-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NBQ6UZHMMYAAjUmyrlvrlOnNqFTFv6WGwZGoKRd3dpBnbJC3PXnuBnBR3XFr3evm Xq74NwsAucUdJAJrFQOm4A== 0000021832-04-000167.txt : 20040830 0000021832-04-000167.hdr.sgml : 20040830 20040830171927 ACCESSION NUMBER: 0000021832-04-000167 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20040830 DATE AS OF CHANGE: 20040830 EFFECTIVENESS DATE: 20040830 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBIA ACORN TRUST CENTRAL INDEX KEY: 0000002110 IRS NUMBER: 362692100 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-01829 FILM NUMBER: 041006094 BUSINESS ADDRESS: STREET 1: 227 W MONROE STE 3000 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126349200 MAIL ADDRESS: STREET 1: 227 W MONROE STE 3000 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY ACORN TRUST DATE OF NAME CHANGE: 20010424 FORMER COMPANY: FORMER CONFORMED NAME: ACORN INVESTMENT TRUST DATE OF NAME CHANGE: 19940204 FORMER COMPANY: FORMER CONFORMED NAME: ACORN FUND INC DATE OF NAME CHANGE: 19920703 NSAR-A 1 answer.fil PAGE 1 000 A000000 06/30/2004 000 C000000 0000002110 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 COLUMBIA ACORN TRUST 001 B000000 811-01829 001 C000000 8002252365 002 A000000 ONE FINANCIAL CENTER 002 B000000 BOSTON 002 C000000 MA 002 D010000 02111 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 6 007 C010100 1 007 C020100 COLUMBIA ACORN FUND 007 C030100 N 007 C010200 2 007 C020200 COLUMBIA ACORN USA FUND 007 C030200 N 007 C010300 3 007 C020300 COLUMBIA ACORN SELECT FUND 007 C030300 N 007 C010400 4 007 C020400 COLUMBIA ACORN INTERNATIONAL FUND 007 C030400 N 007 C010500 5 007 C020500 COLUMBIA ACORN INTERNATIONAL SELECT FUND 007 C030500 N 007 C010600 6 007 C020600 COLUMBIA THERMOSTAT FUND 007 C030600 N 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A00AA01 COLUMBIA WANGER ASSET MANAGEMENT, L.P. 008 B00AA01 A 008 C00AA01 801-41391 008 D01AA01 CHICAGO 008 D02AA01 IL 008 D03AA01 60606 010 A00AA01 COLUMBIA WANGER ASSET MANAGEMENT, L.P. 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D020100 0.000 048 E010100 0 048 E020100 0.000 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 2000000 048 K020100 0.650 049 000100 N 050 000100 N 051 000100 N 052 000100 N 053 A000100 Y 053 B000100 Y 053 C000100 N 054 A000100 Y 054 B000100 N 054 C000100 N 054 D000100 N 054 E000100 N 054 F000100 N 054 G000100 N 054 H000100 N 054 I000100 N 054 J000100 Y 054 K000100 N 054 L000100 N 054 M000100 Y PAGE 17 054 N000100 Y 054 O000100 N 055 A000100 N 055 B000100 N 056 000100 Y 057 000100 N 058 A000100 N 059 000100 Y 060 A000100 Y 060 B000100 Y 061 000100 1000 062 A000100 N 062 B000100 0.0 062 C000100 0.0 062 D000100 0.0 062 E000100 0.0 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 063 A000100 0 063 B000100 0.0 066 A000100 Y 066 B000100 N 066 C000100 N 066 D000100 Y 066 E000100 N 066 F000100 N 066 G000100 N 067 000100 N 068 A000100 N 068 B000100 N 069 000100 N 070 A010100 Y 070 A020100 Y 070 B010100 Y 070 B020100 N 070 C010100 Y 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 Y PAGE 18 070 E020100 N 070 F010100 Y 070 F020100 N 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 Y 070 K010100 Y 070 K020100 Y 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 Y 070 N010100 Y 070 N020100 N 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 Y 070 Q010100 Y 070 Q020100 N 070 R010100 Y 070 R020100 N 071 A000100 1694313 071 B000100 1235992 071 C000100 11034843 071 D000100 11 072 A000100 6 072 B000100 3970 072 C000100 62901 072 D000100 0 072 E000100 0 072 F000100 38885 072 G000100 2939 072 H000100 0 072 I000100 5674 072 J000100 618 072 K000100 0 072 L000100 834 072 M000100 209 072 N000100 302 072 O000100 0 072 P000100 0 072 Q000100 0 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B020200 0.000 048 C010200 0 048 C020200 0.000 048 D010200 0 048 D020200 0.000 048 E010200 0 048 E020200 0.000 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 200000 048 K020200 0.900 049 000200 N 050 000200 N 051 000200 N 052 000200 N 053 A000200 Y 053 B000200 Y 053 C000200 N 054 A000200 Y 054 B000200 N 054 C000200 N 054 D000200 N 054 E000200 N PAGE 22 054 F000200 N 054 G000200 N 054 H000200 N 054 I000200 N 054 J000200 Y 054 K000200 N 054 L000200 N 054 M000200 Y 054 N000200 Y 054 O000200 N 055 A000200 N 055 B000200 N 056 000200 Y 057 000200 N 058 A000200 N 059 000200 Y 060 A000200 Y 060 B000200 Y 061 000200 1000 062 A000200 N 062 B000200 0.0 062 C000200 0.0 062 D000200 0.0 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 0.0 062 M000200 0.0 062 N000200 0.0 062 O000200 0.0 062 P000200 0.0 062 Q000200 0.0 062 R000200 0.0 063 A000200 0 063 B000200 0.0 066 A000200 Y 066 B000200 N 066 C000200 N 066 D000200 Y 066 E000200 N 066 F000200 N 066 G000200 N 067 000200 N 068 A000200 N 068 B000200 N 069 000200 N 070 A010200 Y PAGE 23 070 A020200 Y 070 B010200 Y 070 B020200 N 070 C010200 Y 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 Y 070 E020200 N 070 F010200 Y 070 F020200 N 070 G010200 Y 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 N 070 K010200 Y 070 K020200 N 070 L010200 Y 070 L020200 Y 070 M010200 Y 070 M020200 N 070 N010200 Y 070 N020200 N 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 Y 070 Q010200 Y 070 Q020200 N 070 R010200 Y 070 R020200 N 071 A000200 74090 071 B000200 78807 071 C000200 671823 071 D000200 11 072 A000200 6 072 B000200 255 072 C000200 1079 072 D000200 0 072 E000200 0 072 F000200 3299 072 G000200 181 072 H000200 0 072 I000200 329 072 J000200 15 072 K000200 0 072 L000200 87 PAGE 24 072 M000200 13 072 N000200 55 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 15 072 S000200 14 072 T000200 703 072 U000200 0 072 V000200 0 072 W000200 15 072 X000200 4726 072 Y000200 44 072 Z000200 -3348 072AA000200 9179 072BB000200 0 072CC010200 61313 072CC020200 0 072DD010200 0 072DD020200 0 072EE000200 0 073 A010200 0.0000 073 A020200 0.0000 073 B000200 0.0000 073 C000200 0.0000 074 A000200 1 074 B000200 21514 074 C000200 39993 074 D000200 0 074 E000200 0 074 F000200 706589 074 G000200 0 074 H000200 0 074 I000200 0 074 J000200 0 074 K000200 79 074 L000200 1470 074 M000200 89 074 N000200 769735 074 O000200 17 074 P000200 238 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 1564 074 S000200 0 074 T000200 767916 074 U010200 4538 074 U020200 28980 074 V010200 0.00 PAGE 25 074 V020200 0.00 074 W000200 0.0000 074 X000200 21744 074 Y000200 0 075 A000200 0 075 B000200 726532 076 000200 0.00 024 000300 Y 025 A000301 SEI INVESTMENTS COMPANY 025 B000301 - 025 C000301 E 025 D000301 21185 025 D000302 0 025 D000303 0 025 D000304 0 025 D000305 0 025 D000306 0 025 D000307 0 025 D000308 0 028 A010300 79130 028 A020300 0 028 A030300 0 028 A040300 18313 028 B010300 65067 028 B020300 0 028 B030300 0 028 B040300 16132 028 C010300 62735 028 C020300 0 028 C030300 0 028 C040300 30680 028 D010300 43979 028 D020300 0 028 D030300 0 028 D040300 26210 028 E010300 35706 028 E020300 0 028 E030300 0 028 E040300 23205 028 F010300 39178 028 F020300 0 028 F030300 0 028 F040300 22176 028 G010300 325795 028 G020300 0 028 G030300 0 028 G040300 136716 028 H000300 48280 029 000300 Y 030 A000300 1701 030 B000300 5.75 PAGE 26 030 C000300 0.00 031 A000300 218 031 B000300 0 032 000300 1421 033 000300 62 034 000300 Y 035 000300 206 036 A000300 N 036 B000300 0 037 000300 N 038 000300 0 039 000300 Y 040 000300 Y 041 000300 Y 042 A000300 0 042 B000300 0 042 C000300 100 042 D000300 0 042 E000300 0 042 F000300 0 042 G000300 0 042 H000300 0 043 000300 1680 044 000300 0 045 000300 Y 046 000300 N 047 000300 Y 048 000300 0.900 048 A010300 0 048 A020300 0.000 048 B010300 0 048 B020300 0.000 048 C010300 0 048 C020300 0.000 048 D010300 0 048 D020300 0.000 048 E010300 0 048 E020300 0.000 048 F010300 0 048 F020300 0.000 048 G010300 0 048 G020300 0.000 048 H010300 0 048 H020300 0.000 048 I010300 0 048 I020300 0.000 048 J010300 0 048 J020300 0.000 048 K010300 0 048 K020300 0.000 049 000300 N PAGE 27 050 000300 N 051 000300 N 052 000300 N 053 A000300 Y 053 B000300 Y 053 C000300 N 054 A000300 Y 054 B000300 N 054 C000300 N 054 D000300 N 054 E000300 N 054 F000300 N 054 G000300 N 054 H000300 N 054 I000300 N 054 J000300 Y 054 K000300 N 054 L000300 N 054 M000300 Y 054 N000300 Y 054 O000300 N 055 A000300 N 055 B000300 N 056 000300 Y 057 000300 N 058 A000300 N 059 000300 Y 060 A000300 N 060 B000300 N 061 000300 1000 062 A000300 N 062 B000300 0.0 062 C000300 0.0 062 D000300 0.0 062 E000300 0.0 062 F000300 0.0 062 G000300 0.0 062 H000300 0.0 062 I000300 0.0 062 J000300 0.0 062 K000300 0.0 062 L000300 0.0 062 M000300 0.0 062 N000300 0.0 062 O000300 0.0 062 P000300 0.0 062 Q000300 0.0 062 R000300 0.0 063 A000300 0 063 B000300 0.0 066 A000300 Y PAGE 28 066 B000300 N 066 C000300 N 066 D000300 Y 066 E000300 N 066 F000300 N 066 G000300 N 067 000300 N 068 A000300 N 068 B000300 N 069 000300 N 070 A010300 Y 070 A020300 Y 070 B010300 Y 070 B020300 N 070 C010300 Y 070 C020300 N 070 D010300 Y 070 D020300 N 070 E010300 Y 070 E020300 N 070 F010300 Y 070 F020300 N 070 G010300 Y 070 G020300 N 070 H010300 Y 070 H020300 N 070 I010300 N 070 I020300 N 070 J010300 Y 070 J020300 N 070 K010300 Y 070 K020300 N 070 L010300 Y 070 L020300 Y 070 M010300 Y 070 M020300 N 070 N010300 Y 070 N020300 N 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 Y 070 Q010300 Y 070 Q020300 N 070 R010300 Y 070 R020300 N 071 A000300 296012 071 B000300 153883 071 C000300 806404 071 D000300 19 072 A000300 6 PAGE 29 072 B000300 427 072 C000300 2238 072 D000300 0 072 E000300 0 072 F000300 4008 072 G000300 223 072 H000300 0 072 I000300 760 072 J000300 13 072 K000300 0 072 L000300 113 072 M000300 8 072 N000300 113 072 O000300 0 072 P000300 0 072 Q000300 0 072 R000300 13 072 S000300 21 072 T000300 1680 072 U000300 0 072 V000300 0 072 W000300 19 072 X000300 6971 072 Y000300 74 072 Z000300 -4232 072AA000300 47083 072BB000300 0 072CC010300 16432 072CC020300 0 072DD010300 0 072DD020300 0 072EE000300 0 073 A010300 0.0000 073 A020300 0.0000 073 B000300 0.0000 073 C000300 0.0000 074 A000300 1 074 B000300 4668 074 C000300 89990 074 D000300 0 074 E000300 0 074 F000300 895171 074 G000300 0 074 H000300 0 074 I000300 0 074 J000300 0 074 K000300 0 074 L000300 4519 074 M000300 72 074 N000300 994421 074 O000300 3225 PAGE 30 074 P000300 405 074 Q000300 0 074 R010300 0 074 R020300 0 074 R030300 0 074 R040300 1810 074 S000300 0 074 T000300 988981 074 U010300 19897 074 U020300 31418 074 V010300 0.00 074 V020300 0.00 074 W000300 0.0000 074 X000300 51253 074 Y000300 0 075 A000300 0 075 B000300 897033 076 000300 0.00 024 000400 Y 025 A000401 PERPETUAL TRUSTEES AUSTRALIA 025 B000401 - 025 C000401 E 025 D000401 11429 025 A000402 HONG KONG EXCHANGES CLEARING 025 B000402 - 025 C000402 E 025 D000402 8246 025 D000403 0 025 D000404 0 025 D000405 0 025 D000406 0 025 D000407 0 025 D000408 0 028 A010400 21593 028 A020400 15087 028 A030400 0 028 A040400 25985 028 B010400 24900 028 B020400 0 028 B030400 0 028 B040400 26354 028 C010400 33017 028 C020400 0 028 C030400 0 028 C040400 53387 028 D010400 13827 028 D020400 0 028 D030400 0 028 D040400 37828 028 E010400 10719 028 E020400 0 PAGE 31 028 E030400 0 028 E040400 29141 028 F010400 10252 028 F020400 0 028 F030400 0 028 F040400 32997 028 G010400 114308 028 G020400 15087 028 G030400 0 028 G040400 205692 028 H000400 4904 029 000400 Y 030 A000400 201 030 B000400 5.75 030 C000400 0.00 031 A000400 30 031 B000400 0 032 000400 165 033 000400 6 034 000400 Y 035 000400 49 036 A000400 N 036 B000400 0 037 000400 Y 038 000400 63 039 000400 Y 040 000400 Y 041 000400 Y 042 A000400 0 042 B000400 0 042 C000400 100 042 D000400 0 042 E000400 0 042 F000400 0 042 G000400 0 042 H000400 0 043 000400 436 044 000400 0 045 000400 Y 046 000400 N 047 000400 Y 048 000400 0.000 048 A010400 100000 048 A020400 1.200 048 B010400 400000 048 B020400 0.950 048 C010400 0 048 C020400 0.000 048 D010400 0 048 D020400 0.000 048 E010400 0 PAGE 32 048 E020400 0.000 048 F010400 0 048 F020400 0.000 048 G010400 0 048 G020400 0.000 048 H010400 0 048 H020400 0.000 048 I010400 0 048 I020400 0.000 048 J010400 0 048 J020400 0.000 048 K010400 500000 048 K020400 0.750 049 000400 N 050 000400 N 051 000400 N 052 000400 N 053 A000400 Y 053 B000400 Y 053 C000400 N 054 A000400 Y 054 B000400 N 054 C000400 N 054 D000400 N 054 E000400 N 054 F000400 N 054 G000400 N 054 H000400 N 054 I000400 N 054 J000400 Y 054 K000400 N 054 L000400 N 054 M000400 Y 054 N000400 Y 054 O000400 N 055 A000400 Y 055 B000400 N 056 000400 Y 057 000400 N 058 A000400 N 059 000400 Y 060 A000400 Y 060 B000400 Y 061 000400 1000 062 A000400 N 062 B000400 0.0 062 C000400 0.0 062 D000400 0.0 062 E000400 0.0 062 F000400 0.0 062 G000400 0.0 PAGE 33 062 H000400 0.0 062 I000400 0.0 062 J000400 0.0 062 K000400 0.0 062 L000400 0.0 062 M000400 0.0 062 N000400 0.0 062 O000400 0.0 062 P000400 0.0 062 Q000400 0.0 062 R000400 0.0 063 A000400 0 063 B000400 0.0 066 A000400 Y 066 B000400 N 066 C000400 N 066 D000400 Y 066 E000400 N 066 F000400 N 066 G000400 N 067 000400 N 068 A000400 N 068 B000400 Y 069 000400 N 070 A010400 Y 070 A020400 Y 070 B010400 Y 070 B020400 N 070 C010400 Y 070 C020400 N 070 D010400 Y 070 D020400 N 070 E010400 Y 070 E020400 N 070 F010400 Y 070 F020400 N 070 G010400 Y 070 G020400 N 070 H010400 Y 070 H020400 N 070 I010400 N 070 I020400 N 070 J010400 Y 070 J020400 Y 070 K010400 Y 070 K020400 N 070 L010400 Y 070 L020400 Y 070 M010400 Y 070 M020400 Y 070 N010400 Y PAGE 34 070 N020400 N 070 O010400 Y 070 O020400 N 070 P010400 Y 070 P020400 Y 070 Q010400 Y 070 Q020400 N 070 R010400 Y 070 R020400 N 071 A000400 414826 071 B000400 486377 071 C000400 1675176 071 D000400 25 072 A000400 6 072 B000400 231 072 C000400 23421 072 D000400 0 072 E000400 0 072 F000400 7073 072 G000400 430 072 H000400 0 072 I000400 750 072 J000400 520 072 K000400 0 072 L000400 148 072 M000400 34 072 N000400 49 072 O000400 0 072 P000400 0 072 Q000400 0 072 R000400 36 072 S000400 39 072 T000400 436 072 U000400 0 072 V000400 0 072 W000400 41 072 X000400 9556 072 Y000400 113 072 Z000400 14209 072AA000400 87636 072BB000400 0 072CC010400 41184 072CC020400 0 072DD010400 356 072DD020400 16585 072EE000400 0 073 A010400 0.0000 073 A020400 0.0000 073 B000400 0.0000 073 C000400 0.0000 074 A000400 3794 PAGE 35 074 B000400 0 074 C000400 54990 074 D000400 0 074 E000400 0 074 F000400 1673727 074 G000400 0 074 H000400 0 074 I000400 0 074 J000400 21118 074 K000400 440 074 L000400 4838 074 M000400 612 074 N000400 1759519 074 O000400 6414 074 P000400 613 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 24306 074 S000400 0 074 T000400 1728186 074 U010400 2302 074 U020400 68654 074 V010400 0.00 074 V020400 0.00 074 W000400 0.0000 074 X000400 49952 074 Y000400 0 075 A000400 0 075 B000400 1730389 076 000400 0.00 024 000500 N 025 D000501 0 025 D000502 0 025 D000503 0 025 D000504 0 025 D000505 0 025 D000506 0 025 D000507 0 025 D000508 0 028 A010500 990 028 A020500 0 028 A030500 0 028 A040500 940 028 B010500 666 028 B020500 0 028 B030500 0 028 B040500 694 028 C010500 825 028 C020500 0 PAGE 36 028 C030500 0 028 C040500 1748 028 D010500 548 028 D020500 0 028 D030500 0 028 D040500 600 028 E010500 340 028 E020500 0 028 E030500 0 028 E040500 1794 028 F010500 1147 028 F020500 151 028 F030500 0 028 F040500 599 028 G010500 4516 028 G020500 151 028 G030500 0 028 G040500 6375 028 H000500 669 029 000500 Y 030 A000500 27 030 B000500 5.75 030 C000500 0.00 031 A000500 4 031 B000500 0 032 000500 23 033 000500 0 034 000500 Y 035 000500 6 036 A000500 N 036 B000500 0 037 000500 Y 038 000500 2 039 000500 Y 040 000500 Y 041 000500 Y 042 A000500 0 042 B000500 0 042 C000500 100 042 D000500 0 042 E000500 0 042 F000500 0 042 G000500 0 042 H000500 0 043 000500 39 044 000500 0 045 000500 Y 046 000500 N 047 000500 Y 048 000500 0.950 048 A010500 0 PAGE 37 048 A020500 0.000 048 B010500 0 048 B020500 0.000 048 C010500 0 048 C020500 0.000 048 D010500 0 048 D020500 0.000 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 0 048 K020500 0.000 049 000500 N 050 000500 N 051 000500 N 052 000500 N 053 A000500 Y 053 B000500 Y 053 C000500 N 054 A000500 Y 054 B000500 N 054 C000500 N 054 D000500 N 054 E000500 N 054 F000500 N 054 G000500 N 054 H000500 N 054 I000500 N 054 J000500 Y 054 K000500 N 054 L000500 N 054 M000500 Y 054 N000500 Y 054 O000500 N 055 A000500 Y 055 B000500 N 056 000500 Y 057 000500 N 058 A000500 N 059 000500 Y 060 A000500 Y 060 B000500 Y PAGE 38 061 000500 1000 062 A000500 N 062 B000500 0.0 062 C000500 0.0 062 D000500 0.0 062 E000500 0.0 062 F000500 0.0 062 G000500 0.0 062 H000500 0.0 062 I000500 0.0 062 J000500 0.0 062 K000500 0.0 062 L000500 0.0 062 M000500 0.0 062 N000500 0.0 062 O000500 0.0 062 P000500 0.0 062 Q000500 0.0 062 R000500 0.0 063 A000500 0 063 B000500 0.0 066 A000500 Y 066 B000500 N 066 C000500 N 066 D000500 Y 066 E000500 N 066 F000500 N 066 G000500 N 067 000500 N 068 A000500 N 068 B000500 Y 069 000500 N 070 A010500 Y 070 A020500 Y 070 B010500 Y 070 B020500 N 070 C010500 Y 070 C020500 N 070 D010500 Y 070 D020500 N 070 E010500 Y 070 E020500 N 070 F010500 Y 070 F020500 N 070 G010500 Y 070 G020500 N 070 H010500 Y 070 H020500 N 070 I010500 N 070 I020500 N 070 J010500 Y PAGE 39 070 J020500 N 070 K010500 Y 070 K020500 N 070 L010500 Y 070 L020500 Y 070 M010500 Y 070 M020500 Y 070 N010500 Y 070 N020500 N 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 Y 070 Q010500 Y 070 Q020500 N 070 R010500 Y 070 R020500 N 071 A000500 19664 071 B000500 20833 071 C000500 43036 071 D000500 46 072 A000500 6 072 B000500 410 072 C000500 7 072 D000500 0 072 E000500 0 072 F000500 210 072 G000500 11 072 H000500 0 072 I000500 50 072 J000500 22 072 K000500 0 072 L000500 31 072 M000500 3 072 N000500 38 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 11 072 S000500 1 072 T000500 39 072 U000500 0 072 V000500 0 072 W000500 4 072 X000500 420 072 Y000500 59 072 Z000500 56 072AA000500 4795 072BB000500 0 072CC010500 0 072CC020500 1692 PAGE 40 072DD010500 6 072DD020500 151 072EE000500 0 073 A010500 0.0000 073 A020500 0.0000 073 B000500 0.0000 073 C000500 0.0000 074 A000500 93 074 B000500 1663 074 C000500 0 074 D000500 0 074 E000500 0 074 F000500 43247 074 G000500 0 074 H000500 0 074 I000500 0 074 J000500 29 074 K000500 8 074 L000500 129 074 M000500 1 074 N000500 45170 074 O000500 392 074 P000500 15 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 61 074 S000500 0 074 T000500 44702 074 U010500 206 074 U020500 2669 074 V010500 0.00 074 V020500 0.00 074 W000500 0.0000 074 X000500 3412 074 Y000500 0 075 A000500 0 075 B000500 44554 076 000500 0.00 024 000600 N 025 D000601 0 025 D000602 0 025 D000603 0 025 D000604 0 025 D000605 0 025 D000606 0 025 D000607 0 025 D000608 0 028 A010600 13030 028 A020600 0 PAGE 41 028 A030600 0 028 A040600 879 028 B010600 12349 028 B020600 0 028 B030600 0 028 B040600 968 028 C010600 11131 028 C020600 0 028 C030600 0 028 C040600 1124 028 D010600 10344 028 D020600 0 028 D030600 0 028 D040600 1321 028 E010600 6578 028 E020600 0 028 E030600 0 028 E040600 2675 028 F010600 8695 028 F020600 222 028 F030600 0 028 F040600 3088 028 G010600 62127 028 G020600 222 028 G030600 0 028 G040600 10055 028 H000600 14517 029 000600 Y 030 A000600 754 030 B000600 5.75 030 C000600 0.00 031 A000600 108 031 B000600 0 032 000600 584 033 000600 62 034 000600 Y 035 000600 78 036 A000600 N 036 B000600 0 037 000600 N 038 000600 0 039 000600 Y 040 000600 Y 041 000600 Y 042 A000600 0 042 B000600 0 042 C000600 100 042 D000600 0 042 E000600 0 042 F000600 0 042 G000600 0 PAGE 42 042 H000600 0 043 000600 509 044 000600 0 045 000600 Y 046 000600 N 047 000600 Y 048 000600 0.100 048 A010600 0 048 A020600 0.000 048 B010600 0 048 B020600 0.000 048 C010600 0 048 C020600 0.000 048 D010600 0 048 D020600 0.000 048 E010600 0 048 E020600 0.000 048 F010600 0 048 F020600 0.000 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 048 K010600 0 048 K020600 0.000 049 000600 N 050 000600 N 051 000600 N 052 000600 N 053 A000600 Y 053 B000600 Y 053 C000600 N 054 A000600 Y 054 B000600 N 054 C000600 N 054 D000600 N 054 E000600 N 054 F000600 N 054 G000600 N 054 H000600 N 054 I000600 N 054 J000600 Y 054 K000600 N 054 L000600 N 054 M000600 Y 054 N000600 Y 054 O000600 N PAGE 43 055 A000600 N 055 B000600 N 056 000600 Y 057 000600 N 058 A000600 N 059 000600 Y 060 A000600 Y 060 B000600 Y 061 000600 1000 062 A000600 N 062 B000600 0.0 062 C000600 0.0 062 D000600 0.0 062 E000600 0.0 062 F000600 0.0 062 G000600 0.0 062 H000600 0.0 062 I000600 0.0 062 J000600 0.0 062 K000600 0.0 062 L000600 0.0 062 M000600 0.0 062 N000600 0.0 062 O000600 0.0 062 P000600 0.0 062 Q000600 0.0 062 R000600 0.0 063 A000600 0 063 B000600 0.0 066 A000600 Y 066 B000600 N 066 C000600 N 066 D000600 N 066 E000600 N 066 F000600 N 066 G000600 Y 067 000600 N 068 A000600 N 068 B000600 N 069 000600 N 070 A010600 Y 070 A020600 Y 070 B010600 Y 070 B020600 N 070 C010600 Y 070 C020600 N 070 D010600 Y 070 D020600 N 070 E010600 Y 070 E020600 N 070 F010600 Y PAGE 44 070 F020600 N 070 G010600 Y 070 G020600 N 070 H010600 Y 070 H020600 N 070 I010600 N 070 I020600 N 070 J010600 Y 070 J020600 N 070 K010600 Y 070 K020600 Y 070 L010600 Y 070 L020600 N 070 M010600 Y 070 M020600 N 070 N010600 Y 070 N020600 N 070 O010600 Y 070 O020600 N 070 P010600 Y 070 P020600 Y 070 Q010600 Y 070 Q020600 N 070 R010600 Y 070 R020600 N 071 A000600 103922 071 B000600 50510 071 C000600 158767 071 D000600 32 072 A000600 6 072 B000600 5 072 C000600 1947 072 D000600 0 072 E000600 0 072 F000600 80 072 G000600 40 072 H000600 0 072 I000600 156 072 J000600 12 072 K000600 0 072 L000600 0 072 M000600 1 072 N000600 59 072 O000600 0 072 P000600 0 072 Q000600 0 072 R000600 9 072 S000600 5 072 T000600 537 072 U000600 0 072 V000600 0 PAGE 45 072 W000600 29 072 X000600 928 072 Y000600 220 072 Z000600 1244 072AA000600 0 072BB000600 5 072CC010600 2195 072CC020600 0 072DD010600 0 072DD020600 0 072EE000600 245 073 A010600 0.0000 073 A020600 0.0000 073 B000600 0.0000 073 C000600 0.0000 074 A000600 0 074 B000600 1008 074 C000600 0 074 D000600 0 074 E000600 0 074 F000600 0 074 G000600 0 074 H000600 0 074 I000600 182459 074 J000600 463 074 K000600 30 074 L000600 1370 074 M000600 3 074 N000600 185333 074 O000600 789 074 P000600 116 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 1016 074 S000600 0 074 T000600 183412 074 U010600 5370 074 U020600 9191 074 V010600 0.00 074 V020600 0.00 074 W000600 0.0000 074 X000600 10579 074 Y000600 0 075 A000600 0 075 B000600 160651 076 000600 0.00 SIGNATURE DOUGLAS RODES TITLE VICE PRESIDENT EX-99 2 exh.txt 77E Legal Proceedings Vogeler v. Columbia Acorn Trust, et al., Circuit Court of the Third Judicial Circuit, Madison County, Illinois, case No. 03-L-1550 - ---------------------------------------- On November 13, 2003, the above-captioned lawsuit was filed against Columbia Acorn Trust (the "Trust") and its investment adviser, Columbia Wanger Asset Management, L.P. ("Columbia WAM"), in the Circuit Court of the Third Judicial Circuit, Madison County, Illinois, seeking certification of a plaintiff class consisting of all persons in the United States who held shares in Columbia Acorn International Fund, a series of the Trust, for a period of more than 14 days during the five years prior to and through the filing of the lawsuit. The suit seeks compensatory and punitive damages, as well as interest, costs and attorney's fees. The lawsuit alleges, in summary, that the Trust and Columbia WAM exposed Columbia Acorn International Fund shareholders to trading by market timers by allegedly (i) failing to properly evaluate daily whether a significant event affecting the value of the Fund's securities had occurred after foreign markets had closed but before the calculation of the Fund's net asset value ("NAV"); (ii) failing to implement the Fund's portfolio valuation and share pricing policies and procedures; (iii) allowing portfolio valuation and share policies and procedures that benefited market timers at the expense of long-term shareholders; and (iv) failing to know and implement applicable rules and regulations concerning the calculation of NAV. The Trust and Columbia WAM removed the case to the United States District Court for the Southern District of Illinois, which, sua sponte, remanded the case to Madison County Circuit Court. The Trust and Columbia WAM have appealed the remand order and that appeal is presently pending before the Seventh Circuit Court of Appeals. Kelso v. Columbia Acorn Trust, et al., United States District Court for the Southern District of Illinois, case no. 03-769 (NJR) - --------------------------------------- On November 19, 2003, the above-captioned lawsuit was filed against the Trust and Columbia WAM in the United States District Court for the Southern District of Illinois, seeking certification of a plaintiff class consisting of all persons in the United States who held shares in the Columbia Acorn International Fund for a period of more than 14 days, without any stated limitation on the duration of the class period. The suit seeks compensatory and punitive damages, as well as interest, costs and attorney's fees. This suit contains allegations and counts similar to those described above, and also includes an additional count under Section 36(a) of the 1940 Act. Pursuant to motion, this case was transferred to the MDL proceeding pending in the United States District Court for the District of Maryland. Cohen v. FleetBoston Financial Corporation, et al., filed August 2, 2004 in the United States District Court for the District of Massachusetts, case no. 04-11704. Osburn v. FleetBoston Financial Corporation, et al., filed August 10, 2004 in the United States District Court for the District of Massachusetts, case no. 04-11750. Slicker v. FleetBoston Financial Corporation, et al., filed August 11, 2004 in the United States District Court for the District of Massachusetts, case no. 04-11760. These lawsuits were filed against various Columbia funds, including each series of the Trust, advisers, the distributor and various trustees, including, in some instances, the trustees of the Trust, principally based upon the allegations that the advisers utilized fund assets to pay broker dealers to recommend and sell Columbia funds in preference to other funds, thereby increasing the assets under management and resultant fees to the advisers. The cases are filed both as class actions and derivatively, and seek, inter alia, compensatory and punitive damages, rescission of the advisers' contracts and recovery of all fees paid to the advisers, and costs, expenses and attorneys' fees. The Cohen and Osburn complaints seek certification of a class comprised of all persons who purchased, redeemed or held shares of any of the Columbia funds between August 2, 1999 and March 22, 2004. The Slicker complaint seeks certification of a class comprised of all persons who purchased, redeemed or held shares of any of the Columbia funds between July 13, 1999 and March 22, 2004. The class claims asserted in each lawsuit include: (i) violations of Section 34(b) of the 1940 Act by the advisers; (ii) breach of fiduciary duty by the trustees; and (iii) aiding and abetting breach of fiduciary duty by advisers. The lawsuits also assert as derivative claims on behalf of the Columbia funds for: (i) violations of Section 48(a) of the 1940 Act by all the Columbia defendants; and (ii) violations of Section 206 of the Investment Advisers Act of 1940 (the "Advisers Act") by the advisers. Finally, the complaints also assert a derivative claim on behalf of the Columbia funds of violations of Section 48(a) of the 1940 Act by the advisers and Columbia Funds Distributors, Inc. ("CFDI"). Multi-District Litigation Since early 2004, a number of cases involving similar allegations of market timing that were filed in federal district courts throughout the country have been consolidated in a multi-district proceeding ("MDL") pending in the United States District Court for the District of Maryland. Included in the MDL proceeding are the following class action and derivative cases:
Class Action Complaints Dukes v. Columbia Acorn Fund, et al., filed February 13, 2004 in the United States District Court for the District of ------------------------------------ Massachusetts and transferred to the MDL on June 21, 2004, case no. 1:04-cv-01763. McKenna v. Columbia Acorn Fund, et al., filed on February 18, 2004 in the United States District Court for the Southern -------------------------------------- District of New York and transferred to the MDL on June 29, 2004, case no. 1:04-cv-01932. Ehrlich v. Columbia Acorn Fund, et al., filed on March 1, 2004 in the United States District Court for the District of -------------------------------------- Massachusetts and transferred to the MDL on June 4, 2004, case no. 1:04-cv-01285. Simmonds v. Columbia Acorn Fund, et al., filed March 9, 2004 in the United States District Court for the Southern District --------------------------------------- of New York and transferred to the MDL on August 4, 2004, case no. 1:04-cv-02278. Caprio v. Columbia Acorn Fund, et al, filed March 29, 2003 in the United States District Court for the District of ------------------------------------ Massachusetts and transferred to the MDL on June 21, 2004, case no. 1:04-cv-01773.
These lawsuits were filed against the Trust, Columbia WAM and various other Columbia entities, each seeking certification of plaintiff classes consisting of all persons who acquired and held shares of any of the Columbia funds between February 13, 1999 and January 14, 2004. The suits seek compensatory damages, rescission of investment advisory contracts with Columbia Management Advisors ("CMA") and Columbia WAM, and reimbursement of all fees paid to CMA and Columbia WAM. The suits allege that favored customers were permitted to market time their trades in certain Columbia funds in exchange for substantial fees and other remuneration. Specifically, the suits allege: (i) violations of Section 11 of the Securities Act of 1933 (the "Securities Act") by the Columbia funds; (ii) violations of Section 15 of the Securities Act by FleetBoston Financial Corp. ("Fleet"), CMA, Columbia WAM and CFDI; (iii) violations of Section 10(b) of the Securities Exchange Act of 1934 (the "Exchange Act") and Rule 10b-5 promulgated thereunder by all of the defendants; (iv) violations of Section 20(a) of the Exchange Act against Fleet, CMA, Columbia WAM, CFDI and the Columbia funds; and (v) violations of Section 206 of the Advisers Act by CMA and Columbia WAM. Also alleging the same claims and seeking similar relief are AB Medical Equipment Corp. v. FleetBoston Financial Corp., et al., filed on February 20, 2004 in the United States District Court for the District of Massachusetts and transferred to the MDL on June 21, 2004, case no. 1:04-cv-01764, and Wick v. FleetBoston Financial Corporation, et al., filed on March 1, 2004 in the United States District Court for the District of Massachusetts and transferred to the MDL on June 21, 2004, case no. 1:04-cv-01765. Although the same allegations and relief are requested in both cases, AB Medical Equipment seeks certification of a class of all persons who purchased, redeemed or held shares of the Columbia funds between December 15, 1998 and December 8, 2003. Wick seeks certification of a class of all persons who purchased or otherwise acquired shares of the Columbia funds between January 1, 1996 and January 14, 2004. Derivative Complaints Beardsley v. FleetBoston Financial Corporation et al., filed March 18, 2004 in the United States District Court for the District of Massachusetts and transferred to the MDL on August 2, 2004, case no. 1:04-cv-02274. This lawsuit was filed derivatively on behalf of the Columbia funds, including the Trust and certain series thereof, against various Columbia entities including CMG, Columbia Fund Services, Inc. ("CFS"), Columbia WAM, CMA, CFDI and various trustees including the trustees of the Trust. The suit seeks removal of the trustees and replacement with independent trustees, removal of the adviser and distributor defendants, rescission of the management and other contracts with the defendants, compensatory and punitive damages and disgorgement of profits from allegedly unlawful trading and from management fees, and all expenses, costs and attorneys' fees. The lawsuit alleges that favored customers were permitted to market time their trades in certain Columbia funds in exchange for substantial fees and other remuneration. Specifically, the suit alleges: (i) violations of Section 36(a) of the 1940 Act by CMG, CFDI, the advisers and trustees; (ii) violations of Section 36(b) of the 1940 Act by the advisers and CFDI; (iii) common law breach of fiduciary duty by the advisers, trustees and CFDI; and (iv) civil conspiracy by all the defendants. Segel v. FleetBoston Financial Corporation, et al., filed March 23, 2004 in the United States District Court for the District of Massachusetts and transferred to the MDL on June 21, 2004, case no. 1:04-cv-01772. This lawsuit was filed derivatively on behalf of the Trust and Columbia Acorn Fund, a series thereof, other funds in the Columbia family, against various Columbia entities, including CMG, CFS, CFDI, Columbia WAM, CMA, and the trustees of the various funds. The allegations in this case are substantially similar to those in Beardsley, and the relief sought is also the same. In addition to the claims asserted in Beardsley, however, Segel also alleges: (1) violations of Section 206 of the Advisers Act by the adviser defendants; (2) violations of Section 10(b) of the Exchange Act and Rule 10b-5 thereunder by the adviser defendants; and (3) violations of Section 20(a) of the Exchange Act by CMG, CFS, CFDI and the trustees. -----END PRIVACY-ENHANCED MESSAGE-----