-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KnsDeO4XYAkVr8NjvEU4kHdMJoSbzX8SiXPQ6xblkr0PBowFYlBq4XNimCh/lN/c Rv8/9SJsCVfP1l5krltRpg== 0000950137-97-000855.txt : 19970303 0000950137-97-000855.hdr.sgml : 19970303 ACCESSION NUMBER: 0000950137-97-000855 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970228 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNITED AIR SPECIALISTS INC /OH/ CENTRAL INDEX KEY: 0000932985 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 341008092 STATE OF INCORPORATION: OH FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-46995 FILM NUMBER: 97547430 BUSINESS ADDRESS: STREET 1: 4440 CREEK RD CITY: CINCINNATI STATE: OH ZIP: 45242 BUSINESS PHONE: 5138910400 MAIL ADDRESS: STREET 1: 440 CREEK RD CITY: CINCINNATI STATE: OH ZIP: 45242 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CLARCOR INC CENTRAL INDEX KEY: 0000020740 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 360922490 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 2323 SIXTH ST STREET 2: PO BOX 7007 CITY: ROCKFORD STATE: IL ZIP: 61125 BUSINESS PHONE: 8159628867 MAIL ADDRESS: STREET 1: 2323 SIXTH STREET CITY: ROCKFORD STATE: IL ZIP: 61125 FORMER COMPANY: FORMER CONFORMED NAME: CLARK J L MANUFACTURING CO /DE/ DATE OF NAME CHANGE: 19871001 SC 13D/A 1 SC 13D/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1) United Air Specialists, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, without par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 909288201 - -------------------------------------------------------------------------------- (CUSIP Number) Marcia S. Blaylock CLARCOR Inc. 2323 Sixth Street P.O. Box 7007 Rockford, Illinois 61125 (815) 962-8867 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 28, 1997 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box / /. (Continued on following pages) PAGE 1 OF 5 PAGES 2 CUSIP NO. 909288201 SCHEDULE 13D PAGE 2 OF 5 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON CLARCOR Inc. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* Not Applicable - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 100 SHARES --------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER 0 OWNED BY --------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER 100 REPORTING --------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 100 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 100% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO 3 ITEM 1. SECURITY AND ISSUER This Amendment No. 1 to Schedule 13D relates to the Common Stock, without par value (the "UAS Common Stock"), of United Air Specialists, Inc., an Ohio corporation ("UAS"), which has its principal executive offices at 4440 Creek Road, Cincinnati, Ohio 45212 ITEM 2. IDENTITY AND BACKGROUND NO CHANGES. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION On February 28, 1997 UAS became a wholly-owned subsidiary of CLARCOR, upon consummation of the merger (the "Merger") contemplated by the Agreement and Plan of Merger dated as of September 23, 1996 (the "Merger Agreement") among CLARCOR, a wholly-owned subsidiary of CLARCOR and UAS. Pursuant to the Merger Agreement, each share of UAS Common Stock outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) of the Merger (other than shares owned directly or indirectly by CLARCOR or UAS, which shares were cancelled) was converted into .3702116 of a share of common stock, par value $1, of CLARCOR ("CLARCOR Common Stock"), including the corresponding percentage of a right to purchase shares of Series B Junior Participating Preferred Stock of CLARCOR. ITEM 4. PURPOSE OF TRANSACTION CLARCOR entered into the Merger Agreement in order to cause UAS to become a wholly-owned subsidiary of CLARCOR upon consummation of the Merger. The Merger became effective on February 28, 1997. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER CLARCOR became the sole beneficial and record owner of 100% of the outstanding shares of UAS Common Stock upon effectiveness of the Merger. Except as described above, neither CLARCOR nor any person named in Schedule I to Item 2 hereof (previously filed) beneficially owned shares of UAS Common Stock as of February 28, 1997, or had any transactions in UAS Common Stock during the preceding 60 days. Page 3 of 5 Pages 4 ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER In connection with the execution of the Merger Agreement, Mr. Durwood G. Rorie, Jr., Mrs. Margaret Stewart Rorie and Mr. William A. Cheney entered into agreements with CLARCOR obligating them to vote the shares of UAS Common Stock owned beneficially or of record by them in favor of the Merger. On the record date for the meeting of shareholders of UAS to consider adoption of the Merger Agreement, Mr. and Mrs. Rorie and Mr. Cheney owned beneficially or of record an aggregate of 1,349,853 shares of UAS Common Stock (the "Shares"). Upon effectiveness of the Merger, the Shares were converted into the right to receive shares of CLARCOR Common Stock pursuant to the Merger Agreement. Upon the effectiveness of the Merger on February 28, 1997, Mr. and Mrs. Rorie and Mr. Cheney ceased to own the Shares. Page 4 of 5 Pages 5 SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: February 28, 1997 CLARCOR INC. By: Bruce A. Klein -------------------------- Bruce A. Klein Vice-President Finance and Chief Financial Officer Page 5 of 5 Pages -----END PRIVACY-ENHANCED MESSAGE-----