0000020639-12-000069.txt : 20120918 0000020639-12-000069.hdr.sgml : 20120918 20120918150910 ACCESSION NUMBER: 0000020639-12-000069 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120918 FILED AS OF DATE: 20120918 DATE AS OF CHANGE: 20120918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FERRARA JOHN CENTRAL INDEX KEY: 0001182872 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-07265 FILM NUMBER: 121097078 MAIL ADDRESS: STREET 1: C/O AMBASE CORP STREET 2: 100 PUTNAM GREEN 3RD FL CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMBASE CORP CENTRAL INDEX KEY: 0000020639 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 952962743 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 PUTNAM GREEN CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2035322000 MAIL ADDRESS: STREET 1: 100 PUTNAM GREEN STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: HOME GROUP INC DATE OF NAME CHANGE: 19890608 FORMER COMPANY: FORMER CONFORMED NAME: CITYHOME CORP DATE OF NAME CHANGE: 19780917 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 4/A 2012-09-18 2012-09-18 0 0000020639 AMBASE CORP ABCP 0001182872 FERRARA JOHN C/O AMBASE CORP 100 PUTNAM GREEN 3RD FL GREENWICH CT 06830 0 1 0 0 VP & CFO COMMON STOCK 241029 D STOCK OPTION 1.11 2012-09-18 4 M 0 100000 1.11 D 2012-01-02 2014-01-02 COMMON STOCK 100000 0 D STOCK OPTION 0.64 2012-09-18 4 M 0 20000 0.64 D 2006-01-06 2014-01-06 COMON STOCK 20000 0 D STOCK OPTION 0.81 2012-09-18 4 M 0 20000 0.81 D 2007-01-03 2015-01-03 COMON STOCK 20000 0 D To correct Table II, column 5 of Form 4 filed on 09/18/2012; to correctly reflect stock options exercised in column labeled "D" "Disposed Of" vs. as orginally filed with amounts reflected in column noted as "Acquired". Reflects aggregate number of shares of common stock owned subsequent to employee stock options exercises. JOHN FERRARA 2012-09-18