER: 362692100
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: NSAR-B
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-01829
FILM NUMBER: 13650616
BUSINESS ADDRESS:
STREET 1: 227 W MONROE STE 3000
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3126349200
MAIL ADDRESS:
STREET 1: 227 W MONROE STE 3000
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: LIBERTY ACORN TRUST
DATE OF NAME CHANGE: 20010424
FORMER COMPANY:
FORMER CONFORMED NAME: ACORN INVESTMENT TRUST
DATE OF NAME CHANGE: 19940204
FORMER COMPANY:
FORMER CONFORMED NAME: ACORN FUND INC
DATE OF NAME CHANGE: 19920703
0000002110
S000009184
Columbia Acorn Fund
C000024954
Columbia Acorn Fund Class A
LACAX
C000024955
Columbia Acorn Fund Class B
LACBX
C000024956
Columbia Acorn Fund Class C
LIACX
C000024957
Columbia Acorn Fund Class Z
ACRNX
C000094632
Columbia Acorn Fund Class I
CANIX
C000122735
Columbia Acorn Fund Class R4
CEARX
C000122736
Columbia Acorn Fund Class R5
CRBRX
C000122737
Columbia Acorn Fund Class Y
CRBYX
0000002110
S000009185
Columbia Acorn International
C000024958
Columbia Acorn International Class A
LAIAX
C000024959
Columbia Acorn International Class B
LIABX
C000024960
Columbia Acorn International Class C
LAICX
C000024961
Columbia Acorn International Class Z
ACINX
C000094633
Columbia Acorn International Class I
CARIX
C000097732
Columbia Acorn International Class R
CACRX
C000097733
Columbia Acorn International Class R5
CAIRX
C000122738
Columbia Acorn International Class R4
CCIRX
C000122739
Columbia Acorn International Class Y
CCYIX
0000002110
S000009186
Columbia Acorn USA
C000024962
Columbia Acorn USA Class A
LAUAX
C000024963
Columbia Acorn USA Class B
LAUBX
C000024964
Columbia Acorn USA Class C
LAUCX
C000024965
Columbia Acorn USA Class Z
AUSAX
C000094634
Columbia Acorn USA Class I
CAUIX
C000122740
Columbia Acorn USA Class R4
CUSAX
C000122741
Columbia Acorn USA Class R5
CYSRX
C000122742
Columbia Acorn USA Class Y
CUSYX
0000002110
S000009187
Columbia Acorn Select
C000024966
Columbia Acorn Select Class A
LTFAX
C000024967
Columbia Acorn Select Class B
LTFBX
C000024968
Columbia Acorn Select Class C
LTFCX
C000024969
Columbia Acorn Select Class Z
ACTWX
C000094635
Columbia Acorn Select Class I
CACIX
C000122743
Columbia Acorn Select Class R4
CSSRX
C000122744
Columbia Acorn Select Class R5
CSLRX
C000122745
Columbia Acorn Select Class Y
CSLYX
0000002110
S000009188
Columbia Acorn International Select
C000024970
Columbia Acorn International Select Class A
LAFAX
C000024971
Columbia Acorn International Select Class B
LFFBX
C000024972
Columbia Acorn International Select Class C
LFFCX
C000024973
Columbia Acorn International Select Class Z
ACFFX
C000094636
Columbia Acorn International Select Class I
CRSIX
C000122746
Columbia Acorn International Select Class R5
CRIRX
C000122747
Columbia Acorn International Select Class Y
CSIRX
C000122748
Columbia Acorn International Select Class R4
CILRX
0000002110
S000009189
Columbia Thermostat Fund
C000024974
Columbia Thermostat Fund Class A
CTFAX
C000024975
Columbia Thermostat Fund Class B
CTFBX
C000024976
Columbia Thermostat Fund Class C
CTFDX
C000024977
Columbia Thermostat Fund Class Z
COTZX
C000122749
Columbia Thermostat Fund Class R4
CTORX
C000122750
Columbia Thermostat Fund Class R5
CQTRX
C000122751
Columbia Thermostat Fund Class Y
CYYYX
0000002110
S000033621
Columbia Acorn European Fund
C000103324
Columbia Acorn European Fund Class A
CAEAX
C000103325
Columbia Acorn European Fund Class C
CAECX
C000103326
Columbia Acorn European Fund Class I
CAFIX
C000103327
Columbia Acorn European Fund Class Z
CAEZX
C000122752
Columbia Acorn European Fund Class R5
CAEEX
0000002110
S000033622
Columbia Acorn Emerging Markets Fund
C000103328
Columbia Acorn Emerging Markets Fund Class A
CAGAX
C000103329
Columbia Acorn Emerging Markets Fund Class C
CGMCX
C000103330
Columbia Acorn Emerging Markets Fund Class I
CATIX
C000103331
Columbia Acorn Emerging Markets Fund Class Z
CEFZX
C000122753
Columbia Acorn Emerging Markets Fund Class R4
CAERX
C000122754
Columbia Acorn Emerging Markets Fund Class R5
CANRX
NSAR-B
1
491279answer.fil
COLUMBIA ACORN TRUST - ANNUAL REPORT - DATED 12/31/2012
PAGE 1
000 B000000 12/31/2012
000 C000000 0000002110
000 D000000 N
000 E000000 NF
000 F000000 Y
000 G000000 N
000 H000000 N
000 I000000 6.1
000 J000000 A
001 A000000 COLUMBIA ACORN TRUST
001 B000000 811-01829
001 C000000 6173859594
002 A000000 227 W. MONROE ST. SUITE 3000
002 B000000 CHICAGO
002 C000000 IL
002 D010000 60606
003 000000 N
004 000000 N
005 000000 N
006 000000 N
007 A000000 Y
007 B000000 8
007 C010100 1
007 C020100 Columbia Acorn Fund
007 C030100 N
007 C010200 2
007 C020200 Columbia Acorn USA
007 C030200 N
007 C010300 3
007 C020300 Columbia Acorn Select
007 C030300 N
007 C010400 4
007 C020400 Columbia Acorn International
007 C030400 N
007 C010500 5
007 C020500 Columbia Acorn International Select
007 C030500 N
007 C010600 6
007 C020600 Columbia Thermostat Fund
007 C030600 N
007 C010700 7
007 C020700 Columbia Acorn Emerging Markets Fund
007 C030700 N
007 C010800 8
007 C020800 Columbia Acorn European Fund
007 C030800 N
008 A00AA01 COLUMBIA WANGER ASSET MANAGEMENT, LLC
008 B00AA01 A
008 C00AA01 801-41391
008 D01AA01 CHICAGO
008 D02AA01 IL
PAGE 2
008 D03AA01 60606
008 D04AA01 5016
010 A00AA01 COLUMBIA WANGER ASSET MANAGEMENT, LLC
010 B00AA01 801-41391
010 C01AA01 CHICAGO
010 C02AA01 IL
010 C03AA01 60606
010 C04AA01 5016
011 A00AA01 COLUMBIA MGMT INVESTMENT DISTRIBUTORS, INC.
011 B00AA01 8-25845
011 C01AA01 BOSTON
011 C02AA01 MA
011 C03AA01 02110
012 A00AA01 COLUMBIA MANAGEMENT INVESTMENT SERVICES CORP.
012 B00AA01 84-05685
012 C01AA01 BOSTON
012 C02AA01 MA
012 C03AA01 02266
012 C04AA01 8081
013 A00AA01 PRICEWATERHOUSECOOPERS LLP
013 B01AA01 CHICAGO
013 B02AA01 IL
013 B03AA01 60606
014 A00AA01 COLUMBIA MGMT INVESTMENT DISTRIBUTORS, INC.
014 B00AA01 8-25845
014 A00AA02 AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
014 B00AA02 8-42582
014 A00AA03 AMERIPRISE FINANCIAL SERVICES, INC.
014 B00AA03 8-16791
014 A00AA04 RIVERSOURCE DISTRIBUTORS, INC.
014 B00AA04 8-67196
015 A00AA01 JPMORGAN CHASE BANK, N.A.
015 B00AA01 C
015 C01AA01 NEW YORK
015 C02AA01 NY
015 C03AA01 10005
015 E01AA01 X
015 A00AA02 AB SEB BANKAS
015 B00AA02 S
015 C01AA02 VILNIUS
015 D01AA02 LITHUANIA
015 E04AA02 X
015 A00AA03 BANCO BCT, S.A.
015 B00AA03 S
015 C01AA03 SAN JOSE
015 D01AA03 COSTA RICA
015 E04AA03 X
015 A00AA04 BANCO ITAU URUGUAY S.A.
015 B00AA04 S
015 C01AA04 MONTEVIDEO
015 D01AA04 URUGUAY
PAGE 3
015 E04AA04 X
015 A00AA05 BANCO NACIONAL DE MEXICO, S.A.
015 B00AA05 S
015 C01AA05 MEXICO CITY
015 D01AA05 MEXICO
015 E04AA05 X
015 A00AA06 BANCO SANTANDER CHILE
015 B00AA06 S
015 C01AA06 SANTIAGO
015 D01AA06 CHILE
015 E04AA06 X
015 A00AA07 BANK HANDLOWY W. WARSZAWIE S.A.
015 B00AA07 S
015 C01AA07 WARSAW
015 D01AA07 POLAND
015 E04AA07 X
015 A00AA08 BANK LEUMI LE-ISRAEL B.M.
015 B00AA08 S
015 C01AA08 TEL AVIV
015 D01AA08 ISRAEL
015 E04AA08 X
015 A00AA09 BANQUE INTERNATIONALE ARABE DE TUNISIE, S.A.
015 B00AA09 S
015 C01AA09 TUNIS CEDEX
015 D01AA09 TUNISIA
015 E04AA09 X
015 A00AA10 BARCLAYS BANK OF ZIMBABWE LIMITED
015 B00AA10 S
015 C01AA10 HARARE
015 D01AA10 ZIMBABWE
015 E04AA10 X
015 A00AA11 BNP PARIBAS SECURITIES SERVICES S.C.A.
015 B00AA11 S
015 C01AA11 BRUSSELS
015 D01AA11 BELGIUM
015 E04AA11 X
015 A00AA12 BNP PARIBAS SECURITIES SERVICES S.C.A.
015 B00AA12 S
015 C01AA12 PANTIN
015 D01AA12 FRANCE
015 E04AA12 X
015 A00AA13 BNP PARIBAS SECURITIES SERVICES S.C.A.
015 B00AA13 S
015 C01AA13 MILAN
015 D01AA13 ITALY
015 E04AA13 X
015 A00AA14 BNP PARIBAS SECURITIES SERVICES S.C.A.
015 B00AA14 S
015 C01AA14 HESPERANGE
015 D01AA14 LUXEMBOURG
015 E04AA14 X
PAGE 4
015 A00AA15 BNP PARIBAS SECURITIES SERVICES S.C.A.
015 B00AA15 S
015 C01AA15 AMSTERDAM
015 D01AA15 NETHERLANDS
015 E04AA15 X
015 A00AA16 BNP PARIBAS SECURITIES SERVICES S.C.A.
015 B00AA16 S
015 C01AA16 LISBON
015 D01AA16 PORTUGAL
015 E04AA16 X
015 A00AA17 CANADIAN IMPERIAL BANK OF COMMERCE
015 B00AA17 S
015 C01AA17 TORONTO
015 D01AA17 CANADA
015 E04AA17 X
015 A00AA18 CITIBANK A.S.
015 B00AA18 S
015 C01AA18 ISTANBUL
015 D01AA18 TURKEY
015 E04AA18 X
015 A00AA19 CITIBANK DEL PERU S.A.
015 B00AA19 S
015 C01AA19 SAN ISIDRO
015 D01AA19 PERU
015 E04AA19 X
015 A00AA20 CITIBANK, N.A.
015 B00AA20 S
015 C01AA20 CAIRO
015 D01AA20 EGYPT
015 E04AA20 X
015 A00AA21 CITIBANK, N.A.
015 B00AA21 S
015 C01AA21 CARACAS
015 D01AA21 VENEZUELA
015 E04AA21 X
015 A00AA22 DBS BANK LTD.
015 B00AA22 S
015 C01AA22 SINGAPORE
015 D01AA22 SINGAPORE
015 E04AA22 X
015 A00AA23 DEUTSCHE BANK AG
015 B00AA23 S
015 C01AA23 ESCHBORN
015 D01AA23 GERMANY
015 E04AA23 X
015 A00AA24 DEUTSCHE BANK AG
015 B00AA24 S
015 C01AA24 BUDAPEST
015 D01AA24 HUNGARY
015 E04AA24 X
015 A00AA25 DEUTSCHE BANK AG
PAGE 5
015 B00AA25 S
015 C01AA25 JAKARTA
015 D01AA25 INDONESIA
015 E04AA25 X
015 A00AA26 DEUTSCHE BANK AG
015 B00AA26 S
015 C01AA26 LONDON
015 D01AA26 UNITED KINGDOM
015 E04AA26 X
015 A00AA27 FIRSTRAND BANK LIMITED
015 B00AA27 S
015 C01AA27 JOHANNESBURG
015 D01AA27 SOUTH AFRICA
015 E04AA27 X
015 A00AA28 HSBC BANK (CHINA) COMPANY LIMITED
015 B00AA28 S
015 C01AA28 SHANGHAI
015 D01AA28 CHINA
015 E04AA28 X
015 A00AA29 HSBC BANK (VIETNAM) LTD.
015 B00AA29 S
015 C01AA29 HO CHI MINH CITY
015 D01AA29 VIETNAM
015 E04AA29 X
015 A00AA30 HSBC BANK ARGENTINA S.A.
015 B00AA30 S
015 C01AA30 BUENOS AIRES
015 D01AA30 ARGENTINA
015 E04AA30 X
015 A00AA31 HSBC BANK BERMUDA LIMITED
015 B00AA31 S
015 C01AA31 HAMILTON
015 D01AA31 BERMUDA
015 E04AA31 X
015 A00AA32 HSBC BANK MALAYSIA BERHAD
015 B00AA32 S
015 C01AA32 KUALA LUMPUR
015 D01AA32 MALAYSIA
015 E04AA32 X
015 A00AA33 HSBC BANK MALTA P.L.C.
015 B00AA33 S
015 C01AA33 QORMI
015 D01AA33 MALTA
015 E04AA33 X
015 A00AA34 HSBC BANK MIDDLE EAST LIMITED
015 B00AA34 S
015 C01AA34 AL SEEF
015 D01AA34 BAHRAIN
015 E04AA34 X
015 A00AA35 HSBC BANK MIDDLE EAST LIMITED
015 B00AA35 S
PAGE 6
015 C01AA35 AMMAN
015 D01AA35 JORDAN
015 E04AA35 X
015 A00AA36 HSBC BANK MIDDLE EAST LIMITED
015 B00AA36 S
015 C01AA36 SAFAT
015 D01AA36 KUWAIT
015 E04AA36 X
015 A00AA37 HSBC BANK MIDDLE EAST LIMITED
015 B00AA37 S
015 C01AA37 BEIRUT
015 D01AA37 LEBANON
015 E04AA37 X
015 A00AA38 HSBC BANK MIDDLE EAST LIMITED
015 B00AA38 S
015 C01AA38 RUWI
015 D01AA38 OMAN
015 E04AA38 X
015 A00AA39 HSBC BANK MIDDLE EAST LIMITED
015 B00AA39 S
015 C01AA39 RAMALLAH
015 D01AA39 PALESTINE TERRITORY
015 E04AA39 X
015 A00AA40 HSBC BANK MIDDLE EAST LIMITED
015 B00AA40 S
015 C01AA40 DOHA
015 D01AA40 QATAR
015 E04AA40 X
015 A00AA41 HSBC BANK MIDDLE EAST LIMITED
015 B00AA41 S
015 C01AA41 DUBAI
015 D01AA41 UAE-ADX
015 E04AA41 X
015 A00AA42 HSBC BANK MIDDLE EAST LIMITED
015 B00AA42 S
015 C01AA42 DUBAI
015 D01AA42 UAE-DFM
015 E04AA42 X
015 A00AA43 HSBC BANK MIDDLE EAST LIMITED
015 B00AA43 S
015 C01AA43 DUBAI
015 D01AA43 UAE-NASDAQ DUBAI
015 E04AA43 X
015 A00AA44 HSBC BANK PLC
015 B00AA44 S
015 C01AA44 ATHENS
015 D01AA44 GREECE
015 E04AA44 X
015 A00AA45 HSBC SAUDI ARABIA LIMITED
015 B00AA45 S
015 C01AA45 RIYADH
PAGE 7
015 D01AA45 SAUDI ARABIA
015 E04AA45 X
015 A00AA46 ING BANK (EURASIA) ZAO
015 B00AA46 S
015 C01AA46 MOSCOW
015 D01AA46 RUSSIA
015 E04AA46 X
015 A00AA47 ING BANK N.V.
015 B00AA47 S
015 C01AA47 SOFIA
015 D01AA47 BULGARIA
015 E04AA47 X
015 A00AA48 ING BANK N.V.
015 B00AA48 S
015 C01AA48 BUCHAREST
015 D01AA48 ROMANIA
015 E04AA48 X
015 A00AA49 ING BANK UKRAINE
015 B00AA49 S
015 C01AA49 KIEV
015 D01AA49 UKRAINE
015 E04AA49 X
015 A00AA50 ISLANDSBANKI HF.
015 B00AA50 S
015 C01AA50 REYKJAVIK
015 D01AA50 ICELAND
015 E04AA50 X
015 A00AA51 J.P. MORGAN AG
015 B00AA51 S
015 C01AA51 FRANKFURT
015 D01AA51 GERMANY
015 E04AA51 X
015 A00AA52 J.P. MORGAN BANK INTERNATIONAL
015 B00AA52 S
015 C01AA52 MOSCOW
015 D01AA52 RUSSIA
015 E04AA52 X
015 A00AA53 J.P. MORGAN S.A. DTVM
015 B00AA53 S
015 C01AA53 SAO PAULO
015 D01AA53 BRAZIL
015 E04AA53 X
015 A00AA54 JPMORGAN CHASE BANK, N.A.
015 B00AA54 S
015 C01AA54 SYDNEY
015 D01AA54 AUSTRALIA
015 E04AA54 X
015 A00AA55 JPMORGAN CHASE BANK, N.A.
015 B00AA55 S
015 C01AA55 MUMBAI
015 D01AA55 INDIA
PAGE 8
015 E04AA55 X
015 A00AA56 JPMORGAN CHASE BANK, N.A.
015 B00AA56 S
015 C01AA56 WELLINGTON
015 D01AA56 NEW ZEALAND
015 E04AA56 X
015 A00AA57 JPMORGAN CHASE BANK, N.A.
015 B00AA57 S
015 C01AA57 TAIPEI
015 D01AA57 TAIWAN
015 E04AA57 X
015 A00AA58 JPMORGAN CHASE BANK, N.A.
015 B00AA58 S
015 C01AA58 LONDON
015 D01AA58 UNITED KINGDOM
015 E04AA58 X
015 A00AA59 MIZUHO CORPORATE BANK, LIMITED
015 B00AA59 S
015 C01AA59 TOKYO
015 D01AA59 JAPAN
015 E04AA59 X
015 A00AA60 NORDEA BANK AB
015 B00AA60 S
015 C01AA60 STOCKHOLM
015 D01AA60 SWEDEN
015 E04AA60 X
015 A00AA61 NORDEA BANK DANMARK A/S
015 B00AA61 S
015 C01AA61 TAASTRUP
015 D01AA61 DENMARK
015 E04AA61 X
015 A00AA62 NORDEA BANK FINLAND PLC
015 B00AA62 S
015 C01AA62 HELSINKI
015 D01AA62 FINLAND
015 E04AA62 X
015 A00AA63 NORDEA BANK NORGE ASA
015 B00AA63 S
015 C01AA63 OSLO
015 D01AA63 NORWAY
015 E04AA63 X
015 A00AA64 PRIVREDNA BANKA ZAGREB D.D.
015 B00AA64 S
015 C01AA64 ZAGREB
015 D01AA64 CROATIA
015 E04AA64 X
015 A00AA65 REPUBLIC BANK LIMITED
015 B00AA65 S
015 C01AA65 PORT OF SPAIN
015 D01AA65 TRINIDAD AND TOBAGO
015 E04AA65 X
PAGE 9
015 A00AA66 ROYAL BANK OF CANADA
015 B00AA66 S
015 C01AA66 TORONTO
015 D01AA66 CANADA
015 E04AA66 X
015 A00AA67 SANTANDER INVESTMENT TRUST COLOMBIA S.A.
015 B00AA67 S
015 C01AA67 BOGOTA
015 D01AA67 COLOMBIA
015 E04AA67 X
015 A00AA68 SANTANDER INVESTMENT, S.A.
015 B00AA68 S
015 C01AA68 MADRID
015 D01AA68 SPAIN
015 E04AA68 X
015 A00AA69 SB HSBC BANK KAZAKHSTAN JSC
015 B00AA69 S
015 C01AA69 ALMATY
015 D01AA69 KAZAKHSTAN
015 E04AA69 X
015 A00AA70 SOCIETE GENERALE
015 B00AA70 S
015 C01AA70 PARIS
015 D01AA70 FRANCE
015 E04AA70 X
015 A00AA71 SOCIETE GENERALE DE BANQUES EN COTE D'IVOIRE
015 B00AA71 S
015 C01AA71 ABIDJAN
015 D01AA71 IVORY COAST
015 E04AA71 X
015 A00AA72 SOCIETE GENERALE MAROCAINE DE BANQUES
015 B00AA72 S
015 C01AA72 CASABLANCA
015 D01AA72 MOROCCO
015 E04AA72 X
015 A00AA73 STANBIC BANK TANZANIA LIMITED
015 B00AA73 S
015 C01AA73 DAR ES SALAAM
015 D01AA73 TANZANIA
015 E04AA73 X
015 A00AA74 STANBIC IBTC BANK PLC
015 B00AA74 S
015 C01AA74 LAGOS
015 D01AA74 NIGERIA
015 E04AA74 X
015 A00AA75 STANDARD BANK LIMITED, MALAWI
015 B00AA75 S
015 C01AA75 BLANTYRE
015 D01AA75 MALAWI
015 E04AA75 X
015 A00AA76 STANDARD BANK NAMIBIA LIMITED
PAGE 10
015 B00AA76 S
015 C01AA76 WINDHOEK
015 D01AA76 NAMIBIA
015 E04AA76 X
015 A00AA77 STANDARD CHARTERED BANK
015 B00AA77 S
015 C01AA77 DHAKA
015 D01AA77 BANGLADESH
015 E04AA77 X
015 A00AA78 STANDARD CHARTERED BANK (PAKISTAN) LIMITED
015 B00AA78 S
015 C01AA78 KARACHI
015 D01AA78 PAKISTAN
015 E04AA78 X
015 A00AA79 STANDARD CHARTERED BANK (THAI) PUBLIC CO. LTD
015 B00AA79 S
015 C01AA79 BANGKOK
015 D01AA79 THAILAND
015 E04AA79 X
015 A00AA80 STANDARD CHARTERED BANK BOTSWANA LIMITED
015 B00AA80 S
015 C01AA80 GABORONE
015 D01AA80 BOTSWANA
015 E04AA80 X
015 A00AA81 STANDARD CHARTERED BANK GHANA LIMITED
015 B00AA81 S
015 C01AA81 ACCRA
015 D01AA81 GHANA
015 E04AA81 X
015 A00AA82 STANDARD CHARTERED BANK KENYA LIMITED
015 B00AA82 S
015 C01AA82 NAIROBI
015 D01AA82 KENYA
015 E04AA82 X
015 A00AA83 STANDARD CHARTERED BANK UGANDA LIMITED
015 B00AA83 S
015 C01AA83 KAMPALA
015 D01AA83 UGANDA
015 E04AA83 X
015 A00AA84 STANDARD CHARTERED BANK ZAMBIA PLC
015 B00AA84 S
015 C01AA84 LUSAKA
015 D01AA84 ZAMBIA
015 E04AA84 X
015 A00AA85 STANDARD CHARTERED FIRST BANK KOREA LIMITED
015 B00AA85 S
015 C01AA85 SEOUL
015 D01AA85 SOUTH KOREA
015 E04AA85 X
015 A00AA86 SWEDBANK AS
015 B00AA86 S
PAGE 11
015 C01AA86 TALLINN
015 D01AA86 ESTONIA
015 E04AA86 X
015 A00AA87 SWEDBANK AS
015 B00AA87 S
015 C01AA87 RIGA
015 D01AA87 LATVIA
015 E04AA87 X
015 A00AA88 THE BANK OF TOKYO-MITSUBISHI UFJ, LIMITED
015 B00AA88 S
015 C01AA88 TOKYO
015 D01AA88 JAPAN
015 E04AA88 X
015 A00AA89 THE HONGKONG AND SHANGHAI BANKING CORP. LTD
015 B00AA89 S
015 C01AA89 KOWLOON
015 D01AA89 HONG KONG
015 E04AA89 X
015 A00AA90 THE HONGKONG AND SHANGHAI BANKING CORP. LTD
015 B00AA90 S
015 C01AA90 EBENE
015 D01AA90 MAURITIUS
015 E04AA90 X
015 A00AA91 THE HONGKONG AND SHANGHAI BANKING CORP. LTD
015 B00AA91 S
015 C01AA91 TAGUIG CITY
015 D01AA91 PHILIPPINES
015 E04AA91 X
015 A00AA92 THE HONGKONG AND SHANGHAI BANKING CORP. LTD
015 B00AA92 S
015 C01AA92 COLOMBO
015 D01AA92 SRI LANKA
015 E04AA92 X
015 A00AA93 UBS AG
015 B00AA93 S
015 C01AA93 ZURICH
015 D01AA93 SWITZERLAND
015 E04AA93 X
015 A00AA94 UNICREDIT BANK AUSTRIA AG
015 B00AA94 S
015 C01AA94 VIENNA
015 D01AA94 AUSTRIA
015 E04AA94 X
015 A00AA95 UNICREDIT BANK CZECH REPUBLIC A.S.
015 B00AA95 S
015 C01AA95 PRAGUE
015 D01AA95 CZECH REPUBLIC
015 E04AA95 X
015 A00AA96 UNICREDIT BANK SLOVAKIA A.S.
015 B00AA96 S
015 C01AA96 BRATISLAVA
PAGE 12
015 D01AA96 SLOVAK REPUBLIC
015 E04AA96 X
015 A00AA97 UNICREDIT BANK SRBIJA A.D.
015 B00AA97 S
015 C01AA97 BELGRADE
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015 E04AA97 X
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PAGE 13
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PAGE 14
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PAGE 15
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PAGE 16
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PAGE 17
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PAGE 18
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PAGE 19
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PAGE 20
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PAGE 21
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PAGE 22
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PAGE 23
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PAGE 24
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PAGE 25
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PAGE 26
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PAGE 27
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PAGE 28
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PAGE 29
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PAGE 30
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PAGE 31
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PAGE 32
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PAGE 33
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PAGE 34
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PAGE 35
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PAGE 36
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PAGE 37
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PAGE 38
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PAGE 39
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PAGE 40
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PAGE 41
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PAGE 42
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PAGE 43
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PAGE 44
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PAGE 45
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PAGE 46
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PAGE 47
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PAGE 48
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PAGE 49
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PAGE 50
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PAGE 51
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PAGE 52
076 000800 0.00
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080 A00AA00 Chubb Group of Insurance Companies
080 C00AA00 10000
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SIGNATURE SEE BELOW
TITLE SEE BELOW
This report is signed on behalf of the registrant (or depositor or trustee).
City of: Boston State of: Massachusetts Date: February 19, 2013
Name of Registrant, Depositor, or Trustee: Columbia Acorn Trust
/s/ Michael G. Clarke
--------------------------------------------------------------------------------
Michael G. Clarke
Assistant Treasurer
/s/ Joseph F. DiMaria
--------------------------------------------------------------------------------
Joseph F. DiMaria
Assistant Treasurer
Witness
Columbia Acorn Trust
EX-99.77B ACCT LTTR
2
dex9977b.txt
EXHIBIT 77B - REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Exhibit 77B
Report of Independent Registered Public Accounting Firm
To the Board of Trustees and Shareholders of Columbia Acorn Trust:
In planning and performing our audit of the financial statements of Columbia
Acorn Fund, Columbia Acorn International, Columbia Acorn USA, Columbia Acorn
International Select, Columbia Acorn Select, Columbia Thermostat Fund, Columbia
Acorn Emerging Markets Fund, and Columbia Acorn European Fund (the "Funds") as
of and for the year ended December 31, 2012, in accordance with the standards
of the Public Company Accounting Oversight Board (United States), we considered
the Funds' internal control over financial reporting, including controls over
safeguarding securities, as a basis for designing our auditing procedures for
the purpose of expressing our opinion on the financial statements and to comply
with the requirements of Form N-SAR, but not for the purpose of expressing an
opinion on the effectiveness of the Funds' internal control over financial
reporting. Accordingly, we do not express an opinion on the effectiveness of
the Funds' internal control over financial reporting.
The management of the Funds is responsible for establishing and maintaining
effective internal control over financial reporting. In fulfilling this
responsibility, estimates and judgments by management are required to assess
the expected benefits and related costs of controls. A fund's internal control
over financial reporting is a process designed to provide reasonable assurance
regarding the reliability of financial reporting and the preparation of
financial statements for external purposes in accordance with generally
accepted accounting principles. A fund's internal control over financial
reporting includes those policies and procedures that (1) pertain to the
maintenance of records that, in reasonable detail, accurately and fairly
reflect the transactions and dispositions of the assets of the fund;
(2) provide reasonable assurance that transactions are recorded as necessary to
permit preparation of financial statements in accordance with generally
accepted accounting principles, and that receipts and expenditures of the Fund
are being made only in accordance with authorizations of management and
trustees of the fund; and (3) provide reasonable assurance regarding prevention
or timely detection of unauthorized acquisition, use or disposition of a fund's
assets that could have a material effect on the financial statements.
Because of its inherent limitations, internal control over financial reporting
may not prevent or detect misstatements. Also, projections of any evaluation of
effectiveness to future periods are subject to the risk that controls may
become inadequate because of changes in conditions, or that the degree of
compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists when the
design or operation of a control does not allow management or employees, in the
normal course of performing their assigned functions, to prevent or detect
misstatements on a timely basis. A material weakness is a deficiency, or a
combination of deficiencies, in internal control over financial reporting, such
that there is a reasonable possibility that a material misstatement of the
Funds' annual or interim financial statements will not be prevented or detected
on a timely basis.
Our consideration of the Funds' internal control over financial reporting was
for the limited purpose described in the first paragraph and would not
necessarily disclose all deficiencies in internal control over financial
reporting that might be material weaknesses under standards established by the
Public Company Accounting Oversight Board (United States). However, we noted no
deficiencies in the Funds' internal control over financial reporting and its
operation, including controls over safeguarding securities that we consider to
be material weaknesses as defined above as of December 31, 2012.
This report is intended solely for the information and use of management and
the Board of Trustees of the Funds and the Securities and Exchange Commission
and is not intended to be and should not be used by anyone other than these
specified parties.
/s/ PricewaterhouseCoopers LLP
PricewaterhouseCoopers LLP
Chicago, Illinois
February 22, 2013
PricewaterhouseCoopers LLP, One North Wacker Drive Chicago, IL,60606
T: (312) 298 2000, F: (312) 298 2001, www.pwc.com/us
EX-99.77D POLICIES
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dex9977d.txt
EXHIBIT 77D - POLICIES WITH RESPECT TO SECURITIES INVESTMENTS
Exhibit 77D
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Item 77D/77Q1(b) - Policies with Respect to Securities Investments:
On December 10, 2012, Form Type 497, Accession No. 0001193125-12-496220 , a
supplement to the registration statement of Columbia Acorn Trust on behalf of
Columbia Thermostat Fund was filed with the SEC. It is hereby incorporated by
reference as part of the response to these Items 77D and 77Q1(b) of Form N-SAR.
The supplement made material changes to the disclosure in the Principal
Investment Strategies section of the Columbia Thermostat Fund's prospectuses to
make certain changes to the underlying bond funds in which it invests (the
"Portfolio Funds"). Specifically, the investment adviser has removed Columbia
U.S. Treasury Index Fund and added Columbia Short Term Bond Fund at a weighting
of 40% among the bond Portfolio Funds. The investment adviser has also reduced
the weighting of Columbia Intermediate Bond Fund from 50% to 30% among the bond
Portfolio Funds.
EX-99.77E LEGAL
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dex9977e.txt
EXHIBIT 77E - LEGAL PROCEEDINGS
Exhibit 77E
Item 77E - Legal Proceedings:
Ameriprise Financial and certain of its affiliates have historically been
involved in a number of legal, arbitration and regulatory proceedings,
including routine litigation, class actions, and governmental actions,
concerning matters arising in connection with the conduct of their business
activities. Ameriprise Financial believes that the Funds are not currently the
subject of, and that neither Ameriprise Financial nor any of its affiliates are
the subject of, any pending legal, arbitration or regulatory proceedings that
are likely to have a material adverse effect on the Fund or the ability of
Ameriprise Financial or its affiliates to perform under their contracts with
the Funds Ameriprise Financial is required to make 10-Q, 10-K and, as
necessary. 8-K filings with the Securities and Exchange Commission on legal and
regulatory matters that relate to Ameriprise Financial and its affiliates
Copies of these filings may be obtained by accessing the SEC website at
www.sec.gov.
There can be no assurance that these matters, or the adverse publicity
associated with them, will not result in increased fund redemptions, reduced
sale of fund shares or other adverse consequences to the Funds. Further,
although we believe proceedings are not likely to have a material adverse
effect on the Funds or the ability of Ameriprise Financial or its affiliates to
perform under their contracts with the Funds, these proceedings are subject to
uncertainties and, as such, we are unable to estimate the possible loss or
range of loss that may result. An adverse outcome in one or more of these
proceedings could result in adverse judgments, settlements, fines, penalties or
other relief that could have a material adverse effect on the consolidated
financial condition or results of operations of Ameriprise Financial.
EX-99.77I NEW SECUR
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dex9977i.txt
EXHIBIT 77I - TERMS OF NEW OR AMENDED SECURITIES
Exhibit 77I
Item 77I/77Q1(d) - Terms of new or amended securities:
An Amended and Restated Multi-Class Plan, pursuant to Rule 18f-3(d), for the
Funds dated September 7, 2010, amended on November 8, 2012 is incorporated by
reference to Post-Effective Amendment No. 95 to the Registration Statement of
the Registrant on Form Type 485BPOS filed on November 7, 2012, Accession No.
001193125-12-457520.
*****
Changes to Class A and Class Z shares of each of the Funds and features of
Class R5 shares of Columbia Acorn International, as described in the supplement
to the prospectus(es) and Statement of Additional Information of each of the
Funds, dated and filed October 1, 2012 pursuant to Rule 497(e) of the
Securities Act of 1933, Accession No. 0001193125-12-410394, are incorporated by
reference.
Certain features of Class A and Class Z shares of each of the Funds and
features of Class R5 shares of Columbia Acorn International were changed, as
described below:
1. Changes to Class R5 - Re-opening; Eligibility. Effective November 8, 2012,
Class R5 shares of Columbia Acorn International are available for purchase
by (i) registered investment advisers that clear Fund share transactions for
their client or customer accounts through designated mutual fund trading
platforms that have been granted specific written authorization from the
Funds' transfer agent with respect to Class R5 eligibility apart from
selling, servicing or similar agreements and (ii) omnibus retirement plans.
Existing shareholders who do not satisfy the new eligibility requirements
for investment in Class R5 shares may not establish new Class R5 accounts,
but may continue to make additional purchases of Class R5 shares in accounts
opened and funded prior to November 8, 2012. In addition, investment
advisory programs and similar programs that opened a Class R5 account as of
May 1, 2010, and continuously hold Class R5 shares in such account after
such date, may generally not only continue to make additional purchases of
Class R5 shares but also open new Class R5 accounts and add new shareholders
in the program. Prior to November 8, 2012, Class R5 shares were closed to
new investors and new accounts, subject to certain exceptions.
2. Changes to Class Z - Partial Closing.
A. Omnibus Retirement Plans. Effective March 29, 2013, omnibus retirement
plans are not permitted to establish new Class Z accounts, subject to
the following exceptions. Omnibus retirement plans that opened and
funded a Class Z account with the Fund as of the close of business on
March 28, 2013, and continuously hold Class Z shares in such account
after March 28, 2013, may continue to make additional purchases of Class
Z shares, open new Class Z accounts and add new participants. In
addition, an omnibus retirement plan may, in the discretion of the
Funds' distributor, open new Class Z accounts for a Fund after March 28,
2013 if the plan's sponsor or an affiliated sponsor opened and funded a
Class Z account for another omnibus retirement plan as of the close of
business on March 28, 2013. If an omnibus retirement plan invested in
Class Z shares changes recordkeepers after March 28, 2013, any new
accounts established for that plan may not be established in Class Z
shares but such a plan may establish new accounts in a different share
class for which the plan is eligible.
B. Selling Agents that Clear through Certain Platforms. Effective March 29,
2013, accounts of selling agents (other than omnibus retirement plans,
discussed above) that clear Fund share transactions for their client or
customer accounts through designated mutual fund trading platforms that
have been given specific written notice from the Fund's transfer agent
of the termination of their eligibility for new purchases of Class Z
shares will not be permitted to establish new Class Z accounts or make
additional purchases of Class Z shares for existing accounts (other than
through reinvestment of distributions).
C. Other Existing Class Z Shareholders. Existing holders of Class Z shares
(other than those described in the immediately preceding paragraph) may
continue to maintain Class Z accounts and make additional purchases of
Class Z shares (including through reinvestment of distributions).
3. Exchangeability. Shareholders may exchange shares of one share class of a
Fund for shares of another share class of the Fund or another fund managed
by Columbia Wanger Asset Management, LLC or its affiliates, subject to
eligibility. Before making such an exchange, you should consider the fees
and expenses of each share class.
4. Front-End Sales Charge Waivers for Class A Shares. Effective November 8,
2012, the Funds' distributor may waive front-end sales charges on
(i) purchases (including exchanges) of Class A shares in accounts of selling
agents that have entered into agreements with the Funds' distributor to
offer Fund shares to self-directed investment brokerage accounts that may or
may not charge a transaction fee to customers and (ii) exchanges of Class Z
shares of a Fund for Class A shares of the Fund.
*****
On November 7, 2012, a Form Type 485(b), Accession No. 0001193125-12-457520, an
amendment to the registration statement of Columbia Acorn Trust, was filed with
the SEC. This amendment registered new classes of shares of the Funds listed
below, effective November 8, 2012, and describes the characteristics of the new
classes of shares:
Fund New Share Class(es)
---- -------------------
Columbia Acorn Emerging Markets Fund R4, R5
Columbia Acorn European Fund R4
Columbia Acorn Fund R4, R5, Y
Columbia Acorn International R4, Y
Columbia Acorn International Select R4, R5, Y
Columbia Acorn Select R4, R5, Y
Columbia Acorn USA R4, R5, Y
Columbia Thermostat Fund R4, R5, Y