-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BevbthE1YAryOEYslW7hD+juW/r4ZCkwz7kllnnm/MuFklCn5DA3TXrMAiX0gO5Y lbqF/WGK6WPfR7wQi+5R4Q== 0000773757-10-000050.txt : 20100826 0000773757-10-000050.hdr.sgml : 20100826 20100826140939 ACCESSION NUMBER: 0000773757-10-000050 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100826 DATE AS OF CHANGE: 20100826 EFFECTIVENESS DATE: 20100826 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBIA ACORN TRUST CENTRAL INDEX KEY: 0000002110 IRS NUMBER: 362692100 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-01829 FILM NUMBER: 101040077 BUSINESS ADDRESS: STREET 1: 227 W MONROE STE 3000 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126349200 MAIL ADDRESS: STREET 1: 227 W MONROE STE 3000 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY ACORN TRUST DATE OF NAME CHANGE: 20010424 FORMER COMPANY: FORMER CONFORMED NAME: ACORN INVESTMENT TRUST DATE OF NAME CHANGE: 19940204 FORMER COMPANY: FORMER CONFORMED NAME: ACORN FUND INC DATE OF NAME CHANGE: 19920703 0000002110 S000009184 Columbia Acorn Fund C000024954 Columbia Acorn Fund Class A LACAX C000024955 Columbia Acorn Fund Class B LACBX C000024956 Columbia Acorn Fund Class C LIACX C000024957 Columbia Acorn Fund Class Z ACRNX 0000002110 S000009185 Columbia Acorn International C000024958 Columbia Acorn International Class A LAIAX C000024959 Columbia Acorn International Class B LIABX C000024960 Columbia Acorn International Class C LAICX C000024961 Columbia Acorn International Class Z ACINX 0000002110 S000009186 Columbia Acorn USA C000024962 Columbia Acorn USA Class A LAUAX C000024963 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A040300 40315 028 B010300 43008 028 B020300 0 028 B030300 0 028 B040300 32233 028 C010300 85414 028 C020300 0 028 C030300 0 028 C040300 50444 028 D010300 58565 028 D020300 0 028 D030300 0 028 D040300 35435 028 E010300 32666 028 E020300 0 028 E030300 0 028 E040300 67861 028 F010300 25467 028 F020300 0 028 F030300 0 028 F040300 77632 028 G010300 291777 028 G020300 0 028 G030300 0 028 G040300 303920 028 H000300 14649 028 A010400 118509 028 A020400 0 028 A030400 0 028 A040400 67568 028 B010400 98613 028 B020400 0 028 B030400 0 028 B040400 63542 028 C010400 122309 028 C020400 0 028 C030400 0 028 C040400 85005 028 D010400 119981 028 D020400 0 028 D030400 0 028 D040400 72783 028 E010400 186210 028 E020400 0 028 E030400 0 028 E040400 107697 028 F010400 98043 028 F020400 56533 028 F030400 0 PAGE 16 028 F040400 69036 028 G010400 743665 028 G020400 56533 028 G030400 0 028 G040400 465631 028 H000400 16259 028 A010500 9126 028 A020500 0 028 A030500 0 028 A040500 10654 028 B010500 5626 028 B020500 0 028 B030500 0 028 B040500 7313 028 C010500 9144 028 C020500 0 028 C030500 0 028 C040500 8417 028 D010500 8211 028 D020500 0 028 D030500 0 028 D040500 7470 028 E010500 4151 028 E020500 0 028 E030500 0 028 E040500 8664 028 F010500 6534 028 F020500 2203 028 F030500 0 028 F040500 6908 028 G010500 42792 028 G020500 2203 028 G030500 0 028 G040500 49426 028 H000500 1624 028 A010600 1041 028 A020600 0 028 A030600 0 028 A040600 14371 028 B010600 1462 028 B020600 0 028 B030600 0 028 B040600 2739 028 C010600 1134 028 C020600 0 028 C030600 0 028 C040600 4011 028 D010600 3478 028 D020600 0 028 D030600 0 028 D040600 3099 PAGE 17 028 E010600 810 028 E020600 0 028 E030600 0 028 E040600 2222 028 F010600 1640 028 F020600 1222 028 F030600 0 028 F040600 2170 028 G010600 9565 028 G020600 1222 028 G030600 0 028 G040600 28612 028 H000600 1574 029 000100 Y 029 000200 Y 029 000300 Y 029 000400 Y 029 000500 Y 029 000600 Y 030 A000100 1365 030 B000100 5.75 030 C000100 0.00 030 A000200 83 030 B000200 5.75 030 C000200 0.00 030 A000300 261 030 B000300 5.75 030 C000300 0.00 030 A000400 341 030 B000400 5.75 030 C000400 0.00 030 A000500 29 030 B000500 5.75 030 C000500 0.00 030 A000600 54 030 B000600 5.75 030 C000600 0.00 031 A000100 112 031 B000100 0 031 A000200 6 031 B000200 0 031 A000300 23 031 B000300 0 031 A000400 35 031 B000400 0 031 A000500 2 031 B000500 0 031 A000600 8 031 B000600 0 032 000100 1253 032 000200 77 PAGE 18 032 000300 238 032 000400 306 032 000500 27 032 000600 46 033 000100 0 033 000200 0 033 000300 0 033 000400 0 033 000500 0 033 000600 0 034 000100 Y 034 000200 Y 034 000300 Y 034 000400 Y 034 000500 Y 034 000600 Y 035 000100 81 035 000200 4 035 000300 29 035 000400 24 035 000500 3 035 000600 9 036 A000100 N 036 B000100 0 036 A000200 N 036 B000200 0 036 A000300 N 036 B000300 0 036 A000400 N 036 B000400 0 036 A000500 N 036 B000500 0 036 A000600 N 036 B000600 0 037 000100 N 037 000200 N 037 000300 N 037 000400 Y 037 000500 Y 037 000600 N 038 000100 0 038 000200 0 038 000300 0 038 000400 192 038 000500 8 038 000600 0 039 000100 N 039 000200 N 039 000300 N 039 000400 N 039 000500 N PAGE 19 039 000600 N 040 000100 Y 040 000200 Y 040 000300 Y 040 000400 Y 040 000500 Y 040 000600 Y 041 000100 Y 041 000200 Y 041 000300 Y 041 000400 Y 041 000500 Y 041 000600 Y 042 A000100 0 042 B000100 0 042 C000100 100 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 0 042 A000200 0 042 B000200 0 042 C000200 100 042 D000200 0 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 0 042 A000300 0 042 B000300 0 042 C000300 100 042 D000300 0 042 E000300 0 042 F000300 0 042 G000300 0 042 H000300 0 042 A000400 0 042 B000400 0 042 C000400 100 042 D000400 0 042 E000400 0 042 F000400 0 042 G000400 0 042 H000400 0 042 A000500 0 042 B000500 0 042 C000500 100 042 D000500 0 042 E000500 0 042 F000500 0 PAGE 20 042 G000500 0 042 H000500 0 042 A000600 0 042 B000600 0 042 C000600 100 042 D000600 0 042 E000600 0 042 F000600 0 042 G000600 0 042 H000600 0 043 000100 9082 043 000200 456 043 000300 1437 043 000400 1299 043 000500 145 043 000600 273 044 000100 0 044 000200 0 044 000300 0 044 000400 0 044 000500 0 044 000600 0 045 000100 Y 045 000200 Y 045 000300 Y 045 000400 Y 045 000500 Y 045 000600 Y 046 000100 N 046 000200 N 046 000300 N 046 000400 N 046 000500 N 046 000600 N 047 000100 Y 047 000200 Y 047 000300 Y 047 000400 Y 047 000500 Y 047 000600 Y 048 000100 0.000 048 A010100 700000 048 A020100 0.740 048 B010100 1300000 048 B020100 0.690 048 C010100 4000000 048 C020100 0.640 048 D010100 0 048 D020100 0.000 048 E010100 0 048 E020100 0.000 PAGE 21 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 6000000 048 K020100 0.630 048 000200 0.000 048 A010200 200000 048 A020200 0.940 048 B010200 300000 048 B020200 0.890 048 C010200 1500000 048 C020200 0.840 048 D010200 1000000 048 D020200 0.800 048 E010200 0 048 E020200 0.000 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 3000000 048 K020200 0.700 048 000300 0.000 048 A010300 700000 048 A020300 0.850 048 B010300 1300000 048 B020300 0.800 048 C010300 1000000 048 C020300 0.750 048 D010300 0 048 D020300 0.000 048 E010300 0 048 E020300 0.000 048 F010300 0 048 F020300 0.000 048 G010300 0 048 G020300 0.000 048 H010300 0 PAGE 22 048 H020300 0.000 048 I010300 0 048 I020300 0.000 048 J010300 0 048 J020300 0.000 048 K010300 3000000 048 K020300 0.700 048 000400 0.000 048 A010400 100000 048 A020400 1.190 048 B010400 400000 048 B020400 0.940 048 C010400 0 048 C020400 0.000 048 D010400 0 048 D020400 0.000 048 E010400 0 048 E020400 0.000 048 F010400 0 048 F020400 0.000 048 G010400 0 048 G020400 0.000 048 H010400 0 048 H020400 0.000 048 I010400 0 048 I020400 0.000 048 J010400 0 048 J020400 0.000 048 K010400 500000 048 K020400 0.740 048 000500 0.000 048 A010500 500000 048 A020500 0.940 048 B010500 0 048 B020500 0.000 048 C010500 0 048 C020500 0.000 048 D010500 0 048 D020500 0.000 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 PAGE 23 048 K010500 500000 048 K020500 0.900 048 000600 0.100 048 A010600 0 048 A020600 0.000 048 B010600 0 048 B020600 0.000 048 C010600 0 048 C020600 0.000 048 D010600 0 048 D020600 0.000 048 E010600 0 048 E020600 0.000 048 F010600 0 048 F020600 0.000 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 048 K010600 0 048 K020600 0.000 049 000100 N 049 000200 N 049 000300 N 049 000400 N 049 000500 N 049 000600 N 050 000100 N 050 000200 N 050 000300 N 050 000400 N 050 000500 N 050 000600 N 051 000100 N 051 000200 N 051 000300 N 051 000400 N 051 000500 N 051 000600 N 052 000100 N 052 000200 N 052 000300 N 052 000400 N 052 000500 N 052 000600 N 053 A000100 N 053 A000200 N PAGE 24 053 A000300 N 053 A000400 N 053 A000500 Y 053 B000500 Y 053 A000600 Y 053 B000600 Y 053 C000600 N 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 Y 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 Y 054 H00AA00 Y 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 Y 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 Y 055 A000100 N 055 B000100 N 055 A000200 N 055 B000200 N 055 A000300 Y 055 B000300 N 055 A000400 Y 055 B000400 N 055 A000500 Y 055 B000500 N 055 A000600 Y 055 B000600 N 056 000100 Y 056 000200 Y 056 000300 Y 056 000400 Y 056 000500 Y 056 000600 Y 057 000100 N 057 000200 N 057 000300 N 057 000400 N 057 000500 N 057 000600 N 058 A000100 N 058 A000200 N 058 A000300 N 058 A000400 N 058 A000500 N PAGE 25 058 A000600 N 059 000100 Y 059 000200 Y 059 000300 Y 059 000400 Y 059 000500 Y 059 000600 Y 060 A000100 Y 060 B000100 Y 060 A000200 Y 060 B000200 Y 060 A000300 N 060 B000300 N 060 A000400 Y 060 B000400 Y 060 A000500 Y 060 B000500 Y 060 A000600 Y 060 B000600 Y 061 000100 2500 061 000200 2500 061 000300 2500 061 000400 2500 061 000500 2500 061 000600 2500 062 A000100 N 062 B000100 0.0 062 C000100 0.0 062 D000100 0.0 062 E000100 0.0 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 062 A000200 N 062 B000200 0.0 062 C000200 0.0 062 D000200 0.0 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 PAGE 26 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 0.0 062 M000200 0.0 062 N000200 0.0 062 O000200 0.0 062 P000200 0.0 062 Q000200 0.0 062 R000200 0.0 062 A000300 N 062 B000300 0.0 062 C000300 0.0 062 D000300 0.0 062 E000300 0.0 062 F000300 0.0 062 G000300 0.0 062 H000300 0.0 062 I000300 0.0 062 J000300 0.0 062 K000300 0.0 062 L000300 0.0 062 M000300 0.0 062 N000300 0.0 062 O000300 0.0 062 P000300 0.0 062 Q000300 0.0 062 R000300 0.0 062 A000400 N 062 B000400 0.0 062 C000400 0.0 062 D000400 0.0 062 E000400 0.0 062 F000400 0.0 062 G000400 0.0 062 H000400 0.0 062 I000400 0.0 062 J000400 0.0 062 K000400 0.0 062 L000400 0.0 062 M000400 0.0 062 N000400 0.0 062 O000400 0.0 062 P000400 0.0 062 Q000400 0.0 062 R000400 0.0 062 A000500 N 062 B000500 0.0 062 C000500 0.0 062 D000500 0.0 062 E000500 0.0 PAGE 27 062 F000500 0.0 062 G000500 0.0 062 H000500 0.0 062 I000500 0.0 062 J000500 0.0 062 K000500 0.0 062 L000500 0.0 062 M000500 0.0 062 N000500 0.0 062 O000500 0.0 062 P000500 0.0 062 Q000500 0.0 062 R000500 0.0 062 A000600 N 062 B000600 0.0 062 C000600 0.0 062 D000600 0.0 062 E000600 0.0 062 F000600 0.0 062 G000600 0.0 062 H000600 0.0 062 I000600 0.0 062 J000600 0.0 062 K000600 0.0 062 L000600 0.0 062 M000600 0.0 062 N000600 0.0 062 O000600 0.0 062 P000600 0.0 062 Q000600 0.0 062 R000600 0.0 063 A000100 0 063 B000100 0.0 063 A000200 0 063 B000200 0.0 063 A000300 0 063 B000300 0.0 063 A000400 0 063 B000400 0.0 063 A000500 0 063 B000500 0.0 063 A000600 0 063 B000600 0.0 066 A000100 Y 066 B000100 N 066 C000100 Y 066 D000100 N 066 E000100 N 066 F000100 N 066 G000100 N 066 A000200 Y PAGE 28 066 B000200 N 066 C000200 Y 066 D000200 N 066 E000200 N 066 F000200 N 066 G000200 N 066 A000300 Y 066 B000300 N 066 C000300 Y 066 D000300 N 066 E000300 N 066 F000300 N 066 G000300 N 066 A000400 Y 066 B000400 N 066 C000400 Y 066 D000400 N 066 E000400 N 066 F000400 N 066 G000400 N 066 A000500 Y 066 B000500 N 066 C000500 Y 066 D000500 N 066 E000500 N 066 F000500 N 066 G000500 N 066 A000600 Y 066 B000600 N 066 C000600 Y 066 D000600 N 066 E000600 N 066 F000600 N 066 G000600 N 067 000100 N 067 000200 N 067 000300 N 067 000400 N 067 000500 N 067 000600 N 068 A000100 N 068 B000100 N 068 A000200 N 068 B000200 N 068 A000300 N 068 B000300 N 068 A000400 N 068 B000400 Y 068 A000500 N 068 B000500 Y 068 A000600 N PAGE 29 068 B000600 N 069 000100 N 069 000200 N 069 000300 N 069 000400 N 069 000500 N 069 000600 N 070 A010100 Y 070 A020100 Y 070 B010100 Y 070 B020100 N 070 C010100 Y 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 Y 070 E020100 N 070 F010100 Y 070 F020100 N 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 Y 070 K010100 Y 070 K020100 Y 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 Y 070 N010100 Y 070 N020100 Y 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 Y 070 Q010100 Y 070 Q020100 N 070 R010100 N 070 R020100 N 070 A010200 Y 070 A020200 Y 070 B010200 Y 070 B020200 N 070 C010200 Y 070 C020200 N 070 D010200 Y 070 D020200 N PAGE 30 070 E010200 Y 070 E020200 N 070 F010200 Y 070 F020200 N 070 G010200 Y 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 Y 070 K010200 Y 070 K020200 Y 070 L010200 Y 070 L020200 Y 070 M010200 Y 070 M020200 N 070 N010200 Y 070 N020200 Y 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 Y 070 Q010200 Y 070 Q020200 N 070 R010200 Y 070 R020200 N 070 A010300 Y 070 A020300 Y 070 B010300 Y 070 B020300 N 070 C010300 Y 070 C020300 N 070 D010300 Y 070 D020300 N 070 E010300 Y 070 E020300 N 070 F010300 Y 070 F020300 N 070 G010300 Y 070 G020300 N 070 H010300 Y 070 H020300 N 070 I010300 N 070 I020300 N 070 J010300 Y 070 J020300 Y 070 K010300 Y 070 K020300 Y 070 L010300 Y PAGE 31 070 L020300 Y 070 M010300 Y 070 M020300 Y 070 N010300 Y 070 N020300 Y 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 Y 070 Q010300 Y 070 Q020300 N 070 R010300 Y 070 R020300 N 070 A010400 Y 070 A020400 Y 070 B010400 Y 070 B020400 N 070 C010400 Y 070 C020400 N 070 D010400 Y 070 D020400 N 070 E010400 Y 070 E020400 N 070 F010400 Y 070 F020400 N 070 G010400 Y 070 G020400 N 070 H010400 Y 070 H020400 N 070 I010400 N 070 I020400 N 070 J010400 Y 070 J020400 Y 070 K010400 Y 070 K020400 Y 070 L010400 Y 070 L020400 Y 070 M010400 Y 070 M020400 Y 070 N010400 Y 070 N020400 Y 070 O010400 Y 070 O020400 N 070 P010400 Y 070 P020400 Y 070 Q010400 Y 070 Q020400 N 070 R010400 N 070 R020400 N 070 A010500 Y 070 A020500 Y PAGE 32 070 B010500 Y 070 B020500 N 070 C010500 Y 070 C020500 N 070 D010500 Y 070 D020500 N 070 E010500 Y 070 E020500 N 070 F010500 Y 070 F020500 N 070 G010500 Y 070 G020500 N 070 H010500 Y 070 H020500 N 070 I010500 N 070 I020500 N 070 J010500 Y 070 J020500 N 070 K010500 Y 070 K020500 Y 070 L010500 Y 070 L020500 Y 070 M010500 Y 070 M020500 Y 070 N010500 Y 070 N020500 Y 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 N 070 Q010500 Y 070 Q020500 N 070 R010500 Y 070 R020500 N 070 A010600 Y 070 A020600 Y 070 B010600 Y 070 B020600 N 070 C010600 Y 070 C020600 N 070 D010600 Y 070 D020600 N 070 E010600 Y 070 E020600 N 070 F010600 Y 070 F020600 N 070 G010600 Y 070 G020600 N 070 H010600 Y 070 H020600 N 070 I010600 N PAGE 33 070 I020600 N 070 J010600 Y 070 J020600 N 070 K010600 Y 070 K020600 Y 070 L010600 Y 070 L020600 N 070 M010600 Y 070 M020600 N 070 N010600 Y 070 N020600 N 070 O010600 Y 070 O020600 N 070 P010600 Y 070 P020600 N 070 Q010600 Y 070 Q020600 N 070 R010600 N 070 R020600 N 071 A000100 2076779 071 B000100 2556239 071 C000100 14325394 071 D000100 14 071 A000200 224470 071 B000200 235047 071 C000200 1402251 071 D000200 16 071 A000300 329807 071 B000300 215032 071 C000300 1855063 071 D000300 12 071 A000400 764037 071 B000400 444140 071 C000400 4315397 071 D000400 10 071 A000500 68968 071 B000500 98014 071 C000500 376107 071 D000500 18 071 A000600 98677 071 B000600 118085 071 C000600 125477 071 D000600 79 072 A000100 6 072 B000100 282 072 C000100 57924 072 D000100 0 072 E000100 661 072 F000100 48211 072 G000100 3013 072 H000100 0 PAGE 34 072 I000100 3689 072 J000100 497 072 K000100 0 072 L000100 1048 072 M000100 417 072 N000100 83 072 O000100 0 072 P000100 0 072 Q000100 5 072 R000100 35 072 S000100 408 072 T000100 9082 072 U000100 0 072 V000100 0 072 W000100 408 072 X000100 66896 072 Y000100 0 072 Z000100 -8029 072AA000100 737600 072BB000100 0 072CC010100 0 072CC020100 1172656 072DD010100 2387 072DD020100 12574 072EE000100 0 072 A000200 6 072 B000200 4 072 C000200 3862 072 D000200 0 072 E000200 57 072 F000200 6181 072 G000200 287 072 H000200 0 072 I000200 346 072 J000200 29 072 K000200 0 072 L000200 162 072 M000200 39 072 N000200 32 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 18 072 S000200 34 072 T000200 456 072 U000200 0 072 V000200 0 072 W000200 40 072 X000200 7624 072 Y000200 0 072 Z000200 -3701 PAGE 35 072AA000200 58234 072BB000200 0 072CC010200 0 072CC020200 139308 072DD010200 0 072DD020200 0 072EE000200 0 072 A000300 6 072 B000300 91 072 C000300 4806 072 D000300 0 072 E000300 31 072 F000300 8314 072 G000300 410 072 H000300 0 072 I000300 680 072 J000300 107 072 K000300 0 072 L000300 257 072 M000300 57 072 N000300 41 072 O000300 0 072 P000300 0 072 Q000300 1 072 R000300 18 072 S000300 47 072 T000300 1437 072 U000300 0 072 V000300 0 072 W000300 56 072 X000300 11425 072 Y000300 0 072 Z000300 -6497 072AA000300 29485 072BB000300 0 072CC010300 0 072CC020300 121946 072DD010300 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B000100 15113 075 A000200 0 075 B000200 1440961 075 A000300 0 075 B000300 2055810 075 A000400 0 075 B000400 4572686 075 A000500 0 075 B000500 405039 075 A000600 0 075 B000600 126738 076 000100 0.00 076 000200 0.00 PAGE 42 076 000300 0.00 076 000400 0.00 076 000500 0.00 076 000600 0.00 077 A000000 Y 077 B000000 N 077 C000000 Y 077 D000000 N 077 E000000 Y 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 Y 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 N 078 000000 N 080 C00AA00 0 081 B00AA00 0 082 B00AA00 0 083 B00AA00 0 084 B00AA00 0 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE PATRICE HURLEY TITLE VICE PRESIDENT EX-99 2 exh.txt COLUMBIA ACORN TRUST -- 6/30/10 N-SAR - ------------------------------------- ITEM 77C -- SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS - -------- On May 27, 2010, a special meeting of shareholders of Columbia Acorn Trust (the "Trust") was held to ask shareholders of the series of the Trust (each a "Fund") to: (1) consider and vote on a proposed Investment Advisory Agreement for the Fund with Columbia Wanger Asset Management, LLC ("Columbia WAM"), which became a subsidiary of Ameriprise Financial, Inc. on May 1, 2010; and (2) elect eleven trustees to the Trust's board of trustees (the "Board"). A proxy statement that described the proposals was mailed to shareholders of record as of April 8, 2010. PROPOSAL 1: The holders of the majority of the shares of each Fund entitled to vote at the meeting approved the proposed Investment Advisory Agreement with Columbia WAM, by the votes shown below: FUND FOR AGAINST ABSTAIN BNV(*) ---- --- ------- ------- ------ Columbia Acorn Fund 295,054,542 5,887,228 5,202,819 60,105,675 Columbia Acorn International 76,381,712 1,384,255 884,737 23,551,750 Columbia Acorn International Select 12,337,245 61,231 76,202 2,740,103 Columbia Acorn Select 38,931,903 504,251 515,982 10,453,962 Columbia Acorn USA 25,415,392 2,189,936 247,672 4,134,020 Columbia Fund 6,034,518 68,703 142,714 1,824,178
- ---------- (*) Shares held of record by a financial intermediary, such as broker or nominee, typically held in "street name," as to which (i) written voting instructions on the matter have not been received from the beneficial owners or persons entitled to vote and (ii) the intermediary does not have discretionary voting power on the matter. D-1171310 v3 COLUMBIA ACORN TRUST -- 6/30/10 N-SAR - ------------------------------------- PROPOSAL 2: The holders of the majority of the shares of each Fund entitled to vote at the meeting elected each of the eleven trustee nominees, by the votes shown below: NOMINEE FOR WITHHOLD ABSTAIN/BNV ------- --- -------- ----------- Laura M. Born 560,169,724 14,001,005 0 Michelle L. Collins 559,790,048 14,380,682 0 Maureen C. Culhane 559,638,902 14,531,828 0 Margaret M. Eisen 560,119,886 14,050,843 0 John C. Heaton 559,671,052 14,499,677 0 Steven N. Kaplan 560,434,242 13,736,487 0 David C. Kleinman 526,427,211 47,743,518 0 Allan B. Muchin 559,839,896 14,330,833 0 David B. Small 560,065,265 14,105,464 0 James A. Star 560,735,460 13,435,269 0 Charles P. McQuaid* 557,062,152 17,108,578 0
* Mr. McQuaid is an "interested person" of the Trust and of CWAM because he is an officer of the Trust and of CWAM. Each of the eleven trustees elected at the shareholder meeting are currently in office. In addition, Ralph Wanger serves as Trustee Emeritus of the Trust. ITEM 77E -- LEGAL PROCEEDINGS - -------- I. VOGELER V. COLUMBIA ACORN TRUST, ET AL., NO. 03 L 1550, CIRCUIT COURT, THIRD JUDICIAL CIRCUIT, MADISON COUNTY, ILL. On November 13, 2003, the above-captioned lawsuit was filed against Columbia Acorn Trust ("CAT") and Columbia Wanger Asset Management, L.P. (now known as Columbia Wanger Asset Management, LLC, "CWAM"), in the Circuit Court of the Third Judicial Circuit, Madison County, Illinois ("Madison County"), seeking certification of a plaintiff class consisting of all persons in the United States who held shares in Columbia Acorn International ("Acorn International") for a period of more than 14 days during the five years prior to and through the filing of the lawsuit. - 2 - COLUMBIA ACORN TRUST -- 6/30/10 N-SAR - ------------------------------------- The Vogeler complaint is pleaded in two counts and alleges, in summary, that CWAM and CAT exposed long-term shareholders of Acorn International to trading by market timers by allegedly: (a) failing to properly evaluate daily whether a significant event affecting the value of Acorn International's portfolio securities had occurred after foreign markets had closed but before the calculation of Acorn International's net asset value ("NAV"); (b) failing to implement Acorn International's portfolio valuation and share pricing policies and procedures; (c) allowing portfolio valuation and share pricing policies and procedures that benefited market timers at the expense of long-term shareholders; and (d) failing to know and implement applicable rules and regulations concerning the calculation of NAV (the "Fair Valuation Lawsuit"). Count I of the Complaint alleges that the defendants breached duties of care owed to Acorn International shareholders, and Count II alleges that the asserted breaches were willful and wanton. Both counts of the Complaint seek unspecified compensatory and punitive damages, prejudgment interest, costs and attorneys' fees. On December 12, 2003, the defendants removed the Vogeler case to the United States District Court for the Southern District of Illinois, Case No. 03-cv-843. On February 12, 2004, the federal district court remanded the case back to the Illinois state court in Madison County. The defendants filed a timely appeal of the remand order. On April 5, 2005 the United States Court of Appeals for the Seventh Circuit (the "Seventh Circuit") issued an Opinion in several "fair value pricing" cases, including Vogeler. The Seventh Circuit reversed the federal district courts' remand of those cases to state court, holding that the plaintiffs' state law claims were preempted by federal law under the Securities Litigation Uniform Standards Act of 1998 ("SLUSA"). The Seventh Circuit remanded the cases, including Vogeler, to the district courts with instructions to "undo" the remand orders and dismiss the plaintiffs' complaints with prejudice. Plaintiffs subsequently filed a motion with the district court to amend the Vogeler complaint to "plead around" the Seventh Circuit's federal preemption ruling. However, consistent with the mandate, the federal district court denied plaintiffs' motion to amend and dismissed the Vogeler complaint with prejudice. Plaintiffs then filed a writ of certiorari with the United States Supreme Court seeking to appeal the Seventh Circuit's decision. The writ challenged whether the district court's remand of the case to state court was reviewable by the Seventh Circuit on appeal (the "jurisdictional issue") and whether plaintiffs' claims were federally preempted under SLUSA because they alleged misconduct "in connection with the purchase or sale of securities" (the "substantive issue"). The Seventh Circuit's decision of SLUSA preclusion created a conflict with the Second Circuit's decision in Merrill Lynch, Pierce, Fenner & Smith, Inc. v. Dabit ("Dabit"). On January 6, 2006, the Supreme Court granted review of the appellate jurisdiction issue and, given the pendency of the Dabit appeal, held the appeal of the substantive SLUSA preclusion issue. On June 15, 2006, the Supreme Court held that the Seventh Circuit did not have appellate jurisdiction to review the district court's remand order, and remanded the case to the Seventh Circuit which, in turn, dismissed the appeals and remanded the case to state court. - 3 - COLUMBIA ACORN TRUST -- 6/30/10 N-SAR II. IN RE: MUTUAL FUNDS INVESTMENT LITIGATION, NO. 04-MDL-1586; U.S. DIST. CT. MD. Commencing in late 2003, several class action and derivative lawsuits were filed in federal district courts naming, among others, CAT and the Trustees of CAT, challenging the existence of consensual market timing arrangements, frequent trading and late trading. In September 2003, motions were filed by various mutual fund defendants seeking to centralize or consolidate all actions filed in federal district courts involving market timing-related allegations into one multidistrict proceeding (the "MDL Action"). On February 20, 2004, an Order was entered transferring all federal district court cases involving market timing-related allegations to the United States District Court for the District of Maryland. On September 29, 2004, plaintiffs in the class action track filed a consolidated amended class action complaint in the Multi-District Litigation styled Dukes, et al. v. Columbia Acorn Funds, et al., Case No. 04-cv-01763, which names as defendants CAT, and Ralph Wanger and Charles McQuaid as interested Trustees of CAT. The independent CAT Trustees are not named as defendants (although certain independent trustees of the other Columbia funds trusts are named). Also on September 29, 2004, plaintiffs in the derivative actions brought on behalf of shareholders in numerous fund complexes filed a consolidated amended derivative action complaint styled Slaybe, et al. v. Columbia Management Advisers, Inc., et al., Case No. 04-cv-1768, which names CAT and Columbia Acorn Fund as "nominal defendants" and the ten CAT Trustees as defendants. Judge J. Frederick Motz is assigned to the Columbia track. Defendants filed motions to dismiss the consolidated amended class action and derivative action complaints. Ultimately, Judge Motz issued Orders dismissing all claims against the funds and the independent trustees. III. DELAVENTURA V. COLUMBIA ACORN TRUST, ET AL., SUPERIOR COURT, COMMONWEALTH OF MASS., CASE NO. 05-1093 On March 21, 2005, a one-count breach of contract class action complaint was filed against several of the Columbia Registrants, including CAT, seeking to rescind the Contingent Deferred Sales Charges assessed upon redemption of Class B shares of Columbia mutual funds due to the alleged market timing "misconduct" of defendants (the "CDSC Lawsuit"). The Trustees are not named as defendants. In addition to the rescission of sales charges, plaintiffs seek recovery of actual damages, attorneys' fees and costs. On April 20, 2005, the defendants removed the case to the United States District Court for the District of Massachusetts. CAT was voluntarily dismissed from the complaint by plaintiffs. IV. APPROVAL OF SETTLEMENTS On September 14, 2007, the plaintiffs and the Columbia Defendants named in the MDL Action entered into a formal stipulation of settlement with respect to all Columbia-related claims in the MDL Action described and also including the CDSC and Fair Valuation Lawsuits. - 4 - COLUMBIA ACORN TRUST -- 6/30/10 N-SAR - ------------------------------------- On April 23, 2010, the parties filed with the Court a motion seeking: (a) preliminary approval of the proposed settlements against the Columbia Defendants; (b) the conditional certification of the plaintiff class; (c) approval of the form and manner of giving notice to the plaintiff class of the proposed settlements; and (d) approval of the proposed schedule for various deadlines in connection with the final settlement hearing. The motion was presented to Judge Motz and Judge Blake on May 7, 2010. The final hearing on fairness of the settlements is scheduled for October 21, 2010. CWAM believes that the lawsuits are not likely to materially affect its ability to provide investment management services to the Funds. ITEM 77O -- TRANSACTIONS EFFECTED PURSUANT TO RULE 10F-3 - -------- On January 21, 2010, Columbia Acorn Fund, a series of Columbia Acorn Trust (the "Trust," and each series thereof a "Fund"), purchased 436,300 shares of Symetra Financial Corp. ("Symetra") for a total purchase price of $5,234,600 from Goldman, Sachs & Co. ("Goldman Sachs") pursuant to a public offering in which Merrill Lynch & Co., Inc. group of companies, which are wholly-owned by Bank of America Corporation ("BofA Merrill Lynch") acted as a participating underwriter. Also on January 21, 2010, pursuant to a public offering in which BofA Merrill Lynch acted as a participating underwriter, Columbia Acorn Select purchased from Goldman Sachs 54,500 shares of Symetra for a total purchase price of $654,000 and Columbia Acorn USA purchased from Goldman Sachs 36,400 shares of Symetra for a total purchase price of $436,800. BofA Merrill Lynch may be considered to be an affiliate of the Funds. The following information was collected pursuant to Rule 10f-3 procedures adopted by the Funds' board of trustees (the "Board"): -- The issuer of the shares of Symetra has been in continuous operation for at least three years; -- The shares of Symetra were to be purchased at not more than the public offering price no later than the first day of the offering; -- The shares of Symetra. were offered pursuant to an underwriting or similar agreement under which the underwriters were committed to purchase all of the shares of Symetra being offered; -- The Funds' advisor, Columbia Wanger Asset Management LLC (formerly, Columbia Wanger Asset Management, L. P "Columbia WAM"), believed that the gross underwriting spread or profit associated with the purchase of the shares of Symetra was reasonable and fair compared to the commissions, spreads and profits in connection with similar underwritings of similar securities being sold during a comparable period of time; -- The amount of shares of Symetra purchased did not exceed 25% of the amount of the offering; and - 5 - COLUMBIA ACORN TRUST -- 6/30/10 N-SAR - ------------------------------------- -- Along with BofA Merrill Lynch, the following is a list of members of the underwriting syndicate for the aforementioned shares of Symetra: J. P. Morgan Securities Inc. ("J. P. Morgan"), Goldman Sachs, Barclays Capital Inc. ("Barclays"), UBS Securities LLC, Wells Fargo Securities, LLC, Dowling & Partners Securities, LLC, Keefe, Bruyette & Woods, Inc. , Sandler O'Neil & Partners, L. P. and Sterne, Agee & Leach, Inc. On February 2, 2010, Columbia Acorn Fund purchased 436,300 shares of Ironwood Pharmaceuticals, Inc. ("Ironwood Pharmaceuticals") for a total purchase price of $4,908,375 from J.P. Morgan pursuant to a public offering in which BofA Merrill Lynch acted as a participating underwriter. Also on February 2, 2010, pursuant to a public offering in which BofA Merrill Lynch acted as a participating underwriter, Columbia Acorn Select purchased from J.P. Morgan 54,500 shares of Ironwood Pharmaceuticals for a total purchase price of $613,125 and Columbia Acorn USA purchased from J.P. Morgan 36,400 shares of Ironwood Pharmaceuticals for a total purchase price of $409,500. BofA Merrill Lynch may be considered to be an affiliate of the Funds. The following information was collected pursuant to Rule 10f-3 procedures adopted by the Board: -- The issuer of the shares of Ironwood Pharmaceuticals has been in continuous operation for at least three years; -- The shares of Ironwood Pharmaceuticals were to be purchased at not more than the public offering price no later than the first day of the offering; -- The shares of Ironwood Pharmaceuticals were offered pursuant to an underwriting or similar agreement under which the underwriters were committed to purchase all of the shares of Ironwood Pharmaceuticals being offered; -- Columbia WAM believed that the gross underwriting spread or profit associated with the purchase of the shares of Ironwood Pharmaceuticals was reasonable and fair compared to the commissions, spreads and profits in connection with similar underwritings of similar securities being sold during a comparable period of time; and -- The amount of shares of Ironwood Pharmaceuticals purchased did not exceed 25% of the amount of the offering. -- Along with BofA Merrill Lynch, the following is a list of members of the underwriting syndicate for the aforementioned shares of Ironwood Pharmaceuticals: J. P. Morgan, Morgan Stanley & Co. Incorporated, Credit Suisse Securities (USA) LLC ("Credit Suisse") and Wedbush Morgan Securities Inc. On February 10, 2010, Columbia Acorn Fund purchased 1,163,500 shares of Generac Holdings Inc. ("Generac") for a total purchase price of $15,125,500 from Goldman, Sachs, & Co. ("Goldman Sachs") pursuant to a public offering in which BofA Merrill Lynch acted as a participating underwriter. Also on February 10, 2010, Columbia Acorn Select purchased from - 6 - Columbia Acorn Trust -- 6/30/10 N-SAR Goldman Sachs 145,500 shares of Generac for a total purchase price of $1,891,500 and Columbia Acorn USA purchased from Goldman Sachs 97,000 shares of Generac for a total purchase price of $1,261,000. BofA Merrill Lynch may be considered to be an affiliate of the Funds. The following information was collected pursuant to Rule 10f-3 procedures adopted by the Board: -- The issuer of the shares of Generac has been in continuous operation for at least three years; -- The shares of Generac were to be purchased at not more than the public offering price no later than the first day of the offering; -- The shares of Generac were offered pursuant to an underwriting or similar agreement under which the underwriters were committed to purchase all of the shares of Generac being offered; -- Columbia WAM believed that the gross underwriting spread or profit associated with the purchase of the shares of Generac was reasonable and fair compared to the commissions, spreads and profits in connection with similar underwritings of similar securities being sold during a comparable period of time; -- The amount of shares of Generac purchased did not exceed 25% of the amount of the offering; and -- Along with BofA Merrill Lynch, the following is a list of members of the underwriting syndicate for the aforementioned Generac: J. P. Morgan, Goldman Sachs, Robert W. Baird & Co. Incorporated, William Blair & Company LLC, KeyBanc Capital Markets Inc. ("KeyBanc"), Stephens Inc. On February 25, 2010, Columbia Acorn Fund purchased 495,000 shares of Rue21, Inc. ("Rue21") for a total purchase price of $14,107,500 from Goldman Sachs pursuant to a secondary offering in which BofA Merrill Lynch acted as a participating underwriter. The following information was collected pursuant to Rule 10f-3 procedures adopted by the Board: -- The issuer of the shares of Rue21has been in continuous operation for at least three years; -- The shares of Rue21 were to be purchased at not more than the public offering price no later than the first day of the offering; -- The shares of Rue21 were offered pursuant to an underwriting or similar agreement under which the underwriters were committed to purchase all of the shares of Rue21 being offered; -- Columbia WAM believed that the gross underwriting spread or profit associated with the purchase of the shares of Rue21 was reasonable and fair compared to the - 7 - Columbia Acorn Trust -- 6/30/10 N-SAR commissions, spreads and profits in connection with similar underwritings of similar securities being sold during a comparable period of time; -- The amount of shares of Rue21 purchased did not exceed 25% of the amount of the offering; and -- Along with BofA Merrill Lynch, the following is a list of members of the underwriting syndicate for the aforementioned Rue21: Goldman Sachs, J. P. Morgan, Barclays, Credit Suisse and Piper Jaffrey & Co. On March 4, 2010, Columbia Acorn Fund purchased 205,700 shares of Diamond Foods, Inc. ("Diamond Foods") for a total purchase price of $7,610,900 from Barclays Capital pursuant to a secondary offering in which BofA Merrill Lynch acted as a participating underwriter. Also on March 4, 2010, pursuant to a secondary offering in which BofA Merrill Lynch acted as a participating underwriter, Columbia Acorn USA purchased from Barclays Capital 41,200 shares of Diamond Foods for a total purchase price of $1,524,400. BofA Merrill Lynch may be considered to be an affiliate of the Funds. The following information was collected pursuant to Rule 10f-3 procedures adopted by the Board: -- The issuer of the shares of Diamond Foods has been in continuous operation for at least three years; -- The shares of Diamond Foods were to be purchased at not more than the public offering price no later than the first day of the offering; -- The shares of Diamond Foods were offered pursuant to an underwriting or similar agreement under which the underwriters were committed to purchase all of the shares of Diamond Foods being offered; -- Columbia WAM believed that the gross underwriting spread or profit associated with the purchase of the shares of Diamond Foods was reasonable and fair compared to the commissions, spreads and profits in connection with similar underwritings of similar securities being sold during a comparable period of time; -- The amount of shares of Diamond Foods purchased did not exceed 25% of the amount of the offering; and -- Along with BofA Merrill Lynch, the following is a list of members of the underwriting syndicate for the aforementioned Diamond Foods: Barclays, BMO Capital Markets Corp, SunTrust Robinson Humphrey, Inc. , Rabo Securities USA, Inc. and KeyBanc. ITEM 77Q1 -- EXHIBITS (a) Columbia Acorn Trust By-Laws, as amended through December 17, 2009 - 8 - COLUMBIA ACORN TRUST -- 6/30/10 N-SAR (e) Investment Advisory Agreement between Columbia Acorn Trust and Columbia Wanger Asset Management, LLC dated May 27, 2010. - 9 - COLUMBIA ACORN TRUST -- 6/30/10 N-SAR EX.77Q1(a) COLUMBIA ACORN TRUST BYLAWS Table of Contents ----------------- Section 1. Agreement and Declaration of Trust and Principal Office 2 1.1 Agreement and Declaration of Trust 2 1.2 Principal Office of the Trust 2 Section 2. Shareholders 2 2.1. Shareholder Meetings 2 2.2 Place of Meetings 2 2.3 Notice of Meetings 2 2.4 Ballots 3 2.5. Proxies 3 Section 3. Trustees 3 3.1 Committees and Advisory Board 3 3.2 Chairman and Vice-chairman 3 3.3 Regular Meetings 3 3.4 Special Meetings 3 3.5 Notice 3 3.6 Quorum 3 3.7 Eligibility to Serve 3 Section 4. Officers and Agents 3 4.1 Enumeration; Qualification 3 4.2 Powers 3 4.3 Election 4 4.4 Tenure 4 4.5 President 4 4.6 Vice Presidents 4 4.7 Treasurer 4 4.8 Secretary 4 Section 5. Resignations and Removals 4 Section 6. Vacancies 5 Section 7. Shares of Beneficial Interest 5 7.1 Share Certificates 5 7.2 Loss of Certificates 5 7.3 Discontinuance of Issuance of Certificates 5 Section 8. Record Date and Closing Transfer Books 5 Section 9. Seal 6 Section 10. Execution of Papers 6 Section 11. Fiscal Year 6 Section 12. Amendments 6 BYLAWS OF COLUMBIA ACORN TRUST (as amended through December 17, 2009) SECTION 1. AGREEMENT AND DECLARATION OF TRUST AND PRINCIPAL OFFICE 1.1 AGREEMENT AND DECLARATION OF TRUST. These Bylaws shall be subject to the Agreement and Declaration of Trust, as from time to time in effect (the "Declaration of Trust"), of Columbia Acorn Trust, a Massachusetts business trust established by the Declaration of Trust (the "Trust"). 1.2 PRINCIPAL OFFICE OF THE TRUST. The principal office of the Trust shall be located in Chicago, Illinois. SECTION 2. SHAREHOLDERS. 2.1. SHAREHOLDER MEETINGS. A meeting of the shareholders of the Trust or of any one or more series or classes of shares may be called at any time by the Trustees, by the chairman, the president or, if the Trustees, the chairman and the president shall fail to call any meeting of shareholders for a period of 30 days after written application of one or more shareholders who hold at least 10% of all outstanding shares of the Trust, if shareholders of all series are required under the Declaration of Trust to vote in the aggregate and not by individual series at such meeting, or of any series or class, if shareholders of such series or class are entitled under the Declaration of Trust to vote by individual series or class at such meeting, then such shareholders may call such meeting. If the meeting is a meeting of the shareholders of one or more series or classes of shares, but not a meeting of all shareholders of the Trust, then only the shareholders of such one or more series or classes shall be entitled to notice of and to vote at the meeting. Each call of a meeting shall state the place, date, hour and purposes of the meeting. 2.2 PLACE OF MEETINGS. All meetings of the shareholders shall be held at the principal office of the Trust, or, to the extent permitted by the Declaration of Trust, at such other place within the United States as shall be designated by the Trustees or the president of the Trust. 2.3 NOTICE OF MEETINGS. A written notice of each meeting of shareholders, stating the place, date and hour and the purposes of the meeting, shall be given at least seven days before the meeting to each shareholder entitled to vote thereat by leaving such notice with him or her or at his or her residence or usual place of business or by mailing it, postage prepaid, and addressed to such shareholder at his or her address as it appears in the records of the Trust. Such notice shall be given by the secretary or an assistant secretary or by an officer designated by the Trustees. No notice of any meeting of shareholders need be given to a shareholder if a written waiver of notice, executed before or after the meeting by such shareholder or his or her attorney thereunto duly authorized, is filed with the records of the meeting. 2.4 BALLOTS. No ballot shall be required for any election unless requested by a shareholder present or represented at the meeting and entitled to vote in the election. 2.5. PROXIES. Shareholders entitled to vote may vote either in person or by proxy executed not more than six months before the meeting named therein, which proxies shall be filed with the secretary or other person responsible to record the proceedings of the meeting before being voted. The placing of a shareholder's name on a proxy pursuant to telephone or electronically transmitted instructions obtained pursuant to procedures reasonably designed to verify that such instructions have been authorized by such shareholder shall constitute execution of such proxy by or on behalf of such shareholder. Unless otherwise specifically limited by their terms, such proxies shall entitle the holders thereof to vote at any adjournment of such meeting but shall not be valid after the final adjournment of such meeting. [amended 9/30/97] SECTION 3. TRUSTEES 3.1 COMMITTEES AND ADVISORY BOARD. The Trustees may appoint from their number an executive committee and other committees. Except as the Trustees may otherwise determine, any such committee may make rules for conduct of its business. The Trustees may appoint an advisory board to consist of not less than two nor more than five members. The members of the advisory board shall be compensated in such manner as the Trustees may determine and shall confer with and advise the Trustees regarding the investments and other affairs of the Trust. Each member of the advisory board shall hold office until the first meeting of the Trustees following the next meeting of the shareholders and until his or her successor is elected and qualified, or until he or she sooner dies, resigns, is removed or becomes disqualified, or until the advisory board is sooner abolished by the Trustees. 3.2 CHAIRMAN AND VICE-CHAIRMAN. The Trustees may appoint a chairman and a vice-chairman, who shall be Trustees of the Trust but need not be shareholders. The chairman shall preside at all meetings of the shareholders and of the Trustees and in the chairman's absence, the vice-chairman shall so preside. The chairman and the vice-chairman shall hold their respective positions at the pleasure of the Trustees. Neither the chairman nor the vice-chairman shall, by reason of holding such position, be or be deemed to be officers of the Trust. [added 9/15/92] 3.3 REGULAR MEETINGS. Regular meetings of the Trustees may be held without call or notice at such places and at such times as the Trustees may from time to time determine, provided that notice of the first regular meeting following any such determination shall be given to absent Trustees. [renumbered 9/15/92] 3.4 SPECIAL MEETINGS. Special meetings of the Trustees may be held at any time and at any place designated in the call of the meeting; when called by the chairman, the president or the treasurer or by two or more Trustees, sufficient notice thereof being given to each Trustee by the secretary or an assistant secretary or by the officer or one of the Trustees calling the meeting. [renumbered 9/15/92] 3.5 NOTICE. It shall be sufficient notice to a Trustee to send notice by mail at least forty-eight hours or by telegram at least twenty-four hours before the meeting addressed to the Trustee at his or her usual or last known business or residence address or to give notice to him or her in person - 3 - or by telephone at least twenty-four hours before the meeting. Notice of a meeting need not be given to any Trustee if a written waiver of notice, executed by him or her before or after the meeting, is filed with the records of the meeting, or to any Trustee who attends the meeting without protesting prior thereto or at its commencement the lack of notice to him or her. Neither notice of a meeting nor a waiver of a notice need specify the purposes of the meeting. [renumbered 9/15/92] 3.6 QUORUM. At any meeting of the Trustees one-third of the Trustees then in office shall constitute a quorum; provided, however, a quorum shall not be less than two. Any meeting may be adjourned from time to time by a majority of the votes cast upon the question, whether or not a quorum is present, and the meeting may be held as adjourned without further notice. [renumbered 9/15/92] 3.7 ELIGIBILITY TO SERVE. No person shall be appointed to serve as a Trustee after attaining the age of 75 years. Any Trustee shall retire as a Trustee as of the end of the calendar year in which the Trustee attains the age of 75 years, except that upon the vote of a majority of the Trustees who are not "interested persons," as defined in Section 2(a)(19) of the Investment Company Act of 1940 Act, as amended, the term of a Trustee may be extended past the end of the calendar year in which he attains the age of 75. [added 2/2/93; amended 12/2/94, 2/25/97, 5/20/02, 11/12/02 and 12/17/09] 3.8 EMERITUS TRUSTEES. The Trustees may from time to time designate one or more former Trustees of the Trust as "Emeritus" Trustee for the limited purpose of providing advice and counsel to the Trustees in connection with the Trustees' management of the business and officers of the Trust. Emeritus Trustees shall have no power to act on behalf of the Trust and shall not be entitled to vote on any matter that comes before the Trustees. Section 3.7 hereof shall not be applicable to an Emeritus Trustee. [added 9/30/09] SECTION 4. OFFICERS AND AGENTS 4.1 ENUMERATION; QUALIFICATION. The officers of the Trust shall be a president, a treasurer, a secretary and such other officers, if any, as the Trustees from time to time may in their discretion elect or appoint. The Trust may also have such agents, if any, as the Trustees from time to time may in their discretion appoint. Any officer may be but none need be a Trustee or shareholder. Any two or more offices may be held by the same person. [amended 9/15/92] 4.2 POWERS. Subject to the other provisions of these Bylaws, each officer shall have, in addition to the duties and powers herein and in the Declaration of Trust set forth, such duties and powers as are commonly incident to his or her office as if the Trust were organized as a Massachusetts business corporation and such other duties and powers as the Trustees may from time to time designate, including without limitation the power to make purchases and sales of portfolio securities of the Trust pursuant to recommendations of the Trust's investment adviser in accordance with the policies and objectives of the Trust set forth in its prospectus and with such general or specific instructions as the Trustees may from time to time have issued. - 4 - 4.3 ELECTION. The president, the treasurer and the secretary shall be elected annually by the Trustees. Other officers, if any, may be elected or appointed by the Trustees at any time. [amended 9/15/92] 4.4 TENURE. The president, the treasurer and the secretary shall hold office until their respective successors are chosen and qualified, or in each case until he or she sooner dies, resigns, is removed or becomes disqualified. Each other officer shall hold office at the pleasure of the Trustees. Each agent shall retain his or her authority at the pleasure of the Trustees. [amended 9/15/92] 4.5 PRESIDENT. The president shall be the chief executive officer of the Trust. In the absence of the chairman and the vice-chairman, or in the event of the inability or refusal to act of both of them, the president shall preside at meetings of the Trustees or shareholders. [amended 9/15/92] 4.6 VICE PRESIDENTS. In the absence of the president, or in the event of the president's inability or refusal to act, the vice president (or in the event there be more than one vice president, the vice presidents in the order designated, or in the absence of any designation, then in the order of their election) shall perform the duties of the president, and when so acting shall have all the powers of the president. Any vice president shall have such other duties and powers as shall be designated from time to time by the Trustees or the president. [renumbered 9/15/92] 4.7 TREASURER. The treasurer shall be the chief financial and accounting officer of the Trust and subject to any arrangement made by the Trustees with a bank or trust company or other organization as custodian or transfer or shareholder services agent, shall be in charge of its valuable papers and its books of account and accounting records, and shall have such duties and powers as shall be designated from time to time by the Trustees or the president. Any assistant treasurer shall have such duties and powers as shall be designated from time to time by the Trustees. [renumbered 9/15/92] 4.8 SECRETARY. The secretary shall record all proceedings of the shareholders and the Trustees in books to be kept therefor, which books shall be kept at the principal office of the Trust. In the absence of the secretary from any meeting of shareholders or Trustees, an assistant secretary, or if there be none or he or she is absent, a temporary clerk chosen at the meeting, shall record the proceedings thereof in the aforesaid books. [renumbered 9/15/92] SECTION 5. RESIGNATIONS AND REMOVALS Any Trustee, chairman, vice-chairman, officer or advisory board member may resign at any time by delivering his or her resignation in writing to the president, the treasurer or the secretary or to a meeting of the Trustees. The Trustees may remove any officer elected by them with or without cause by the vote of a majority of the Trustees then in office. Except to the extent expressly provided in a written agreement with the Trust, no Trustee, chairman, vice-chairman, officer, or advisory board member resigning, and no officer, chairman, vice-chairman, or advisory board member removed, shall have any right to any compensation for any period following his or her resignation or removal, or any right to damages on account of such removal. [amended 9/15/92] - 5 - SECTION 6. VACANCIES A vacancy in any office may be filled at any time. Each successor shall hold office for the unexpired term, and in the case of the president, the treasurer and the secretary, until his or her successor is chosen and qualified, or in each case until he or she sooner dies, resigns, is removed or becomes disqualified. [amended 9/15/92] SECTION 7. SHARES OF BENEFICIAL INTEREST 7.1 SHARE CERTIFICATES. No certificates certifying the ownership of shares shall be issued except as the Trustees may otherwise authorize. In the event that the Trustees authorize the issuance of share certificates, subject to the provisions of Section 7.3, each shareholder shall be entitled to a certificate stating the number of whole shares owned by him or her, in such form as shall be prescribed from time to time by the Trustees. Such certificate shall be signed by the chairman, the president or a vice president and by the treasurer or secretary. Such signatures may be facsimiles if the certificate is signed by a transfer agent or by a registrar, other than a Trustee, officer or employee of the Trust. In case any officer who has signed or whose facsimile signature has been placed on such certificate shall have ceased to be such officer before such certificate is issued, it may be issued by the Trust with the same effect as if he or she were such officer at the time of its issue. In lieu of issuing certificates for shares, the Trustees or the transfer agent may either issue receipts therefor or keep accounts upon the books of the Trust for the record holders of such shares, who shall in either case be deemed, for all purposes hereunder, to be the holders of certificates for such shares as if they had accepted such certificates and shall be held to have expressly assented and agreed to the terms hereof. 7.2 LOSS OF CERTIFICATES. In the case of the alleged loss or destruction or the mutilation of a share certificate, a duplicate certificate may be issued in place thereof, upon such terms as the Trustees may prescribe. 7.3 DISCONTINUANCE OF ISSUANCE OF CERTIFICATES. The Trustees may at any time discontinue the issuance of share certificates and may, by written notice to each shareholder, require the surrender of share certificates to the Trust for cancellation. Such surrender and cancellation shall not affect the ownership of shares in the Trust. SECTION 8. RECORD DATE AND CLOSING TRANSFER BOOKS The Trustees may fix in advance a time, which shall not be more than 90 days before the date of any meeting of shareholders or the date for the payment of any dividend or making of any other distribution to shareholders, as the record date for determining the shareholders having the right to notice and to vote at such meeting and any adjournment thereof or the right to receive such dividend or distribution, and in such case only shareholders of record on such record date shall have such right, notwithstanding any transfer of shares on the books of the Trust after the record date; or without fixing such record date the Trustees may for any of such purposes close the transfer books for all or any part of such period. [amended 10/24/97] - 6 - SECTION 9. SEAL The seal of the Trust shall, subject to alteration by the Trustees, consist of a flat-faced circular die with the word "Massachusetts," together with the name of the Trust and the year of its organization, cut or engraved thereon; but, unless otherwise required by the Trustees, the seal shall not be necessary to be placed on, and its absence shall not impair the validity of, any document, instrument or other paper executed and delivered by or on behalf of the Trust. SECTION 10. EXECUTION OF PAPERS Except as the Trustees may generally or in particular cases authorize the execution thereof in some other manner, all deeds, leases, transfers, contracts, bonds, notes, checks, drafts and other obligations made, accepted or endorsed by the Trust shall be signed, and all transfers of securities standing in the name of the Trust shall be executed, by the president or by one of the vice presidents or by the treasurer or by whomsoever else shall be designated for that purpose by the vote of the Trustees and need not bear the seal of the Trust. [amended 9/15/92] SECTION 11. FISCAL YEAR Except as from time to time otherwise provided by the Trustees, the fiscal year of the Trust shall end on December 31. SECTION 12. AMENDMENTS These Bylaws may be amended or repealed, in whole or in part, by a majority of the Trustees then in office at any meeting of the Trustees, or by one or more writings signed by such a majority. - 7 - EX.77Q1(c) INVESTMENT ADVISORY AGREEMENT This Investment Advisory Agreement (the "Agreement"), dated as of May 27, 2010, is by and between COLUMBIA ACORN TRUST, a Massachusetts business trust registered under the Investment Company Act of 1940, as amended (the "1940 Act"), as an open-end diversified management investment company ("CAT"), and COLUMBIA WANGER ASSET MANAGEMENT, LLC, a Delaware limited liability company ("Columbia WAM") registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the "Advisers Act"). ENGAGEMENT OF COLUMBIA WAM. The Board of Trustees (the "Trustees") of CAT (the "Board"), including a majority of independent trustees, on behalf of CAT, appoints Columbia WAM to furnish investment advisory and other services to CAT for each of its series listed in SCHEDULE A attached hereto (each, a "Fund," and collectively, the "Funds") and to such other series of CAT hereinafter established as agreed to from time to time by the parties, evidenced by an addendum to SCHEDULE A (hereinafter "Funds" shall refer to each Fund which is subject to this Agreement), and Columbia WAM accepts that appointment, for the period and on the terms set forth in this Agreement. If CAT establishes one or more series in addition to the Funds named above with respect to which it desires to retain Columbia WAM as investment adviser hereunder, and if Columbia WAM is willing to provide such services under this Agreement, CAT and Columbia WAM may add such new series to this Agreement, by written supplement to this Agreement. Such supplement shall include a schedule of compensation to be paid to Columbia WAM by CAT with respect to such series and such other modifications of the terms of this Agreement with respect to such series as CAT and Columbia WAM may agree. Upon execution of such a supplement by CAT and Columbia WAM, that series will become a Fund hereunder and shall be subject to the provisions of this Agreement to the same extent as the Funds named above, except as modified by the supplement. - 8 - SERVICES OF COLUMBIA WAM. Investment Management. Subject to the overall supervision and control of the Board, Columbia WAM shall have supervisory responsibility for the general management and investment of the Funds' assets and will endeavor to preserve the autonomy of CAT. Columbia WAM will remain a direct or indirect wholly-owned subsidiary of Ameriprise Financial, Inc. ("Ameriprise") (or its successor) as a Chicago-based management firm. Columbia WAM shall comply with the 1940 Act and with all applicable rules and regulations of the Securities and Exchange Commission ("SEC"), the provisions of the Internal Revenue Code applicable to the Funds as regulated investment companies, the investment policies and restrictions, portfolio transaction policies and the other statements concerning the Funds in CAT's agreement and declaration of trust, bylaws, and registration statements under the 1940 Act and the Securities Act of 1933, as amended (the "1933 Act"), and policy decisions and procedures adopted by the Board from time to time. (ii) Investment Operations. Columbia WAM will maintain the investment philosophy and research that the Chicago-based management deems appropriate; its research activities will be separate and dedicated solely to Columbia WAM and it will maintain its own domestic and international trading activities. Columbia WAM will use its best efforts to maintain information systems that will provide timely and uninterrupted operating information and data consistent with all regulatory and compliance requirements. The Chicago-based management will have the responsibility and considerable latitude to recruit and compensate (on a competitive basis) investment management personnel and to control travel budgets for analysts consistent with its operational and strategic plans while subject to the approval of the management of Ameriprise. (iii) Brokerage. Columbia WAM is authorized to make the decisions to buy and sell securities and other assets for the Funds, to place the Funds' portfolio transactions with broker-dealers, and to negotiate the terms of such transactions including brokerage commissions on brokerage transactions, on behalf of the Funds. Columbia WAM is authorized to exercise discretion within CAT's policy concerning allocation of its portfolio brokerage, as permitted by law, including but not limited to Section 28(e) of the Securities Exchange Act of 1934, as amended ("Exchange Act"), and in so doing shall not be required to make any reduction in its investment advisory fees. CAT hereby authorizes any entity or person associated with Columbia WAM or its affiliates that is a member of a national securities exchange to effect any transaction on the exchange for the account of a Fund to the extent permitted by and in accordance with Section 11(a) of the Exchange Act and Rule 11a2-2(T) thereunder. CAT hereby consents to the retention by such entity or person of compensation for such transactions in accordance with Rule 11a2-2(T)(a)(iv). Columbia WAM shall use its best efforts to seek to obtain the best overall terms available for portfolio transactions for each Fund. In assessing the best overall terms available for any transaction, Columbia WAM shall consider all - 9 - relevant factors, including but not limited to the ability to effect prompt and reliable executions at favorable prices (including the applicable dealer spread or commission, if any), the operational efficiency with which transactions are effected (taking into account the size of order and difficulty of execution, the financial strength, integrity and stability of the broker), the Funds' risk in positioning a block of securities, the quality, comprehensiveness and frequency of valuable research services, the breadth in the market for the security, and the reasonableness of the commission, if any, both for the specific transaction and on a continuing basis. Subject to such policies as the Board may determine and consistent with Section 28(e) of the Exchange Act, Columbia WAM shall not be deemed to have acted unlawfully or to have breached any duty created by this Agreement or otherwise solely by reason of its having caused the Funds to pay a broker or dealer, acting as agent, for effecting a portfolio transaction at a price in excess of the amount of commission another broker or dealer would have charged for effecting that transaction, if Columbia WAM determines in good faith that such amount of commission was reasonable in relation to the value of the brokerage and/or research services provided by such broker or dealer, viewed in terms of either that particular transaction or Columbia WAM's (or its affiliates') overall responsibilities with respect to CAT and to its other clients as to which it exercises investment discretion. Columbia WAM shall have the authority to enter into commission sharing agreements ("CSAs") in connection with its best efforts to seek the best overall portfolio trading for the Funds. Columbia WAM may, where it deems it to be advisable, aggregate orders with other securities of the same type to be sold or purchased by one or more Funds with like orders on behalf of other clients of Columbia WAM (as well as clients of other investment advisers affiliated with Columbia WAM, in the event that Columbia WAM and such affiliated investment advisers share common trading facilities). In such event, Columbia WAM (or Columbia WAM and its affiliated advisers, as the case may be) will allocate the shares so sold or purchased, as well as the expenses incurred in the transaction, in a manner it (or it and they) consider to be equitable and fair and consistent with its (or its or their) fiduciary obligations to clients. Reports and Information. Columbia WAM shall furnish to the Board periodic reports on the investment strategy and performance of the Funds and such additional reports and information as the Board or the officers of CAT may reasonably request. CAT shall furnish or otherwise make available to Columbia WAM such copies of financial statements, proxy statements, reports, and other information relating to the business and affairs of each Fund as Columbia WAM may, at any time or from time to time, reasonably require in order to discharge its obligations under this Agreement. Regulatory Filings. Columbia WAM agrees that it shall furnish to domestic and/or foreign regulatory authorities having the requisite authority any information or reports in connection with its services hereunder that may be requested by them in order - 10 - to determine whether the operations of the Funds are being conducted in accordance with applicable laws, rules and regulations. Columbia WAM shall make all filings with the SEC required of it pursuant to Section 13 of the Exchange Act with respect to its duties as are set forth herein. Columbia WAM also shall make all required filings on Forms 13D and 13G (as well as other filings triggered by ownership in securities under other applicable laws, rules and regulations) as may be required of CAT due to the activities of Columbia WAM. Columbia WAM shall coordinate with CAT and Funds' counsel as appropriate with respect to the making of such filings. (iii) Columbia WAM shall make all filings with the regulatory authorities of foreign jurisdictions as may be required by CAT due to the activities of Columbia WAM. Columbia WAM shall coordinate with CAT and Funds' counsel as appropriate with respect to the making of such filings. Customers of Financial Institutions. It is understood that Columbia WAM may, but shall not be obligated to, make payments from its own resources to financial institutions (which may include banks, broker-dealers, recordkeepers, administrators and others) that provide, either directly or through agents, administrative and other services with respect to shareholders who are customers of such institutions, including establishing shareholder accounts, assisting CAT's transfer agent with respect to recording purchase and redemption transactions, advising shareholders about the status of their accounts, current yield and dividends declared and such related services as the shareholders or CAT may request. If Columbia WAM or its affiliates choose to make such payment, Columbia WAM shall make all necessary disclosures to the Board, shareholders of the Funds and any other party as may be required by applicable laws, rules and regulations. Books and Records. Columbia WAM agrees to maintain such books and records with respect to its services to CAT as are required by Section 31 under the 1940 Act, and rules adopted thereunder, and by other applicable laws, rules and regulations, and to preserve such records for the periods and in the manner required by such applicable laws, rules or regulations. Columbia WAM agrees that records it maintains and preserves pursuant to Rules 31a-1 and Rule 31a-2 under the 1940 Act and otherwise in connection with its services hereunder are the property of CAT and shall be surrendered promptly to CAT upon its request, provided, however, that Columbia WAM may maintain copies of all such books and records for regulatory purposes. Columbia WAM shall, on behalf of itself and its officers and employees, treat as confidential and hold in the strictest confidence all books, records, accounts and other documents belonging to CAT or pertaining to the business of CAT, and shall not disclose such books, records, accounts and other documents except as specifically authorized by CAT, or as may be necessary in providing services under this Agreement, or as may be required by law. Columbia WAM shall - 11 - have in place and maintain physical, electronic, and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of records and information relating to the Funds and their current and former shareholders. Status of Columbia WAM. Columbia WAM shall for all purposes herein be deemed to be an independent contractor and not an agent of CAT and shall, unless otherwise expressly provided or authorized, have no authority to act for or represent CAT in any way. Columbia WAM agrees to notify CAT promptly of any change in Columbia WAM's ownership. (G) Compliance Matters. Columbia WAM acknowledges the importance that the Board and its compliance committee place on full legal and regulatory compliance by Ameriprise, Columbia WAM, and all other CAT service providers and their personnel (collectively, "Providers") and agrees to (i) fully cooperate with the Board, the compliance committee and the CAT Chief Compliance Officer ("CCO") with all inquiries by CAT concerning such compliance by the Providers and (ii) proactively communicate with the Board, the compliance committee and the CAT CCO concerning material compliance matters and any instance of legal or regulatory non-compliance by the Providers of which Columbia WAM is aware and that Columbia WAM deems to be material. Such cooperation and communication by Columbia WAM will be done after receipt of an inquiry or upon learning of any such legal or regulatory non-compliance. Columbia WAM agrees that it is a "service provider" to CAT as contemplated by Rule 38a-1 under the 1940 Act. As such, Columbia WAM agrees to cooperate fully with CAT and its Trustees and officers, including the CCO of CAT, with respect to any and all compliance-related matters. In this regard, Columbia WAM shall: submit to the Board for its consideration and approval Columbia WAM's applicable compliance policies and procedures; submit to the Board for its consideration, annually (and at such other times as CAT may reasonably request), a report ("Report") fully describing any material amendments to Columbia WAM's compliance policies and procedures since the more recent of: (1) the Board's approval of such policies and procedures or (2) the most recent Report; provide periodic reports discussing Columbia WAM's compliance program and special reports in the event of material compliance matters; permit CAT and its Trustees and officers to become familiar with Columbia WAM's operations and understand those aspects of Columbia WAM's operations that may expose the Funds to compliance risks or lead to a violation by CAT or Columbia WAM of the federal securities laws; permit CAT and its Trustees and officers to maintain an active working relationship with Columbia WAM's compliance personnel by, among other things, providing the CCO of CAT - 12 - and other officers with a specified individual within Columbia WAM's organization to discuss and address compliance-related matters; provide CAT and its Trustees and CCO with such certifications as may be reasonably requested; and reasonably cooperate with CAT's independent public accountants and take all reasonable action in the performance of its obligations under this Agreement to assure that access to all reasonably necessary information and the appropriate personnel are made available to such accountants, to support the expression of the accountant's opinion and their review of the appropriate internal controls and operations, as such may be required from time to time. Columbia WAM represents, warrants and covenants that it has implemented and shall maintain a compliance program that complies with the requirements of Rule 206(4)-7 under the Advisers Act. ADMINISTRATIVE SERVICES. Columbia WAM shall supervise the business and affairs of CAT and each Fund and shall provide such services and facilities as may be required for effective administration of CAT and the Funds as are not provided by employees or other agents engaged by CAT; PROVIDED that Columbia WAM shall not have any obligation to provide under this Agreement any services which are the subject of a separate agreement or arrangement between CAT and Columbia WAM, any affiliate of Columbia WAM, or any third party administrator. REPRESENTATIONS AND WARRANTIES. CAT hereby represents and warrants as follows: It is duly organized and existing under the laws of the jurisdiction of its organization, with full power to carry on its business as now conducted, to enter into this Agreement and to perform its obligations hereunder. This Agreement has been duly authorized, executed and delivered by CAT in accordance with all requisite action and constitutes a valid and legally binding obligation of CAT, enforceable in accordance with its terms. Columbia WAM represents, warrants and agrees as follows: Columbia WAM (1) is registered as an investment adviser under the Advisers Act and will continue to be so registered for so long as this Agreement remains in effect; (2) is not prohibited by the 1940 Act, the Advisers Act or other law, regulation or order from performing the services contemplated by this Agreement; (3) has met and will seek to continue to meet, for so long as this Agreement remains in effect, any other applicable federal or state requirements, or the applicable requirements of any regulatory or industry self-regulatory agency necessary to be met in order to perform the services contemplated by this Agreement; (4) has the authority to enter into and perform the services contemplated by this Agreement; and (5) will promptly notify CAT of the occurrence of any event that would disqualify Columbia WAM from serving as - 13 - an investment adviser of an investment company pursuant to Section 9(a) of the 1940 Act or otherwise. Columbia WAM will also promptly notify CAT if it is served or otherwise receives notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board or body, involving the affairs of the Fund(s), provided, however, that routine regulatory examinations shall not be required to be reported by this provision. Columbia WAM has adopted a written code of ethics complying with the requirements of Rule 17j-1 under the 1940 Act and Rule 204A-1 under the Advisers Act and will provide the Board with a copy of such code of ethics, together with evidence of its adoption. No less frequently than annually, or as otherwise requested, the president of Columbia WAM, the CCO of Columbia WAM or a vice-president of Columbia WAM shall certify to the Board and the CCO of CAT that Columbia WAM has complied with the requirements of Rule 17j-1 and Rule 204A-1 since the date of the previous certification and that there has been no material violation of Columbia WAM's code of ethics or, if such a material violation has occurred, that appropriate action was taken in response to such violation. Upon the written request of CAT, Columbia WAM shall permit CAT and its CCO to examine the reports required to be made to Columbia WAM by Rule 17j-1(c)(1) and Rule 204A-1(b) and all other records relevant to Columbia WAM's code of ethics but only to the extent such reports and/or records relate to the provision of services hereunder. The CCO of Columbia WAM shall promptly report any material violation of its code of ethics to the Board and to the CCO of CAT. Columbia WAM has provided CAT with a copy of its Form ADV, which as of the date of this Agreement is its Form ADV as most recently filed with the SEC and promptly will furnish a copy of all amendments to CAT at least annually. Such amendments shall reflect those changes in Columbia WAM's organizational structure, professional staff or other significant developments affecting Columbia WAM, as required by the Advisers Act. Columbia WAM will notify CAT of any assignment of this Agreement or change of control of Columbia WAM, as applicable, and any changes in the key personnel who are either the portfolio manager(s) of each Fund or senior management of Columbia WAM, in each case prior to or promptly after, such change. Columbia WAM agrees that it is responsible for all reasonable expenses of CAT, if any, arising out of an assignment or change in control of Columbia WAM. Columbia WAM agrees to maintain an appropriate level of errors and omissions or professional liability insurance coverage. Columbia WAM agrees that neither it, nor any of its affiliates, will knowingly in any way refer directly or indirectly to its relationship with CAT or any of its respective affiliates in offering, marketing or other promotional materials without the express consent of the CCO of Columbia WAM or his/her designee. - 14 - USE OF AFFILIATED COMPANIES AND SUBCONTRACTORS. In connection with the services to be provided by Columbia WAM under this Agreement, Columbia WAM may, to the extent it deems appropriate, and subject to compliance with the requirements of applicable laws and regulations and upon receipt of approval of the Board, make use of (i) its affiliated companies and their directors, trustees, officers, and employees and (ii) subcontractors selected by Columbia WAM, provided that Columbia WAM shall supervise and remain fully responsible for the services of all such third parties in accordance with and to the extent provided by this Agreement. All costs and expenses associated with services provided by any such third parties shall be borne by Columbia WAM or such parties. EXPENSES TO BE PAID BY CAT. Except as otherwise provided in this Agreement or any other contract to which CAT is a party, CAT shall pay all expenses incidental to its organization, operations and business, including, without limitation: all charges of depositories, custodians, sub-custodians and other agencies for the safekeeping and servicing of its cash, securities and other property and of its transfer agents and registrars and its dividend disbursing and redemption agents, if any; all charges of its administrator, if any; all charges of legal counsel and of independent auditors; all compensation of Trustees and officers of CAT other than those who are affiliated persons of Columbia WAM, if any, and all expenses incurred in connection with their services to CAT; all expenses of preparing, printing and distributing notices, proxy solicitation materials and reports to shareholders of the Funds; all expenses of meetings of shareholders of the Funds; all expenses of registering and maintaining the registration of CAT under the 1940 Act and of shares of the Funds under the 1933 Act, including all expenses of preparation, filing and printing of annual or more frequent revisions of CAT's registration statements under the 1940 Act and 1933 Act, and of supplying each then existing shareholder or beneficial owner of shares of the Funds a copy of each revised prospectus or supplement thereto, and of supplying a copy of the statement of additional information upon request to any then existing shareholder; all costs of borrowing money; all expenses of publication of notices and reports to shareholders and to governmental bodies or regulatory agencies; all taxes and fees payable to federal, state or other governmental agencies, domestic or foreign, and all stamp or other taxes; all expenses of printing and mailing certificates for shares of a Fund; all expenses of bond and insurance coverage required by law or deemed advisable by the Board; - 15 - all expenses of qualifying and maintaining qualification of, or providing appropriate notification of intention to sell relating to, shares of the Funds under the securities laws of the various states and other jurisdictions, and of registration and qualification of CAT under any other laws applicable to CAT or its business activities; all fees, dues and other expenses related to membership of CAT in any trade association or other investment company organization; any extraordinary expenses; and any other expenses approved by the Board. In addition to the payment of expenses, CAT shall also pay all brokers' commissions and other charges relating to the purchase and sale of portfolio securities for each Fund. ALLOCATION OF EXPENSES PAID BY CAT. Any expenses paid by CAT that are attributable solely to the organization, operation or business of a Fund or Funds shall be paid solely out of the assets of that Fund or Funds. Any expense paid by CAT that is not solely attributable to a Fund or Funds, nor solely to any other series of CAT, shall be apportioned in such manner as CAT or CAT's administrator determines is fair and appropriate, or as otherwise specified by the Board. EXPENSES TO BE PAID BY COLUMBIA WAM. Columbia WAM shall furnish to CAT, at Columbia WAM's own expense, office space and all necessary office facilities, equipment and personnel required to provide its services pursuant to this Agreement. Columbia WAM shall also assume and pay all expenses of placement of securities orders. For the avoidance of doubt, this shall not include any client commissions. COMPENSATION OF COLUMBIA WAM. For the services to be rendered and the expenses to be assumed and to be paid by Columbia WAM under this Agreement, CAT on behalf of the respective Funds shall pay to Columbia WAM fees accrued daily and paid monthly at the annual rates (as a percentage of the Fund's net assets) set out in the attached SCHEDULE B, as the same may be amended by written agreement of the parties from time to time. The fees attributable to each Fund shall be a separate charge to such Fund and shall be the several (and not joint or joint and several) obligation of each such Fund. Columbia WAM may, from time to time, voluntarily or contractually undertake to waive fees and/or reimburse certain expenses of the Fund. SERVICES OF COLUMBIA WAM NOT EXCLUSIVE. The services of Columbia WAM to CAT under this Agreement are not exclusive, and Columbia WAM shall be free to render similar services to others, upon notice to the Board and so long as its services under this Agreement are not impaired by such other activities. The principal investment management focus and responsibilities of Columbia WAM's portfolio managers and analysts will be dedicated to CAT and Wanger Advisors Trust. SERVICES OTHER THAN AS ADVISER. Within the limits permitted by law, Columbia WAM or an affiliate of Columbia WAM may receive compensation from CAT for other services performed - 16 - by it for CAT which are not within the scope of the duties of Columbia WAM under this Agreement, including the provision of brokerage services. STANDARD OF CARE. To the extent permitted by applicable law, neither Columbia WAM nor any of its partners, officers, agents, employees or affiliates shall be liable to CAT or its shareholders for any loss suffered by CAT or its shareholders as a result of any error of judgment, or any loss arising out of any investment, or as a consequence of any other act or omission of Columbia WAM or any of its affiliates in the performance of Columbia WAM's duties under this Agreement, except for liability resulting (i) with respect to acts or omissions in respect of investment activities, from willful misfeasance, bad faith, reckless disregard or gross negligence, and (ii) with respect to all other matters, from bad faith, intentional misconduct or negligence, on the part of Columbia WAM or such affiliate. EFFECTIVE DATE, DURATION AND RENEWAL. This Agreement shall become effective as of May 1, 2010. Unless terminated as provided in Section 14 below, this Agreement shall continue in effect as to each Fund until July 31, 2011 and thereafter from year to year only so long as such continuance is specifically approved at least annually (a) by a majority of those trustees who are not interested persons of CAT or of Columbia WAM, voting in person at a meeting called for the purpose of voting on such approval, and (b) by either the Board or vote of the holders of a "majority of the outstanding shares" of that Fund (which term as used throughout this Agreement shall be construed in accordance with the definition of "vote of a majority of the outstanding voting securities of a company" in Section 2(a)(42) of the 1940 Act). TERMINATION. This Agreement may be terminated as to a Fund at any time, without payment of any penalty, by the Board, or by a vote of the holders of a majority of the outstanding shares of that Fund, upon 60 days' written notice to Columbia WAM. This Agreement may be terminated by Columbia WAM at any time upon 60 days' written notice to CAT. This Agreement shall terminate automatically in the event of its assignment (as defined in Section 2(a)(4) of the 1940 Act). Notwithstanding the foregoing, this Agreement may also be terminated without penalty for cause pursuant to paragraph (b) below. Cause. Notwithstanding anything to the contrary elsewhere in this Agreement, CAT may terminate this Agreement for cause immediately at any time. For purposes of this Section 14, "cause" shall mean: (i) with respect to acts or omissions in respect of investment activities, willful misfeasance, bad faith, reckless disregard or gross negligence, on the part of Columbia WAM in the performance of its duties, obligations and responsibilities set forth in this Agreement; (ii) with respect to all other matters, bad faith, intentional misconduct or negligence on the part of Columbia WAM in the performance of its duties, obligations and responsibilities set forth in this Agreement; - 17 - (iii) a material breach of this Agreement that has not been promptly remedied following written notice of such breach from the non-breaching party; (iv) in the event Columbia WAM is no longer permitted to perform its duties, obligations, or responsibilities hereunder pursuant to applicable law, or regulatory, administrative or judicial proceedings against Columbia WAM which result in a determination that Columbia WAM has violated, or has caused CAT to violate, in any material respect any applicable law, rule, regulation, order or code of ethics, or any material investment restriction, policy or procedure adopted by CAT of which Columbia WAM had knowledge (it being understood that Columbia WAM is deemed to have knowledge of all investment restrictions, policies or procedures set forth in CAT's public filings or otherwise provided to Columbia WAM); or (v) financial difficulties on the part of Columbia WAM or its affiliates which are evidenced by the authorization or commencement of, or involvement by way of pleading, answer, consent or acquiescence in, a voluntary or involuntary case under Title 11 of the United States Code, as from time to time in effect, or any applicable law other than said Title 11, of any jurisdiction relating to the liquidation or reorganization of debtors or to the modification or alteration of the rights of creditors. - 18 - Deliveries Upon Termination. Upon termination of this Agreement, Columbia WAM agrees to reasonably cooperate in the orderly transfer of its advisory duties and shall deliver to CAT or as otherwise directed by CAT all records and other documents made or accumulated in the performance of its duties for CAT hereunder. Further, Columbia WAM agrees to continue to provide the services contemplated hereunder after such termination at the contractual rate for up to 120 days, provided that CAT uses all reasonable commercial efforts to appoint such replacement on a timely basis. In the event of such termination, Columbia WAM shall timely deliver all books and records, including electronic data, that is the property of CAT in a commercially reasonable manner at no additional cost to CAT. However, CAT shall be responsible for (1) all additional expenses in connection with the services provided by Columbia WAM or an affiliate not covered by this Agreement, and (2) all expenses, not related to services provided under this Agreement, in connection with the transition to the appointed replacement. AMENDMENT. This Agreement may be amended in accordance with the 1940 Act. NON-LIABILITY OF TRUSTEES AND SHAREHOLDERS. A copy of the declaration of trust of CAT is on file with the Secretary of the Commonwealth of Massachusetts, and notice is hereby given that this instrument is executed on behalf of CAT by its officers as officers and not individually. All obligations of CAT hereunder shall be binding only upon the assets of CAT (or the appropriate Fund) and shall not be binding upon any trustee, officer, employee, agent or shareholder of CAT. Neither the authorization of any action by the Trustees or shareholders of CAT nor the execution of this Agreement on behalf of CAT shall impose any liability upon any trustee, officer or shareholder of CAT. USE OF MANAGER'S NAME. CAT may use the name "Columbia" or any other name derived from the name "Columbia" only for so long as this Agreement or any extension, renewal or amendment hereof remains in effect, including any similar agreement with any organization that shall remain affiliated with Ameriprise, and shall have succeeded to the business of Columbia WAM as investment adviser. At such time as this Agreement or any extension, renewal or amendment hereof, or such other similar agreement shall no longer be in effect, CAT will (by amendment of its agreement and declaration of trust if necessary) cease to use any name derived from the name "Columbia" or otherwise connected with Columbia WAM, or with any organization that shall have succeeded to Columbia WAM's business as investment adviser. DISASTER RECOVERY PLAN. COLUMBIA WAM WARRANTS AND REPRESENTS THAT IT: (i) has reasonably designed disaster recovery plans; (ii) has implemented various procedures and systems with regard to safekeeping from loss or damage attributable to fire, theft or any other cause of the blank checks, records and other data of CAT, and Columbia WAM's equipment, facilities and other property used in the performance of its obligations hereunder are reasonable and adequate and that it will make such changes therein from time to time as are reasonably required for the secure performance of its obligations hereunder; and - 19 - (iii) upon request of CAT, Columbia WAM shall provide evidence of its disaster recovery plan. - 20 - Columbia WAM shall continuously maintain and periodically test such reasonably designed back-up systems and disaster recovery plans, and shall report to CAT and the Board no less than annually regarding such maintenance and testing. Upon the request of CAT, Columbia WAM shall provide supplemental information concerning the aspects of its disaster recovery and business continuity plan that are relevant to the services provided hereunder. Notwithstanding the foregoing or any other provision of this Agreement, Columbia WAM shall not be responsible for any damage, loss of data, delay or any other loss whatsoever caused by events beyond its reasonable control. Events beyond Columbia WAM's reasonable control ("Force Majeure Events") include, without limitation, natural disasters, actions or decrees of governmental bodies, terrorist actions, communication lines failures that are not the fault of either party, flood or catastrophe, acts of God or other similar events beyond its control. In the event of a Force Majeure Event, Columbia WAM shall follow applicable procedures in its disaster recovery and business continuity plan and use all commercially reasonable efforts to minimize any service interruption. Confidentiality. All information and advice furnished by Columbia WAM to the Funds under this Agreement shall be confidential and shall not be disclosed to unaffiliated third parties, except as required by law, order, judgment, decree, or pursuant to any rule, regulation or request of or by any government, court, administrative or regulatory agency or commission, other governmental or regulatory authority or any self-regulatory organization. All information furnished by the Funds to Columbia WAM under this Agreement shall be confidential and shall not be disclosed to any unaffiliated third party, except as permitted or required by the foregoing, where it is necessary to effect transactions or provide other services to the Funds, or where CAT requests or authorizes Columbia WAM to do so. Columbia WAM may share information with its affiliates in accordance with CAT's privacy policy and other relevant policies in effect from time to time. NOTICES. Any notice, demand, change of address or other communication to be given in connection with this Agreement shall be given in writing and shall be given by personal delivery, by registered or certified mail or by transmittal by facsimile or other electronic medium addressed to the recipient as follows (or at such other address or addresses as a party may provide to the other from time to time, by notice): - 21 - If to Columbia Columbia Wanger Asset Management, LLC WAM: Attention: Bruce H. Lauer 227 West Monroe Street, Suite 3000 Chicago, Illinois 60606 Telephone: 312.634.9200 Facsimile: 312.634.0016 with a copy to: Scott R. Plummer Vice President and Chief Counsel, Asset Management Ameriprise Financial, Inc. 50606 Ameriprise Financial Center Minneapolis, MN 55474 Telephone: 612.671.1947 Facsimile: 612.671.3767 If to CAT: Columbia Acorn Trust Attention: Charles P. McQuaid 227 West Monroe Street, Suite 3000 Chicago, Illinois 60606 Telephone: 312.634.9200 Facsimile: 312.634.1919 with a copy to: K&L Gates LLP Attention: Mary C. Moynihan 1601 K Street, N.W. Washington, D.C. 20006 Telephone: 202 778-9058 Facsimile: 202 778-9100 Drinker Biddle & Reath LLP Attention: Diana E. McCarthy One Logan Square, Suite 2000 Philadelphia, PA 19013 Telephone: 215 988-1146 Facsimile: 215 988-2757 All notices shall be conclusively deemed to have been given on the day of actual delivery thereof and, if given by registered or certified mail, on the fifth business day following the deposit thereof in the mail and, if given by facsimile or other electronic medium, on the day of transmittal thereof (upon electronic confirmation of receipt thereof). - 22 - GOVERNING LAW. This Agreement shall be construed and interpreted in accordance with the laws of the State of Illinois and the laws of the United States of America applicable to contracts executed and to be performed therein, without regard to conflict of laws principles thereof. SURVIVAL. All provisions herein regarding indemnification, liability, confidentiality and governing law shall survive the termination of this Agreement. [SIGNATURE PAGE FOLLOWS] - 23 - IN WITNESS THEREOF, the parties hereto have executed the foregoing Agreement as of the day and year first written above. COLUMBIA ACORN TRUST on behalf of its series listed on Schedule A By /s/ Bruce H. Lauer ----------------------- Name: Bruce H. Lauer Title: Vice President, Secretary and Treasurer COLUMBIA WANGER ASSET MANAGEMENT, LLC By /s/ Charles P. McQuaid ------------------------ Name: Charles P. McQuaid Title: President - 24 - SCHEDULE A SERIES OF CAT COLUMBIA ACORN FUND COLUMBIA ACORN INTERNATIONAL COLUMBIA ACORN USA COLUMBIA ACORN SELECT COLUMBIA ACORN INTERNATIONAL SELECT COLUMBIA THERMOSTAT FUND SCHEDULE B COMPENSATION OF COLUMBIA WAM COLUMBIA ACORN FUND ASSETS RATE OF FEE ------ ----------- Up to $700 million 0.740% $700 million to $2 billion 0.690% $2 billion to $6 billion 0.640% $6 billion and over 0.630% COLUMBIA ACORN INTERNATIONAL ASSETS RATE OF FEE ------ ----------- Up to $100 million 1.190% $100 million to $500 million 0.940% $500 million and over 0.740% COLUMBIA ACORN USA ASSETS RATE OF FEE ------ ----------- Up to $200 million 0.940% $200 million to $500 million 0.890% $500 million to $2 billion 0.840% $2 billion to $3 billion 0.800% $3 billion and over 0.700% COLUMBIA ACORN SELECT ASSETS RATE OF FEE ------ ----------- Up to $700 million 0.850% $700 million to $2 billion 0.800% $2 billion to $3 billion 0.750% $3 billion and over 0.700% COLUMBIA ACORN INTERNATIONAL SELECT ASSETS RATE OF FEE ------ ----------- Up to $500 million 0.940% $500 million and over 0.900% COLUMBIA THERMOSTAT FUND All Assets 0.100% - 2 - -----END PRIVACY-ENHANCED MESSAGE-----