0000950123-12-003924.txt : 20120229 0000950123-12-003924.hdr.sgml : 20120229 20120229103211 ACCESSION NUMBER: 0000950123-12-003924 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120229 DATE AS OF CHANGE: 20120229 EFFECTIVENESS DATE: 20120229 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBIA ACORN TRUST CENTRAL INDEX KEY: 0000002110 IRS NUMBER: 362692100 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-01829 FILM NUMBER: 12650442 BUSINESS ADDRESS: STREET 1: 227 W MONROE STE 3000 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126349200 MAIL ADDRESS: STREET 1: 227 W MONROE STE 3000 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY ACORN TRUST DATE OF NAME CHANGE: 20010424 FORMER COMPANY: FORMER CONFORMED NAME: ACORN INVESTMENT TRUST DATE OF NAME CHANGE: 19940204 FORMER COMPANY: FORMER CONFORMED NAME: ACORN 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028 G030200 0 028 G040200 242768 028 H000200 3780 028 A010300 15489 028 A020300 0 028 A030300 0 028 A040300 61759 028 B010300 29003 028 B020300 0 028 B030300 0 028 B040300 82216 028 C010300 15784 028 C020300 0 028 C030300 0 028 C040300 170867 028 D010300 14470 028 D020300 0 028 D030300 0 028 D040300 72071 028 E010300 20580 028 E020300 0 028 E030300 0 028 E040300 53696 028 F010300 14803 028 F020300 0 028 F030300 0 028 F040300 100629 028 G010300 110129 028 G020300 0 028 G030300 0 028 G040300 541238 028 H000300 6457 028 A010400 103939 028 A020400 1 028 A030400 0 028 A040400 91777 028 B010400 518583 028 B020400 1 028 B030400 0 028 B040400 152529 028 C010400 76325 028 C020400 0 028 C030400 0 028 C040400 157939 028 D010400 61303 028 D020400 0 028 D030400 0 028 D040400 170214 028 E010400 70248 028 E020400 0 PAGE 16 028 E030400 0 028 E040400 98651 028 F010400 94236 028 F020400 0 028 F030400 0 028 F040400 174737 028 G010400 924634 028 G020400 2 028 G030400 0 028 G040400 845847 028 H000400 13951 028 A010500 3068 028 A020500 0 028 A030500 0 028 A040500 4587 028 B010500 6078 028 B020500 0 028 B030500 0 028 B040500 10240 028 C010500 4156 028 C020500 0 028 C030500 0 028 C040500 6053 028 D010500 4591 028 D020500 0 028 D030500 0 028 D040500 8314 028 E010500 2442 028 E020500 0 028 E030500 0 028 E040500 34396 028 F010500 5841 028 F020500 4850 028 F030500 0 028 F040500 13099 028 G010500 26176 028 G020500 4850 028 G030500 0 028 G040500 76689 028 H000500 3041 028 A010600 2719 028 A020600 0 028 A030600 0 028 A040600 4668 028 B010600 10850 028 B020600 0 028 B030600 0 028 B040600 7238 028 C010600 8590 028 C020600 0 028 C030600 0 PAGE 17 028 C040600 3349 028 D010600 10428 028 D020600 0 028 D030600 0 028 D040600 3649 028 E010600 22805 028 E020600 0 028 E030600 0 028 E040600 6975 028 F010600 25555 028 F020600 1889 028 F030600 0 028 F040600 3848 028 G010600 80947 028 G020600 1889 028 G030600 0 028 G040600 29727 028 H000600 0 028 A010700 0 028 A020700 0 028 A030700 0 028 A040700 0 028 B010700 2465 028 B020700 0 028 B030700 0 028 B040700 0 028 C010700 431 028 C020700 0 028 C030700 0 028 C040700 0 028 D010700 73 028 D020700 0 028 D030700 0 028 D040700 0 028 E010700 81 028 E020700 0 028 E030700 0 028 E040700 17 028 F010700 393 028 F020700 0 028 F030700 0 028 F040700 6 028 G010700 3443 028 G020700 0 028 G030700 0 028 G040700 23 028 H000700 50 028 A010800 0 028 A020800 0 028 A030800 0 028 A040800 0 PAGE 18 028 B010800 1583 028 B020800 0 028 B030800 0 028 B040800 0 028 C010800 101 028 C020800 0 028 C030800 0 028 C040800 0 028 D010800 17 028 D020800 0 028 D030800 0 028 D040800 0 028 E010800 33 028 E020800 0 028 E030800 0 028 E040800 0 028 F010800 29 028 F020800 14 028 F030800 0 028 F040800 0 028 G010800 1763 028 G020800 14 028 G030800 0 028 G040800 0 028 H000800 14 029 000100 Y 029 000200 Y 029 000300 Y 029 000400 Y 029 000500 Y 029 000600 Y 029 000700 Y 029 000800 Y 030 A000100 2296 030 B000100 5.75 030 C000100 0.00 030 A000200 77 030 B000200 5.75 030 C000200 0.00 030 A000300 137 030 B000300 5.75 030 C000300 0.00 030 A000400 459 030 B000400 5.75 030 C000400 0.00 030 A000500 42 030 B000500 5.75 030 C000500 0.00 030 A000600 481 030 B000600 5.75 030 C000600 0.00 PAGE 19 030 A000700 3 030 B000700 5.75 030 C000700 0.00 030 A000800 1 030 B000800 5.75 030 C000800 0.00 031 A000100 150 031 B000100 0 031 A000200 9 031 B000200 0 031 A000300 15 031 B000300 0 031 A000400 69 031 B000400 0 031 A000500 6 031 B000500 0 031 A000600 181 031 B000600 0 031 A000700 1 031 B000700 0 031 A000800 0 031 B000800 0 032 000100 1654 032 000200 54 032 000300 96 032 000400 220 032 000500 20 032 000600 300 032 000700 0 032 000800 0 033 000100 492 033 000200 14 033 000300 26 033 000400 170 033 000500 16 033 000600 0 033 000700 2 033 000800 1 034 000100 Y 034 000200 Y 034 000300 Y 034 000400 Y 034 000500 Y 034 000600 Y 034 000700 Y 034 000800 Y 035 000100 78 035 000200 3 035 000300 11 035 000400 34 035 000500 3 PAGE 20 035 000600 7 035 000700 0 035 000800 0 036 A000100 N 036 B000100 0 036 A000200 N 036 B000200 0 036 A000300 N 036 B000300 0 036 A000400 N 036 B000400 0 036 A000500 N 036 B000500 0 036 A000600 N 036 B000600 0 036 A000700 N 036 B000700 0 036 A000800 N 036 B000800 0 037 000100 N 037 000200 N 037 000300 N 037 000400 N 037 000500 N 037 000600 N 037 000700 N 037 000800 N 038 000100 0 038 000200 0 038 000300 0 038 000400 0 038 000500 0 038 000600 0 038 000700 0 038 000800 0 039 000100 N 039 000200 N 039 000300 N 039 000400 N 039 000500 N 039 000600 N 039 000700 N 039 000800 N 040 000100 Y 040 000200 Y 040 000300 Y 040 000400 Y 040 000500 Y 040 000600 Y 040 000700 Y 040 000800 Y PAGE 21 041 000100 Y 041 000200 Y 041 000300 Y 041 000400 Y 041 000500 Y 041 000600 Y 041 000700 Y 041 000800 Y 042 A000100 0 042 B000100 0 042 C000100 100 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 0 042 A000200 0 042 B000200 0 042 C000200 100 042 D000200 0 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 0 042 A000300 0 042 B000300 0 042 C000300 100 042 D000300 0 042 E000300 0 042 F000300 0 042 G000300 0 042 H000300 0 042 A000400 0 042 B000400 0 042 C000400 100 042 D000400 0 042 E000400 0 042 F000400 0 042 G000400 0 042 H000400 0 042 A000500 0 042 B000500 0 042 C000500 100 042 D000500 0 042 E000500 0 042 F000500 0 042 G000500 0 042 H000500 0 042 A000600 0 042 B000600 0 042 C000600 100 PAGE 22 042 D000600 0 042 E000600 0 042 F000600 0 042 G000600 0 042 H000600 0 042 A000700 0 042 B000700 0 042 C000700 100 042 D000700 0 042 E000700 0 042 F000700 0 042 G000700 0 042 H000700 0 042 A000800 0 042 B000800 0 042 C000800 100 042 D000800 0 042 E000800 0 042 F000800 0 042 G000800 0 042 H000800 0 043 000100 18399 043 000200 881 043 000300 2376 043 000400 3547 043 000500 296 043 000600 532 043 000700 0 043 000800 0 044 000100 0 044 000200 0 044 000300 0 044 000400 0 044 000500 0 044 000600 0 044 000700 0 044 000800 0 045 000100 Y 045 000200 Y 045 000300 Y 045 000400 Y 045 000500 Y 045 000600 Y 045 000700 Y 045 000800 Y 046 000100 N 046 000200 N 046 000300 N 046 000400 N 046 000500 N 046 000600 N PAGE 23 046 000700 N 046 000800 N 047 000100 Y 047 000200 Y 047 000300 Y 047 000400 Y 047 000500 Y 047 000600 Y 047 000700 Y 047 000800 Y 048 000100 0.000 048 A010100 700000 048 A020100 0.740 048 B010100 1300000 048 B020100 0.690 048 C010100 4000000 048 C020100 0.640 048 D010100 0 048 D020100 0.000 048 E010100 0 048 E020100 0.000 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 6000000 048 K020100 0.630 048 000200 0.000 048 A010200 200000 048 A020200 0.940 048 B010200 300000 048 B020200 0.890 048 C010200 1500000 048 C020200 0.840 048 D010200 1000000 048 D020200 0.800 048 E010200 0 048 E020200 0.000 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 PAGE 24 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 3000000 048 K020200 0.700 048 000300 0.000 048 A010300 700000 048 A020300 0.850 048 B010300 1300000 048 B020300 0.800 048 C010300 1000000 048 C020300 0.750 048 D010300 0 048 D020300 0.000 048 E010300 0 048 E020300 0.000 048 F010300 0 048 F020300 0.000 048 G010300 0 048 G020300 0.000 048 H010300 0 048 H020300 0.000 048 I010300 0 048 I020300 0.000 048 J010300 0 048 J020300 0.000 048 K010300 3000000 048 K020300 0.700 048 000400 0.000 048 A010400 100000 048 A020400 1.190 048 B010400 400000 048 B020400 0.940 048 C010400 0 048 C020400 0.000 048 D010400 0 048 D020400 0.000 048 E010400 0 048 E020400 0.000 048 F010400 0 048 F020400 0.000 048 G010400 0 048 G020400 0.000 048 H010400 0 048 H020400 0.000 048 I010400 0 048 I020400 0.000 048 J010400 0 048 J020400 0.000 048 K010400 500000 048 K020400 0.740 PAGE 25 048 000500 0.000 048 A010500 500000 048 A020500 0.940 048 B010500 0 048 B020500 0.000 048 C010500 0 048 C020500 0.000 048 D010500 0 048 D020500 0.000 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 500000 048 K020500 0.900 048 000600 0.100 048 A010600 0 048 A020600 0.000 048 B010600 0 048 B020600 0.000 048 C010600 0 048 C020600 0.000 048 D010600 0 048 D020600 0.000 048 E010600 0 048 E020600 0.000 048 F010600 0 048 F020600 0.000 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 048 K010600 0 048 K020600 0.000 048 000700 0.000 048 A010700 100000 048 A020700 1.250 048 B010700 400000 048 B020700 1.000 PAGE 26 048 C010700 0 048 C020700 0.000 048 D010700 0 048 D020700 0.000 048 E010700 0 048 E020700 0.000 048 F010700 0 048 F020700 0.000 048 G010700 0 048 G020700 0.000 048 H010700 0 048 H020700 0.000 048 I010700 0 048 I020700 0.000 048 J010700 0 048 J020700 0.000 048 K010700 500000 048 K020700 0.800 048 000800 0.000 048 A010800 100000 048 A020800 1.190 048 B010800 400000 048 B020800 0.940 048 C010800 0 048 C020800 0.000 048 D010800 0 048 D020800 0.000 048 E010800 0 048 E020800 0.000 048 F010800 0 048 F020800 0.000 048 G010800 0 048 G020800 0.000 048 H010800 0 048 H020800 0.000 048 I010800 0 048 I020800 0.000 048 J010800 0 048 J020800 0.000 048 K010800 500000 048 K020800 0.740 049 000100 N 049 000200 N 049 000300 N 049 000400 N 049 000500 N 049 000600 N 049 000700 N 049 000800 N 050 000100 N 050 000200 N PAGE 27 050 000300 N 050 000400 N 050 000500 N 050 000600 N 050 000700 N 050 000800 N 051 000100 N 051 000200 N 051 000300 N 051 000400 N 051 000500 N 051 000600 N 051 000700 N 051 000800 N 052 000100 N 052 000200 N 052 000300 N 052 000400 N 052 000500 N 052 000600 N 052 000700 N 052 000800 N 053 A000100 Y 053 B000100 Y 053 C000100 N 053 A000200 Y 053 B000200 Y 053 C000200 N 053 A000300 Y 053 B000300 Y 053 C000300 N 053 A000400 Y 053 B000400 Y 053 C000400 N 053 A000500 Y 053 B000500 Y 053 C000500 N 053 A000600 Y 053 B000600 Y 053 C000600 N 053 A000700 Y 053 B000700 Y 053 C000700 N 053 A000800 Y 053 B000800 Y 053 C000800 N 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 Y 054 D00AA00 N 054 E00AA00 N PAGE 28 054 F00AA00 N 054 G00AA00 Y 054 H00AA00 Y 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 Y 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 Y 055 A000100 N 055 B000100 N 055 A000200 N 055 B000200 N 055 A000300 N 055 B000300 N 055 A000400 N 055 B000400 N 055 A000500 N 055 B000500 N 055 A000600 N 055 B000600 N 055 A000700 N 055 B000700 N 055 A000800 N 055 B000800 N 056 000100 Y 056 000200 Y 056 000300 Y 056 000400 Y 056 000500 Y 056 000600 Y 056 000700 Y 056 000800 Y 057 000100 N 057 000200 N 057 000300 N 057 000400 N 057 000500 N 057 000600 N 057 000700 N 057 000800 N 058 A000100 N 058 A000200 N 058 A000300 N 058 A000400 N 058 A000500 N 058 A000600 N 058 A000700 N 058 A000800 N 059 000100 Y PAGE 29 059 000200 Y 059 000300 Y 059 000400 Y 059 000500 Y 059 000600 Y 059 000700 Y 059 000800 Y 060 A000100 Y 060 B000100 Y 060 A000200 Y 060 B000200 Y 060 A000300 N 060 B000300 N 060 A000400 Y 060 B000400 Y 060 A000500 Y 060 B000500 Y 060 A000600 Y 060 B000600 Y 060 A000700 Y 060 B000700 Y 060 A000800 Y 060 B000800 Y 061 000100 2000 061 000200 2000 061 000300 2000 061 000400 2000 061 000500 2000 061 000600 2000 061 000700 2000 061 000800 2000 062 A000100 N 062 B000100 0.0 062 C000100 0.0 062 D000100 0.0 062 E000100 0.0 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 062 A000200 N 062 B000200 0.0 PAGE 30 062 C000200 0.0 062 D000200 0.0 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 0.0 062 M000200 0.0 062 N000200 0.0 062 O000200 0.0 062 P000200 0.0 062 Q000200 0.0 062 R000200 0.0 062 A000300 N 062 B000300 0.0 062 C000300 0.0 062 D000300 0.0 062 E000300 0.0 062 F000300 0.0 062 G000300 0.0 062 H000300 0.0 062 I000300 0.0 062 J000300 0.0 062 K000300 0.0 062 L000300 0.0 062 M000300 0.0 062 N000300 0.0 062 O000300 0.0 062 P000300 0.0 062 Q000300 0.0 062 R000300 0.0 062 A000400 N 062 B000400 0.0 062 C000400 0.0 062 D000400 0.0 062 E000400 0.0 062 F000400 0.0 062 G000400 0.0 062 H000400 0.0 062 I000400 0.0 062 J000400 0.0 062 K000400 0.0 062 L000400 0.0 062 M000400 0.0 062 N000400 0.0 062 O000400 0.0 062 P000400 0.0 062 Q000400 0.0 PAGE 31 062 R000400 0.0 062 A000500 N 062 B000500 0.0 062 C000500 0.0 062 D000500 0.0 062 E000500 0.0 062 F000500 0.0 062 G000500 0.0 062 H000500 0.0 062 I000500 0.0 062 J000500 0.0 062 K000500 0.0 062 L000500 0.0 062 M000500 0.0 062 N000500 0.0 062 O000500 0.0 062 P000500 0.0 062 Q000500 0.0 062 R000500 0.0 062 A000600 N 062 B000600 0.0 062 C000600 0.0 062 D000600 0.0 062 E000600 0.0 062 F000600 0.0 062 G000600 0.0 062 H000600 0.0 062 I000600 0.0 062 J000600 0.0 062 K000600 0.0 062 L000600 0.0 062 M000600 0.0 062 N000600 0.0 062 O000600 0.0 062 P000600 0.0 062 Q000600 0.0 062 R000600 0.0 062 A000700 N 062 B000700 0.0 062 C000700 0.0 062 D000700 0.0 062 E000700 0.0 062 F000700 0.0 062 G000700 0.0 062 H000700 0.0 062 I000700 0.0 062 J000700 0.0 062 K000700 0.0 062 L000700 0.0 062 M000700 0.0 062 N000700 0.0 PAGE 32 062 O000700 0.0 062 P000700 0.0 062 Q000700 0.0 062 R000700 0.0 062 A000800 N 062 B000800 0.0 062 C000800 0.0 062 D000800 0.0 062 E000800 0.0 062 F000800 0.0 062 G000800 0.0 062 H000800 0.0 062 I000800 0.0 062 J000800 0.0 062 K000800 0.0 062 L000800 0.0 062 M000800 0.0 062 N000800 0.0 062 O000800 0.0 062 P000800 0.0 062 Q000800 0.0 062 R000800 0.0 063 A000100 0 063 B000100 0.0 063 A000200 0 063 B000200 0.0 063 A000300 0 063 B000300 0.0 063 A000400 0 063 B000400 0.0 063 A000500 0 063 B000500 0.0 063 A000600 0 063 B000600 0.0 063 A000700 0 063 B000700 0.0 063 A000800 0 063 B000800 0.0 066 A000100 Y 066 B000100 N 066 C000100 Y 066 D000100 N 066 E000100 N 066 F000100 N 066 G000100 N 066 A000200 Y 066 B000200 N 066 C000200 Y 066 D000200 N 066 E000200 N 066 F000200 N PAGE 33 066 G000200 N 066 A000300 Y 066 B000300 N 066 C000300 Y 066 D000300 N 066 E000300 N 066 F000300 N 066 G000300 N 066 A000400 Y 066 B000400 N 066 C000400 Y 066 D000400 N 066 E000400 N 066 F000400 N 066 G000400 N 066 A000500 Y 066 B000500 N 066 C000500 Y 066 D000500 N 066 E000500 N 066 F000500 N 066 G000500 N 066 A000600 Y 066 B000600 N 066 C000600 Y 066 D000600 N 066 E000600 N 066 F000600 N 066 G000600 N 066 A000700 Y 066 B000700 N 066 C000700 Y 066 D000700 N 066 E000700 N 066 F000700 N 066 G000700 N 066 A000800 Y 066 B000800 N 066 C000800 Y 066 D000800 N 066 E000800 N 066 F000800 N 066 G000800 N 067 000100 N 067 000200 N 067 000300 N 067 000400 N 067 000500 N 067 000600 N 067 000700 N 067 000800 N PAGE 34 068 A000100 N 068 B000100 N 068 A000200 N 068 B000200 N 068 A000300 N 068 B000300 N 068 A000400 N 068 B000400 Y 068 A000500 N 068 B000500 Y 068 A000600 N 068 B000600 N 068 A000700 N 068 B000700 Y 068 A000800 N 068 B000800 Y 069 000100 N 069 000200 N 069 000300 N 069 000400 N 069 000500 N 069 000600 N 069 000700 N 069 000800 N 070 A010100 Y 070 A020100 Y 070 B010100 Y 070 B020100 N 070 C010100 Y 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 Y 070 E020100 N 070 F010100 Y 070 F020100 N 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 Y 070 I020100 N 070 J010100 Y 070 J020100 Y 070 K010100 Y 070 K020100 Y 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 Y 070 N010100 Y PAGE 35 070 N020100 Y 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 Y 070 Q010100 Y 070 Q020100 N 070 R010100 Y 070 R020100 N 070 A010200 Y 070 A020200 Y 070 B010200 Y 070 B020200 N 070 C010200 Y 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 Y 070 E020200 N 070 F010200 Y 070 F020200 N 070 G010200 Y 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 Y 070 I020200 N 070 J010200 Y 070 J020200 Y 070 K010200 Y 070 K020200 Y 070 L010200 Y 070 L020200 Y 070 M010200 Y 070 M020200 N 070 N010200 Y 070 N020200 Y 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 Y 070 Q010200 Y 070 Q020200 N 070 R010200 Y 070 R020200 N 070 A010300 Y 070 A020300 Y 070 B010300 Y 070 B020300 N 070 C010300 Y 070 C020300 N PAGE 36 070 D010300 Y 070 D020300 N 070 E010300 Y 070 E020300 N 070 F010300 Y 070 F020300 N 070 G010300 Y 070 G020300 N 070 H010300 Y 070 H020300 N 070 I010300 Y 070 I020300 N 070 J010300 Y 070 J020300 Y 070 K010300 Y 070 K020300 Y 070 L010300 Y 070 L020300 Y 070 M010300 Y 070 M020300 Y 070 N010300 Y 070 N020300 Y 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 Y 070 Q010300 Y 070 Q020300 N 070 R010300 Y 070 R020300 N 070 A010400 Y 070 A020400 Y 070 B010400 Y 070 B020400 N 070 C010400 Y 070 C020400 N 070 D010400 Y 070 D020400 N 070 E010400 Y 070 E020400 N 070 F010400 Y 070 F020400 N 070 G010400 Y 070 G020400 N 070 H010400 Y 070 H020400 N 070 I010400 Y 070 I020400 N 070 J010400 Y 070 J020400 Y 070 K010400 Y PAGE 37 070 K020400 Y 070 L010400 Y 070 L020400 Y 070 M010400 Y 070 M020400 Y 070 N010400 Y 070 N020400 Y 070 O010400 Y 070 O020400 N 070 P010400 Y 070 P020400 Y 070 Q010400 Y 070 Q020400 N 070 R010400 Y 070 R020400 N 070 A010500 Y 070 A020500 Y 070 B010500 Y 070 B020500 N 070 C010500 Y 070 C020500 N 070 D010500 Y 070 D020500 N 070 E010500 Y 070 E020500 N 070 F010500 Y 070 F020500 N 070 G010500 Y 070 G020500 N 070 H010500 Y 070 H020500 N 070 I010500 Y 070 I020500 N 070 J010500 Y 070 J020500 Y 070 K010500 Y 070 K020500 Y 070 L010500 Y 070 L020500 Y 070 M010500 Y 070 M020500 Y 070 N010500 Y 070 N020500 Y 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 Y 070 Q010500 Y 070 Q020500 N 070 R010500 Y 070 R020500 N PAGE 38 070 A010600 Y 070 A020600 Y 070 B010600 Y 070 B020600 N 070 C010600 Y 070 C020600 N 070 D010600 Y 070 D020600 N 070 E010600 Y 070 E020600 N 070 F010600 Y 070 F020600 N 070 G010600 Y 070 G020600 N 070 H010600 Y 070 H020600 N 070 I010600 Y 070 I020600 N 070 J010600 Y 070 J020600 N 070 K010600 Y 070 K020600 Y 070 L010600 Y 070 L020600 N 070 M010600 Y 070 M020600 N 070 N010600 Y 070 N020600 N 070 O010600 Y 070 O020600 N 070 P010600 Y 070 P020600 N 070 Q010600 Y 070 Q020600 N 070 R010600 Y 070 R020600 N 070 A010700 Y 070 A020700 N 070 B010700 Y 070 B020700 N 070 C010700 Y 070 C020700 N 070 D010700 Y 070 D020700 N 070 E010700 Y 070 E020700 N 070 F010700 Y 070 F020700 N 070 G010700 Y 070 G020700 N 070 H010700 Y PAGE 39 070 H020700 N 070 I010700 Y 070 I020700 N 070 J010700 Y 070 J020700 N 070 K010700 Y 070 K020700 N 070 L010700 Y 070 L020700 Y 070 M010700 Y 070 M020700 Y 070 N010700 Y 070 N020700 N 070 O010700 Y 070 O020700 N 070 P010700 Y 070 P020700 N 070 Q010700 Y 070 Q020700 N 070 R010700 Y 070 R020700 N 070 A010800 Y 070 A020800 N 070 B010800 Y 070 B020800 N 070 C010800 Y 070 C020800 N 070 D010800 Y 070 D020800 N 070 E010800 Y 070 E020800 N 070 F010800 Y 070 F020800 N 070 G010800 Y 070 G020800 N 070 H010800 Y 070 H020800 N 070 I010800 Y 070 I020800 N 070 J010800 Y 070 J020800 Y 070 K010800 Y 070 K020800 N 070 L010800 Y 070 L020800 Y 070 M010800 Y 070 M020800 Y 070 N010800 Y 070 N020800 N 070 O010800 Y 070 O020800 N PAGE 40 070 P010800 Y 070 P020800 Y 070 Q010800 Y 070 Q020800 N 070 R010800 Y 070 R020800 N 071 A000100 3205101 071 B000100 4069128 071 C000100 17462051 071 D000100 18 071 A000200 343125 071 B000200 407720 071 C000200 1743701 071 D000200 20 071 A000300 386396 071 B000300 951396 071 C000300 1839640 071 D000300 21 071 A000400 2350871 071 B000400 1899789 071 C000400 5878643 071 D000400 32 071 A000500 169127 071 B000500 246489 071 C000500 388086 071 D000500 44 071 A000600 235550 071 B000600 186041 071 C000600 142963 071 D000600 130 071 A000700 3285 071 B000700 234 071 C000700 2592 071 D000700 9 071 A000800 1983 071 B000800 264 071 C000800 1556 071 D000800 17 072 A000100 12 072 B000100 3701 072 C000100 125281 072 D000100 0 072 E000100 0 072 F000100 114050 072 G000100 6839 072 H000100 0 072 I000100 9854 072 J000100 971 072 K000100 1922 072 L000100 0 072 M000100 991 PAGE 41 072 N000100 194 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 87 072 S000100 1214 072 T000100 18399 072 U000100 0 072 V000100 0 072 W000100 1319 072 X000100 155840 072 Y000100 0 072 Z000100 -26858 072AA000100 745897 072BB000100 0 072CC010100 0 072CC020100 1574338 072DD010100 2049 072DD020100 36857 072EE000100 707285 072 A000200 12 072 B000200 291 072 C000200 8692 072 D000200 0 072 E000200 0 072 F000200 14918 072 G000200 666 072 H000200 0 072 I000200 992 072 J000200 46 072 K000200 383 072 L000200 0 072 M000200 96 072 N000200 94 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 42 072 S000200 118 072 T000200 881 072 U000200 0 072 V000200 0 072 W000200 130 072 X000200 18366 072 Y000200 0 072 Z000200 -9383 072AA000200 40696 072BB000200 0 072CC010200 0 072CC020200 111914 072DD010200 0 PAGE 42 072DD020200 0 072EE000200 9831 072 A000300 12 072 B000300 607 072 C000300 12430 072 D000300 0 072 E000300 0 072 F000300 15322 072 G000300 720 072 H000300 0 072 I000300 1408 072 J000300 161 072 K000300 372 072 L000300 0 072 M000300 112 072 N000300 94 072 O000300 0 072 P000300 0 072 Q000300 0 072 R000300 42 072 S000300 136 072 T000300 2376 072 U000300 0 072 V000300 0 072 W000300 266 072 X000300 21009 072 Y000300 0 072 Z000300 -7972 072AA000300 143405 072BB000300 0 072CC010300 0 072CC020300 460351 072DD010300 7162 072DD020300 24028 072EE000300 0 072 A000400 12 072 B000400 943 072 C000400 131817 072 D000400 0 072 E000400 0 072 F000400 46342 072 G000400 2343 072 H000400 0 072 I000400 4415 072 J000400 3106 072 K000400 1252 072 L000400 0 072 M000400 346 072 N000400 143 072 O000400 0 072 P000400 0 PAGE 43 072 Q000400 0 072 R000400 78 072 S000400 413 072 T000400 3547 072 U000400 0 072 V000400 0 072 W000400 540 072 X000400 62525 072 Y000400 159 072 Z000400 70394 072AA000400 222695 072BB000400 0 072CC010400 0 072CC020400 1208525 072DD010400 21972 072DD020400 135100 072EE000400 0 072 A000500 12 072 B000500 30 072 C000500 8943 072 D000500 0 072 E000500 0 072 F000500 3885 072 G000500 159 072 H000500 0 072 I000500 244 072 J000500 179 072 K000500 142 072 L000500 0 072 M000500 19 072 N000500 74 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 44 072 S000500 28 072 T000500 296 072 U000500 0 072 V000500 0 072 W000500 46 072 X000500 5116 072 Y000500 0 072 Z000500 3857 072AA000500 45952 072BB000500 0 072CC010500 0 072CC020500 89001 072DD010500 1392 072DD020500 9132 072EE000500 5268 072 A000600 12 PAGE 44 072 B000600 0 072 C000600 3668 072 D000600 0 072 E000600 0 072 F000600 141 072 G000600 54 072 H000600 0 072 I000600 163 072 J000600 1 072 K000600 88 072 L000600 0 072 M000600 4 072 N000600 69 072 O000600 0 072 P000600 0 072 Q000600 0 072 R000600 21 072 S000600 9 072 T000600 532 072 U000600 0 072 V000600 0 072 W000600 18 072 X000600 1100 072 Y000600 216 072 Z000600 2784 072AA000600 8878 072BB000600 0 072CC010600 0 072CC020600 4866 072DD010600 1706 072DD020600 2216 072EE000600 0 072 A000700 5 072 B000700 0 072 C000700 16 072 D000700 0 072 E000700 0 072 F000700 13 072 G000700 0 072 H000700 0 072 I000700 0 072 J000700 21 072 K000700 11 072 L000700 0 072 M000700 0 072 N000700 32 072 O000700 0 072 P000700 0 072 Q000700 0 072 R000700 30 072 S000700 0 PAGE 45 072 T000700 0 072 U000700 0 072 V000700 0 072 W000700 90 072 X000700 197 072 Y000700 182 072 Z000700 1 072AA000700 0 072BB000700 57 072CC010700 0 072CC020700 135 072DD010700 0 072DD020700 0 072EE000700 0 072 A000800 5 072 B000800 0 072 C000800 6 072 D000800 0 072 E000800 0 072 F000800 7 072 G000800 0 072 H000800 0 072 I000800 0 072 J000800 9 072 K000800 11 072 L000800 0 072 M000800 0 072 N000800 32 072 O000800 0 072 P000800 0 072 Q000800 0 072 R000800 30 072 S000800 0 072 T000800 0 072 U000800 0 072 V000800 0 072 W000800 94 072 X000800 183 072 Y000800 174 072 Z000800 -3 072AA000800 6 072BB000800 0 072CC010800 0 072CC020800 86 072DD010800 1 072DD020800 11 072EE000800 3 073 A010100 0.0000 073 A020100 0.0000 073 B000100 0.0000 073 C000100 0.0000 PAGE 46 073 A010200 0.0000 073 A020200 0.0000 073 B000200 0.1688 073 C000200 0.0000 073 A010300 0.0000 073 A020300 0.0000 073 B000300 0.0000 073 C000300 0.0000 073 A010400 0.0000 073 A020400 0.0000 073 B000400 0.0000 073 C000400 0.0000 073 A010500 0.0000 073 A020500 0.0000 073 B000500 0.3930 073 C000500 0.0000 073 A010600 0.0000 073 A020600 0.0000 073 B000600 0.0000 073 C000600 0.0000 073 A010700 0.0000 073 A020700 0.0000 073 B000700 0.0000 073 C000700 0.0000 073 A010800 0.0000 073 A020800 0.0000 073 B000800 0.0154 073 C000800 0.0000 074 A000100 480945 074 B000100 0 074 C000100 0 074 D000100 0 074 E000100 0 074 F000100 15892965 074 G000100 0 074 H000100 0 074 I000100 383457 074 J000100 24089 074 K000100 2188 074 L000100 25436 074 M000100 177 074 N000100 16809257 074 O000100 29812 074 P000100 5026 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 437844 074 S000100 0 074 T000100 16336575 PAGE 47 074 U010100 121918 074 U020100 478973 074 V010100 0.00 074 V020100 0.00 074 W000100 0.0000 074 X000100 143077 074 Y000100 0 074 A000200 5733 074 B000200 0 074 C000200 0 074 D000200 0 074 E000200 0 074 F000200 1553584 074 G000200 0 074 H000200 0 074 I000200 34671 074 J000200 4630 074 K000200 177 074 L000200 1686 074 M000200 18 074 N000200 1600499 074 O000200 3978 074 P000200 540 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 37536 074 S000200 0 074 T000200 1558445 074 U010200 6441 074 U020200 51734 074 V010200 0.00 074 V020200 0.00 074 W000200 0.0000 074 X000200 10094 074 Y000200 0 074 A000300 13666 074 B000300 0 074 C000300 0 074 D000300 0 074 E000300 0 074 F000300 1285385 074 G000300 0 074 H000300 0 074 I000300 35256 074 J000300 794 074 K000300 230 074 L000300 2226 074 M000300 19 074 N000300 1337576 PAGE 48 074 O000300 2076 074 P000300 630 074 Q000300 0 074 R010300 0 074 R020300 0 074 R030300 0 074 R040300 44249 074 S000300 0 074 T000300 1290621 074 U010300 14826 074 U020300 40653 074 V010300 0.00 074 V020300 0.00 074 W000300 0.0000 074 X000300 25581 074 Y000300 0 074 A000400 157638 074 B000400 0 074 C000400 0 074 D000400 0 074 E000400 0 074 F000400 5245147 074 G000400 0 074 H000400 0 074 I000400 99463 074 J000400 6815 074 K000400 597 074 L000400 24955 074 M000400 4599 074 N000400 5539214 074 O000400 2183 074 P000400 2181 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 117897 074 S000400 0 074 T000400 5416953 074 U010400 26887 074 U020400 131272 074 V010400 0.00 074 V020400 0.00 074 W000400 0.0000 074 X000400 81268 074 Y000400 0 074 A000500 16190 074 B000500 0 074 C000500 0 074 D000500 0 074 E000500 0 PAGE 49 074 F000500 309245 074 G000500 0 074 H000500 0 074 I000500 3950 074 J000500 137 074 K000500 0 074 L000500 2617 074 M000500 4 074 N000500 332143 074 O000500 0 074 P000500 200 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 5560 074 S000500 0 074 T000500 326383 074 U010500 2323 074 U020500 11065 074 V010500 0.00 074 V020500 0.00 074 W000500 0.0000 074 X000500 6297 074 Y000500 0 074 A000600 1306 074 B000600 0 074 C000600 0 074 D000600 0 074 E000600 0 074 F000600 0 074 G000600 0 074 H000600 0 074 I000600 182704 074 J000600 0 074 K000600 3 074 L000600 6358 074 M000600 1 074 N000600 190372 074 O000600 572 074 P000600 83 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 110 074 S000600 0 074 T000600 189607 074 U010600 6219 074 U020600 8604 074 V010600 0.00 PAGE 50 074 V020600 0.00 074 W000600 0.0000 074 X000600 9087 074 Y000600 0 074 A000700 376 074 B000700 0 074 C000700 0 074 D000700 0 074 E000700 0 074 F000700 2863 074 G000700 0 074 H000700 0 074 I000700 0 074 J000700 0 074 K000700 0 074 L000700 50 074 M000700 57 074 N000700 3346 074 O000700 21 074 P000700 68 074 Q000700 0 074 R010700 0 074 R020700 0 074 R030700 0 074 R040700 28 074 S000700 0 074 T000700 3229 074 U010700 36 074 U020700 313 074 V010700 0.00 074 V020700 0.00 074 W000700 0.0000 074 X000700 91 074 Y000700 0 074 A000800 88 074 B000800 0 074 C000800 0 074 D000800 0 074 E000800 0 074 F000800 1624 074 G000800 0 074 H000800 0 074 I000800 0 074 J000800 0 074 K000800 0 074 L000800 2 074 M000800 55 074 N000800 1769 074 O000800 0 074 P000800 55 074 Q000800 0 PAGE 51 074 R010800 0 074 R020800 0 074 R030800 0 074 R040800 35 074 S000800 0 074 T000800 1679 074 U010800 16 074 U020800 163 074 V010800 0.00 074 V020800 0.00 074 W000800 0.0000 074 X000800 30 074 Y000800 0 075 A000100 0 075 B000100 18044261 075 A000200 0 075 B000200 1759991 075 A000300 0 075 B000300 1906402 075 A000400 0 075 B000400 6153701 075 A000500 0 075 B000500 418498 075 A000600 0 075 B000600 144003 075 A000700 0 075 B000700 2838 075 A000800 0 075 B000800 1679 076 000100 0.00 076 000200 0.00 076 000300 0.00 076 000400 0.00 076 000500 0.00 076 000600 0.00 076 000700 0.00 076 000800 0.00 077 A000000 Y 077 B000000 Y 077 C000000 N 077 D000000 Y 077 E000000 Y 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 Y 077 N000000 N PAGE 52 077 O000000 N 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 N 078 000000 N 080 A00AA00 CHUBB GROUP OF INSURANCE COMPANIES 080 C00AA00 10000 081 A00AA00 Y 081 B00AA00 5 082 A00AA00 Y 082 B00AA00 50 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 Y 085 B00AA00 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE SEE BELOW TITLE SEE BELOW This report is signed on behalf of the registrant (or depositor or trustee). City of: Boston State of: Massachusetts Date: February 21, 2012 Name of Registrant, Depositor, or Trustee: Columbia Acorn Trust /s/ Michael G. Clarke _________________________ Michael G. Clarke Treasurer /s/ Wade M. Voigt _________________________ Wade M. Voigt Assistant Treasurer Witness COLUMBIA ACORN TRUST EX-99.77B ACCT LTTR 2 dex9977b.txt EXHIBIT 77B REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Trustees and Shareholders of Columbia Acorn Trust: In planning and performing our audit of the financial statements of Columbia Acorn Fund, Columbia Acorn International, Columbia Acorn USA, Columbia Acorn International Select, Columbia Acorn Select, Columbia Thermostat Fund, Columbia Acorn Emerging Markets Fund, and Columbia Acorn European Fund (the "Funds") as of and for the year or period ended December 31, 2011, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Funds' internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Funds' internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Funds' internal control over financial reporting. The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A fund's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the Fund are being made only in accordance with authorizations of management and trustees of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Funds' annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Funds' internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Funds' internal control over financial reporting and its operation, including controls over safeguarding securities that we consider to be material weaknesses as defined above as of December 31, 2011. This report is intended solely for the information and use of management and the Board of Trustees of the Funds and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/ PricewaterhouseCoopers LLP Chicago, Illinois February 17, 2012 -------------------------------------------------------------------------------- PricewaterhouseCoopers LLP, One North Wacker Drive Chicago, IL 60606 T: (312) 298 2000, F: (312) 298 2001, www.pwc.com/us EX-99.77D POLICIES 3 dex9977d.txt EXHIBIT 77D Exhibit 77D COLUMBIA ACORN TRUST (THE "TRUST")--ANNUAL N-SAR REPORT FOR THE PERIOD ENDING 12/31/11 Columbia Acorn Fund Columbia Acorn International Columbia Acorn USA Columbia Acorn Select Columbia Acorn International Select Columbia Thermostat Fund Columbia Acorn European Fund Columbia Acorn Emerging Markets Fund (the "Funds") -------------------------------------------------------------------------------- ITEM 77D/77Q1(B)--POLICIES WITH RESPECT TO SECURITIES INVESTMENTS: On December 12, 2011, Form Type 497, ACCESSION NO. 0001193125-11-337544, a supplement to the registration statement of Columbia Acorn Trust on behalf of Columbia Thermostat Fund was filed with the SEC. It is hereby incorporated by reference as part of the response to these Items 77D and 77Q1(b) of Form N-SAR. The supplement disclosed, among other things, changes to the allocation of underlying funds in the principal investment strategy of Columbia Thermostat Fund. EX-99.77E LEGAL 4 dex9977e.txt EXHIBIT 77E EXHIBIT 77E ITEM 77E--LEGAL PROCEEDINGS: In June 2004, an action captioned John E. Gallus et al. v. American Express Financial Corp. and American Express Financial Advisors Inc. was filed in the United States District Court for the District of Arizona. The plaintiffs allege that they are investors in several American Express Company mutual funds (branded as Columbia) and they purport to bring the action derivatively on behalf of those funds under the Investment Company Act of 1940. The plaintiffs allege that fees allegedly paid to the defendants by the funds for investment advisory and administrative services are excessive. The plaintiffs seek remedies including restitution and rescission of investment advisory and distribution agreements. The plaintiffs voluntarily agreed to transfer this case to the United States District Court for the District of Minnesota (the District Court). In response to defendants' motion to dismiss the complaint, the District Court dismissed one of plaintiffs' four claims and granted plaintiffs limited discovery. Defendants moved for summary judgment in April 2007. Summary judgment was granted in the defendants' favor on July 9, 2007. The plaintiffs filed a notice of appeal with the Eighth Circuit Court of Appeals (the Eighth Circuit) on August 8, 2007. On April 8, 2009, the Eighth Circuit reversed summary judgment and remanded to the District Court for further proceedings. On August 6, 2009, defendants filed a writ of certiorari with the U.S. Supreme Court (the Supreme Court), asking the Supreme Court to stay the District Court proceedings while the Supreme Court considers and rules in a case captioned Jones v. Harris Associates, which involves issues of law similar to those presented in the Gallus case. On March 30, 2010, the Supreme Court issued its ruling in Jones v. Harris Associates, and on April 5, 2010, the Supreme Court vacated the Eighth Circuit's decision in the Gallus case and remanded the case to the Eighth Circuit for further consideration in light of the Supreme Court's decision in Jones v. Harris Associates. On June 4, 2010, the Eighth Circuit remanded the Gallus case to the District Court for further consideration in light of the Supreme Court's decision in Jones v. Harris Associates. On December 9, 2010, the District Court reinstated its July 9, 2007 summary judgment order in favor of the defendants. On January 10, 2011, plaintiffs filed a notice of appeal with the Eighth Circuit. In response to the plaintiffs' opening appellate brief filed on March 18, 2011, the defendants filed a response brief on May 4, 2011 with the Eighth Circuit. The plaintiffs filed a reply brief on May 26, 2011 and oral arguments took place on November 17, 2011. In December 2005, without admitting or denying the allegations, American Express Financial Corporation (AEFC, which is now known as Ameriprise Financial, Inc. (Ameriprise Financial)), entered into settlement agreements with the Securities and Exchange Commission (SEC) and Minnesota Department of Commerce (MDOC) related to market timing activities. As a result, AEFC was censured and ordered to cease and desist from committing or causing any violations of certain provisions of the Investment Advisers Act of 1940, the Investment Company Act of 1940, and various Minnesota laws. AEFC agreed to pay disgorgement of $10 million and civil money penalties of $7 million. AEFC also agreed to retain an independent distribution consultant to assist in developing a plan for distribution of all disgorgement and civil penalties ordered by the SEC in accordance with various undertakings detailed at www.sec.gov/litigation/admin/ia-2451.pdf. Ameriprise Financial and its affiliates have cooperated with the SEC and the MDOC in these legal proceedings, and have made regular reports to the funds' Boards of Trustees. Ameriprise Financial and certain of its affiliates have historically been involved in a number of legal, arbitration and regulatory proceedings, including routine litigation, class actions, and governmental actions, concerning matters arising in connection with the conduct of their business activities. Ameriprise Financial believes that the Funds are not currently the subject of, and that neither Ameriprise Financial nor any of its affiliates are the subject of, any pending legal, arbitration or regulatory proceedings that are likely to have a material adverse effect on the Funds or the ability of Ameriprise Financial or its affiliates to perform under their contracts with the Funds. Ameriprise Financial is required to make 10-Q, 10-K and, as necessary, 8-K filings with the Securities and Exchange Commission on legal and regulatory matters that relate to Ameriprise Financial and its affiliates. Copies of these filings may be obtained by accessing the SEC website at www.sec.gov. There can be no assurance that these matters, or the adverse publicity associated with them, will not result in increased fund redemptions, reduced sale of fund shares or other adverse consequences to the Funds. Further, although we believe proceedings are not likely to have a material adverse effect on the Funds or the ability of Ameriprise Financial or its affiliates to perform under their contracts with the Funds, these proceedings are subject to uncertainties and, as such, we are unable to estimate the possible loss or range of loss that may result. An adverse outcome in one or more of these proceedings could result in adverse judgments, settlements, fines, penalties or other relief that could have a material adverse effect on the consolidated financial condition or results of operations of Ameriprise Financial. EX-99.77M MERGERS 5 dex9977m.txt EXHIBIT 77M Exhibit 77M ITEM 77M/77Q1(G) - MERGERS: The series of Columbia Acorn Trust listed in the table below in the column captioned "Acquiring Fund" (the "Acquiring Fund") became the surviving entity in a reorganization (the "Reorganization") with the two series of RiverSource International Managers Series, Inc. listed next to it under the column of the table below captioned "Acquired Fund" (the "Acquired Fund"):
ACQUIRED FUNDS ACQUIRING FUND -------------- -------------- RiverSource Partners International Select Growth Fund Columbia Acorn International RiverSource Partners International Small Cap Fund
In November 2010, the Board of Directors of RiverSource International Managers Series, Inc. and in May 11, 2011, the Board of Trustees of Columbia Acorn Trust each approved an agreement and plan of reorganization (the "Agreement and Plan") providing for the sale of all of the assets of the Acquired Funds to, and the assumption of all of the liabilities and obligations of the Acquired Funds by, the Acquiring Fund, in complete liquidation of the Acquired Funds. At a special meeting of shareholders held on April 27, 2011, shareholders of RiverSource Partners International Small Cap Fund and shareholders of RiverSource Partners International Select Growth Fund approved the Agreement and Plan with respect to the Reorganization. Effective on August 12, 2011, the Acquiring Fund acquired all the assets of, and assumed all the liabilities and obligations of the Acquired Funds in complete liquidation of the Acquired Funds. Shareholders of each class of shares of the Acquired Funds received shares of the corresponding share class of the Acquiring Fund in accordance with the Agreement and Plan. The registration statement of Columbia Acorn Trust on behalf of Columbia Acorn International, on Form N-14, which was filed with the Securities and Exchange Commission on November 16, 2010 (ACCESSION NO. 0001193125-10-261888) is incorporated by reference, including without limitation the Agreement and Plan filed as Exhibit (4) to the registration statement and the applicable prospectus/proxy statement describing the applicable Reorganization.