-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ue47dgbtBMfsUBj5ShGGT5QHjjj1UYF6gKAnrb03ODZhV0ybSpsdInE+fLjiwZw+ rAIsgHFkOPM00TtKxs+Jxg== 0001026608-03-000062.txt : 20030429 0001026608-03-000062.hdr.sgml : 20030429 20030429155254 ACCESSION NUMBER: 0001026608-03-000062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030428 FILED AS OF DATE: 20030429 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: HOLDEN RICHMOND Y JR CENTRAL INDEX KEY: 0001213240 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 MAIL ADDRESS: STREET 1: C/O ACME UNITED CORP CITY: FAIRFIELD STATE: CT ZIP: 06825 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ACME UNITED CORP CENTRAL INDEX KEY: 0000002098 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 060236700 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07698 FILM NUMBER: 03669531 BUSINESS ADDRESS: STREET 1: 1931 BLACK ROCK TURNPIKE CITY: FAIRFIELD STATE: CT ZIP: 06432 BUSINESS PHONE: 2033327330 FORMER COMPANY: FORMER CONFORMED NAME: ACME SHEAR CO DATE OF NAME CHANGE: 19710713 4 1 acme_frm4ryh403.txt FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person* Holden Jr., Richmond Y. 1931 Black Rock Turnpike Fairfield, CT 06825 2. Issuer Name and Ticker or Trading Symbol Acme United Corporation (ACU) 3. IRS or Social Security Nummber of Reporting Person (Voluntary) 4. Statement for Month/Year April 2003 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Persons to Issuer (Check all applicable) [x] Director [ ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) [ ] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of 2. Transaction 3. Transaction 4. Securities 5. Amount of 6. Ownership Form: 7. Nature of Security Date Code Acquired (A) Securities Direct (D) or Indirect (Instr. 3) (Month/Day (Instr. 8) or Disposed of (D) Beneficially Indirect (I) Beneficial Year) (Instr. 3, 4 and 5) Owned at End (Instr. 4) Ownership of Month (Instr. 4) (Instr. 3 and 4) --------------- ---------------------- Code V Amount (A) or Price (D) --------------- ---------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - -----------------------------------------------------------------------------------------------------------------------------------
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Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., Puts, Calls, Warrants, Options, Convertible Securities) 1. Title of 2. Conver- 3. Trans- 4. Trans- 5. Number of Deriv- 6. Date Exer- 7. Title and Amount of Derivative sion or action action ative Securities cisable and Underlying Securities Security Exercise Date Code Acquired (A) or Expiration (Instr. 3 and 4) (Instr. 3) Price (Month/ (Instr. 8) Disposed of (D) Date of Deri- Day/ (Instr. 3, 4 (Month/Day/ vative Year) and 5) Year) ------------ ----------------- ---------------- -------------------------- Date Expira- Amount or Exer- tion Number of Code V (A) (D) cisable Date Title Shares ------------ ----------------- ---------------- -------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Stock Option 3.44 4/28/03 A5* 2,500 4/28/03 4/28/13 Common 2,500 Stock
Table II -- Derivative Securities Acquired, Discposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) (continued) 8. Price 9. Number of 10. Ownership 11. Nature of of Derivative Form: Indirect Derivative Securities Direct (D) Beneficial Security Beneficially or Indirect Ownership (Instr. 5) Owned at (I) (Instr. 4) End of Month (Instr. 4) - ----------------------------------------------------------------------------------------------------------------------------------- 28,000 D
Explanation of Responses: Reminder: Report a separate line for each class of securities beneficially owned. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Date: April 28, 2003 By: /s/ Richmond Y. Holden, Jr. ------------------------------- Richmond Y. Holden, Jr. Page 2 of 2 pages -----END PRIVACY-ENHANCED MESSAGE-----