X0201

N-CEN: Filer Information

Submission Contact Information

Name
 
Phone
 
E-Mail Address
 

Notification Information

Notify via Filing Website only?Checkbox not checked

N-CEN:Series/Class (Contract) Information

Series ID Record:1
Series ID
S000009189 
Series ID Record:2
Series ID
S000033622 
Series ID Record:3
Series ID
S000033621 
Series ID Record:4
Series ID
S000009184 
Series ID Record:5
Series ID
S000009185 
Series ID Record:6
Series ID
S000009188 
Series ID Record:7
Series ID
S000009187 
Series ID Record:8
Series ID
S000009186 

N-CEN:Part A: General Information

Item A.1. Reporting period covered.

a. Report for period ending:
2018-12-31 
b. Does this report cover a period of less than 12 months?Radio button not checked Yes Radio button checked No

N-CEN:Part B: Information About the Registrant


Item B.1. Background information.

a. Full name of Registrant
Columbia Acorn Trust 
b. Investment Company Act file number ( e.g., 811-)
811-01829 
c. CIK
0000002110 
d. LEI
549300DX0CWIN8VE1908 

Item B.2. Address and telephone number of Registrant.

a. Street 1
227 West Monroe Street 
Street 2
Suite 3000 
b. City
Chicago 
c. State, if applicable
ILLINOIS  
d. Foreign country, if applicable
UNITED STATES OF AMERICA  
e. Zip code and zip code extension, or foreign postal code
60606 
f. Telephone number (including country code if foreign)
18003456611 
g. Public Website, if any
columbiathreadneedleus.com/investor/ 

Item B.3. Location of books and records.

Instruction. Provide the requested information for each person maintaining physical possession of each account, book, or other document required to be maintained by section 31(a) of the Act (15 U.S.C. 80a-30(a)) and the rules under that section.
Location books Record: 1
a. Name of person (e.g., a custodian of records)
Columbia Acorn Trust 
b. Street 1
227 West Monroe Street 
Street 2
Suite 3000 
c. City
Chicago 
d. State, if applicable
ILLINOIS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
60606 
g. Telephone number (including country code if foreign)
6126717086 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 2
a. Name of person (e.g., a custodian of records)
Columbia Wanger Asset Management, LLC. 
b. Street 1
227 West Monroe Street 
Street 2
Suite 3000 
c. City
Chicago 
d. State, if applicable
ILLINOIS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
60606 
g. Telephone number (including country code if foreign)
6126717086 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 3
a. Name of person (e.g., a custodian of records)
Iron Mountain Records Management 
b. Street 1
920 and 950 Apollo Road 
Street 2
 
c. City
Eagan 
d. State, if applicable
MINNESOTA  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
55121 
g. Telephone number (including country code if foreign)
6126717086 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 4
a. Name of person (e.g., a custodian of records)
Columbia Management Investment Distributors, Inc. 
b. Street 1
225 Franklin Street 
Street 2
 
c. City
Boston 
d. State, if applicable
MASSACHUSETTS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
02110 
g. Telephone number (including country code if foreign)
6126717086 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 5
a. Name of person (e.g., a custodian of records)
Columbia Management Investment Services Corp. 
b. Street 1
225 Franklin Street 
Street 2
 
c. City
Boston 
d. State, if applicable
MASSACHUSETTS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
02110 
g. Telephone number (including country code if foreign)
6126717086 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 6
a. Name of person (e.g., a custodian of records)
JP Morgan Chase Bank, N.A. 
b. Street 1
1 Chase Manhattan Plaza 
Street 2
19th Floor 
c. City
New York 
d. State, if applicable
NEW YORK  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
10005 
g. Telephone number (including country code if foreign)
6126717086 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 

Item B.4. Initial of final filings.

Instruction. Respond "yes" to Item B.4.b only if the Registrant has filed an application to deregister or will file an application to deregister before its next required filing on this form.
a. Is this the first filing on this form by the Registrant? Radio button checked Yes Radio button not checked No
b. Is this the last filing on this form by the Registrant? Radio button not checked Yes Radio button checked No

Item B.5. Family of investment companies.

Instruction. "Family of investment companies" means, except for insurance company separate accounts, any two or more registered investment companies that (i) share the same investment adviser or principal underwriter; and (ii) hold themselves out to investors as related companies for purposes of investment and investor services.In responding to this item, all Registrants in the family of investment companies should report the name of the family of investment companies identically.
Insurance company separate accounts that may not hold themselves out to investors as related companies (products) for purposes of investment and investor services should consider themselves part of the same family if the operational or accounting or control systems under which these entities function are substantially similar.
a. Is the Registrant part of a family of investment companies? Radio button checked Yes Radio button not checked No
i. Full name of family of investment companies
Columbia Funds Complex 

Item B.6. Organization.

Instruction. For Item B.6.a.i., the Registrant should include all Series that have been established by the Registrant and have shares outstanding (other than shares issued in connection with an initial investment to satisfy section 14(a) of the Act).
Indicate the classification of the Registrant by checking the applicable item below.
Checkbox checked  a. Open-end management investment company registered under the Act on Form N-1A 
Checkbox not checked  b. Closed-end management investment company registered under the Act on Form N-2  
Checkbox not checked  c. Separate account offering variable annuity contracts which is registered under the Act as a management investment company on Form N-3 
Checkbox not checked  d. Separate account offering variable annuity contracts which is registered under the Act as a unit investment trust on Form N-4 
Checkbox not checked  e. Small business investment company registered under the Act on Form N-5 
Checkbox not checked  f. Separate account offering variable insurance contracts which is registered under the Act as a unit investment trust on Form N-6 
Checkbox not checked  g. Unit investment trust registered under the Act on Form N-8B-2 
i. Total number of Series of the Registrant
8 

Item B.7. Securities Act registration.

Is the Registrant the issuer of a class of securities registered under the Securities Act of 1933 ("Securities Act")? Radio button checked Yes Radio button not checked No

Item B.8. Directors.

Provide the information requested below about each person serving as director of the Registrant (management investment companies only):
Director Record: 1
a. Full Name
Laura M. Born 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-08748 
Director Record: 2
a. Full Name
Maureen M. Culhane 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-08748 
Director Record: 3
a. Full Name
Margaret M. Eisen 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-22397 
File Number Record: 2
File Number Record:
811-00994 
File Number Record: 3
File Number Record:
811-08748 
Director Record: 4
a. Full Name
Eric A. Feldstein 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-08748 
Director Record: 5
a. Full Name
John C. Heaton 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-08748 
Director Record: 6
a. Full Name
Charles R. Phillips 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-08748 
Director Record: 7
a. Full Name
David J. Rudis 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-08748 

Item B.9. Chief compliance officer.

Provide the information requested below about each person serving as chief compliance officer of the Registrant for purposes of rule 38a-1 (17 CFR 270.38a- 1):
Chief compliance officer Record: 1
a. Full Name
Thomas P. McGuire 
b. CRD Number, if any
N/A 
c. Street Address 1
225 Franklin Street 
Street Address 2
 
d. City
Boston 
e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Zip code and zip code extension, or foreign postal code
02110 
h. Telephone number (including country code if foreign)
XXXXXX 
i. Has the chief compliance officer changed since the last filing? Radio button not checked Yes Radio button checked No
If the chief compliance officer is compensated or employed by any person other than the Registrant, or an affiliated person of the Registrant, for providing chief compliance officer services, provide:
CCO employer Record: 1
i. Name of the person
N/A 
ii. Person's IRS Employer Identification Number
N/A 

Item B.10. Matters for security holder vote.

Instruction. Registrants registered on Forms N-3, N-4 or N-6, should respond "yes" to this Item only if security holder votes were solicited on contract-level matters.
Were any matters submitted by the Registrant for its security holders' vote during the reporting period? Radio button not checked Yes Radio button checked No

Item B.11. Legal proceeding.

Instruction. For purposes of this Item, the following proceedings should be described: (1) any bankruptcy, receivership or similar proceeding with respect to the Registrant or any of its significant subsidiaries; (2) any proceeding to which any director, officer or other affiliated person of the Registrant is a party adverse to the Registrant or any of its subsidiaries; and (3) any proceeding involving the revocation or suspension of the right of the Registrant to sell securities.
a. Have there been any material legal proceedings, other than routine litigation incidental to the business, to which the Registrant or any of its subsidiaries was a party or of which any of their property was the subject during the reporting period? Radio button not checked Yes Radio button checked No
b. Has any proceeding previously reported been terminated? Radio button not checked Yes Radio button checked No

Item B.12. Fidelity bond and insurance (management investment companies only).

a. Were any claims with respect to the Registrant filed under a fidelity bond (including, but not limited to, the fidelity insuring agreement of the bond) during the reporting period? Radio button not checked Yes Radio button checked No

Item B.13. Directors and officers/errors and omissions insurance (management investment companies only).

a. Are the Registrant's officers or directors covered in their capacities as officers or directors under any directors and officers/errors and omissions insurance policy owned by the Registrant or anyone else? Radio button checked Yes Radio button not checked No
i. If yes, were any claims filed under the policy during the reporting period with respect to the Registrant? Radio button not checked Yes Radio button checked No

Item B.14. Provision of financial support.

Instruction. For purposes of this Item, a provision of financial support includes any (1) capital contribution, (2) purchase of a security from a Money Market Fund in reliance on rule 17a-9 under the Act (17 CFR 270.17a-9), (3) purchase of any defaulted or devalued security at fair value reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio, (4) execution of letter of credit or letter of indemnity, (5) capital support agreement (whether or not the Registrant ultimately received support), (6) performance guarantee, or (7) other similar action reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio. Provision of financial support does not include any (1) routine waiver of fees or reimbursement of Registrant's expenses, (2) routine inter-fund lending, (3) routine inter-fund purchases of Registrant's shares, or (4) action that would qualify as financial support as defined above, that the board of directors has otherwise determined not to be reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio.
Did an affiliated person, promoter, or principal underwriter of the Registrant, or an affiliated person of such a person, provide any form of financial support to the Registrant during the reporting period? Radio button not checked Yes Radio button checked No

Item B.15. Exemptive orders.

a. During the reporting period, did the Registrant rely on any orders from the Commission granting an exemption from one or more provisions of the Act, Securities Act or Exchange Act? Radio button not checked Yes Radio button checked No

Item B.16. Principal underwriters.

a. Provide the information requested below about each principal underwriter:
Principal underwriter Record: 1
i. Full name
Columbia Management Investment Distributors, Inc. 
ii. SEC file number (e.g., 8-)
8-25845 
iii. CRD number
000000840 
iv. LEI, if any
N/A 
v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the principal underwriter an affiliated person of the Registrant, or its investment adviser(s) or depositor? Radio button checked Yes Radio button not checked No
b. Have any principal underwriters been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item B.17. Independent public accountant.

Provide the following information about eachthe independent public accountant:
Public accountant Record: 1
a. Full Name
PricewaterhouseCoopers LLP 
b. PCAOB Number
00238 
c. LEI, if any
5493002GVO7EO8RNNS37 
d. State, if applicable
ILLINOIS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Has the independent public accountant changed since the last filing?Radio button not checked Yes Radio button checked No

Item B.18. Report on internal control (management investment companies only).

Instruction. Small business investment companies are not required to respond to this item.
For the reporting period, did an independent public accountant's report on internal control note any material weaknesses? Radio button not checked Yes Radio button checked No

Item B.19. Audit opinion.

For the reporting period, did an independent public accountant issue an opinion other than an unqualified opinion with respect to its audit of the Registrant's financial statements? Radio button not checked Yes Radio button checked No

Item B.20. Change in valuation methods.

Instruction. Responses to this item need not include changes to valuation techniques used for individual securities (e.g., changing from market approach to income approach for a private equity security). In responding to Item B.20.c., provide the applicable "asset type" category specified in Item C.4.a. of Form N-PORT. In responding to Item B.20.d., provide a brief description of the type of investments involved. If the change in valuation methods applies only to certain sub-asset types included in the response to Item B.20.c., please provide the sub-asset types in the response to Item B.20.d. The responses to Item B.20.c. and Item B.20.d. should be identical only if the change in valuation methods applies to all assets within that category.
Have there been material changes in the method of valuation (e.g., change from use of bid price to mid price for fixed income securities or change in trigger threshold for use of fair value factors on international equity securities) of the Registrant's assets during the reporting period? Radio button not checked Yes Radio button checked No

Item B.21. Change in accounting principles and practices.

Have there been any changes in accounting principles or practices, or any change in the method of applying any such accounting principles or practices, which will materially affect the financial statements filed or to be filed for the current year with the Commission and which has not been previously reported? Radio button not checked Yes Radio button checked No

Item B.22. Net asset value error corrections (open-end management investment companies only).

a. During the reporting period, were any payments made to shareholders or shareholder accounts reprocessed as a result of an error in calculating the Registrant's net asset value (or net asset value per share)? Radio button not checked Yes Radio button checked No

Item B.23. Rule 19a-1 notice (management investment companies only).

During the reporting period, did the Registrant pay any dividend or make any distribution in the nature of a dividend payment, required to be accompanied by a written statement pursuant to section 19(a) of the Act (15 U.S.C. 80a-19(a)) and rule 19a-1 thereunder (17 CFR 270.19a-1)? Radio button not checked Yes Radio button checked No

N-CEN:Part C: Additional Questions for Management Investment Companies

General Instruction.

Management investment companies that offer multiple series must complete Part C as to each series separately, even if some information is the same for two or more series. To begin this section or add an additional series(s), click on the bar labeled "Add a New Series" below.
Management Investment Record: 1

Item C.1. Background information.

a. Full Name of the Fund

Columbia Acorn Emerging Markets Fund 

b. Series identication number, if any

S000033622 

c. LEI

549300I7ST0X38XREU14 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

6 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Advisor Class 
ii. Class identification number, if any

C000122753 

iii. Ticker symbol, if any

CAERX 

Shares Outstanding Record: 2
i. Full name of Class
Class A 
ii. Class identification number, if any

C000103328 

iii. Ticker symbol, if any

CAGAX 

Shares Outstanding Record: 3
i. Full name of Class
Class C 
ii. Class identification number, if any

C000103329 

iii. Ticker symbol, if any

CGMCX 

Shares Outstanding Record: 4
i. Full name of Class
Institutional 2 Class 
ii. Class identification number, if any

C000122754 

iii. Ticker symbol, if any

CANRX 

Shares Outstanding Record: 5
i. Full name of Class
Institutional 3 Class 
ii. Class identification number, if any

C000128887 

iii. Ticker symbol, if any

CPHRX 

Shares Outstanding Record: 6
i. Full name of Class
Institutional Class 
ii. Class identification number, if any

C000103331 

iii. Ticker symbol, if any

CEFZX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
Goldman Sachs Bank USA 
ii. LEI, if any

KD3XUN7C6T14HNAYLU02 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
The Dreyfus Corporation 
ii. LEI, if any:

54930067A504FBYASH16 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

528,935.890000000000 

g. Provide the net income from securities lending activities

15,361.480000000000 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Wanger Asset Management, LLC 
ii. SEC file number ( e.g., 801- )

801-41391 

iii.CRD number
000111168 
iv. LEI, if any

549300SS47BUNA4GB118 

v. State, if applicable
ILLINOIS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
HSBC Bank (China) Company Limited 
ii. LEI, if any

2CZOJRADNJXBLT55G526 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Cititrust Colombia S.A. 
ii. LEI, if any

549300242J3IJCOSGI49 

iii. State, if applicable
 
iv. Foreign country, if applicable
COLOMBIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
UniCredit Bank Czech Republic and Slovakia, a.s. 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Citibank, N.A. 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
EGYPT  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
HSBC France Athens Branch 
ii. LEI, if any

MP6I5ZYZBEU3UXPYFY54 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
HSBC Bank Argentina S.A. 
ii. LEI, if any

549300K52NF2S4SQDO82 

iii. State, if applicable
 
iv. Foreign country, if applicable
ARGENTINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
PT Bank HSBC Indonesia 
ii. LEI, if any

213800HW5IDIRLWH1203 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDONESIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
Bank Leumi le-Israel B.M. 
ii. LEI, if any

7JDSZWRGUQY2DSTWCR57 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
Standard Chartered Bank Korea Limited 
ii. LEI, if any

NUXTG47HHHM1K2L0SG39 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
LUXEMBOURG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
HSBC Bank Malaysia Berhad 
ii. LEI, if any

P3RPN9OJFCXUPJWB1Q09 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Banco Nacional de Mexico, S.A. 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
Societe Generale Marocaine de Banques 
ii. LEI, if any

549300WHIMVBNIDQWK21 

iii. State, if applicable
 
iv. Foreign country, if applicable
MOROCCO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
Stanbic IBTC Bank Plc 
ii. LEI, if any

029200098C3K8BI2D551 

iii. State, if applicable
 
iv. Foreign country, if applicable
NIGERIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
Standard Chartered Bank (Pakistan) Limited 
ii. LEI, if any

549300YTOMKUNPUTB551 

iii. State, if applicable
 
iv. Foreign country, if applicable
PAKISTAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
Citibank del Peru S.A. 
ii. LEI, if any

MYTK5NHHP1G8TVFGT193 

iii. State, if applicable
 
iv. Foreign country, if applicable
PERU  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
Bank Handlowy w. Warszawie S.A. 
ii. LEI, if any

XLEZHWWOI4HFQDGL4793 

iii. State, if applicable
 
iv. Foreign country, if applicable
POLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 36
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 37
i. Full name
J.P. Morgan Bank International (Limited Liability Company) 
ii. LEI, if any

549300B831LSRSI6RA15 

iii. State, if applicable
 
iv. Foreign country, if applicable
RUSSIAN FEDERATION  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 38
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 39
i. Full name
UniCredit Banka Slovenija d.d. 
ii. LEI, if any

549300O2UN9JLME31F08 

iii. State, if applicable
 
iv. Foreign country, if applicable
SLOVENIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 40
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 41
i. Full name
Santander Securities Services, S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 42
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 43
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 44
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
TAIWAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 45
i. Full name
Standard Chartered Bank 
ii. LEI, if any

RILFO74KP1CM8P6PCT96 

iii. State, if applicable
 
iv. Foreign country, if applicable
BANGLADESH  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 46
i. Full name
Standard Chartered Bank (Thai) Public Company Limited 
ii. LEI, if any

549300O1LQYCQ7G1IM57 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 47
i. Full name
Citibank A.S. 
ii. LEI, if any

CWZ8NZDH5SKY12Q4US31 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 48
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 49
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 50
i. Full name
HSBC Bank (Vietnam) Ltd. 
ii. LEI, if any

213800H95OG9OHRT4Y78 

iii. State, if applicable
 
iv. Foreign country, if applicable
VIET NAM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 51
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 52
i. Full name
J.P. Morgan S.A. DTVM 
ii. LEI, if any

5493001LS7J56NZZ3G07 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 53
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 54
i. Full name
Banco Santander Chile 
ii. LEI, if any

3YJP8HORPAEXJ80D6368 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHILE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Wanger Asset Management, LLC 
ii. LEI, if any, or other identifying number

549300SS47BUNA4GB118 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

15,475.850000000000 

Brokers Record: 2
i. Full name of broker
Scotia Capital 
ii. SEC file number

8-13716 

iii. CRD number
000002739 
iv. LEI, if any

549300BLWPABP1VNME36 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

5,737.240000000000 

Brokers Record: 3
i. Full name of broker
Jeffries 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

13,582.850000000000 

Brokers Record: 4
i. Full name of broker
UBS 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

11,589.040000000000 

Brokers Record: 5
i. Full name of broker
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

8,169.120000000000 

Brokers Record: 6
i. Full name of broker
Macquarie 
ii. SEC file number

8-47198 

iii. CRD number
000036368 
iv. LEI, if any

549300670K07JRB5UQ40 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

7,463.650000000000 

Brokers Record: 7
i. Full name of broker
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

6,944.160000000000 

Brokers Record: 8
i. Full name of broker
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

6,674.030000000000 

Brokers Record: 9
i. Full name of broker
BTIG LLC 
ii. SEC file number

8-65473 

iii. CRD number
000122225 
iv. LEI, if any

549300GTG9PL6WO3EC51 

v. State, if applicable
CALIFORNIA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

6,133.480000000000 

Brokers Record: 10
i. Full name of broker
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

5,842.440000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

149,701.060000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

905,611.520000000000 

Principal Transactions Record: 2
i. Full name of dealer
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

144,457.000000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

1,050,068.520000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

87,522,229.210000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 3
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 4
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 6
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 7
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 10
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 11
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 12
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 13
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 14
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 15
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 16
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 17
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 18
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 19
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 20
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 22
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 26
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 27
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 28
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 30
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 31
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 32
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 38
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 39
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 40
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 42
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 43
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 46
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 48
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 50
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 52
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 53
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 54
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 57
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 60
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 61
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 62
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 63
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 72
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 73
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 74
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 76
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 77
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 86
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 87
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 90
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 91
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 101
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 102
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 110
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 112
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 118
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 119
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 124
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 125
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 130
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 131
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 132
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 134
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 135
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 136
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 137
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 146
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 157
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 167
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 168
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 171
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 172
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 176
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 177
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 178
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 179
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 188
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 189
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 193
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 194
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 200
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 201
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
v. Did the Fund draw on the line of credit this period?Radio button checked Yes Radio button not checked No vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
1,187,500.000000000000 
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
8 



b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 2

Item C.1. Background information.

a. Full Name of the Fund

Columbia Acorn European Fund 

b. Series identication number, if any

S000033621 

c. LEI

5493000YCDHFU2BTMI80 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

6 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Advisor Class 
ii. Class identification number, if any

C000144049 

iii. Ticker symbol, if any

CLOFX  

Shares Outstanding Record: 2
i. Full name of Class
Class A 
ii. Class identification number, if any

C000103324 

iii. Ticker symbol, if any

CAEAX 

Shares Outstanding Record: 3
i. Full name of Class
Class C 
ii. Class identification number, if any

C000103325 

iii. Ticker symbol, if any

CAECX 

Shares Outstanding Record: 4
i. Full name of Class
Institutional 2 Class 
ii. Class identification number, if any

C000122752 

iii. Ticker symbol, if any

CAEEX 

Shares Outstanding Record: 5
i. Full name of Class
Institutional 3 Class 
ii. Class identification number, if any

C000171393 

iii. Ticker symbol, if any

CAEYX 

Shares Outstanding Record: 6
i. Full name of Class
Institutional Class 
ii. Class identification number, if any

C000103327 

iii. Ticker symbol, if any

CAEZX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
Goldman Sachs Bank USA 
ii. LEI, if any

KD3XUN7C6T14HNAYLU02 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
The Dreyfus Corporation 
ii. LEI, if any:

54930067A504FBYASH16 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

758,959.020000000000 

g. Provide the net income from securities lending activities

23,442.560000000000 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Wanger Asset Management, LLC 
ii. SEC file number ( e.g., 801- )

801-41391 

iii.CRD number
000111168 
iv. LEI, if any

549300SS47BUNA4GB118 

v. State, if applicable
ILLINOIS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
HSBC France Athens Branch 
ii. LEI, if any

MP6I5ZYZBEU3UXPYFY54 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
Bank Leumi le-Israel B.M. 
ii. LEI, if any

7JDSZWRGUQY2DSTWCR57 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
LUXEMBOURG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Banco Nacional de Mexico, S.A. 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
Bank Handlowy w. Warszawie S.A. 
ii. LEI, if any

XLEZHWWOI4HFQDGL4793 

iii. State, if applicable
 
iv. Foreign country, if applicable
POLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
J.P. Morgan Bank International (Limited Liability Company)** 
ii. LEI, if any

549300B831LSRSI6RA15 

iii. State, if applicable
 
iv. Foreign country, if applicable
RUSSIAN FEDERATION  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
UniCredit Banka Slovenija d.d. 
ii. LEI, if any

549300O2UN9JLME31F08 

iii. State, if applicable
 
iv. Foreign country, if applicable
SLOVENIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Santander Securities Services, S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
Citibank A.S. 
ii. LEI, if any

CWZ8NZDH5SKY12Q4US31 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
UniCredit Bank Czech Republic and Slovakia, a.s. 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 36
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Wanger Asset Management, LLC 
ii. LEI, if any, or other identifying number

549300SS47BUNA4GB118 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
SG Americas Securities LLC 
ii. SEC file number

8-66125 

iii. CRD number
000128351 
iv. LEI, if any

549300F35UE0BOM1WJ55 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

15,228.700000000000 

Brokers Record: 2
i. Full name of broker
Svenska Handelsbanken Sweden 
ii. SEC file number

8-48279 

iii. CRD number
000038485 
iv. LEI, if any

N/A 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

3,170.850000000000 

Brokers Record: 3
i. Full name of broker
Berenberg Bank 
ii. SEC file number

8-68821 

iii. CRD number
000156757 
iv. LEI, if any

529900ZKF1P898Z2HD69 

v. State, if applicable
 
vi. Foreign country, if applicable
GERMANY  
vii. Gross commissions paid by the Fund for the reporting period

10,754.850000000000 

Brokers Record: 4
i. Full name of broker
BNP Paribas 
ii. SEC file number

8-32682 

iii. CRD number
000015794 
iv. LEI, if any

RCNB6OTYUAMMP879YW96 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

8,532.140000000000 

Brokers Record: 5
i. Full name of broker
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

8,006.960000000000 

Brokers Record: 6
i. Full name of broker
Carnegie Investment Bank AB 
ii. SEC file number

8-45389 

iii. CRD number
000031184 
iv. LEI, if any

529900BR5NZNQZEVQ417 

v. State, if applicable
 
vi. Foreign country, if applicable
SWEDEN  
vii. Gross commissions paid by the Fund for the reporting period

5,566.370000000000 

Brokers Record: 7
i. Full name of broker
Jeffries 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

5,290.710000000000 

Brokers Record: 8
i. Full name of broker
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,299.110000000000 

Brokers Record: 9
i. Full name of broker
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,136.510000000000 

Brokers Record: 10
i. Full name of broker
Kepler Securities 
ii. SEC file number

8-67194 

iii. CRD number
000139148 
iv. LEI, if any

N/A 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,110.220000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

101,365.540000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Deutsche Bank 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

9.250000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

9.250000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

106,664,495.620000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 11
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 3
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 4
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 6
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 7
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 10
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 11
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 12
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 13
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 14
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 15
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 16
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 17
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 18
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 19
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 20
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 22
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 26
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 27
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 28
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 30
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 31
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 32
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 38
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 39
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 40
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 42
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 43
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 46
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 48
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 50
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 52
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 53
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 54
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 57
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 60
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 61
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 62
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 63
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 72
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 73
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 74
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 76
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 77
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 86
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 87
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 90
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 91
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 101
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 102
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 110
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 112
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 118
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 119
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 124
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 125
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 130
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 131
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 132
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 134
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 135
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 136
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 137
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 146
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 157
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 167
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 168
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 171
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 172
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 176
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 177
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 178
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 179
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 188
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 189
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 193
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 194
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 200
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 201
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
v. Did the Fund draw on the line of credit this period?Radio button checked Yes Radio button not checked No vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
788,889.000000000000 
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
27 



b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 3

Item C.1. Background information.

a. Full Name of the Fund

Columbia Acorn Fund 

b. Series identication number, if any

S000009184 

c. LEI

549300X3KJ5X2R54O387 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

6 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Advisor Class 
ii. Class identification number, if any

C000122735 

iii. Ticker symbol, if any

CEARX 

Shares Outstanding Record: 2
i. Full name of Class
Class A 
ii. Class identification number, if any

C000024954 

iii. Ticker symbol, if any

LACAX 

Shares Outstanding Record: 3
i. Full name of Class
Class C 
ii. Class identification number, if any

C000024956 

iii. Ticker symbol, if any

LIACX 

Shares Outstanding Record: 4
i. Full name of Class
Institutional 2 Class 
ii. Class identification number, if any

C000122736 

iii. Ticker symbol, if any

CRBRX 

Shares Outstanding Record: 5
i. Full name of Class
Institutional 3 Class 
ii. Class identification number, if any

C000122737 

iii. Ticker symbol, if any

CRBYX 

Shares Outstanding Record: 6
i. Full name of Class
Institutional Class 
ii. Class identification number, if any

C000024957 

iii. Ticker symbol, if any

ACRNX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
Goldman Sachs Bank USA 
ii. LEI, if any

KD3XUN7C6T14HNAYLU02 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
The Dreyfus Corporation 
ii. LEI, if any:

54930067A504FBYASH16 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

38,448,929.460000000000 

g. Provide the net income from securities lending activities

501,281.620000000000 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Wanger Asset Management, LLC 
ii. SEC file number ( e.g., 801- )

801-41391 

iii.CRD number
000111168 
iv. LEI, if any

549300SS47BUNA4GB118 

v. State, if applicable
ILLINOIS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
HSBC France Athens Branch 
ii. LEI, if any

MP6I5ZYZBEU3UXPYFY54 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
Bank Leumi le-Israel B.M. 
ii. LEI, if any

7JDSZWRGUQY2DSTWCR57 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
LUXEMBOURG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
Banco Nacional de Mexico, S.A. 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
Societe Generale Marocaine de Banques 
ii. LEI, if any

549300WHIMVBNIDQWK21 

iii. State, if applicable
 
iv. Foreign country, if applicable
MOROCCO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
Bank Handlowy w. Warszawie S.A. 
ii. LEI, if any

XLEZHWWOI4HFQDGL4793 

iii. State, if applicable
 
iv. Foreign country, if applicable
POLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
J.P. Morgan Bank International (Limited Liability Company)** 
ii. LEI, if any

549300B831LSRSI6RA15 

iii. State, if applicable
 
iv. Foreign country, if applicable
RUSSIAN FEDERATION  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Santander Securities Services, S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
Standard Chartered Bank (Thai) Public Company Limited 
ii. LEI, if any

549300O1LQYCQ7G1IM57 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
Citibank A.S. 
ii. LEI, if any

CWZ8NZDH5SKY12Q4US31 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
HSBC Bank (China) Company Limited 
ii. LEI, if any

2CZOJRADNJXBLT55G526 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
UniCredit Bank Czech Republic and Slovakia, a.s. 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 36
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 37
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Wanger Asset Management, LLC 
ii. LEI, if any, or other identifying number

549300SS47BUNA4GB118 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Virtu Americas LLC 
ii. SEC file number

8-68193 

iii. CRD number
000149823 
iv. LEI, if any

549300RA02N3BNSWBV74 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

459,315.980000000000 

Brokers Record: 2
i. Full name of broker
Raymond James & Associates Inc 
ii. SEC file number

8-10999 

iii. CRD number
000000705 
iv. LEI, if any

U4ONQX15J3RO8XCKE979 

v. State, if applicable
FLORIDA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

94,381.140000000000 

Brokers Record: 3
i. Full name of broker
Liquidnet Inc 
ii. SEC file number

8-52461 

iii. CRD number
000103987 
iv. LEI, if any

213800HSKBBO1GCVRG79 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

397,226.650000000000 

Brokers Record: 4
i. Full name of broker
Jeffries 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

291,608.620000000000 

Brokers Record: 5
i. Full name of broker
ITG Inc 
ii. SEC file number

8-44218 

iii. CRD number
000029299 
iv. LEI, if any

549300S41SMIODVIT266 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

158,045.950000000000 

Brokers Record: 6
i. Full name of broker
Williams Buchanan 
ii. SEC file number

8-39928 

iii. CRD number
000022704 
iv. LEI, if any

N/A 

v. State, if applicable
TEXAS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

136,815.030000000000 

Brokers Record: 7
i. Full name of broker
Robert W Baird & Co Incorporated 
ii. SEC file number

8-497 

iii. CRD number
000008158 
iv. LEI, if any

549300772UJAHRD6LO53 

v. State, if applicable
WISCONSIN  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

130,051.950000000000 

Brokers Record: 8
i. Full name of broker
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

125,464.920000000000 

Brokers Record: 9
i. Full name of broker
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

118,368.440000000000 

Brokers Record: 10
i. Full name of broker
Bloomberg 
ii. SEC file number

8-49219 

iii. CRD number
000040881 
iv. LEI, if any

549300P0PVQNO43T7K36 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

113,715.750000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

2,865,151.170000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Wells Fargo Securities LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

22,880,000.000000000000 

Principal Transactions Record: 2
i. Full name of dealer
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

13,798,700.000000000000 

Principal Transactions Record: 3
i. Full name of dealer
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

12,487,500.000000000000 

Principal Transactions Record: 4
i. Full name of dealer
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

10,655,000.000000000000 

Principal Transactions Record: 5
i. Full name of dealer
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

720,000.000000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

60,541,200.000000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

4,677,133,614.400000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 3
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 4
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 6
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 7
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 10
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 11
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 12
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 13
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 14
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 15
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 16
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 17
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 18
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 19
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 20
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 22
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 26
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 27
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 28
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 30
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 31
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 32
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 38
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 39
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 40
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 42
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 43
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 46
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 48
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 50
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 52
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 53
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 54
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 57
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 60
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 61
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 62
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 63
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 72
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 73
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 74
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 76
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 77
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 86
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 87
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 90
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 91
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 101
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 102
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 110
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 112
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 118
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 119
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 124
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 125
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 130
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 131
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 132
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 134
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 135
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 136
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 137
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 146
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 157
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 167
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 168
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 171
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 172
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 176
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 177
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 178
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 179
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 188
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 189
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 193
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 194
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 200
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 201
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 4

Item C.1. Background information.

a. Full Name of the Fund

Columbia Acorn International 

b. Series identication number, if any

S000009185 

c. LEI

5493004K6O04MY5NT292 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

7 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Advisor Class 
ii. Class identification number, if any

C000122738 

iii. Ticker symbol, if any

CCIRX 

Shares Outstanding Record: 2
i. Full name of Class
Class A 
ii. Class identification number, if any

C000024958 

iii. Ticker symbol, if any

LAIAX 

Shares Outstanding Record: 3
i. Full name of Class
Class C 
ii. Class identification number, if any

C000024960 

iii. Ticker symbol, if any

LAICX 

Shares Outstanding Record: 4
i. Full name of Class
Class R 
ii. Class identification number, if any

C000097732 

iii. Ticker symbol, if any

CACRX 

Shares Outstanding Record: 5
i. Full name of Class
Institutional 2 Class 
ii. Class identification number, if any

C000097733 

iii. Ticker symbol, if any

CAIRX 

Shares Outstanding Record: 6
i. Full name of Class
Institutional 3 Class 
ii. Class identification number, if any

C000122739 

iii. Ticker symbol, if any

CCYIX 

Shares Outstanding Record: 7
i. Full name of Class
Institutional Class 
ii. Class identification number, if any

C000024961 

iii. Ticker symbol, if any

ACINX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
Goldman Sachs Bank USA 
ii. LEI, if any

KD3XUN7C6T14HNAYLU02 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
The Dreyfus Corporation 
ii. LEI, if any:

54930067A504FBYASH16 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

41,774,896.540000000000 

g. Provide the net income from securities lending activities

335,522.940000000000 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Wanger Asset Management, LLC 
ii. SEC file number ( e.g., 801- )

801-41391 

iii.CRD number
000111168 
iv. LEI, if any

549300SS47BUNA4GB118 

v. State, if applicable
ILLINOIS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
HSBC Bank (China) Company Limited 
ii. LEI, if any

2CZOJRADNJXBLT55G526 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Cititrust Colombia S.A. 
ii. LEI, if any

549300242J3IJCOSGI49 

iii. State, if applicable
 
iv. Foreign country, if applicable
COLOMBIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
UniCredit Bank Czech Republic and Slovakia, a.s. 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Citibank, N.A. 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
EGYPT  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
HSBC France Athens Branch 
ii. LEI, if any

MP6I5ZYZBEU3UXPYFY54 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
HSBC Bank Argentina S.A. 
ii. LEI, if any

549300K52NF2S4SQDO82 

iii. State, if applicable
 
iv. Foreign country, if applicable
ARGENTINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
Islandsbanki hf. 
ii. LEI, if any

549300PZMFIQR79Q0T97 

iii. State, if applicable
 
iv. Foreign country, if applicable
ICELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
PT Bank HSBC Indonesia 
ii. LEI, if any

213800HW5IDIRLWH1203 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDONESIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
Bank Leumi le-Israel B.M. 
ii. LEI, if any

7JDSZWRGUQY2DSTWCR57 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
Standard Chartered Bank Korea Limited 
ii. LEI, if any

NUXTG47HHHM1K2L0SG39 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
LUXEMBOURG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
HSBC Bank Malaysia Berhad 
ii. LEI, if any

P3RPN9OJFCXUPJWB1Q09 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
Banco Nacional de Mexico, S.A. 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
Societe Generale Marocaine de Banques 
ii. LEI, if any

549300WHIMVBNIDQWK21 

iii. State, if applicable
 
iv. Foreign country, if applicable
MOROCCO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
Standard Chartered Bank (Pakistan) Limited 
ii. LEI, if any

549300YTOMKUNPUTB551 

iii. State, if applicable
 
iv. Foreign country, if applicable
PAKISTAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
Citibank del Peru S.A. 
ii. LEI, if any

MYTK5NHHP1G8TVFGT193 

iii. State, if applicable
 
iv. Foreign country, if applicable
PERU  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
Bank Handlowy w. Warszawie S.A. 
ii. LEI, if any

XLEZHWWOI4HFQDGL4793 

iii. State, if applicable
 
iv. Foreign country, if applicable
POLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 36
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 37
i. Full name
J.P. Morgan Bank International (Limited Liability Company)** 
ii. LEI, if any

549300B831LSRSI6RA15 

iii. State, if applicable
 
iv. Foreign country, if applicable
RUSSIAN FEDERATION  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 38
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 39
i. Full name
UniCredit Banka Slovenija d.d. 
ii. LEI, if any

549300O2UN9JLME31F08 

iii. State, if applicable
 
iv. Foreign country, if applicable
SLOVENIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 40
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 41
i. Full name
Santander Securities Services, S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 42
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 43
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 44
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
TAIWAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 45
i. Full name
Standard Chartered Bank 
ii. LEI, if any

RILFO74KP1CM8P6PCT96 

iii. State, if applicable
 
iv. Foreign country, if applicable
BANGLADESH  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 46
i. Full name
Standard Chartered Bank (Thai) Public Company Limited 
ii. LEI, if any

549300O1LQYCQ7G1IM57 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 47
i. Full name
Citibank A.S. 
ii. LEI, if any

CWZ8NZDH5SKY12Q4US31 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 48
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 49
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 50
i. Full name
HSBC Bank (Vietnam) Ltd. 
ii. LEI, if any

213800H95OG9OHRT4Y78 

iii. State, if applicable
 
iv. Foreign country, if applicable
VIET NAM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 51
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 52
i. Full name
J.P. Morgan S.A. DTVM 
ii. LEI, if any

5493001LS7J56NZZ3G07 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 53
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 54
i. Full name
Banco Santander Chile 
ii. LEI, if any

3YJP8HORPAEXJ80D6368 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHILE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Wanger Asset Management, LLC 
ii. LEI, if any, or other identifying number

549300SS47BUNA4GB118 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Jeffries 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

721,068.950000000000 

Brokers Record: 2
i. Full name of broker
Deutsche Bank 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

149,129.230000000000 

Brokers Record: 3
i. Full name of broker
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

405,035.830000000000 

Brokers Record: 4
i. Full name of broker
SG Americas Securities LLC 
ii. SEC file number

8-66125 

iii. CRD number
000128351 
iv. LEI, if any

549300F35UE0BOM1WJ55 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

392,890.050000000000 

Brokers Record: 5
i. Full name of broker
BNP Paribas 
ii. SEC file number

8-32682 

iii. CRD number
000015794 
iv. LEI, if any

RCNB6OTYUAMMP879YW96 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

327,872.090000000000 

Brokers Record: 6
i. Full name of broker
UBS 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

243,891.580000000000 

Brokers Record: 7
i. Full name of broker
Instinet LLC 
ii. SEC file number

8-23669 

iii. CRD number
000007897 
iv. LEI, if any

549300MGMN3RKMU8FT57 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

219,600.950000000000 

Brokers Record: 8
i. Full name of broker
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

215,491.140000000000 

Brokers Record: 9
i. Full name of broker
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

187,507.140000000000 

Brokers Record: 10
i. Full name of broker
Berenberg Bank 
ii. SEC file number

8-68821 

iii. CRD number
000156757 
iv. LEI, if any

529900ZKF1P898Z2HD69 

v. State, if applicable
 
vi. Foreign country, if applicable
GERMANY  
vii. Gross commissions paid by the Fund for the reporting period

159,284.980000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

5,104,327.860000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

3,266,119.000000000000 

Principal Transactions Record: 2
i. Full name of dealer
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,470,859.130000000000 

Principal Transactions Record: 3
i. Full name of dealer
Jeffries 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

15,138.500000000000 

Principal Transactions Record: 4
i. Full name of dealer
Redburn Partners LLP 
ii. SEC file number

8-67320 

iii. CRD number
000140564 
iv. LEI, if any

N/A 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

7.260000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

4,752,123.890000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

4,058,975,557.450000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 3
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 4
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 6
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 7
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 10
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 11
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 12
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 13
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 14
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 15
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 16
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 17
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 18
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 19
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 20
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 22
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 26
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 27
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 28
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 30
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 31
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 32
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 38
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 39
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 40
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 42
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 43
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 46
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 48
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 50
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 52
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 53
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 54
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 57
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 60
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 61
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 62
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 63
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 72
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 73
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 74
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 76
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 77
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 86
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 87
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 90
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 91
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 101
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 102
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 110
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 112
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 118
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 119
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 124
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 125
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 130
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 131
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 132
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 134
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 135
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 136
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 137
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 146
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 157
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 167
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 168
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 171
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 172
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 176
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 177
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 178
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 179
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 188
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 189
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 193
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 194
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 200
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 201
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
v. Did the Fund draw on the line of credit this period?Radio button checked Yes Radio button not checked No vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
18,040,000.000000000000 
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
5 



b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 5

Item C.1. Background information.

a. Full Name of the Fund

Columbia Acorn International Select 

b. Series identication number, if any

S000009188 

c. LEI

549300KTP8INZROJV026 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

6 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Advisor Class 
ii. Class identification number, if any

C000122748 

iii. Ticker symbol, if any

CILRX 

Shares Outstanding Record: 2
i. Full name of Class
Class A 
ii. Class identification number, if any

C000024970 

iii. Ticker symbol, if any

LAFAX 

Shares Outstanding Record: 3
i. Full name of Class
Class C 
ii. Class identification number, if any

C000024972 

iii. Ticker symbol, if any

LFFCX 

Shares Outstanding Record: 4
i. Full name of Class
Institutional 2 Class 
ii. Class identification number, if any

C000122746 

iii. Ticker symbol, if any

CRIRX 

Shares Outstanding Record: 5
i. Full name of Class
Institutional 3 Class 
ii. Class identification number, if any

C000122747 

iii. Ticker symbol, if any

CSIRX 

Shares Outstanding Record: 6
i. Full name of Class
Institutional Class 
ii. Class identification number, if any

C000024973 

iii. Ticker symbol, if any

ACFFX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
Goldman Sachs Bank USA 
ii. LEI, if any

KD3XUN7C6T14HNAYLU02 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
The Dreyfus Corporation 
ii. LEI, if any:

54930067A504FBYASH16 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

1,006,791.310000000000 

g. Provide the net income from securities lending activities

5,746.910000000000 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Wanger Asset Management, LLC 
ii. SEC file number ( e.g., 801- )

801-41391 

iii.CRD number
000111168 
iv. LEI, if any

549300SS47BUNA4GB118 

v. State, if applicable
ILLINOIS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Cititrust Colombia S.A. 
ii. LEI, if any

549300242J3IJCOSGI49 

iii. State, if applicable
 
iv. Foreign country, if applicable
COLOMBIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
UniCredit Bank Czech Republic and Slovakia, a.s. 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Citibank, N.A. 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
EGYPT  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
HSBC France Athens Branch 
ii. LEI, if any

MP6I5ZYZBEU3UXPYFY54 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
HSBC Bank Argentina S.A. 
ii. LEI, if any

549300K52NF2S4SQDO82 

iii. State, if applicable
 
iv. Foreign country, if applicable
ARGENTINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
PT Bank HSBC Indonesia 
ii. LEI, if any

213800HW5IDIRLWH1203 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDONESIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
Bank Leumi le-Israel B.M. 
ii. LEI, if any

7JDSZWRGUQY2DSTWCR57 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
Standard Chartered Bank Korea Limited 
ii. LEI, if any

NUXTG47HHHM1K2L0SG39 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
LUXEMBOURG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
HSBC Bank Malaysia Berhad 
ii. LEI, if any

P3RPN9OJFCXUPJWB1Q09 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
Banco Nacional de Mexico, S.A. 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Societe Generale Marocaine de Banques 
ii. LEI, if any

549300WHIMVBNIDQWK21 

iii. State, if applicable
 
iv. Foreign country, if applicable
MOROCCO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
Standard Chartered Bank (Pakistan) Limited 
ii. LEI, if any

549300YTOMKUNPUTB551 

iii. State, if applicable
 
iv. Foreign country, if applicable
PAKISTAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
Citibank del Peru S.A. 
ii. LEI, if any

MYTK5NHHP1G8TVFGT193 

iii. State, if applicable
 
iv. Foreign country, if applicable
PERU  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
Bank Handlowy w. Warszawie S.A. 
ii. LEI, if any

XLEZHWWOI4HFQDGL4793 

iii. State, if applicable
 
iv. Foreign country, if applicable
POLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
J.P. Morgan Bank International (Limited Liability Company)** 
ii. LEI, if any

549300B831LSRSI6RA15 

iii. State, if applicable
 
iv. Foreign country, if applicable
RUSSIAN FEDERATION  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 36
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 37
i. Full name
UniCredit Banka Slovenija d.d. 
ii. LEI, if any

549300O2UN9JLME31F08 

iii. State, if applicable
 
iv. Foreign country, if applicable
SLOVENIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 38
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 39
i. Full name
Santander Securities Services, S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 40
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 41
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 42
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
TAIWAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 43
i. Full name
Standard Chartered Bank (Thai) Public Company Limited 
ii. LEI, if any

549300O1LQYCQ7G1IM57 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 44
i. Full name
Citibank A.S. 
ii. LEI, if any

CWZ8NZDH5SKY12Q4US31 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 45
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 46
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 47
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 48
i. Full name
HSBC Bank (Vietnam) Ltd. 
ii. LEI, if any

213800H95OG9OHRT4Y78 

iii. State, if applicable
 
iv. Foreign country, if applicable
VIET NAM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 49
i. Full name
J.P. Morgan S.A. DTVM 
ii. LEI, if any

5493001LS7J56NZZ3G07 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 50
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 51
i. Full name
Banco Santander Chile 
ii. LEI, if any

3YJP8HORPAEXJ80D6368 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHILE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 52
i. Full name
HSBC Bank (China) Company Limited 
ii. LEI, if any

2CZOJRADNJXBLT55G526 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Wanger Asset Management, LLC 
ii. LEI, if any, or other identifying number

549300SS47BUNA4GB118 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Jeffries 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

16,091.920000000000 

Brokers Record: 2
i. Full name of broker
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,914.240000000000 

Brokers Record: 3
i. Full name of broker
Berenberg Bank 
ii. SEC file number

8-68821 

iii. CRD number
000156757 
iv. LEI, if any

529900ZKF1P898Z2HD69 

v. State, if applicable
 
vi. Foreign country, if applicable
GERMANY  
vii. Gross commissions paid by the Fund for the reporting period

9,822.390000000000 

Brokers Record: 4
i. Full name of broker
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

7,651.650000000000 

Brokers Record: 5
i. Full name of broker
Deutsche Bank 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

7,514.300000000000 

Brokers Record: 6
i. Full name of broker
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

6,741.200000000000 

Brokers Record: 7
i. Full name of broker
UBS 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

6,023.060000000000 

Brokers Record: 8
i. Full name of broker
Kempen & Co. USA, Inc. 
ii. SEC file number

8-48389 

iii. CRD number
000038760 
iv. LEI, if any

2O302V7616D3HTVSXO60 

v. State, if applicable
 
vi. Foreign country, if applicable
NETHERLANDS  
vii. Gross commissions paid by the Fund for the reporting period

5,865.640000000000 

Brokers Record: 9
i. Full name of broker
DBS Vickers Securities (USA) Inc. 
ii. SEC file number

8-46837 

iii. CRD number
000035691 
iv. LEI, if any

549300OUTDVU0NBODN81 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

5,618.390000000000 

Brokers Record: 10
i. Full name of broker
Kepler Securities 
ii. SEC file number

8-67194 

iii. CRD number
000139148 
iv. LEI, if any

N/A 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

5,166.030000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

129,571.640000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

389,424.000000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

389,424.000000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

120,523,549.630000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 6
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 7
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 8
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 9
Name of institution
Citibank, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 13
Name of institution
U.S. Bank National Association 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 3
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 4
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 6
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 7
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 10
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 11
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 12
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 13
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 14
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 15
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 16
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 17
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 18
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 19
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 20
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 22
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 26
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 27
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 28
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 30
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 31
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 32
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 38
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 39
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 40
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 42
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 43
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 46
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 48
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 50
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 52
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 53
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 54
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 57
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 60
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 61
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 62
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 63
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 72
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 73
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 74
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 76
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 77
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 86
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 87
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 90
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 91
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 101
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 102
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 110
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 112
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 118
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 119
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 124
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 125
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 130
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 131
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 132
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 134
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 135
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 136
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 137
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 146
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 157
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 167
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 168
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 171
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 172
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 176
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 177
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 178
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 179
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 188
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 189
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 193
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 194
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 200
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 201
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 6

Item C.1. Background information.

a. Full Name of the Fund

Columbia Acorn Select 

b. Series identication number, if any

S000009187 

c. LEI

549300GHC1H7RBKQNP16 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

6 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Advisor Class 
ii. Class identification number, if any

C000122743 

iii. Ticker symbol, if any

CSSRX 

Shares Outstanding Record: 2
i. Full name of Class
Class A 
ii. Class identification number, if any

C000024966 

iii. Ticker symbol, if any

LTFAX 

Shares Outstanding Record: 3
i. Full name of Class
Class C 
ii. Class identification number, if any

C000024968 

iii. Ticker symbol, if any

LTFCX 

Shares Outstanding Record: 4
i. Full name of Class
Institutional 2 Class 
ii. Class identification number, if any

C000122744 

iii. Ticker symbol, if any

CSLRX 

Shares Outstanding Record: 5
i. Full name of Class
Institutional 3 Class 
ii. Class identification number, if any

C000122745 

iii. Ticker symbol, if any

CSLYX 

Shares Outstanding Record: 6
i. Full name of Class
Institutional Class 
ii. Class identification number, if any

C000024969 

iii. Ticker symbol, if any

ACTWX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
Goldman Sachs Bank USA 
ii. LEI, if any

KD3XUN7C6T14HNAYLU02 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
The Dreyfus Corporation 
ii. LEI, if any:

54930067A504FBYASH16 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

115,754.770000000000 

g. Provide the net income from securities lending activities

2,667.110000000000 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Wanger Asset Management, LLC 
ii. SEC file number ( e.g., 801- )

801-41391 

iii.CRD number
000111168 
iv. LEI, if any

549300SS47BUNA4GB118 

v. State, if applicable
ILLINOIS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
HSBC France Athens Branch 
ii. LEI, if any

MP6I5ZYZBEU3UXPYFY54 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
Bank Leumi le-Israel B.M. 
ii. LEI, if any

7JDSZWRGUQY2DSTWCR57 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
LUXEMBOURG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Banco Nacional de Mexico, S.A. 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
Bank Handlowy w. Warszawie S.A. 
ii. LEI, if any

XLEZHWWOI4HFQDGL4793 

iii. State, if applicable
 
iv. Foreign country, if applicable
POLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
Santander Securities Services, S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Citibank A.S. 
ii. LEI, if any

CWZ8NZDH5SKY12Q4US31 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
HSBC Bank (China) Company Limited 
ii. LEI, if any

2CZOJRADNJXBLT55G526 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
UniCredit Bank Czech Republic and Slovakia, a.s. 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Wanger Asset Management, LLC 
ii. LEI, if any, or other identifying number

549300SS47BUNA4GB118 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Liquidnet Inc 
ii. SEC file number

8-52461 

iii. CRD number
000103987 
iv. LEI, if any

213800HSKBBO1GCVRG79 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

38,051.250000000000 

Brokers Record: 2
i. Full name of broker
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

5,126.480000000000 

Brokers Record: 3
i. Full name of broker
Virtu Americas LLC 
ii. SEC file number

8-68193 

iii. CRD number
000149823 
iv. LEI, if any

549300RA02N3BNSWBV74 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

35,802.060000000000 

Brokers Record: 4
i. Full name of broker
Jeffries 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

19,627.140000000000 

Brokers Record: 5
i. Full name of broker
Bloomberg 
ii. SEC file number

8-49219 

iii. CRD number
000040881 
iv. LEI, if any

549300P0PVQNO43T7K36 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

9,765.900000000000 

Brokers Record: 6
i. Full name of broker
ITG Inc 
ii. SEC file number

8-44218 

iii. CRD number
000029299 
iv. LEI, if any

549300S41SMIODVIT266 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

7,764.390000000000 

Brokers Record: 7
i. Full name of broker
Bradesco Securities Inc 
ii. SEC file number

8-52806 

iii. CRD number
000104347 
iv. LEI, if any

5493005BOEQJY4OBZP25 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

7,589.970000000000 

Brokers Record: 8
i. Full name of broker
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

6,857.250000000000 

Brokers Record: 9
i. Full name of broker
Williams Buchanan 
ii. SEC file number

8-39928 

iii. CRD number
000022704 
iv. LEI, if any

N/A 

v. State, if applicable
TEXAS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

6,300.300000000000 

Brokers Record: 10
i. Full name of broker
Luminex Trading & Analytics LLC 
ii. SEC file number

8-69476 

iii. CRD number
000171752 
iv. LEI, if any

254900ZBK50B4Y36MJ33 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

5,261.930000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

169,997.620000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

0.000000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

301,285,152.090000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 3
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 4
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 6
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 7
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 10
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 11
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 12
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 13
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 14
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 15
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 16
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 17
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 18
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 19
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 20
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 22
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 26
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 27
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 28
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 30
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 31
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 32
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 38
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 39
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 40
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 42
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 43
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 46
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 48
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 50
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 52
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 53
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 54
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 57
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 60
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 61
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 62
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 63
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 72
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 73
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 74
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 76
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 77
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 86
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 87
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 90
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 91
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 101
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 102
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 110
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 112
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 118
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 119
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 124
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 125
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 130
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 131
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 132
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 134
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 135
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 136
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 137
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 146
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 157
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 167
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 168
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 171
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 172
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 176
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 177
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 178
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 179
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 188
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 189
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 193
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 194
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 200
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 201
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 7

Item C.1. Background information.

a. Full Name of the Fund

Columbia Acorn USA 

b. Series identication number, if any

S000009186 

c. LEI

549300KHJ8TKYZRHYE36 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

6 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Advisor Class 
ii. Class identification number, if any

C000122740 

iii. Ticker symbol, if any

CUSAX 

Shares Outstanding Record: 2
i. Full name of Class
Class A 
ii. Class identification number, if any

C000024962 

iii. Ticker symbol, if any

LAUAX 

Shares Outstanding Record: 3
i. Full name of Class
Class C 
ii. Class identification number, if any

C000024964 

iii. Ticker symbol, if any

LAUCX 

Shares Outstanding Record: 4
i. Full name of Class
Institutional 2 Class 
ii. Class identification number, if any

C000122741 

iii. Ticker symbol, if any

CYSRX 

Shares Outstanding Record: 5
i. Full name of Class
Institutional 3 Class 
ii. Class identification number, if any

C000122742 

iii. Ticker symbol, if any

CUSYX 

Shares Outstanding Record: 6
i. Full name of Class
Institutional Class 
ii. Class identification number, if any

C000024965 

iii. Ticker symbol, if any

AUSAX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
Goldman Sachs Bank USA 
ii. LEI, if any

KD3XUN7C6T14HNAYLU02 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
The Dreyfus Corporation 
ii. LEI, if any:

54930067A504FBYASH16 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

4,604,855.190000000000 

g. Provide the net income from securities lending activities

91,670.260000000000 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Wanger Asset Management, LLC 
ii. SEC file number ( e.g., 801- )

801-41391 

iii.CRD number
000111168 
iv. LEI, if any

549300SS47BUNA4GB118 

v. State, if applicable
ILLINOIS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Wanger Asset Management, LLC 
ii. LEI, if any, or other identifying number

549300SS47BUNA4GB118 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Virtu Americas LLC 
ii. SEC file number

8-68193 

iii. CRD number
000149823 
iv. LEI, if any

549300RA02N3BNSWBV74 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

78,930.470000000000 

Brokers Record: 2
i. Full name of broker
Barclays 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

10,718.450000000000 

Brokers Record: 3
i. Full name of broker
Liquidnet Inc 
ii. SEC file number

8-52461 

iii. CRD number
000103987 
iv. LEI, if any

213800HSKBBO1GCVRG79 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

50,543.520000000000 

Brokers Record: 4
i. Full name of broker
Jeffries 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

41,297.770000000000 

Brokers Record: 5
i. Full name of broker
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

17,564.740000000000 

Brokers Record: 6
i. Full name of broker
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

16,884.730000000000 

Brokers Record: 7
i. Full name of broker
ITG Inc 
ii. SEC file number

8-44218 

iii. CRD number
000029299 
iv. LEI, if any

549300S41SMIODVIT266 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

15,674.920000000000 

Brokers Record: 8
i. Full name of broker
Bloomberg 
ii. SEC file number

8-49219 

iii. CRD number
000040881 
iv. LEI, if any

549300P0PVQNO43T7K36 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

15,596.330000000000 

Brokers Record: 9
i. Full name of broker
Williams Buchanan 
ii. SEC file number

8-39928 

iii. CRD number
000022704 
iv. LEI, if any

N/A 

v. State, if applicable
TEXAS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

14,394.210000000000 

Brokers Record: 10
i. Full name of broker
Stephens Inc 
ii. SEC file number

8-1927 

iii. CRD number
000003496 
iv. LEI, if any

213800LH6T9XDYZCA534 

v. State, if applicable
ARKANSAS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

11,668.590000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

364,377.780000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

3,629,679.000000000000 

Principal Transactions Record: 2
i. Full name of dealer
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,611,951.070000000000 

Principal Transactions Record: 3
i. Full name of dealer
Jeffries 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,352,514.000000000000 

Principal Transactions Record: 4
i. Full name of dealer
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

322,020.000000000000 

Principal Transactions Record: 5
i. Full name of dealer
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

56,496.000000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

6,972,660.070000020000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

339,759,119.540000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 3
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 4
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 6
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 7
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 10
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 11
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 12
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 13
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 14
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 15
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 16
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 17
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 18
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 19
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 20
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 22
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 26
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 27
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 28
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 30
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 31
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 32
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 38
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 39
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 40
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 42
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 43
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 46
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 48
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 50
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 52
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 53
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 54
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 57
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 60
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 61
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 62
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 63
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 72
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 73
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 74
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 76
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 77
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 86
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 87
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 90
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 91
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 101
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 102
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 110
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 112
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 118
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 119
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 124
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 125
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 130
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 131
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 132
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 134
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 135
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 136
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 137
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 146
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 157
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 167
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 168
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 171
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 172
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 176
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 177
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 178
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 179
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 188
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 189
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 193
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 194
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 200
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 201
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
v. Did the Fund draw on the line of credit this period?Radio button checked Yes Radio button not checked No vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
6,871,429.000000000000 
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
7 



b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 8

Item C.1. Background information.

a. Full Name of the Fund

Columbia Thermostat Fund 

b. Series identication number, if any

S000009189 

c. LEI

549300EN4NJA2NPKY702 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

6 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Advisor Class 
ii. Class identification number, if any

C000122749 

iii. Ticker symbol, if any

CTORX 

Shares Outstanding Record: 2
i. Full name of Class
Class A 
ii. Class identification number, if any

C000024974 

iii. Ticker symbol, if any

CTFAX 

Shares Outstanding Record: 3
i. Full name of Class
Class C 
ii. Class identification number, if any

C000024976 

iii. Ticker symbol, if any

CTFDX 

Shares Outstanding Record: 4
i. Full name of Class
Institutional 2 Class 
ii. Class identification number, if any

C000122750 

iii. Ticker symbol, if any

CQTRX 

Shares Outstanding Record: 5
i. Full name of Class
Institutional 3 Class 
ii. Class identification number, if any

C000122751 

iii. Ticker symbol, if any

CYYYX 

Shares Outstanding Record: 6
i. Full name of Class
Institutional Class 
ii. Class identification number, if any

C000024977 

iii. Ticker symbol, if any

COTZX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Wanger Asset Management, LLC 
ii. SEC file number ( e.g., 801- )

801-41391 

iii.CRD number
000111168 
iv. LEI, if any

549300SS47BUNA4GB118 

v. State, if applicable
ILLINOIS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Wanger Asset Management, LLC 
ii. LEI, if any, or other identifying number

549300SS47BUNA4GB118 

Description of other identifying number

 

iii. State, if applicable
ILLINOIS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
UBS 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

5,210.530000000000 

Brokers Record: 2
i. Full name of broker
Jane Street Execution Services, LLC 
ii. SEC file number

8-69254 

iii. CRD number
000167280 
iv. LEI, if any

549300HXJLXCPDWAH070 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

512.100000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

5,722.630000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
UBS 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

84,866,919.660000000000 

Principal Transactions Record: 2
i. Full name of dealer
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

3,403,102.890000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

88,270,022.550000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

753,382,780.380000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 3
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 4
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 5
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 6
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 7
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 8
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 9
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 11
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 12
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 13
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 15
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 16
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 17
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 19
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 20
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 22
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 25
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 26
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 27
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 28
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 29
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 30
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 31
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 35
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 36
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 37
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 39
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 40
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 41
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 42
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 46
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 47
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 48
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 50
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 53
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 54
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 61
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 64
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 68
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 71
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 72
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 73
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 74
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 75
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 76
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 87
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 90
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 91
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 101
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 102
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 110
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 112
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 118
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 119
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 124
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 125
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 130
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 131
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 132
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 134
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 135
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 136
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 137
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 146
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 157
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 167
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 168
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 171
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 172
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 177
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 178
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 179
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 180
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 181
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 184
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 187
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 188
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 189
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 190
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 193
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 194
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 195
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 196
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 197
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 199
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button checked Yes Radio button not checked No vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
900,000.000000000000 
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
1 



b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No

N-CEN:Part E: Additional Questions for Exchange-Traded Funds and Exchange-Traded Managed Funds

N-CEN:Part G: Attachments

Item G.1a. Attachments.

Attachments applicable to all Registrants. All Registrants shall file the following attachments, as applicable, with the current report. Indicate the attachments filed with the current report by checking the applicable items below: Checkbox not checked   i. Legal proceedings  
Checkbox not checked  ii. Provision of financial support  
Checkbox checked  iii. Independent public accountant's report on internal control (management investment companies other than small business investment companies only)  
Checkbox not checked  iv. Change in accounting principles and practices  
Checkbox not checked  v. Information required to be filed pursuant to exemptive orders  
Checkbox not checked  vi. Other information required to be included as an attachment pursuant to Commission rules and regulations 

Instructions.

1. Item G.1.a.i. Legal proceedings.

(a) If the Registrant responded "YES" to Item B.11.a., provide a brief description of the proceedings. As part of the description, provide the case or docket number (if any), and the full names of the principal parties to the proceeding.
(b) If the Registrant responded "YES" to Item B.11.b., identify the proceeding and give its date of termination.

2. Item G.1.a.ii. Provision of financial support. If the Registrant responded "YES" to Item B.14., provide the following information (unless the Registrant is a Money Market Fund): (a) Description of nature of support.

(b) Person providing support.

(c) Brief description of relationship between the person providing support and the Registrant.

(d) Date support provided.

(e) Amount of support.

(f) Security supported (if applicable). Disclose the full name of the issuer, the title of the issue (including coupon or yield, if applicable) and at least two identifiers, if available (e.g., CIK, CUSIP, ISIN, LEI).
(g) Value of security supported on date support was initiated (if applicable).

(h) Brief description of reason for support.

(i) Term of support.

(j) Brief description of any contractual restrictions relating to support.

3. Item G.1.a.iii. Independent public accountant's report on internal control (management investment companies other than small business investment companies only). Each management investment company shall furnish a report of its independent public accountant on the company's system of internal accounting controls. The accountant's report shall be based on the review, study and evaluation of the accounting system, internal accounting controls, and procedures for safeguarding securities made during the audit of the financial statements for the reporting period. The report should disclose any material weaknesses in: (a) the accounting system; (b) system of internal accounting control; or (c) procedures for safeguarding securities which exist as of the end of the Registrant's fiscal year.

The accountant's report shall be furnished as an exhibit to the form and shall: (1) be addressed to the Registrant's shareholders and board of directors; (2) be dated; (3) be signed manually; and (4) indicate the city and state where issued.

Attachments that include a report that discloses a material weakness should include an indication by the Registrant of any corrective action taken or proposed.

The fact that an accountant's report is attached to this form shall not be regarded as acknowledging any review of this form by the independent public accountant.

4. Item G.1.a.iv. Change in accounting principles and practices. If the Registrant responded "YES" to Item B.21, provide an attachment that describes the change in accounting principles or practices, or the change in the method of applying any such accounting principles or practices. State the date of the change and the reasons therefor. A letter from the Registrant's independent accountants, approving or otherwise commenting on the change, shall accompany the description.

5. Item G.1.a.v. Information required to be filed pursuant to exemptive orders. File as an attachment any information required to be reported on Form N-CEN or any predecessor form to Form N-CEN (e.g., Form N-SAR) pursuant to exemptive orders issued by the Commission and relied on by the Registrant.

6. Item G.1.a.vi. Other information required to be included as an attachment pursuant to Commission rules and regulations. File as an attachment any other information required to be included as an attachment pursuant to Commission rules and regulations.

N-CEN: Signature

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Registrant
Columbia Acorn Trust 
Date
2019-03-15 
Signature
Martha A. Skinner 
Title
Assistant Treasurer