0001140361-15-033799.txt : 20150828
0001140361-15-033799.hdr.sgml : 20150828
20150828164251
ACCESSION NUMBER: 0001140361-15-033799
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150826
FILED AS OF DATE: 20150828
DATE AS OF CHANGE: 20150828
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMBASE CORP
CENTRAL INDEX KEY: 0000020639
STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512]
IRS NUMBER: 952962743
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 PUTNAM GREEN
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2035322000
MAIL ADDRESS:
STREET 1: 100 PUTNAM GREEN
STREET 2: 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER COMPANY:
FORMER CONFORMED NAME: HOME GROUP INC
DATE OF NAME CHANGE: 19890608
FORMER COMPANY:
FORMER CONFORMED NAME: CITYHOME CORP
DATE OF NAME CHANGE: 19780917
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHEEHY BRIAN L.
CENTRAL INDEX KEY: 0001646597
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07265
FILM NUMBER: 151082589
MAIL ADDRESS:
STREET 1: 415 MADISON AVENUE
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER NAME:
FORMER CONFORMED NAME: Sheehy Brian L Greenstein
DATE OF NAME CHANGE: 20150629
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ISZO CAPITAL GP LLC
CENTRAL INDEX KEY: 0001646598
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07265
FILM NUMBER: 151082590
BUSINESS ADDRESS:
STREET 1: 415 MADISON AVENUE
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: (646) 775-4394
MAIL ADDRESS:
STREET 1: 415 MADISON AVENUE
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ISZO CAPITAL LP
CENTRAL INDEX KEY: 0001484190
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07265
FILM NUMBER: 151082591
BUSINESS ADDRESS:
STREET 1: 415 MADISON AVENUE
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 646-775-4394
MAIL ADDRESS:
STREET 1: 415 MADISON AVENUE
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ISZO CAPITAL MANAGEMENT LP
CENTRAL INDEX KEY: 0001607925
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07265
FILM NUMBER: 151082592
BUSINESS ADDRESS:
STREET 1: 415 MADISON AVENUE, 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 646-775-4394
MAIL ADDRESS:
STREET 1: 415 MADISON AVENUE, 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
doc1.xml
FORM 4
X0306
4
2015-08-26
0
0000020639
AMBASE CORP
ABCP
0001607925
ISZO CAPITAL MANAGEMENT LP
415 MADISON AVENUE
14TH FLOOR
NEW YORK
NY
10017
0
0
1
0
0001484190
ISZO CAPITAL LP
415 MADISON AVENUE
14TH FLOOR
NEW YORK
NY
10017
0
0
1
0
0001646598
ISZO CAPITAL GP LLC
415 MADISON AVENUE
14TH FLOOR
NEW YORK
NY
10017
0
0
1
0
0001646597
SHEEHY BRIAN L.
415 MADISON AVENUE
14TH FLOOR
NEW YORK
NY
10017
0
0
1
0
Common Stock, $0.01 par value
2015-08-26
4
P
0
162500
2.50
A
7262419
I
By IsZo Capital LP
This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons").
Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.
Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund.
IsZo Capital Management LP, by IsZo Management Corp., General Partner, by Brian L. Sheehy, President
2015-08-28
IsZo Capital LP, by IsZo Capital GP LLC, General Partner, by Brian L. Sheehy, Managing Member
2015-08-28
IsZo Capital GP LLC, by Brian L. Sheehy, Managing Member
2015-08-28
Brian L. Sheehy
2015-08-28