0000950123-12-011410.txt : 20120828 0000950123-12-011410.hdr.sgml : 20120828 20120828132823 ACCESSION NUMBER: 0000950123-12-011410 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120828 DATE AS OF CHANGE: 20120828 EFFECTIVENESS DATE: 20120828 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBIA ACORN TRUST CENTRAL INDEX KEY: 0000002110 IRS NUMBER: 362692100 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-01829 FILM NUMBER: 121059307 BUSINESS ADDRESS: STREET 1: 227 W MONROE STE 3000 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126349200 MAIL ADDRESS: STREET 1: 227 W MONROE STE 3000 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY ACORN TRUST DATE OF NAME CHANGE: 20010424 FORMER COMPANY: FORMER CONFORMED NAME: ACORN INVESTMENT TRUST DATE OF NAME CHANGE: 19940204 FORMER COMPANY: FORMER CONFORMED NAME: ACORN 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F040300 40475 028 G010300 104877 028 G020300 19763 028 G030300 0 028 G040300 404819 028 H000300 5095 028 A010400 122435 028 A020400 0 028 A030400 0 028 A040400 113033 028 B010400 218247 028 B020400 0 PAGE 16 028 B030400 0 028 B040400 102802 028 C010400 105672 028 C020400 0 028 C030400 0 028 C040400 152409 028 D010400 82514 028 D020400 0 028 D030400 0 028 D040400 88994 028 E010400 109081 028 E020400 0 028 E030400 0 028 E040400 121721 028 F010400 186132 028 F020400 21015 028 F030400 0 028 F040400 104364 028 G010400 824081 028 G020400 21015 028 G030400 0 028 G040400 683323 028 H000400 12167 028 A010500 4723 028 A020500 0 028 A030500 0 028 A040500 12644 028 B010500 3510 028 B020500 0 028 B030500 0 028 B040500 10908 028 C010500 3958 028 C020500 0 028 C030500 0 028 C040500 7420 028 D010500 4625 028 D020500 0 028 D030500 0 028 D040500 4624 028 E010500 3562 028 E020500 0 028 E030500 0 028 E040500 5471 028 F010500 6789 028 F020500 814 028 F030500 0 028 F040500 6772 028 G010500 27167 028 G020500 814 028 G030500 0 028 G040500 47839 PAGE 17 028 H000500 2038 028 A010600 31392 028 A020600 1 028 A030600 0 028 A040600 5897 028 B010600 45779 028 B020600 0 028 B030600 0 028 B040600 4262 028 C010600 54885 028 C020600 0 028 C030600 0 028 C040600 6094 028 D010600 48773 028 D020600 0 028 D030600 0 028 D040600 5476 028 E010600 63763 028 E020600 0 028 E030600 0 028 E040600 30852 028 F010600 58363 028 F020600 391 028 F030600 0 028 F040600 13204 028 G010600 302955 028 G020600 392 028 G030600 0 028 G040600 65785 028 H000600 49220 028 A010700 155 028 A020700 0 028 A030700 0 028 A040700 10 028 B010700 806 028 B020700 0 028 B030700 0 028 B040700 0 028 C010700 1002 028 C020700 0 028 C030700 0 028 C040700 26 028 D010700 173 028 D020700 0 028 D030700 0 028 D040700 26 028 E010700 170 028 E020700 0 028 E030700 0 028 E040700 13 028 F010700 114 PAGE 18 028 F020700 2 028 F030700 0 028 F040700 12 028 G010700 2420 028 G020700 2 028 G030700 0 028 G040700 87 028 H000700 167 028 A010800 8 028 A020800 0 028 A030800 0 028 A040800 0 028 B010800 1 028 B020800 0 028 B030800 0 028 B040800 19 028 C010800 63 028 C020800 0 028 C030800 0 028 C040800 0 028 D010800 64 028 D020800 0 028 D030800 0 028 D040800 0 028 E010800 103 028 E020800 0 028 E030800 0 028 E040800 0 028 F010800 31 028 F020800 3 028 F030800 0 028 F040800 9 028 G010800 270 028 G020800 3 028 G030800 0 028 G040800 28 028 H000800 1 029 000100 Y 029 000200 Y 029 000300 Y 029 000400 Y 029 000500 Y 029 000600 Y 029 000700 Y 029 000800 Y 030 A000100 987 030 B000100 5.75 030 C000100 0.00 030 A000200 26 030 B000200 5.75 030 C000200 0.00 PAGE 19 030 A000300 53 030 B000300 5.75 030 C000300 0.00 030 A000400 206 030 B000400 5.75 030 C000400 0.00 030 A000500 10 030 B000500 5.75 030 C000500 0.00 030 A000600 2425 030 B000600 5.75 030 C000600 0.00 030 A000700 8 030 B000700 5.75 030 C000700 0.00 030 A000800 0 030 B000800 5.75 030 C000800 0.00 031 A000100 168 031 B000100 0 031 A000200 2 031 B000200 0 031 A000300 6 031 B000300 0 031 A000400 71 031 B000400 0 031 A000500 0 031 B000500 0 031 A000600 698 031 B000600 0 031 A000700 2 031 B000700 0 031 A000800 0 031 B000800 0 032 000100 645 032 000200 16 032 000300 40 032 000400 74 032 000500 5 032 000600 1194 032 000700 1 032 000800 0 033 000100 174 033 000200 8 033 000300 7 033 000400 61 033 000500 5 033 000600 533 033 000700 5 033 000800 0 034 000100 Y PAGE 20 034 000200 Y 034 000300 Y 034 000400 Y 034 000500 Y 034 000600 Y 034 000700 Y 034 000800 Y 035 000100 33 035 000200 1 035 000300 4 035 000400 14 035 000500 1 035 000600 9 035 000700 0 035 000800 0 036 A000100 N 036 B000100 0 036 A000200 N 036 B000200 0 036 A000300 N 036 B000300 0 036 A000400 N 036 B000400 0 036 A000500 N 036 B000500 0 036 A000600 N 036 B000600 0 036 A000700 N 036 B000700 0 036 A000800 N 036 B000800 0 037 000100 N 037 000200 N 037 000300 N 037 000400 N 037 000500 N 037 000600 N 037 000700 N 037 000800 N 038 000100 0 038 000200 0 038 000300 0 038 000400 0 038 000500 0 038 000600 0 038 000700 0 038 000800 0 039 000100 N 039 000200 N 039 000300 N 039 000400 N PAGE 21 039 000500 N 039 000600 N 039 000700 N 039 000800 N 040 000100 Y 040 000200 Y 040 000300 Y 040 000400 Y 040 000500 Y 040 000600 Y 040 000700 Y 040 000800 Y 041 000100 Y 041 000200 Y 041 000300 Y 041 000400 Y 041 000500 Y 041 000600 Y 041 000700 Y 041 000800 Y 042 A000100 0 042 B000100 0 042 C000100 100 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 0 042 A000200 0 042 B000200 0 042 C000200 100 042 D000200 0 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 0 042 A000300 0 042 B000300 0 042 C000300 100 042 D000300 0 042 E000300 0 042 F000300 0 042 G000300 0 042 H000300 0 042 A000400 0 042 B000400 0 042 C000400 100 042 D000400 0 042 E000400 0 042 F000400 0 042 G000400 0 PAGE 22 042 H000400 0 042 A000500 0 042 B000500 0 042 C000500 100 042 D000500 0 042 E000500 0 042 F000500 0 042 G000500 0 042 H000500 0 042 A000600 0 042 B000600 0 042 C000600 100 042 D000600 0 042 E000600 0 042 F000600 0 042 G000600 0 042 H000600 0 042 A000700 0 042 B000700 0 042 C000700 100 042 D000700 0 042 E000700 0 042 F000700 0 042 G000700 0 042 H000700 0 042 A000800 0 042 B000800 0 042 C000800 100 042 D000800 0 042 E000800 0 042 F000800 0 042 G000800 0 042 H000800 0 043 000100 8358 043 000200 383 043 000300 840 043 000400 1785 043 000500 122 043 000600 514 043 000700 2 043 000800 0 044 000100 0 044 000200 0 044 000300 0 044 000400 0 044 000500 0 044 000600 0 044 000700 0 044 000800 0 045 000100 Y 045 000200 Y PAGE 23 045 000300 Y 045 000400 Y 045 000500 Y 045 000600 Y 045 000700 Y 045 000800 Y 046 000100 N 046 000200 N 046 000300 N 046 000400 N 046 000500 N 046 000600 N 046 000700 N 046 000800 N 047 000100 Y 047 000200 Y 047 000300 Y 047 000400 Y 047 000500 Y 047 000600 Y 047 000700 Y 047 000800 Y 048 000100 0.000 048 A010100 700000 048 A020100 0.740 048 B010100 2000000 048 B020100 0.690 048 C010100 6000000 048 C020100 0.640 048 D010100 0 048 D020100 0.000 048 E010100 0 048 E020100 0.000 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 6000000 048 K020100 0.630 048 000200 0.000 048 A010200 200000 048 A020200 0.940 048 B010200 500000 048 B020200 0.890 048 C010200 2000000 PAGE 24 048 C020200 0.840 048 D010200 3000000 048 D020200 0.800 048 E010200 0 048 E020200 0.000 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 3000000 048 K020200 0.700 048 000300 0.000 048 A010300 700000 048 A020300 0.850 048 B010300 2000000 048 B020300 0.800 048 C010300 3000000 048 C020300 0.750 048 D010300 0 048 D020300 0.000 048 E010300 0 048 E020300 0.000 048 F010300 0 048 F020300 0.000 048 G010300 0 048 G020300 0.000 048 H010300 0 048 H020300 0.000 048 I010300 0 048 I020300 0.000 048 J010300 0 048 J020300 0.000 048 K010300 3000000 048 K020300 0.700 048 000400 0.000 048 A010400 100000 048 A020400 1.190 048 B010400 500000 048 B020400 0.940 048 C010400 0 048 C020400 0.000 048 D010400 0 048 D020400 0.000 048 E010400 0 048 E020400 0.000 PAGE 25 048 F010400 0 048 F020400 0.000 048 G010400 0 048 G020400 0.000 048 H010400 0 048 H020400 0.000 048 I010400 0 048 I020400 0.000 048 J010400 0 048 J020400 0.000 048 K010400 500000 048 K020400 0.740 048 000500 0.000 048 A010500 500000 048 A020500 0.940 048 B010500 0 048 B020500 0.000 048 C010500 0 048 C020500 0.000 048 D010500 0 048 D020500 0.000 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 500000 048 K020500 0.900 048 000600 0.100 048 A010600 0 048 A020600 0.000 048 B010600 0 048 B020600 0.000 048 C010600 0 048 C020600 0.000 048 D010600 0 048 D020600 0.000 048 E010600 0 048 E020600 0.000 048 F010600 0 048 F020600 0.000 048 G010600 0 048 G020600 0.000 048 H010600 0 PAGE 26 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 048 K010600 0 048 K020600 0.000 048 000700 0.000 048 A010700 100000 048 A020700 1.250 048 B010700 500000 048 B020700 1.000 048 C010700 0 048 C020700 0.000 048 D010700 0 048 D020700 0.000 048 E010700 0 048 E020700 0.000 048 F010700 0 048 F020700 0.000 048 G010700 0 048 G020700 0.000 048 H010700 0 048 H020700 0.000 048 I010700 0 048 I020700 0.000 048 J010700 0 048 J020700 0.000 048 K010700 500000 048 K020700 0.800 048 000800 0.000 048 A010800 100000 048 A020800 1.190 048 B010800 500000 048 B020800 0.940 048 C010800 0 048 C020800 0.000 048 D010800 0 048 D020800 0.000 048 E010800 0 048 E020800 0.000 048 F010800 0 048 F020800 0.000 048 G010800 0 048 G020800 0.000 048 H010800 0 048 H020800 0.000 048 I010800 0 048 I020800 0.000 048 J010800 0 048 J020800 0.000 PAGE 27 048 K010800 500000 048 K020800 0.740 049 000100 N 049 000200 N 049 000300 N 049 000400 N 049 000500 N 049 000600 N 049 000700 N 049 000800 N 050 000100 N 050 000200 N 050 000300 N 050 000400 N 050 000500 N 050 000600 N 050 000700 N 050 000800 N 051 000100 N 051 000200 N 051 000300 N 051 000400 N 051 000500 N 051 000600 N 051 000700 N 051 000800 N 052 000100 N 052 000200 N 052 000300 N 052 000400 N 052 000500 N 052 000600 N 052 000700 N 052 000800 N 053 A000100 Y 053 B000100 Y 053 C000100 N 053 A000200 Y 053 B000200 Y 053 C000200 N 053 A000300 Y 053 B000300 Y 053 C000300 N 053 A000400 Y 053 B000400 Y 053 C000400 N 053 A000500 Y 053 B000500 Y 053 C000500 N 053 A000600 Y 053 B000600 Y PAGE 28 053 C000600 N 053 A000700 Y 053 B000700 Y 053 C000700 N 053 A000800 Y 053 B000800 Y 053 C000800 N 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 Y 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 Y 054 H00AA00 Y 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 Y 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 Y 055 A000100 N 055 B000100 N 055 A000200 N 055 B000200 N 055 A000300 N 055 B000300 Y 055 A000400 N 055 B000400 N 055 A000500 N 055 B000500 N 055 A000600 N 055 B000600 N 055 A000700 N 055 B000700 N 055 A000800 N 055 B000800 N 056 000100 Y 056 000200 Y 056 000300 Y 056 000400 Y 056 000500 Y 056 000600 Y 056 000700 Y 056 000800 Y 057 000100 N 057 000200 N 057 000300 N 057 000400 N 057 000500 N PAGE 29 057 000600 N 057 000700 N 057 000800 N 058 A000100 N 058 A000200 N 058 A000300 N 058 A000400 N 058 A000500 N 058 A000600 N 058 A000700 N 058 A000800 N 059 000100 Y 059 000200 Y 059 000300 Y 059 000400 Y 059 000500 Y 059 000600 Y 059 000700 Y 059 000800 Y 060 A000100 Y 060 B000100 Y 060 A000200 Y 060 B000200 Y 060 A000300 Y 060 B000300 Y 060 A000400 Y 060 B000400 Y 060 A000500 Y 060 B000500 Y 060 A000600 Y 060 B000600 Y 060 A000700 Y 060 B000700 Y 060 A000800 Y 060 B000800 Y 061 000100 2000 061 000200 2000 061 000300 2000 061 000400 2000 061 000500 2000 061 000600 2000 061 000700 2000 061 000800 2000 062 A000100 N 062 B000100 0.0 062 C000100 0.0 062 D000100 0.0 062 E000100 0.0 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 PAGE 30 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 062 A000200 N 062 B000200 0.0 062 C000200 0.0 062 D000200 0.0 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 0.0 062 M000200 0.0 062 N000200 0.0 062 O000200 0.0 062 P000200 0.0 062 Q000200 0.0 062 R000200 0.0 062 A000300 N 062 B000300 0.0 062 C000300 0.0 062 D000300 0.0 062 E000300 0.0 062 F000300 0.0 062 G000300 0.0 062 H000300 0.0 062 I000300 0.0 062 J000300 0.0 062 K000300 0.0 062 L000300 0.0 062 M000300 0.0 062 N000300 0.0 062 O000300 0.0 062 P000300 0.0 062 Q000300 0.0 062 R000300 0.0 062 A000400 N 062 B000400 0.0 062 C000400 0.0 062 D000400 0.0 062 E000400 0.0 PAGE 31 062 F000400 0.0 062 G000400 0.0 062 H000400 0.0 062 I000400 0.0 062 J000400 0.0 062 K000400 0.0 062 L000400 0.0 062 M000400 0.0 062 N000400 0.0 062 O000400 0.0 062 P000400 0.0 062 Q000400 0.0 062 R000400 0.0 062 A000500 N 062 B000500 0.0 062 C000500 0.0 062 D000500 0.0 062 E000500 0.0 062 F000500 0.0 062 G000500 0.0 062 H000500 0.0 062 I000500 0.0 062 J000500 0.0 062 K000500 0.0 062 L000500 0.0 062 M000500 0.0 062 N000500 0.0 062 O000500 0.0 062 P000500 0.0 062 Q000500 0.0 062 R000500 0.0 062 A000600 N 062 B000600 0.0 062 C000600 0.0 062 D000600 0.0 062 E000600 0.0 062 F000600 0.0 062 G000600 0.0 062 H000600 0.0 062 I000600 0.0 062 J000600 0.0 062 K000600 0.0 062 L000600 0.0 062 M000600 0.0 062 N000600 0.0 062 O000600 0.0 062 P000600 0.0 062 Q000600 0.0 062 R000600 0.0 062 A000700 N 062 B000700 0.0 PAGE 32 062 C000700 0.0 062 D000700 0.0 062 E000700 0.0 062 F000700 0.0 062 G000700 0.0 062 H000700 0.0 062 I000700 0.0 062 J000700 0.0 062 K000700 0.0 062 L000700 0.0 062 M000700 0.0 062 N000700 0.0 062 O000700 0.0 062 P000700 0.0 062 Q000700 0.0 062 R000700 0.0 062 A000800 N 062 B000800 0.0 062 C000800 0.0 062 D000800 0.0 062 E000800 0.0 062 F000800 0.0 062 G000800 0.0 062 H000800 0.0 062 I000800 0.0 062 J000800 0.0 062 K000800 0.0 062 L000800 0.0 062 M000800 0.0 062 N000800 0.0 062 O000800 0.0 062 P000800 0.0 062 Q000800 0.0 062 R000800 0.0 063 A000100 0 063 B000100 0.0 063 A000200 0 063 B000200 0.0 063 A000300 0 063 B000300 0.0 063 A000400 0 063 B000400 0.0 063 A000500 0 063 B000500 0.0 063 A000600 0 063 B000600 0.0 063 A000700 0 063 B000700 0.0 063 A000800 0 063 B000800 0.0 066 A000100 Y PAGE 33 066 B000100 N 066 C000100 Y 066 D000100 N 066 E000100 N 066 F000100 N 066 G000100 N 066 A000200 Y 066 B000200 N 066 C000200 Y 066 D000200 N 066 E000200 N 066 F000200 N 066 G000200 N 066 A000300 Y 066 B000300 N 066 C000300 Y 066 D000300 N 066 E000300 N 066 F000300 N 066 G000300 N 066 A000400 Y 066 B000400 N 066 C000400 Y 066 D000400 N 066 E000400 N 066 F000400 N 066 G000400 N 066 A000500 Y 066 B000500 N 066 C000500 Y 066 D000500 N 066 E000500 N 066 F000500 N 066 G000500 N 066 A000600 Y 066 B000600 N 066 C000600 Y 066 D000600 N 066 E000600 N 066 F000600 N 066 G000600 N 066 A000700 Y 066 B000700 N 066 C000700 Y 066 D000700 N 066 E000700 N 066 F000700 N 066 G000700 N 066 A000800 Y 066 B000800 N 066 C000800 Y PAGE 34 066 D000800 N 066 E000800 N 066 F000800 N 066 G000800 N 067 000100 N 067 000200 N 067 000300 N 067 000400 N 067 000500 N 067 000600 N 067 000700 N 067 000800 N 068 A000100 N 068 B000100 N 068 A000200 N 068 B000200 N 068 A000300 N 068 B000300 N 068 A000400 N 068 B000400 N 068 A000500 N 068 B000500 N 068 A000600 N 068 B000600 N 068 A000700 N 068 B000700 N 068 A000800 N 068 B000800 N 069 000100 N 069 000200 N 069 000300 N 069 000400 N 069 000500 N 069 000600 N 069 000700 N 069 000800 N 070 A010100 Y 070 A020100 N 070 B010100 Y 070 B020100 N 070 C010100 Y 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 Y 070 E020100 N 070 F010100 Y 070 F020100 N 070 G010100 Y 070 G020100 N 070 H010100 Y PAGE 35 070 H020100 N 070 I010100 Y 070 I020100 N 070 J010100 Y 070 J020100 Y 070 K010100 Y 070 K020100 Y 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 Y 070 N010100 Y 070 N020100 Y 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 Y 070 Q010100 Y 070 Q020100 N 070 R010100 Y 070 R020100 N 070 A010200 Y 070 A020200 N 070 B010200 Y 070 B020200 N 070 C010200 Y 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 Y 070 E020200 N 070 F010200 Y 070 F020200 N 070 G010200 Y 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 Y 070 I020200 N 070 J010200 Y 070 J020200 Y 070 K010200 Y 070 K020200 Y 070 L010200 Y 070 L020200 Y 070 M010200 Y 070 M020200 N 070 N010200 Y 070 N020200 Y 070 O010200 Y 070 O020200 N PAGE 36 070 P010200 Y 070 P020200 N 070 Q010200 Y 070 Q020200 N 070 R010200 Y 070 R020200 N 070 A010300 Y 070 A020300 N 070 B010300 Y 070 B020300 N 070 C010300 Y 070 C020300 N 070 D010300 Y 070 D020300 N 070 E010300 Y 070 E020300 N 070 F010300 Y 070 F020300 N 070 G010300 Y 070 G020300 N 070 H010300 Y 070 H020300 N 070 I010300 Y 070 I020300 N 070 J010300 Y 070 J020300 Y 070 K010300 Y 070 K020300 Y 070 L010300 Y 070 L020300 Y 070 M010300 Y 070 M020300 Y 070 N010300 Y 070 N020300 Y 070 O010300 Y 070 O020300 Y 070 P010300 Y 070 P020300 Y 070 Q010300 Y 070 Q020300 N 070 R010300 Y 070 R020300 N 070 A010400 Y 070 A020400 N 070 B010400 Y 070 B020400 N 070 C010400 Y 070 C020400 N 070 D010400 Y 070 D020400 N 070 E010400 Y PAGE 37 070 E020400 N 070 F010400 Y 070 F020400 N 070 G010400 Y 070 G020400 N 070 H010400 Y 070 H020400 N 070 I010400 Y 070 I020400 N 070 J010400 Y 070 J020400 Y 070 K010400 Y 070 K020400 Y 070 L010400 Y 070 L020400 Y 070 M010400 Y 070 M020400 Y 070 N010400 Y 070 N020400 Y 070 O010400 Y 070 O020400 N 070 P010400 Y 070 P020400 Y 070 Q010400 Y 070 Q020400 N 070 R010400 Y 070 R020400 N 070 A010500 Y 070 A020500 N 070 B010500 Y 070 B020500 N 070 C010500 Y 070 C020500 N 070 D010500 Y 070 D020500 N 070 E010500 Y 070 E020500 N 070 F010500 Y 070 F020500 N 070 G010500 Y 070 G020500 N 070 H010500 Y 070 H020500 N 070 I010500 Y 070 I020500 N 070 J010500 Y 070 J020500 Y 070 K010500 Y 070 K020500 Y 070 L010500 Y 070 L020500 Y PAGE 38 070 M010500 Y 070 M020500 Y 070 N010500 Y 070 N020500 Y 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 N 070 Q010500 Y 070 Q020500 N 070 R010500 Y 070 R020500 N 070 A010600 Y 070 A020600 N 070 B010600 Y 070 B020600 N 070 C010600 Y 070 C020600 N 070 D010600 Y 070 D020600 N 070 E010600 Y 070 E020600 N 070 F010600 Y 070 F020600 N 070 G010600 Y 070 G020600 N 070 H010600 Y 070 H020600 N 070 I010600 Y 070 I020600 N 070 J010600 Y 070 J020600 N 070 K010600 Y 070 K020600 Y 070 L010600 Y 070 L020600 N 070 M010600 Y 070 M020600 N 070 N010600 Y 070 N020600 N 070 O010600 Y 070 O020600 N 070 P010600 Y 070 P020600 N 070 Q010600 Y 070 Q020600 N 070 R010600 Y 070 R020600 N 070 A010700 Y 070 A020700 N 070 B010700 Y PAGE 39 070 B020700 N 070 C010700 Y 070 C020700 N 070 D010700 Y 070 D020700 N 070 E010700 Y 070 E020700 N 070 F010700 Y 070 F020700 N 070 G010700 Y 070 G020700 N 070 H010700 Y 070 H020700 N 070 I010700 Y 070 I020700 N 070 J010700 Y 070 J020700 N 070 K010700 Y 070 K020700 Y 070 L010700 Y 070 L020700 Y 070 M010700 Y 070 M020700 Y 070 N010700 Y 070 N020700 Y 070 O010700 Y 070 O020700 N 070 P010700 Y 070 P020700 Y 070 Q010700 Y 070 Q020700 N 070 R010700 Y 070 R020700 N 070 A010800 Y 070 A020800 N 070 B010800 Y 070 B020800 N 070 C010800 Y 070 C020800 N 070 D010800 Y 070 D020800 N 070 E010800 Y 070 E020800 N 070 F010800 Y 070 F020800 N 070 G010800 Y 070 G020800 N 070 H010800 Y 070 H020800 N 070 I010800 Y 070 I020800 N PAGE 40 070 J010800 Y 070 J020800 N 070 K010800 Y 070 K020800 Y 070 L010800 Y 070 L020800 Y 070 M010800 Y 070 M020800 Y 070 N010800 Y 070 N020800 Y 070 O010800 Y 070 O020800 N 070 P010800 Y 070 P020800 N 070 Q010800 Y 070 Q020800 N 070 R010800 Y 070 R020800 N 071 A000100 1335545 071 B000100 2296276 071 C000100 16963450 071 D000100 8 071 A000200 129533 071 B000200 261587 071 C000200 1657643 071 D000200 8 071 A000300 99446 071 B000300 423716 071 C000300 1256224 071 D000300 8 071 A000400 1052221 071 B000400 1021815 071 C000400 5717681 071 D000400 18 071 A000500 93008 071 B000500 111597 071 C000500 322215 071 D000500 29 071 A000600 382471 071 B000600 144148 071 C000600 305402 071 D000600 47 071 A000700 3240 071 B000700 715 071 C000700 4688 071 D000700 15 071 A000800 503 071 B000800 331 071 C000800 1859 071 D000800 18 072 A000100 6 PAGE 41 072 B000100 4039 072 C000100 75847 072 D000100 0 072 E000100 0 072 F000100 56115 072 G000100 3398 072 H000100 0 072 I000100 4795 072 J000100 0 072 K000100 1207 072 L000100 0 072 M000100 496 072 N000100 109 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 39 072 S000100 773 072 T000100 8358 072 U000100 0 072 V000100 0 072 W000100 602 072 X000100 75892 072 Y000100 0 072 Z000100 3994 072AA000100 669905 072BB000100 0 072CC010100 837590 072CC020100 0 072DD010100 0 072DD020100 0 072EE000100 206639 072 A000200 6 072 B000200 536 072 C000200 5288 072 D000200 0 072 E000200 0 072 F000200 7167 072 G000200 323 072 H000200 0 072 I000200 662 072 J000200 7 072 K000200 249 072 L000200 0 072 M000200 49 072 N000200 55 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 19 072 S000200 87 PAGE 42 072 T000200 383 072 U000200 0 072 V000200 0 072 W000200 59 072 X000200 9060 072 Y000200 0 072 Z000200 -3236 072AA000200 106876 072BB000200 0 072CC010200 53164 072CC020200 0 072DD010200 0 072DD020200 0 072EE000200 2752 072 A000300 6 072 B000300 1292 072 C000300 4250 072 D000300 0 072 E000300 0 072 F000300 5314 072 G000300 249 072 H000300 0 072 I000300 514 072 J000300 0 072 K000300 226 072 L000300 0 072 M000300 44 072 N000300 52 072 O000300 0 072 P000300 1 072 Q000300 0 072 R000300 20 072 S000300 66 072 T000300 840 072 U000300 0 072 V000300 0 072 W000300 180 072 X000300 7506 072 Y000300 0 072 Z000300 -1964 072AA000300 60542 072BB000300 0 072CC010300 53932 072CC020300 0 072DD010300 0 072DD020300 0 072EE000300 23832 072 A000400 6 072 B000400 707 072 C000400 79815 072 D000400 0 PAGE 43 072 E000400 0 072 F000400 22639 072 G000400 1155 072 H000400 0 072 I000400 1936 072 J000400 547 072 K000400 692 072 L000400 0 072 M000400 171 072 N000400 89 072 O000400 0 072 P000400 0 072 Q000400 0 072 R000400 62 072 S000400 291 072 T000400 1785 072 U000400 0 072 V000400 0 072 W000400 216 072 X000400 29583 072 Y000400 206 072 Z000400 51145 072AA000400 122870 072BB000400 0 072CC010400 300945 072CC020400 0 072DD010400 1509 072DD020400 25718 072EE000400 0 072 A000500 6 072 B000500 18 072 C000500 4888 072 D000500 0 072 E000500 0 072 F000500 1578 072 G000500 65 072 H000500 0 072 I000500 121 072 J000500 42 072 K000500 93 072 L000500 0 072 M000500 10 072 N000500 41 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 20 072 S000500 18 072 T000500 122 072 U000500 0 072 V000500 0 PAGE 44 072 W000500 18 072 X000500 2128 072 Y000500 0 072 Z000500 2778 072AA000500 14706 072BB000500 0 072CC010500 15629 072CC020500 0 072DD010500 0 072DD020500 0 072EE000500 1504 072 A000600 6 072 B000600 0 072 C000600 3776 072 D000600 0 072 E000600 0 072 F000600 154 072 G000600 60 072 H000600 0 072 I000600 126 072 J000600 3 072 K000600 65 072 L000600 0 072 M000600 7 072 N000600 65 072 O000600 0 072 P000600 0 072 Q000600 0 072 R000600 10 072 S000600 9 072 T000600 514 072 U000600 0 072 V000600 0 072 W000600 14 072 X000600 1027 072 Y000600 127 072 Z000600 2876 072AA000600 0 072BB000600 461 072CC010600 10983 072CC020600 0 072DD010600 201 072DD020600 315 072EE000600 0 072 A000700 6 072 B000700 0 072 C000700 52 072 D000700 0 072 E000700 0 072 F000700 31 072 G000700 1 PAGE 45 072 H000700 0 072 I000700 2 072 J000700 30 072 K000700 14 072 L000700 0 072 M000700 0 072 N000700 56 072 O000700 0 072 P000700 0 072 Q000700 0 072 R000700 27 072 S000700 0 072 T000700 2 072 U000700 0 072 V000700 0 072 W000700 25 072 X000700 188 072 Y000700 149 072 Z000700 13 072AA000700 0 072BB000700 20 072CC010700 217 072CC020700 0 072DD010700 0 072DD020700 2 072EE000700 0 072 A000800 6 072 B000800 0 072 C000800 39 072 D000800 0 072 E000800 0 072 F000800 12 072 G000800 0 072 H000800 0 072 I000800 0 072 J000800 2 072 K000800 14 072 L000800 0 072 M000800 0 072 N000800 57 072 O000800 0 072 P000800 0 072 Q000800 0 072 R000800 23 072 S000800 0 072 T000800 0 072 U000800 0 072 V000800 0 072 W000800 24 072 X000800 132 072 Y000800 118 PAGE 46 072 Z000800 25 072AA000800 0 072BB000800 9 072CC010800 169 072CC020800 0 072DD010800 0 072DD020800 2 072EE000800 1 073 A010100 0.0000 073 A020100 0.0000 073 B000100 0.0000 073 C000100 0.3569 073 A010200 0.0000 073 A020200 0.0000 073 B000200 0.0000 073 C000200 0.0511 073 A010300 0.0000 073 A020300 0.0000 073 B000300 0.0000 073 C000300 0.5305 073 A010400 0.0000 073 A020400 0.0000 073 B000400 0.0000 073 C000400 0.0000 073 A010500 0.0000 073 A020500 0.0000 073 B000500 0.0000 073 C000500 0.1196 073 A010600 0.0174 073 A020600 0.0000 073 B000600 0.0000 073 C000600 0.0000 073 A010700 0.0000 073 A020700 0.0000 073 B000700 0.0000 073 C000700 0.0000 073 A010800 0.0120 073 A020800 0.0000 073 B000800 0.0046 073 C000800 0.0000 074 A000100 724548 074 B000100 0 074 C000100 0 074 D000100 0 074 E000100 0 074 F000100 16441222 074 G000100 0 074 H000100 0 074 I000100 303633 074 J000100 14479 074 K000100 2374 PAGE 47 074 L000100 21879 074 M000100 228 074 N000100 17508363 074 O000100 9292 074 P000100 4901 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 329698 074 S000100 0 074 T000100 17164472 074 U010100 114676 074 U020100 470459 074 V010100 0.00 074 V020100 0.00 074 W000100 0.0000 074 X000100 113296 074 Y000100 0 074 A000200 5316 074 B000200 0 074 C000200 0 074 D000200 0 074 E000200 0 074 F000200 1581570 074 G000200 0 074 H000200 0 074 I000200 53351 074 J000200 1960 074 K000200 0 074 L000200 2295 074 M000200 205 074 N000200 1644697 074 O000200 871 074 P000200 571 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 55394 074 S000200 0 074 T000200 1587861 074 U010200 5523 074 U020200 48290 074 V010200 0.00 074 V020200 0.00 074 W000200 0.0000 074 X000200 6663 074 Y000200 0 074 A000300 19892 074 B000300 0 PAGE 48 074 C000300 0 074 D000300 0 074 E000300 0 074 F000300 1077229 074 G000300 0 074 H000300 0 074 I000300 26067 074 J000300 1867 074 K000300 237 074 L000300 1637 074 M000300 6 074 N000300 1126935 074 O000300 0 074 P000300 559 074 Q000300 0 074 R010300 0 074 R020300 0 074 R030300 0 074 R040300 27256 074 S000300 0 074 T000300 1099120 074 U010300 12557 074 U020300 32289 074 V010300 0.00 074 V020300 0.00 074 W000300 0.0000 074 X000300 17059 074 Y000300 0 074 A000400 235366 074 B000400 0 074 C000400 0 074 D000400 0 074 E000400 0 074 F000400 5700496 074 G000400 0 074 H000400 0 074 I000400 111197 074 J000400 26099 074 K000400 660 074 L000400 110939 074 M000400 20 074 N000400 6184777 074 O000400 35885 074 P000400 1678 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 120647 074 S000400 0 074 T000400 6026567 PAGE 49 074 U010400 25045 074 U020400 137560 074 V010400 0.00 074 V020400 0.00 074 W000400 0.0000 074 X000400 81313 074 Y000400 0 074 A000500 18075 074 B000500 0 074 C000500 0 074 D000500 0 074 E000500 0 074 F000500 320869 074 G000500 0 074 H000500 0 074 I000500 0 074 J000500 4811 074 K000500 0 074 L000500 1320 074 M000500 1 074 N000500 345076 074 O000500 5304 074 P000500 156 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 1482 074 S000500 0 074 T000500 338134 074 U010500 2152 074 U020500 10470 074 V010500 0.00 074 V020500 0.00 074 W000500 0.0000 074 X000500 4705 074 Y000500 0 074 A000600 4565 074 B000600 0 074 C000600 0 074 D000600 0 074 E000600 0 074 F000600 0 074 G000600 0 074 H000600 0 074 I000600 429478 074 J000600 0 074 K000600 0 074 L000600 10312 074 M000600 0 074 N000600 444355 PAGE 50 074 O000600 3645 074 P000600 68 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 591 074 S000600 0 074 T000600 440051 074 U010600 12535 074 U020600 19793 074 V010600 0.00 074 V020600 0.00 074 W000600 0.0000 074 X000600 2317879 074 Y000600 0 074 A000700 220 074 B000700 0 074 C000700 0 074 D000700 0 074 E000700 0 074 F000700 5589 074 G000700 0 074 H000700 0 074 I000700 105 074 J000700 2 074 K000700 0 074 L000700 20 074 M000700 8 074 N000700 5944 074 O000700 18 074 P000700 33 074 Q000700 0 074 R010700 0 074 R020700 0 074 R030700 0 074 R040700 121 074 S000700 0 074 T000700 5772 074 U010700 125 074 U020700 442 074 V010700 0.00 074 V020700 0.00 074 W000700 0.0000 074 X000700 115 074 Y000700 0 074 A000800 153 074 B000800 0 074 C000800 0 074 D000800 0 074 E000800 0 PAGE 51 074 F000800 1957 074 G000800 0 074 H000800 0 074 I000800 6 074 J000800 38 074 K000800 1 074 L000800 2 074 M000800 8 074 N000800 2165 074 O000800 11 074 P000800 30 074 Q000800 0 074 R010800 0 074 R020800 0 074 R030800 0 074 R040800 18 074 S000800 0 074 T000800 2106 074 U010800 19 074 U020800 181 074 V010800 0.00 074 V020800 0.00 074 W000800 0.0000 074 X000800 86 074 Y000800 0 075 A000100 0 075 B000100 17538758 075 A000200 0 075 B000200 1440162 075 A000300 0 075 B000300 1124468 075 A000400 0 075 B000400 5127556 075 A000500 0 075 B000500 290089 075 A000600 0 075 B000600 314520 075 A000700 0 075 B000700 4950 075 A000800 0 075 B000800 1650 076 000100 0.00 076 000200 0.00 076 000300 0.00 076 000400 0.00 076 000500 0.00 076 000600 0.00 076 000700 0.00 076 000800 0.00 077 A000000 Y 077 B000000 N PAGE 52 077 C000000 N 077 D000000 Y 077 E000000 Y 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 Y 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 N 078 000000 N 080 C00AA00 0 081 B00AA00 0 082 B00AA00 0 083 B00AA00 0 084 B00AA00 0 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE SEE BELOW TITLE SEE BELOW This report is signed on behalf of the registrant (or depositor or trustee). City of: Boston State of: Massachusetts Date: August 16, 2012 Name of Registrant, Depositor, or Trustee: Columbia Acorn Trust /s/ Michael G. Clarke ------------------------- Michael G. Clarke Assistant Treasurer /s/ Wade M. Voigt ------------------------- Wade M. Voigt Assistant Treasurer Witness COLUMBIA ACORN TRUST EX-99.77D POLICIES 2 dex9977d.txt POLICIES WITH RESPECT TO SECURITIES INVESTMENTS ITEM 77D/77Q1(B) - POLICIES WITH RESPECT TO SECURITIES INVESTMENTS: On January 24, 2012, Form Type 497, ACCESSION NO. 0001193125-12-021330, a supplement to the registration statement of Columbia Acorn Trust on behalf of Columbia Acorn Select was filed with the SEC. It is hereby incorporated by reference as part of the response to these Items 77D and 77Q1(b) of Form N-SAR. The supplement disclosed, among other things, a change to the diversification. On May 27, 2012, a Form Type 485BPOS, ACCESSION NO. 0001193125-12-189664, an amendment to the registration statement of Columbia Acorn Trust, was filed with the SEC. This is hereby incorporated by reference as part of the response to Items 77D and 77Q1(b) of Form N-SAR. The amended registration statement disclosed, among other things, certain changes that were made to the principal investment strategies of Columbia Acorn Select. EX-99.77E LEGAL 3 dex9977e.txt LEGAL PROCEEDINGS ITEM 77E - LEGAL PROCEEDINGS: Ameriprise Financial and certain of its affiliates have historically been involved in a number of legal, arbitration and regulatory proceedings, including routine litigation, class actions, and governmental actions, concerning matters arising in connection with the conduct of their business activities. Ameriprise Financial believes that the Funds are not currently the subject of, and that neither Ameriprise Financial nor any of its affiliates are the subject of, any pending legal, arbitration or regulatory proceedings that are likely to have a material adverse effect on the Funds or the ability of Ameriprise Financial or its affiliates to perform under their contracts with the Funds. Ameriprise Financial is required to make 10-Q, 10-K and, as necessary, 8-K filings with the Securities and Exchange Commission on legal and regulatory matters that relate to Ameriprise Financial and its affiliates. Copies of these filings may be obtained by accessing the SEC website at www.sec.gov. There can be no assurance that these matters, or the adverse publicity associated with them, will not result in increased fund redemptions, reduced sale of fund shares or other adverse consequences to the Funds. Further, although we believe proceedings are not likely to have a material adverse effect on the Funds or the ability of Ameriprise Financial or its affiliates to perform under their contracts with the Funds, these proceedings are subject to uncertainties and, as such, we are unable to estimate the possible loss or range of loss that may result. An adverse outcome in one or more of these proceedings could result in adverse judgments, settlements, fines, penalties or other relief that could have a material adverse effect on the consolidated financial condition or results of operations of Ameriprise Financial. EX-99.77I NEW SECUR 4 dex9977i.txt TERMS OF NEW OR AMENDED SECURITIES ITEM 77I/77Q1(D) - TERMS OF NEW OR AMENDED SECURITIES: An Amended and Restated Multi-Class Plan, pursuant to Rule 18f-3(d), for the Funds dated September 7, 2010, amended on May 1, 2011 is incorporated by reference to Post-Effective Amendment No. 91 to the Registration Statement of the Registrant on Form Type 485BPOS filed on August 17, 2011, ACCESSION NO. 001193125-11-225521.