0001026608-19-000038.txt : 20190911 0001026608-19-000038.hdr.sgml : 20190911 20190911170612 ACCESSION NUMBER: 0001026608-19-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190911 FILED AS OF DATE: 20190911 DATE AS OF CHANGE: 20190911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOLDEN RICHMOND Y JR CENTRAL INDEX KEY: 0001213240 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07698 FILM NUMBER: 191088952 MAIL ADDRESS: STREET 1: C/O ACME UNITED CORP STREET 2: 60 ROUND HILL ROAD CITY: FAIRFIELD STATE: CT ZIP: 06824 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ACME UNITED CORP CENTRAL INDEX KEY: 0000002098 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 060236700 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 WALLS DRIVE CITY: FAIRFIELD STATE: CT ZIP: 06824 BUSINESS PHONE: 203-254-6060 MAIL ADDRESS: STREET 1: 55 WALLS DRIVE CITY: FAIRFIELD STATE: CT ZIP: 06824 FORMER COMPANY: FORMER CONFORMED NAME: ACME SHEAR CO DATE OF NAME CHANGE: 19710713 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-09-11 0 0000002098 ACME UNITED CORP ACU 0001213240 HOLDEN RICHMOND Y JR C/O ACME UNITED CORP 55 WALLS DRIVE FAIRFIELD CT 06824 1 0 0 0 Common Stock 2019-09-09 4 M 0 3580 16.71 A 18830 D Common Stock 2019-09-09 4 D 0 3580 20.9 D 15250 D Employee Stock Option 16.71 2019-09-09 4 M 0 3580 16.71 D 2014-04-22 2024-04-21 Common Stock 3580 21420 D The exercise of the subject option was effected on a net cash settlement basis in a transaction directly with the issuer not involving the actual issuance of any shares of the underlying common stock. /s/ Richmond Y. Holden, Jr. 2019-09-11