Columbia
Acorn® Fund | Quarterly Report 2019 |
1 |
2 | Columbia Acorn® Fund | Quarterly Report 2019 |
Columbia
Acorn® Fund | Quarterly Report 2019 |
3 |
4 | Columbia Acorn® Fund | Quarterly Report 2019 |
Columbia
Acorn® Fund | Quarterly Report 2019 |
5 |
(a) | Non-income producing security. |
(b) | The rate shown is the seven-day current annualized yield at March 31, 2019. |
(c) | As defined in the Investment Company Act of 1940, an affiliated company is one in which the Fund owns 5% or more of the company’s outstanding voting securities, or a company which is under common ownership or control with the Fund. Holdings and transactions in these affiliated companies during the period ended March 31, 2019 are as follows: |
Issuer | Beginning
shares |
Shares
purchased |
Shares
sold |
Ending
shares |
Realized
gain (loss) — affiliated issuers ($) |
Net
change in unrealized appreciation (depreciation) — affiliated issuers ($) |
Dividend
— affiliated issuers ($) |
Value
— affiliated issuers at end of period ($) |
Central Garden & Pet Co. † | ||||||||
683,522 | — | (683,522) | — | (7,870,504) | 2,815,890 | — | — | |
Columbia Short-Term Cash Fund, 2.519% | ||||||||
41,013,366 | 356,958,954 | (355,683,422) | 42,288,898 | — | — | 613,977 | 42,284,669 | |
Total of Affiliated Transactions | (7,870,504) | 2,815,890 | 613,977 | 42,284,669 |
† | Issuer was not an affiliate at the end of period. |
■ | Level 1 – quoted prices in active markets for identical securities |
■ | Level 2 – prices determined using other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk and others) |
■ | Level 3 – prices determined using significant unobservable inputs where quoted prices or observable inputs are unavailable or less reliable (including management’s own assumptions about the factors market participants would use in pricing an investment) |
6 | Columbia Acorn® Fund | Quarterly Report 2019 |
Level
1 quoted prices in active markets for identical assets ($) |
Level
2 other significant observable inputs ($) |
Level
3 significant unobservable inputs ($) |
Investments
measured at net asset value ($) |
Total ($) | |
Investments in Securities | |||||
Common Stocks | |||||
Communication Services | 96,877,772 | — | — | — | 96,877,772 |
Consumer Discretionary | 848,751,220 | — | — | — | 848,751,220 |
Consumer Staples | 74,728,253 | — | — | — | 74,728,253 |
Energy | 68,980,072 | — | — | — | 68,980,072 |
Financials | 396,197,927 | — | — | — | 396,197,927 |
Health Care | 870,287,669 | — | — | — | 870,287,669 |
Industrials | 727,202,215 | — | — | — | 727,202,215 |
Information Technology | 936,360,905 | — | — | — | 936,360,905 |
Materials | 146,009,521 | — | — | — | 146,009,521 |
Real Estate | 112,123,236 | — | — | — | 112,123,236 |
Total Common Stocks | 4,277,518,790 | — | — | — | 4,277,518,790 |
Money Market Funds | — | — | — | 42,284,669 | 42,284,669 |
Total Investments in Securities | 4,277,518,790 | — | — | 42,284,669 | 4,319,803,459 |
Columbia
Acorn® Fund | Quarterly Report 2019 |
7 |
8 | Columbia Acorn International® | Quarterly Report 2019 |
Columbia
Acorn International® | Quarterly Report 2019 |
9 |
10 | Columbia Acorn International® | Quarterly Report 2019 |
Columbia
Acorn International® | Quarterly Report 2019 |
11 |
Money Market Funds 3.1% | ||
Shares | Value ($) | |
Columbia
Short-Term Cash Fund, 2.519%(c),(e) |
86,018,906 | 86,010,304 |
Total
Money Market Funds (Cost: $86,010,304) |
86,010,304 | |
Total
Investments in Securities (Cost: $2,029,995,451) |
2,718,814,079 | |
Obligation to Return Collateral for Securities Loaned | (601,750) | |
Other Assets & Liabilities, Net | 12,916,435 | |
Net Assets | $2,731,128,764 |
Long futures contracts | ||||||
Description | Number
of contracts |
Expiration
date |
Trading
currency |
Notional
amount |
Value/Unrealized
appreciation ($) |
Value/Unrealized
depreciation ($) |
MSCI EAFE Index Future | 672 | 06/2019 | USD | 62,711,040 | 709,803 | — |
MSCI Emerging Markets Index | 300 | 06/2019 | USD | 15,861,000 | 74,858 | — |
Total | 784,661 | — |
(a) | Non-income producing security. |
(b) | All or a portion of this security was on loan at March 31, 2019. The total market value of securities on loan at March 31, 2019 was $572,828. |
(c) | The rate shown is the seven-day current annualized yield at March 31, 2019. |
(d) | Investment made with cash collateral received from securities lending activity. |
(e) | As defined in the Investment Company Act of 1940, an affiliated company is one in which the Fund owns 5% or more of the company’s outstanding voting securities, or a company which is under common ownership or control with the Fund. Holdings and transactions in these affiliated companies during the period ended March 31, 2019 are as follows: |
Issuer | Beginning
shares |
Shares
purchased |
Shares
sold |
Ending
shares |
Realized
gain (loss) — affiliated issuers ($) |
Net
change in unrealized appreciation (depreciation) — affiliated issuers ($) |
Dividend
— affiliated issuers ($) |
Value
— affiliated issuers at end of period ($) |
Columbia Short-Term Cash Fund, 2.519% | ||||||||
— | 250,747,152 | (164,728,246) | 86,018,906 | — | — | 598,575 | 86,010,304 |
ADR | American Depositary Receipt |
GDR | Global Depositary Receipt |
USD | US Dollar |
■ | Level 1 – quoted prices in active markets for identical securities |
12 | Columbia Acorn International® | Quarterly Report 2019 |
■ | Level 2 – prices determined using other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk and others) |
■ | Level 3 – prices determined using significant unobservable inputs where quoted prices or observable inputs are unavailable or less reliable (including management’s own assumptions about the factors market participants would use in pricing an investment) |
Level
1 quoted prices in active markets for identical assets ($) |
Level
2 other significant observable inputs ($) |
Level
3 significant unobservable inputs ($) |
Investments
measured at net asset value ($) |
Total ($) | |
Investments in Securities | |||||
Common Stocks | |||||
Australia | — | 87,995,290 | — | — | 87,995,290 |
Belgium | — | 6,667,497 | — | — | 6,667,497 |
Brazil | 53,254,649 | — | — | — | 53,254,649 |
Cambodia | — | 34,297,375 | — | — | 34,297,375 |
Canada | 165,042,682 | — | — | — | 165,042,682 |
China | 24,776,011 | 13,045,595 | — | — | 37,821,606 |
Denmark | — | 110,823,927 | — | — | 110,823,927 |
France | — | 16,961,276 | — | — | 16,961,276 |
Germany | — | 185,127,429 | — | — | 185,127,429 |
Hong Kong | — | 35,006,730 | — | — | 35,006,730 |
India | — | 70,360,637 | — | — | 70,360,637 |
Ireland | — | 24,643,518 | — | — | 24,643,518 |
Italy | — | 102,618,212 | — | — | 102,618,212 |
Japan | — | 557,270,131 | — | — | 557,270,131 |
Malta | — | 55,569,133 | — | — | 55,569,133 |
Mexico | 22,869,467 | — | — | — | 22,869,467 |
Netherlands | — | 51,739,302 | — | — | 51,739,302 |
Norway | — | 10,350,493 | — | — | 10,350,493 |
Philippines | — | 14,499,162 | — | — | 14,499,162 |
Poland | — | 11,643,683 | — | — | 11,643,683 |
Russian Federation | — | 24,512,422 | — | — | 24,512,422 |
Columbia
Acorn International® | Quarterly Report 2019 |
13 |
Level
1 quoted prices in active markets for identical assets ($) |
Level
2 other significant observable inputs ($) |
Level
3 significant unobservable inputs ($) |
Investments
measured at net asset value ($) |
Total ($) | |
Singapore | — | 35,291,048 | — | — | 35,291,048 |
South Africa | — | 30,958,779 | — | — | 30,958,779 |
South Korea | — | 115,775,117 | — | — | 115,775,117 |
Spain | — | 23,909,687 | — | — | 23,909,687 |
Sweden | — | 112,350,098 | — | — | 112,350,098 |
Switzerland | — | 69,184,318 | — | — | 69,184,318 |
Taiwan | 12,791,947 | 68,769,716 | — | — | 81,561,663 |
Thailand | — | 9,998,428 | — | — | 9,998,428 |
United Kingdom | 32,871,150 | 378,864,963 | — | — | 411,736,113 |
United States | 45,832,678 | — | — | — | 45,832,678 |
Total Common Stocks | 357,438,584 | 2,258,233,966 | — | — | 2,615,672,550 |
Preferred Stocks | |||||
Germany | — | 16,529,475 | — | — | 16,529,475 |
Total Preferred Stocks | — | 16,529,475 | — | — | 16,529,475 |
Securities Lending Collateral | 601,750 | — | — | — | 601,750 |
Money Market Funds | — | — | — | 86,010,304 | 86,010,304 |
Total Investments in Securities | 358,040,334 | 2,274,763,441 | — | 86,010,304 | 2,718,814,079 |
Investments in Derivatives | |||||
Asset | |||||
Futures Contracts | 784,661 | — | — | — | 784,661 |
Total | 358,824,995 | 2,274,763,441 | — | 86,010,304 | 2,719,598,740 |
14 | Columbia Acorn International® | Quarterly Report 2019 |
Columbia
Acorn USA® | Quarterly Report 2019 |
15 |
16 | Columbia Acorn USA® | Quarterly Report 2019 |
Columbia
Acorn USA® | Quarterly Report 2019 |
17 |
18 | Columbia Acorn USA® | Quarterly Report 2019 |
(a) | Non-income producing security. |
(b) | All or a portion of this security was on loan at March 31, 2019. The total market value of securities on loan at March 31, 2019 was $2,071,330. |
(c) | The rate shown is the seven-day current annualized yield at March 31, 2019. |
(d) | Investment made with cash collateral received from securities lending activity. |
(e) | As defined in the Investment Company Act of 1940, an affiliated company is one in which the Fund owns 5% or more of the company’s outstanding voting securities, or a company which is under common ownership or control with the Fund. Holdings and transactions in these affiliated companies during the period ended March 31, 2019 are as follows: |
Issuer | Beginning
shares |
Shares
purchased |
Shares
sold |
Ending
shares |
Realized
gain (loss) — affiliated issuers ($) |
Net
change in unrealized appreciation (depreciation) — affiliated issuers ($) |
Dividend
— affiliated issuers ($) |
Value
— affiliated issuers at end of period ($) |
Columbia Short-Term Cash Fund, 2.519% | ||||||||
6,552,142 | 56,046,792 | (59,324,273) | 3,274,661 | — | — | 50,384 | 3,274,334 |
ADR | American Depositary Receipt |
■ | Level 1 – quoted prices in active markets for identical securities |
■ | Level 2 – prices determined using other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk and others) |
■ | Level 3 – prices determined using significant unobservable inputs where quoted prices or observable inputs are unavailable or less reliable (including management’s own assumptions about the factors market participants would use in pricing an investment) |
Columbia
Acorn USA® | Quarterly Report 2019 |
19 |
Level
1 quoted prices in active markets for identical assets ($) |
Level
2 other significant observable inputs ($) |
Level
3 significant unobservable inputs ($) |
Investments
measured at net asset value ($) |
Total ($) | |
Investments in Securities | |||||
Common Stocks | |||||
Communication Services | 3,432,925 | — | — | — | 3,432,925 |
Consumer Discretionary | 59,085,948 | — | — | — | 59,085,948 |
Consumer Staples | 13,001,343 | — | — | — | 13,001,343 |
Energy | 2,814,724 | — | — | — | 2,814,724 |
Financials | 38,836,213 | — | — | — | 38,836,213 |
Health Care | 69,849,639 | — | — | — | 69,849,639 |
Industrials | 34,856,358 | — | — | — | 34,856,358 |
Information Technology | 61,735,408 | — | — | — | 61,735,408 |
Materials | 7,669,525 | — | — | — | 7,669,525 |
Real Estate | 9,004,172 | — | — | — | 9,004,172 |
Total Common Stocks | 300,286,255 | — | — | — | 300,286,255 |
Limited Partnerships | |||||
Consumer Discretionary | 6,606,967 | — | — | — | 6,606,967 |
Securities Lending Collateral | 2,051,415 | — | — | — | 2,051,415 |
Money Market Funds | — | — | — | 3,274,334 | 3,274,334 |
Total Investments in Securities | 308,944,637 | — | — | 3,274,334 | 312,218,971 |
20 | Columbia Acorn USA® | Quarterly Report 2019 |
Columbia
Acorn International SelectSM | Quarterly Report 2019 |
21 |
22 | Columbia Acorn International SelectSM | Quarterly Report 2019 |
(a) | Non-income producing security. |
(b) | The rate shown is the seven-day current annualized yield at March 31, 2019. |
(c) | As defined in the Investment Company Act of 1940, an affiliated company is one in which the Fund owns 5% or more of the company’s outstanding voting securities, or a company which is under common ownership or control with the Fund. Holdings and transactions in these affiliated companies during the period ended March 31, 2019 are as follows: |
Issuer | Beginning
shares |
Shares
purchased |
Shares
sold |
Ending
shares |
Realized
gain (loss) — affiliated issuers ($) |
Net
change in unrealized appreciation (depreciation) — affiliated issuers ($) |
Dividend
— affiliated issuers ($) |
Value
— affiliated issuers at end of period ($) |
Columbia Short-Term Cash Fund, 2.519% | ||||||||
3,482,775 | 11,871,094 | (13,235,014) | 2,118,855 | — | — | 15,854 | 2,118,643 |
ADR | American Depositary Receipt |
■ | Level 1 – quoted prices in active markets for identical securities |
■ | Level 2 – prices determined using other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk and others) |
■ | Level 3 – prices determined using significant unobservable inputs where quoted prices or observable inputs are unavailable or less reliable (including management’s own assumptions about the factors market participants would use in pricing an investment) |
Columbia
Acorn International SelectSM | Quarterly Report 2019 |
23 |
Level
1 quoted prices in active markets for identical assets ($) |
Level
2 other significant observable inputs ($) |
Level
3 significant unobservable inputs ($) |
Investments
measured at net asset value ($) |
Total ($) | |
Investments in Securities | |||||
Common Stocks | |||||
Australia | — | 2,326,204 | — | — | 2,326,204 |
Brazil | 2,304,920 | — | — | — | 2,304,920 |
Canada | 6,829,281 | — | — | — | 6,829,281 |
China | 8,717,885 | — | — | — | 8,717,885 |
Denmark | — | 4,066,774 | — | — | 4,066,774 |
France | — | 2,581,980 | — | — | 2,581,980 |
Germany | — | 10,021,212 | — | — | 10,021,212 |
India | — | 5,601,654 | — | — | 5,601,654 |
Italy | — | 5,433,377 | — | — | 5,433,377 |
Japan | — | 22,426,516 | — | — | 22,426,516 |
Mexico | 2,037,206 | — | — | — | 2,037,206 |
Netherlands | — | 8,616,218 | — | — | 8,616,218 |
Singapore | — | 2,739,050 | — | — | 2,739,050 |
South Africa | — | 2,484,426 | — | — | 2,484,426 |
South Korea | — | 6,623,006 | — | — | 6,623,006 |
Sweden | — | 8,412,157 | — | — | 8,412,157 |
Switzerland | — | 6,006,900 | — | — | 6,006,900 |
Taiwan | — | 2,849,695 | — | — | 2,849,695 |
United Kingdom | — | 13,351,357 | — | — | 13,351,357 |
Total Common Stocks | 19,889,292 | 103,540,526 | — | — | 123,429,818 |
Preferred Stocks | |||||
Germany | — | 3,547,115 | — | — | 3,547,115 |
Total Preferred Stocks | — | 3,547,115 | — | — | 3,547,115 |
Money Market Funds | — | — | — | 2,118,643 | 2,118,643 |
Total Investments in Securities | 19,889,292 | 107,087,641 | — | 2,118,643 | 129,095,576 |
24 | Columbia Acorn International SelectSM | Quarterly Report 2019 |
Columbia
Acorn SelectSM | Quarterly Report 2019 |
25 |
(a) | Non-income producing security. |
(b) | All or a portion of this security was on loan at March 31, 2019. The total market value of securities on loan at March 31, 2019 was $72,100. |
(c) | The rate shown is the seven-day current annualized yield at March 31, 2019. |
(d) | Investment made with cash collateral received from securities lending activity. |
26 | Columbia Acorn SelectSM | Quarterly Report 2019 |
(e) | As defined in the Investment Company Act of 1940, an affiliated company is one in which the Fund owns 5% or more of the company’s outstanding voting securities, or a company which is under common ownership or control with the Fund. Holdings and transactions in these affiliated companies during the period ended March 31, 2019 are as follows: |
Issuer | Beginning
shares |
Shares
purchased |
Shares
sold |
Ending
shares |
Realized
gain (loss) — affiliated issuers ($) |
Net
change in unrealized appreciation (depreciation) — affiliated issuers ($) |
Dividend
— affiliated issuers ($) |
Value
— affiliated issuers at end of period ($) |
Columbia Short-Term Cash Fund, 2.519% | ||||||||
5,598,686 | 67,925,052 | (65,711,913) | 7,811,825 | — | — | 39,455 | 7,811,044 |
■ | Level 1 – quoted prices in active markets for identical securities |
■ | Level 2 – prices determined using other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk and others) |
■ | Level 3 – prices determined using significant unobservable inputs where quoted prices or observable inputs are unavailable or less reliable (including management’s own assumptions about the factors market participants would use in pricing an investment) |
Columbia
Acorn SelectSM | Quarterly Report 2019 |
27 |
Level
1 quoted prices in active markets for identical assets ($) |
Level
2 other significant observable inputs ($) |
Level
3 significant unobservable inputs ($) |
Investments
measured at net asset value ($) |
Total ($) | |
Investments in Securities | |||||
Common Stocks | |||||
Consumer Discretionary | 35,294,855 | — | — | — | 35,294,855 |
Consumer Staples | 6,210,543 | — | — | — | 6,210,543 |
Financials | 30,333,086 | — | — | — | 30,333,086 |
Health Care | 53,084,987 | — | — | — | 53,084,987 |
Industrials | 43,923,963 | — | — | — | 43,923,963 |
Information Technology | 65,175,911 | — | — | — | 65,175,911 |
Materials | 6,663,591 | — | — | — | 6,663,591 |
Real Estate | 7,946,738 | — | — | — | 7,946,738 |
Total Common Stocks | 248,633,674 | — | — | — | 248,633,674 |
Securities Lending Collateral | 71,750 | — | — | — | 71,750 |
Money Market Funds | — | — | — | 7,811,044 | 7,811,044 |
Total Investments in Securities | 248,705,424 | — | — | 7,811,044 | 256,516,468 |
28 | Columbia Acorn SelectSM | Quarterly Report 2019 |
Columbia
Thermostat FundSM | Quarterly Report 2019 |
29 |
(a) | As defined in the Investment Company Act of 1940, an affiliated company is one in which the Fund owns 5% or more of the company’s outstanding voting securities, or a company which is under common ownership or control with the Fund. Holdings and transactions in these affiliated companies during the period ended March 31, 2019 are as follows: |
Issuer | Beginning
shares |
Shares
purchased |
Shares
sold |
Ending
shares |
Realized
gain (loss) — affiliated issuers ($) |
Net
change in unrealized appreciation (depreciation) — affiliated issuers ($) |
Dividend
— affiliated issuers ($) |
Capital
gain distributions — affiliated issuers ($) |
Value
— affiliated issuers at end of period ($) |
Columbia Acorn International®, Institutional 3 Class | |||||||||
310,169 | 444,920 | (448,426) | 306,663 | 215,815 | 2,009,039 | — | — | 10,294,689 | |
Columbia Acorn SelectSM, Institutional 3 Class | |||||||||
675,954 | 1,101,579 | (1,080,521) | 697,012 | 619,739 | 2,301,814 | — | — | 10,120,612 | |
Columbia Acorn® Fund, Institutional 3 Class | |||||||||
626,508 | 1,000,167 | (993,702) | 632,973 | 457,763 | 2,735,403 | — | — | 10,254,161 | |
Columbia Contrarian Core Fund, Institutional 3 Class | |||||||||
405,496 | 624,342 | (610,611) | 419,227 | 629,936 | 1,824,000 | — | — | 10,472,296 | |
Columbia Corporate Income Fund, Institutional 3 Class | |||||||||
5,784,658 | 1,660,734 | (1,550,242) | 5,895,150 | (481,360) | 2,836,077 | 465,244 | — | 59,423,109 | |
Columbia Diversified Fixed Income Allocation ETF | |||||||||
2,936,569 | 828,779 | (789,918) | 2,975,430 | (493,554) | 3,082,537 | 314,673 | — | 59,213,735 | |
Columbia Dividend Income Fund, Institutional 3 Class | |||||||||
453,812 | 676,764 | (664,233) | 466,343 | 684,536 | 1,349,587 | 53,344 | — | 10,399,459 | |
Columbia Large Cap Enhanced Core Fund, Institutional 3 Class | |||||||||
425,513 | 647,365 | (635,991) | 436,887 | 721,216 | 1,590,039 | — | — | 10,345,473 | |
Columbia Large Cap Index Fund, Institutional 3 Class | |||||||||
834,492 | 1,266,657 | (1,243,971) | 857,178 | (57,790) | 9,537,359 | — | — | 41,778,860 | |
Columbia Quality Income Fund, Institutional 3 Class | |||||||||
20,836,213 | 6,592,223 | (5,731,232) | 21,697,204 | (352,939) | 2,337,552 | 825,145 | — | 118,032,789 | |
Columbia Short Term Bond Fund, Institutional 3 Class | |||||||||
14,104,862 | 4,361,453 | (3,738,481) | 14,727,834 | (374,953) | 1,995,383 | 874,263 | — | 146,689,223 | |
Columbia Short-Term Cash Fund, 2.519% | |||||||||
— | 41,588,394 | (36,398,561) | 5,189,833 | — | — | 30,391 | — | 5,189,314 | |
Columbia U.S. Treasury Index Fund, Institutional 3 Class | |||||||||
17,758,369 | 5,631,326 | (4,793,756) | 18,595,939 | (440,552) | 3,572,664 | 977,275 | — | 206,786,844 | |
Total of Affiliated Transactions | 1,127,857 | 35,171,454 | 3,540,335 | — | 699,000,564 |
(b) | Non-income producing security. |
(c) | The rate shown is the seven-day current annualized yield at March 31, 2019. |
■ | Level 1 – quoted prices in active markets for identical securities |
■ | Level 2 – prices determined using other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk and others) |
■ | Level 3 – prices determined using significant unobservable inputs where quoted prices or observable inputs are unavailable or less reliable (including management’s own assumptions about the factors market participants would use in pricing an investment) |
30 | Columbia Thermostat FundSM | Quarterly Report 2019 |
Level
1 quoted prices in active markets for identical assets ($) |
Level
2 other significant observable inputs ($) |
Level
3 significant unobservable inputs ($) |
Investments
measured at net asset value ($) |
Total ($) | |
Investments in Securities | |||||
Equity Funds | 103,665,550 | — | — | — | 103,665,550 |
Exchange-Traded Funds | 59,213,735 | — | — | — | 59,213,735 |
Fixed-Income Funds | 530,931,965 | — | — | — | 530,931,965 |
Money Market Funds | — | — | — | 5,189,314 | 5,189,314 |
Total Investments in Securities | 693,811,250 | — | — | 5,189,314 | 699,000,564 |
Columbia
Thermostat FundSM | Quarterly Report 2019 |
31 |
32 | Columbia Acorn Emerging Markets FundSM | Quarterly Report 2019 |
Columbia
Acorn Emerging Markets FundSM | Quarterly Report 2019 |
33 |
(a) | Non-income producing security. |
(b) | All or a portion of this security was on loan at March 31, 2019. The total market value of securities on loan at March 31, 2019 was $640,315. |
(c) | The rate shown is the seven-day current annualized yield at March 31, 2019. |
(d) | Investment made with cash collateral received from securities lending activity. |
(e) | As defined in the Investment Company Act of 1940, an affiliated company is one in which the Fund owns 5% or more of the company’s outstanding voting securities, or a company which is under common ownership or control with the Fund. Holdings and transactions in these affiliated companies during the period ended March 31, 2019 are as follows: |
Issuer | Beginning
shares |
Shares
purchased |
Shares
sold |
Ending
shares |
Realized
gain (loss) — affiliated issuers ($) |
Net
change in unrealized appreciation (depreciation) — affiliated issuers ($) |
Dividend
— affiliated issuers ($) |
Value
— affiliated issuers at end of period ($) |
Columbia Short-Term Cash Fund, 2.519% | ||||||||
1,107,016 | 4,966,714 | (4,188,356) | 1,885,374 | — | — | 11,224 | 1,885,185 |
ADR | American Depositary Receipt |
GDR | Global Depositary Receipt |
■ | Level 1 – quoted prices in active markets for identical securities |
■ | Level 2 – prices determined using other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk and others) |
■ | Level 3 – prices determined using significant unobservable inputs where quoted prices or observable inputs are unavailable or less reliable (including management’s own assumptions about the factors market participants would use in pricing an investment) |
34 | Columbia Acorn Emerging Markets FundSM | Quarterly Report 2019 |
Level
1 quoted prices in active markets for identical assets ($) |
Level
2 other significant observable inputs ($) |
Level
3 significant unobservable inputs ($) |
Investments
measured at net asset value ($) |
Total ($) | |
Investments in Securities | |||||
Common Stocks | |||||
Brazil | 4,995,926 | — | — | — | 4,995,926 |
Cambodia | — | 1,883,625 | — | — | 1,883,625 |
China | 2,464,457 | 1,086,069 | — | — | 3,550,526 |
Egypt | — | 911,499 | — | — | 911,499 |
Hong Kong | — | 4,184,411 | — | — | 4,184,411 |
India | — | 7,061,000 | — | — | 7,061,000 |
Indonesia | — | 1,914,699 | — | — | 1,914,699 |
Japan | — | 705,854 | — | — | 705,854 |
Malaysia | — | 617,450 | — | — | 617,450 |
Mexico | 1,889,864 | — | — | — | 1,889,864 |
Philippines | — | 1,613,384 | — | — | 1,613,384 |
Poland | — | 902,940 | — | — | 902,940 |
Russian Federation | — | 1,161,509 | — | — | 1,161,509 |
South Africa | — | 4,216,435 | — | — | 4,216,435 |
South Korea | — | 8,337,065 | — | — | 8,337,065 |
Taiwan | 384,904 | 11,559,801 | — | — | 11,944,705 |
Thailand | — | 2,798,241 | — | — | 2,798,241 |
Turkey | — | 920,671 | — | — | 920,671 |
United Kingdom | — | 871,352 | — | — | 871,352 |
Total Common Stocks | 9,735,151 | 50,746,005 | — | — | 60,481,156 |
Securities Lending Collateral | 668,816 | — | — | — | 668,816 |
Money Market Funds | — | — | — | 1,885,185 | 1,885,185 |
Total Investments in Securities | 10,403,967 | 50,746,005 | — | 1,885,185 | 63,035,157 |
Columbia
Acorn Emerging Markets FundSM | Quarterly Report 2019 |
35 |
36 | Columbia Acorn European FundSM | Quarterly Report 2019 |
Columbia
Acorn European FundSM | Quarterly Report 2019 |
37 |
(a) | Non-income producing security. |
(b) | The rate shown is the seven-day current annualized yield at March 31, 2019. |
(c) | As defined in the Investment Company Act of 1940, an affiliated company is one in which the Fund owns 5% or more of the company’s outstanding voting securities, or a company which is under common ownership or control with the Fund. Holdings and transactions in these affiliated companies during the period ended March 31, 2019 are as follows: |
Issuer | Beginning
shares |
Shares
purchased |
Shares
sold |
Ending
shares |
Realized
gain (loss) — affiliated issuers ($) |
Net
change in unrealized appreciation (depreciation) — affiliated issuers ($) |
Dividend
— affiliated issuers ($) |
Value
— affiliated issuers at end of period ($) |
Columbia Short-Term Cash Fund, 2.519% | ||||||||
133,396 | 9,113,278 | (8,861,206) | 385,468 | — | — | 6,633 | 385,429 |
ADR | American Depositary Receipt |
GDR | Global Depositary Receipt |
■ | Level 1 – quoted prices in active markets for identical securities |
■ | Level 2 – prices determined using other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk and others) |
■ | Level 3 – prices determined using significant unobservable inputs where quoted prices or observable inputs are unavailable or less reliable (including management’s own assumptions about the factors market participants would use in pricing an investment) |
38 | Columbia Acorn European FundSM | Quarterly Report 2019 |
Level
1 quoted prices in active markets for identical assets ($) |
Level
2 other significant observable inputs ($) |
Level
3 significant unobservable inputs ($) |
Investments
measured at net asset value ($) |
Total ($) | |
Investments in Securities | |||||
Common Stocks | |||||
Belgium | — | 923,148 | — | — | 923,148 |
Denmark | — | 3,454,455 | — | — | 3,454,455 |
France | — | 1,599,388 | — | — | 1,599,388 |
Germany | — | 14,503,294 | — | — | 14,503,294 |
Ireland | — | 1,362,873 | — | — | 1,362,873 |
Italy | — | 6,028,686 | — | — | 6,028,686 |
Malta | — | 2,137,576 | — | — | 2,137,576 |
Netherlands | — | 1,835,789 | — | — | 1,835,789 |
Norway | — | 1,542,168 | — | — | 1,542,168 |
Poland | — | 973,217 | — | — | 973,217 |
Russian Federation | — | 767,769 | — | — | 767,769 |
Spain | — | 2,348,537 | — | — | 2,348,537 |
Sweden | — | 10,214,046 | — | — | 10,214,046 |
Switzerland | — | 7,291,867 | — | — | 7,291,867 |
Turkey | — | 641,606 | — | — | 641,606 |
United Kingdom | 960,512 | 17,081,964 | — | — | 18,042,476 |
Total Common Stocks | 960,512 | 72,706,383 | — | — | 73,666,895 |
Preferred Stocks | |||||
Germany | — | 814,699 | — | — | 814,699 |
Total Preferred Stocks | — | 814,699 | — | — | 814,699 |
Money Market Funds | — | — | — | 385,429 | 385,429 |
Total Investments in Securities | 960,512 | 73,521,082 | — | 385,429 | 74,867,023 |
Columbia
Acorn European FundSM | Quarterly Report 2019 |
39 |