-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HeegW+u6iGa6ozj82IQ3Y+8oDWgMA5+r3/xPp9n1lAHqPSbtesXL6AOkuywqmiGe lFqjRzxppElWC8kwWulOcw== 0000021832-05-000162.txt : 20050830 0000021832-05-000162.hdr.sgml : 20050830 20050829181529 ACCESSION NUMBER: 0000021832-05-000162 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050630 FILED AS OF DATE: 20050830 DATE AS OF CHANGE: 20050829 EFFECTIVENESS DATE: 20050830 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBIA ACORN TRUST CENTRAL INDEX KEY: 0000002110 IRS NUMBER: 362692100 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-01829 FILM NUMBER: 051056653 BUSINESS ADDRESS: STREET 1: 227 W MONROE STE 3000 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126349200 MAIL ADDRESS: STREET 1: 227 W MONROE STE 3000 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY ACORN TRUST DATE OF NAME CHANGE: 20010424 FORMER COMPANY: FORMER CONFORMED NAME: ACORN INVESTMENT TRUST DATE OF NAME CHANGE: 19940204 FORMER COMPANY: FORMER CONFORMED NAME: ACORN FUND INC DATE OF NAME CHANGE: 19920703 NSAR-A 1 answer.fil PAGE 1 000 A000000 06/30/2005 000 C000000 0000002110 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 COLUMBIA ACORN TRUST 001 B000000 811-01829 001 C000000 8002252365 002 A000000 ONE FINANCIAL CENTER 002 B000000 BOSTON 002 C000000 MA 002 D010000 02111 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 6 007 C010100 1 007 C020100 COLUMBIA ACORN FUND 007 C030100 N 007 C010200 2 007 C020200 COLUMBIA ACORN USA FUND 007 C030200 N 007 C010300 3 007 C020300 COLUMBIA ACORN SELECT FUND 007 C030300 N 007 C010400 4 007 C020400 COLUMBIA ACORN INTERNATIONAL FUND 007 C030400 N 007 C010500 5 007 C020500 COLUMBIA ACORN INTERNATIONAL SELECT FUND 007 C030500 N 007 C010600 6 007 C020600 COLUMBIA THERMOSTAT FUND 007 C030600 N 008 A00AA01 COLUMBIA WANGER ASSET MANAGEMENT, L.P. 008 B00AA01 A 008 C00AA01 801-41391 008 D01AA01 CHICAGO 008 D02AA01 IL 008 D03AA01 60606 010 A00AA01 COLUMBIA WANGER ASSET MANAGEMENT, L.P. 010 B00AA01 801-41391 010 C01AA01 CHICAGO 010 C02AA01 IL 010 C03AA01 60606 PAGE 2 011 A00AA01 COLUMBIA MANAGEMENT DISTRIBUTOR, INC. 011 B00AA01 8-30683 011 C01AA01 BOSTON 011 C02AA01 MA 011 C03AA01 02111 012 A00AA01 COLUMBIA MANAGEMENT SERVICES, INC. 012 B00AA01 84-1329 012 C01AA01 BOSTON 012 C02AA01 MA 012 C03AA01 02266 012 C04AA01 8081 013 A00AA01 PRICEWATERHOUSECOOPERS LLP 013 B01AA01 BOSTON 013 B02AA01 MA 013 B03AA01 02110 014 A00AA01 COLUMBIA FINANCIAL CENTER INCORPORATED 014 B00AA01 8-40537 014 A00AA02 FLEET SPECIALISTS, INC. 014 B00AA02 8-52439 014 A00AA03 FLEET SECURITIES, INC. 014 B00AA03 8-23522 014 A00AA04 QUICK & REILLY, INC. 014 B00AA04 8-017986 014 A00AA05 COLUMBIA FUNDS DISTRIBUTOR, INC. 014 B00AA05 8-30683 014 A00AA06 BANC OF AMERICA SECURITIES, LLC 014 B00AA06 8-33805 014 A00AA07 BANC OF AMERICA INVESTMENT SERVICES, INC. 014 B00AA07 8-42263 014 A00AA08 BANC OF AMERICA ADVISORS, LLC 014 B00AA08 8-9999 015 A00AA01 CITIBANK, N.A. 015 B00AA01 S 015 C01AA01 BUENOS AIRES 015 D01AA01 ARGENTINA 015 E04AA01 X 015 A00AA02 WESTPAC BANKING CORPORATION 015 B00AA02 S 015 C01AA02 SYDNEY 015 D01AA02 AUSTRALIA 015 E04AA02 X 015 A00AA03 ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN 015 B00AA03 S 015 C01AA03 VIENNA 015 D01AA03 AUSTRIA 015 E04AA03 X 015 A00AA04 HSBC BANK MIDDLE EAST 015 B00AA04 S 015 C01AA04 MANAMA 015 D01AA04 BAHRAIN 015 E04AA04 X PAGE 3 015 A00AA05 STANDARD CHARTERED BANK 015 B00AA05 S 015 C01AA05 DHAKA 015 D01AA05 BANGLADESH 015 E04AA05 X 015 A00AA06 FORTIS BANK NV-SA 015 B00AA06 S 015 C01AA06 BRUSSELS 015 D01AA06 BELGIUM 015 E04AA06 X 015 A00AA07 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA07 S 015 C01AA07 ABIDJAN, IVORY COAST 015 D01AA07 BENIN 015 E04AA07 X 015 A00AA08 BANK OF BERMUDA LIMITED 015 B00AA08 S 015 C01AA08 HAMILTON 015 D01AA08 BERMUDA 015 E04AA08 X 015 A00AA09 CITIBANK, N.A. 015 B00AA09 S 015 C01AA09 LA PAZ 015 D01AA09 BOLIVIA 015 E04AA09 X 015 A00AA10 BARCLAYS BANK OF BOTSWANA LIMITED 015 B00AA10 S 015 C01AA10 GABORONE 015 D01AA10 BOTSWANA 015 E04AA10 X 015 A00AA11 CITIBANK, N.A. 015 B00AA11 S 015 C01AA11 SAO PAULO 015 D01AA11 BRAZIL 015 E04AA11 X 015 A00AA12 ING BANK N.V. 015 B00AA12 S 015 C01AA12 SOFIA 015 D01AA12 BULGARIA 015 E04AA12 X 015 A00AA13 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA13 S 015 C01AA13 ABIDJAN, IVORY COAST 015 D01AA13 BURKINA FASO 015 E04AA13 X 015 A00AA14 STATE STREET TRUST COMPANY CANADA 015 B00AA14 S 015 C01AA14 TORONTO 015 D01AA14 CANADA 015 E04AA14 X 015 A00AA15 BANKBOSTON, N.A. 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PAGE 14 025 C000301 E 025 D000301 37600 025 A000302 SEI INVESTMENTS CO. 025 B000302 23-2177800 025 C000302 E 025 D000302 27247 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 Y 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 028 A010100 272725 028 A020100 0 028 A030100 0 028 A040100 180647 028 B010100 251906 028 B020100 0 028 B030100 0 028 B040100 153595 028 C010100 240335 028 C020100 0 028 C030100 0 028 C040100 181528 028 D010100 190260 028 D020100 0 028 D030100 0 028 D040100 167203 028 E010100 165937 028 E020100 0 028 E030100 0 028 E040100 157759 028 F010100 206274 028 F020100 181896 028 F030100 0 028 F040100 176616 028 G010100 1327437 028 G020100 181896 028 G030100 0 028 G040100 1017348 028 H000100 0 028 A010200 25314 028 A020200 0 028 A030200 0 028 A040200 10579 028 B010200 20579 028 B020200 0 PAGE 15 028 B030200 0 028 B040200 10836 028 C010200 21663 028 C020200 0 028 C030200 0 028 C040200 11064 028 D010200 20651 028 D020200 0 028 D030200 0 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E030400 0 028 E040400 67081 028 F010400 50837 028 F020400 24681 028 F030400 0 028 F040400 29684 028 G010400 317481 028 G020400 24681 028 G030400 0 028 G040400 177924 028 H000400 0 028 A010500 4575 028 A020500 0 028 A030500 0 028 A040500 941 028 B010500 3706 028 B020500 0 028 B030500 0 028 B040500 689 028 C010500 5374 028 C020500 0 028 C030500 0 028 C040500 719 028 D010500 1678 028 D020500 0 028 D030500 0 028 D040500 569 028 E010500 1568 028 E020500 0 028 E030500 0 028 E040500 715 028 F010500 1578 PAGE 17 028 F020500 714 028 F030500 0 028 F040500 1298 028 G010500 18479 028 G020500 714 028 G030500 0 028 G040500 4931 028 H000500 0 028 A010600 4766 028 A020600 0 028 A030600 0 028 A040600 3997 028 B010600 4440 028 B020600 0 028 B030600 0 028 B040600 3650 028 C010600 3467 028 C020600 0 028 C030600 0 028 C040600 4792 028 D010600 3534 028 D020600 0 028 D030600 0 028 D040600 4515 028 E010600 2677 028 E020600 0 028 E030600 0 028 E040600 4012 028 F010600 2634 028 F020600 3535 028 F030600 0 028 F040600 3503 028 G010600 21518 028 G020600 3535 028 G030600 0 028 G040600 24469 028 H000600 0 029 000100 Y 029 000200 Y 029 000300 Y 029 000400 Y 029 000500 Y 029 000600 Y 030 A000100 3730 030 B000100 5.75 030 C000100 0.00 030 A000200 149 030 B000200 5.75 030 C000200 0.00 030 A000300 1480 030 B000300 5.75 PAGE 18 030 C000300 0.00 030 A000400 298 030 B000400 5.75 030 C000400 0.00 030 A000500 32 030 B000500 5.75 030 C000500 0.00 030 A000600 240 030 B000600 5.75 030 C000600 0.00 031 A000100 359 031 B000100 0 031 A000200 14 031 B000200 0 031 A000300 195 031 B000300 0 031 A000400 45 031 B000400 0 031 A000500 5 031 B000500 0 031 A000600 37 031 B000600 0 032 000100 3371 032 000200 135 032 000300 1285 032 000400 253 032 000500 27 032 000600 203 033 000100 0 033 000200 0 033 000300 0 033 000400 0 033 000500 0 033 000600 0 034 000100 Y 034 000200 Y 034 000300 Y 034 000400 Y 034 000500 Y 034 000600 Y 035 000100 1213 035 000200 78 035 000300 194 035 000400 54 035 000500 5 035 000600 134 036 A000100 N 036 B000100 0 036 A000200 N 036 B000200 0 036 A000300 N PAGE 19 036 B000300 0 036 A000400 N 036 B000400 0 036 A000500 N 036 B000500 0 036 A000600 N 036 B000600 0 037 000100 N 037 000200 N 037 000300 N 037 000400 Y 037 000500 Y 037 000600 N 038 000100 0 038 000200 0 038 000300 0 038 000400 33 038 000500 6 038 000600 0 039 000100 Y 039 000200 Y 039 000300 Y 039 000400 Y 039 000500 Y 039 000600 Y 040 000100 Y 040 000200 Y 040 000300 Y 040 000400 Y 040 000500 Y 040 000600 Y 041 000100 Y 041 000200 Y 041 000300 Y 041 000400 Y 041 000500 Y 041 000600 Y 042 A000100 0 042 B000100 0 042 C000100 100 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 0 042 A000200 0 042 B000200 0 042 C000200 100 042 D000200 0 042 E000200 0 042 F000200 0 PAGE 20 042 G000200 0 042 H000200 0 042 A000300 0 042 B000300 0 042 C000300 100 042 D000300 0 042 E000300 0 042 F000300 0 042 G000300 0 042 H000300 0 042 A000400 0 042 B000400 0 042 C000400 100 042 D000400 0 042 E000400 0 042 F000400 0 042 G000400 0 042 H000400 0 042 A000500 0 042 B000500 0 042 C000500 100 042 D000500 0 042 E000500 0 042 F000500 0 042 G000500 0 042 H000500 0 042 A000600 0 042 B000600 0 042 C000600 100 042 D000600 0 042 E000600 0 042 F000600 0 042 G000600 0 042 H000600 0 043 000100 14296 043 000200 507 043 000300 2027 043 000400 507 043 000500 44 043 000600 573 044 000100 0 044 000200 0 044 000300 0 044 000400 0 044 000500 0 044 000600 0 045 000100 Y 045 000200 Y 045 000300 Y 045 000400 Y 045 000500 Y PAGE 21 045 000600 Y 046 000100 N 046 000200 N 046 000300 N 046 000400 N 046 000500 N 046 000600 N 047 000100 Y 047 000200 Y 047 000300 Y 047 000400 Y 047 000500 Y 047 000600 Y 048 000100 0.000 048 A010100 700000 048 A020100 0.740 048 B010100 1300000 048 B020100 0.690 048 C010100 4000000 048 C020100 0.640 048 D010100 0 048 D020100 0.000 048 E010100 0 048 E020100 0.000 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 6000000 048 K020100 0.630 048 000200 0.000 048 A010200 200000 048 A020200 0.940 048 B010200 0 048 B020200 0.000 048 C010200 0 048 C020200 0.000 048 D010200 0 048 D020200 0.000 048 E010200 0 048 E020200 0.000 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 PAGE 22 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 200000 048 K020200 0.890 048 000300 0.000 048 A010300 700000 048 A020300 0.850 048 B010300 0 048 B020300 0.000 048 C010300 0 048 C020300 0.000 048 D010300 0 048 D020300 0.000 048 E010300 0 048 E020300 0.000 048 F010300 0 048 F020300 0.000 048 G010300 0 048 G020300 0.000 048 H010300 0 048 H020300 0.000 048 I010300 0 048 I020300 0.000 048 J010300 0 048 J020300 0.000 048 K010300 700000 048 K020300 0.800 048 000400 0.000 048 A010400 100000 048 A020400 1.190 048 B010400 400000 048 B020400 0.940 048 C010400 0 048 C020400 0.000 048 D010400 0 048 D020400 0.000 048 E010400 0 048 E020400 0.000 048 F010400 0 048 F020400 0.000 048 G010400 0 048 G020400 0.000 048 H010400 0 048 H020400 0.000 048 I010400 0 048 I020400 0.000 048 J010400 0 PAGE 23 048 J020400 0.000 048 K010400 500000 048 K020400 0.740 048 000500 0.940 048 A010500 0 048 A020500 0.000 048 B010500 0 048 B020500 0.000 048 C010500 0 048 C020500 0.000 048 D010500 0 048 D020500 0.000 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 0 048 K020500 0.000 048 000600 0.100 048 A010600 0 048 A020600 0.000 048 B010600 0 048 B020600 0.000 048 C010600 0 048 C020600 0.000 048 D010600 0 048 D020600 0.000 048 E010600 0 048 E020600 0.000 048 F010600 0 048 F020600 0.000 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 048 K010600 0 048 K020600 0.000 049 000100 N 049 000200 N PAGE 24 049 000300 N 049 000400 N 049 000500 N 049 000600 N 050 000100 N 050 000200 N 050 000300 N 050 000400 N 050 000500 N 050 000600 N 051 000100 N 051 000200 N 051 000300 N 051 000400 N 051 000500 N 051 000600 N 052 000100 N 052 000200 N 052 000300 N 052 000400 N 052 000500 N 052 000600 N 053 A000100 Y 053 B000100 Y 053 C000100 N 053 A000200 Y 053 B000200 Y 053 C000200 N 053 A000300 Y 053 B000300 Y 053 C000300 N 053 A000400 Y 053 B000400 Y 053 C000400 N 053 A000500 Y 053 B000500 Y 053 C000500 N 053 A000600 Y 053 B000600 Y 053 C000600 N 054 A000100 Y 054 B000100 N 054 C000100 N 054 D000100 N 054 E000100 N 054 F000100 N 054 G000100 N 054 H000100 N 054 I000100 N 054 J000100 Y 054 K000100 N PAGE 25 054 L000100 N 054 M000100 Y 054 N000100 Y 054 O000100 N 054 A000200 Y 054 B000200 N 054 C000200 N 054 D000200 N 054 E000200 N 054 F000200 N 054 G000200 N 054 H000200 N 054 I000200 N 054 J000200 Y 054 K000200 N 054 L000200 N 054 M000200 Y 054 N000200 Y 054 O000200 N 054 A000300 Y 054 B000300 N 054 C000300 N 054 D000300 N 054 E000300 N 054 F000300 N 054 G000300 N 054 H000300 N 054 I000300 N 054 J000300 Y 054 K000300 N 054 L000300 N 054 M000300 Y 054 N000300 Y 054 O000300 N 054 A000400 Y 054 B000400 N 054 C000400 N 054 D000400 N 054 E000400 N 054 F000400 N 054 G000400 N 054 H000400 N 054 I000400 N 054 J000400 Y 054 K000400 N 054 L000400 N 054 M000400 Y 054 N000400 Y 054 O000400 N 054 A000500 Y 054 B000500 N PAGE 26 054 C000500 N 054 D000500 N 054 E000500 N 054 F000500 N 054 G000500 N 054 H000500 N 054 I000500 N 054 J000500 Y 054 K000500 N 054 L000500 N 054 M000500 Y 054 N000500 Y 054 O000500 N 054 A000600 Y 054 B000600 N 054 C000600 N 054 D000600 N 054 E000600 N 054 F000600 N 054 G000600 N 054 H000600 N 054 I000600 N 054 J000600 Y 054 K000600 N 054 L000600 N 054 M000600 Y 054 N000600 Y 054 O000600 N 055 A000100 N 055 B000100 N 055 A000200 N 055 B000200 N 055 A000300 N 055 B000300 N 055 A000400 N 055 B000400 N 055 A000500 N 055 B000500 N 055 A000600 N 055 B000600 N 056 000100 Y 056 000200 Y 056 000300 Y 056 000400 Y 056 000500 Y 056 000600 Y 057 000100 N 057 000200 N 057 000300 N 057 000400 N 057 000500 N PAGE 27 057 000600 N 058 A000100 N 058 A000200 N 058 A000300 N 058 A000400 N 058 A000500 N 058 A000600 N 059 000100 Y 059 000200 Y 059 000300 Y 059 000400 Y 059 000500 Y 059 000600 Y 060 A000100 Y 060 B000100 Y 060 A000200 Y 060 B000200 Y 060 A000300 N 060 B000300 N 060 A000400 Y 060 B000400 Y 060 A000500 Y 060 B000500 Y 060 A000600 Y 060 B000600 Y 061 000100 50000 061 000200 50000 061 000300 50000 061 000400 1000 061 000500 1000 061 000600 1000 062 A000100 N 062 B000100 0.0 062 C000100 0.0 062 D000100 0.0 062 E000100 0.0 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 062 A000200 N 062 B000200 0.0 PAGE 28 062 C000200 0.0 062 D000200 0.0 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 0.0 062 M000200 0.0 062 N000200 0.0 062 O000200 0.0 062 P000200 0.0 062 Q000200 0.0 062 R000200 0.0 062 A000300 N 062 B000300 0.0 062 C000300 0.0 062 D000300 0.0 062 E000300 0.0 062 F000300 0.0 062 G000300 0.0 062 H000300 0.0 062 I000300 0.0 062 J000300 0.0 062 K000300 0.0 062 L000300 0.0 062 M000300 0.0 062 N000300 0.0 062 O000300 0.0 062 P000300 0.0 062 Q000300 0.0 062 R000300 0.0 062 A000400 N 062 B000400 0.0 062 C000400 0.0 062 D000400 0.0 062 E000400 0.0 062 F000400 0.0 062 G000400 0.0 062 H000400 0.0 062 I000400 0.0 062 J000400 0.0 062 K000400 0.0 062 L000400 0.0 062 M000400 0.0 062 N000400 0.0 062 O000400 0.0 062 P000400 0.0 062 Q000400 0.0 PAGE 29 062 R000400 0.0 062 A000500 N 062 B000500 0.0 062 C000500 0.0 062 D000500 0.0 062 E000500 0.0 062 F000500 0.0 062 G000500 0.0 062 H000500 0.0 062 I000500 0.0 062 J000500 0.0 062 K000500 0.0 062 L000500 0.0 062 M000500 0.0 062 N000500 0.0 062 O000500 0.0 062 P000500 0.0 062 Q000500 0.0 062 R000500 0.0 062 A000600 N 062 B000600 0.0 062 C000600 0.0 062 D000600 0.0 062 E000600 0.0 062 F000600 0.0 062 G000600 0.0 062 H000600 0.0 062 I000600 0.0 062 J000600 0.0 062 K000600 0.0 062 L000600 0.0 062 M000600 0.0 062 N000600 0.0 062 O000600 0.0 062 P000600 0.0 062 Q000600 0.0 062 R000600 0.0 063 A000100 0 063 B000100 0.0 063 A000200 0 063 B000200 0.0 063 A000300 0 063 B000300 0.0 063 A000400 0 063 B000400 0.0 063 A000500 0 063 B000500 0.0 063 A000600 0 063 B000600 0.0 066 A000100 Y 066 B000100 N PAGE 30 066 C000100 N 066 D000100 Y 066 E000100 N 066 F000100 N 066 G000100 N 066 A000200 Y 066 B000200 N 066 C000200 N 066 D000200 Y 066 E000200 N 066 F000200 N 066 G000200 N 066 A000300 Y 066 B000300 N 066 C000300 N 066 D000300 Y 066 E000300 N 066 F000300 N 066 G000300 N 066 A000400 Y 066 B000400 N 066 C000400 N 066 D000400 Y 066 E000400 N 066 F000400 N 066 G000400 N 066 A000500 Y 066 B000500 N 066 C000500 N 066 D000500 Y 066 E000500 N 066 F000500 N 066 G000500 N 066 A000600 Y 066 B000600 N 066 C000600 N 066 D000600 N 066 E000600 N 066 F000600 N 066 G000600 Y 067 000100 N 067 000200 N 067 000300 N 067 000400 N 067 000500 N 067 000600 N 068 A000100 N 068 B000100 N 068 A000200 N 068 B000200 N 068 A000300 N PAGE 31 068 B000300 N 068 A000400 N 068 B000400 Y 068 A000500 N 068 B000500 Y 068 A000600 N 068 B000600 N 069 000100 N 069 000200 N 069 000300 N 069 000400 N 069 000500 N 069 000600 N 070 A010100 Y 070 A020100 Y 070 B010100 Y 070 B020100 N 070 C010100 Y 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 Y 070 E020100 N 070 F010100 Y 070 F020100 N 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 Y 070 K010100 Y 070 K020100 N 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 Y 070 N010100 Y 070 N020100 N 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 Y 070 Q010100 Y 070 Q020100 N 070 R010100 Y 070 R020100 N 070 A010200 Y 070 A020200 Y PAGE 32 070 B010200 Y 070 B020200 N 070 C010200 Y 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 Y 070 E020200 N 070 F010200 Y 070 F020200 N 070 G010200 Y 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 Y 070 K010200 Y 070 K020200 N 070 L010200 Y 070 L020200 Y 070 M010200 Y 070 M020200 N 070 N010200 Y 070 N020200 N 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 Y 070 Q010200 Y 070 Q020200 N 070 R010200 Y 070 R020200 N 070 A010300 Y 070 A020300 Y 070 B010300 Y 070 B020300 N 070 C010300 Y 070 C020300 N 070 D010300 Y 070 D020300 N 070 E010300 Y 070 E020300 N 070 F010300 Y 070 F020300 N 070 G010300 Y 070 G020300 N 070 H010300 Y 070 H020300 N 070 I010300 N PAGE 33 070 I020300 N 070 J010300 Y 070 J020300 N 070 K010300 Y 070 K020300 N 070 L010300 Y 070 L020300 Y 070 M010300 Y 070 M020300 N 070 N010300 Y 070 N020300 N 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 Y 070 Q010300 Y 070 Q020300 N 070 R010300 Y 070 R020300 N 070 A010400 Y 070 A020400 Y 070 B010400 Y 070 B020400 N 070 C010400 Y 070 C020400 N 070 D010400 Y 070 D020400 N 070 E010400 Y 070 E020400 N 070 F010400 Y 070 F020400 N 070 G010400 Y 070 G020400 N 070 H010400 Y 070 H020400 N 070 I010400 N 070 I020400 N 070 J010400 Y 070 J020400 N 070 K010400 Y 070 K020400 N 070 L010400 Y 070 L020400 Y 070 M010400 Y 070 M020400 Y 070 N010400 Y 070 N020400 N 070 O010400 Y 070 O020400 Y 070 P010400 Y 070 P020400 Y PAGE 34 070 Q010400 Y 070 Q020400 N 070 R010400 Y 070 R020400 N 070 A010500 Y 070 A020500 Y 070 B010500 Y 070 B020500 N 070 C010500 Y 070 C020500 N 070 D010500 Y 070 D020500 N 070 E010500 Y 070 E020500 N 070 F010500 Y 070 F020500 N 070 G010500 Y 070 G020500 N 070 H010500 Y 070 H020500 N 070 I010500 N 070 I020500 N 070 J010500 Y 070 J020500 N 070 K010500 Y 070 K020500 N 070 L010500 Y 070 L020500 Y 070 M010500 Y 070 M020500 Y 070 N010500 Y 070 N020500 N 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 Y 070 Q010500 Y 070 Q020500 N 070 R010500 Y 070 R020500 N 070 A010600 Y 070 A020600 Y 070 B010600 Y 070 B020600 N 070 C010600 Y 070 C020600 N 070 D010600 Y 070 D020600 N 070 E010600 Y 070 E020600 N 070 F010600 Y PAGE 35 070 F020600 N 070 G010600 Y 070 G020600 N 070 H010600 Y 070 H020600 N 070 I010600 N 070 I020600 N 070 J010600 Y 070 J020600 N 070 K010600 Y 070 K020600 Y 070 L010600 Y 070 L020600 N 070 M010600 Y 070 M020600 N 070 N010600 Y 070 N020600 N 070 O010600 Y 070 O020600 N 070 P010600 Y 070 P020600 Y 070 Q010600 Y 070 Q020600 N 070 R010600 Y 070 R020600 N 071 A000100 1459490 071 B000100 1076808 071 C000100 12867878 071 D000100 8 071 A000200 121693 071 B000200 57382 071 C000200 822880 071 D000200 7 071 A000300 465643 071 B000300 170312 071 C000300 1209530 071 D000300 14 071 A000400 506385 071 B000400 305798 071 C000400 2096679 071 D000400 15 071 A000500 24315 071 B000500 7891 071 C000500 62830 071 D000500 13 071 A000600 71861 071 B000600 71924 071 C000600 205265 071 D000600 35 072 A000100 6 072 B000100 14191 PAGE 36 072 C000100 83195 072 D000100 0 072 E000100 0 072 F000100 44457 072 G000100 2969 072 H000100 0 072 I000100 4106 072 J000100 808 072 K000100 0 072 L000100 0 072 M000100 323 072 N000100 538 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 0 072 S000100 0 072 T000100 14296 072 U000100 0 072 V000100 0 072 W000100 2313 072 X000100 69810 072 Y000100 1265 072 Z000100 28841 072AA000100 441944 072BB000100 0 072CC010100 0 072CC020100 92189 072DD010100 0 072DD020100 0 072EE000100 209233 072 A000200 6 072 B000200 1165 072 C000200 5865 072 D000200 0 072 E000200 0 072 F000200 4040 072 G000200 193 072 H000200 0 072 I000200 271 072 J000200 14 072 K000200 0 072 L000200 0 072 M000200 21 072 N000200 94 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 0 072 S000200 0 072 T000200 631 PAGE 37 072 U000200 0 072 V000200 0 072 W000200 168 072 X000200 5432 072 Y000200 73 072 Z000200 1671 072AA000200 30997 072BB000200 0 072CC010200 18449 072CC020200 0 072DD010200 0 072DD020200 0 072EE000200 13513 072 A000300 6 072 B000300 1789 072 C000300 3502 072 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B000100 0.0000 073 C000100 0.0000 073 A010200 0.0000 073 A020200 0.0000 073 B000200 0.0000 073 C000200 0.0000 PAGE 40 073 A010300 0.0000 073 A020300 0.0000 073 B000300 0.0000 073 C000300 0.0000 073 A010400 0.0000 073 A020400 0.0000 073 B000400 0.0000 073 C000400 0.0000 073 A010500 0.0000 073 A020500 0.0000 073 B000500 0.0000 073 C000500 0.0000 073 A010600 0.0000 073 A020600 0.0000 073 B000600 0.0000 073 C000600 0.0000 074 A000100 2151 074 B000100 6597 074 C000100 1091914 074 D000100 0 074 E000100 0 074 F000100 13401299 074 G000100 0 074 H000100 0 074 I000100 0 074 J000100 22839 074 K000100 1362 074 L000100 30108 074 M000100 0 074 N000100 14556270 074 O000100 21915 074 P000100 12584 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 18964 074 S000100 0 074 T000100 14502807 074 U010100 108814 074 U020100 440099 074 V010100 0.00 074 V020100 0.00 074 W000100 0.0000 074 X000100 302868 074 Y000100 0 074 A000200 0 074 B000200 3283 074 C000200 93971 074 D000200 0 074 E000200 0 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086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE DOUGLAS RODES TITLE VICE PRESIDENT EX-99 2 exh.txt Amendment to the Amended and Restated Investment Advisory Agreement Dated August 1, 2004 (adopted March 8, 2005) As of February 10, 2005, the Amended and Restated Investment Advisory Agreement dated August 1, 2004 between Columbia Wanger Asset Management, L.P. and Columbia Acorn Trust (the "Trust") is hereby amended to reduce the rates at which fees are payable thereunder with respect to certain series of the Trust to the rates indicated on Schedule A hereto. IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly executed as of March 8, 2005. COLUMBIA ACORN TRUST On behalf of each series listed on Schedule A hereto By: ----------------------------------------- Title: -------------------------------------- COLUMBIA WANGER ASSET MANAGEMENT, L.P. By: WAM Acquisition GP, Inc., Its General Partner By: ----------------------------------------- Title: --------------------------------------
Schedule A - ----------------------------------------------- ------------------------ ------------------------------------------- Name of Fund Annual Fee Net Assets Rate - ----------------------------------------------- ------------------------ ------------------------------------------- - ----------------------------------------------- ------------------------ ------------------------------------------- Columbia Acorn Fund 0.740% Up to $700 million 0.690% $700 million to $2 billion 0.640% $2 billion to $6 billion 0.630% $6 billion and over - ----------------------------------------------- ------------------------ ------------------------------------------- - ----------------------------------------------- ------------------------ ------------------------------------------- Columbia Acorn Select 0.850% Up to $700 million 0.800% $700 million and over - ----------------------------------------------- ------------------------ ------------------------------------------- - ----------------------------------------------- ------------------------ ------------------------------------------- Columbia Acorn USA 0.940% Up to $200 million 0.890% $200 million and over - ----------------------------------------------- ------------------------ ------------------------------------------- - ----------------------------------------------- ------------------------ ------------------------------------------- Columbia Acorn International 1.190% Up to $100 million 0.940% $100 million to $500 million 0.740% $500 million and over - ----------------------------------------------- ------------------------ ------------------------------------------- - ----------------------------------------------- ------------------------ ------------------------------------------- Columbia Acorn International Select 0.940% N/A - ----------------------------------------------- ------------------------ -------------------------------------------
N-SAR Exhibit I Lefler, et al. v. Hacker, et al., No. 05-10065 (PBS); United States District Court, District of -------------------------------- Massachusetts On January 11, 2005 this putative class action lawsuit was filed in federal district court in Massachusetts against the Trustees of Columbia Acorn Trust ("CAT") and Columbia Wanger Asset Management, L.P. ("CWAM"). All of the trustees of CAT and CWAM were dismissed from this case on April 19, 2005. II Vogeler v. Columbia Acorn Trust, et al., No. 03L1550; Circuit Court, Third Judicial Circuit, Madison --------------------------------------- County, Illinois On November 13, 2003, the above-captioned lawsuit was filed against CAT and CWAM, in the Circuit Court of the Third Judicial Circuit, Madison County, Illinois, ("Madison County") seeking certification of a plaintiff class consisting of all persons in the United States who held shares in Columbia Acorn International (the "International Fund") for a period of more than 14 days during the five years prior to and through the filing of the lawsuit. The Vogeler Complaint is pleaded in two counts and alleges, in summary, that CWAM and CAT exposed long-term International Fund shareholders to trading by market timers by allegedly: (a) failing to properly evaluate daily whether a significant event affecting the value of the International Fund's portfolio securities had occurred after foreign markets had closed but before the calculation of the International Fund's net asset value ("NAV"); (b) failing to implement the International Fund's portfolio valuation and share pricing policies and procedures; (c) allowing portfolio valuation and share pricing policies and procedures that benefited market timers at the expense of long-term shareholders; and (d) failing to know and implement applicable rules and regulations concerning the calculation of NAV. Count I of the Complaint alleges that the defendants breached duties of care owed to International Fund shareholders, and Count II alleges that the asserted breaches were willful and wanton. Both counts of the Complaint seek unspecified compensatory and punitive damages, prejudgment interest, costs and attorneys' fees. On April 5, 2005 the Seventh Circuit Court of Appeals issued its Opinion in the "fair value pricing" cases, including Vogeler. Defendants had appealed the various district courts' remand of these cases to state court in Madison County, Illinois. The Seventh Circuit reversed the federal district courts' remand of these cases to state court, holding that the plaintiffs' state law claims were preempted by federal law. The Seventh Circuit remanded the cases, including Vogeler, to the district courts with instructions to "undo" the remand orders and dismiss the plaintiffs' complaints with prejudice. Plaintiffs then filed a motion with the district court to amend the Vogeler complaint to "plead around" the Seventh Circuit's federal preemption ruling. However, consistent with the mandate, the federal district court denied plaintiffs' motion to amend and dismissed the Vogeler complaint with prejudice. Plaintiffs have appealed the district court's denial of their motion to amend to the Seventh Circuit and intend to file a certiorari petition with the United States Supreme Court to further appeal the federal preemption ruling. III Joan Cohen v. FleetBoston Financial Corporation, et al., No. 04-11704 (REK), U.S. Dist. Ct. Mass.;. Gene ------------------------------------------------------- Osburn v. FleetBoston Financial Corporation, et al., No. 04-11750 (REK), U.S. Dist. Ct. Mass. Jean S.B. ------------------------------------------------------------ Simmonds, et al. v. FleetBoston Financial Corporation, et al., No. 04-11953 (REK), U.S. Dist. Ct. ------------------------------------------------------------- Mass.; Paula Slicker v. FleetBoston Financial Corporation, et al., No. 04-11760 (REK), U.S. Dist. Ct. ---------------------------------------------------------- Mass. Four lawsuits were filed in the District Court for the District of Massachusetts which are hybrid class and derivative actions, naming among others, the various series of CAT (the "Funds") as "nominal defendants," and the CAT Trustees as defendants. These cases have been consolidated under the caption "In re: Columbia Entites Litigation, U.S. Dist. Ct. Mass. 04 c 11704 (REK)." These cases allege that the various investment advisers within Columbia Management Group utilized fund assets to pay broker-dealers to recommend and sell the Funds in preference to other funds, thereby increasing the assets under management and resultant fees to CWAM and affiliated advisors. The cases seek recovery of compensatory and punitive damages, rescission of CWAM's contract with the Funds and recovery of all fees paid to CWAM by the Funds, as well as attorneys' fees and costs. The class claims assert violations of Sections 34(a), 36(a) and 36(b) of the Investment Company Act of 1940 ("ICA"), and for common law breach of fiduciary duty and unjust enrichment. The derivative claims allege violations of Section 48(a) of the ICA by all defendants. Plaintiffs have filed a consolidated amended complaint and a renewed motion to appoint lead and liaison plaintiff's counsel. The trustees and CAT have filed a motion to dismiss the consolidated amended compliant and a response in opposition to the renewed motion to appoint counsel. The Court has set an October 20, 2005 hearing date on plaintiffs' motions. IV In re: Mutual Funds Investment Litigation, No. 04-MD-1586; United States District Court for the ------------------------------------------ District of Maryland Commencing in late 2003, several class action and derivative lawsuits were filed in federal district courts naming, among others, CAT and the Trustees of CAT challenging the existence of consensual market timing arrangements, frequent trading and late trading. In September 2003, motions were filed by various mutual fund defendants seeking to centralize or consolidate al actions filed in federal district courts involving market timing-related allegations to one MDL proceeding pursuant to 28 U.S.C. ss.1407. On February 20, 2004, an Order was entered transferring all federal district court cases involving market timing-related allegations to the United States District Court for the District of Maryland. On September 29, 2004, plaintiffs in the class action track filed a Consolidated Amended Complaint in the Multi-District Litigation styled Dukes, et al. v. Columbia Acorn Funds, et al., No. 04-CV-01763, which names as defendants CAT, and Ralph Wanger and Charles McQuaid as interested Trustees of CAT. The independent CAT trustees are not named as defendants (although certain independent trustees of the Columbia Funds trusts are named). Also on September 29, 2004, plaintiffs in the derivative actions brought on behalf of shareholders in numerous fund complexes a Consolidated Amended Fund Derivative Complaint styled Slaybe, et al. v. Columbia Management Advisers, Inc., et al., No. 04-CV-1768, which names CAT and the Columbia Acorn Fund as "nominal defendants" (the action is brought by plaintiffs on their behalf), and the ten CAT Trustees as defendants. The judges assigned to hear the MDL cases are J. Frederick Motz, Andre M. Davis, Catherine C. Blake and Frederic P. Stamp (sitting in the District of Maryland pursuant to intra circuit assignment). Judge Motz is assigned to the Columbia track. On June 16 and 17, 2005, an oral argument on the various motions to dismiss the consolidated amended class and derivative complaints was held before the MDL panel in Baltimore. No decision on the motions to dismiss has yet been issued by the MDL panel. V Dean Delaventura v. Columbia Acorn Trust, et al., Superior Court, Commonwealth of Massachusetts, No. ------------------------------------------------ 05-1093 On March 21, 2005, a 1-count breach of contract class action complaint was filed against several of the Columbia Registrants, including CAT, seeking to rescind the Contingent Deferred Sales Charges assessed upon redemption of Class B shares of Columbia mutual funds due to the alleged market timing "misconduct" of defendants. The trustees are not named as defendants. In addition to the rescission of sales charges, plaintiffs seek recovery of actual damages, attorneys' fees and costs. This case was previously removed to federal district court, and defendants have also sought transfer of this case to the MDL market timing proceeding in Baltimore, Maryland. Plaintiffs then filed a motion to remand the case to state court, which was fully briefed and argued before the Court. On July 28, 2005, the Court denied plaintiffs' motion to remand the case to state court. -----END PRIVACY-ENHANCED MESSAGE-----