0000020639-12-000069.txt : 20120918
0000020639-12-000069.hdr.sgml : 20120918
20120918150910
ACCESSION NUMBER: 0000020639-12-000069
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120918
FILED AS OF DATE: 20120918
DATE AS OF CHANGE: 20120918
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FERRARA JOHN
CENTRAL INDEX KEY: 0001182872
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07265
FILM NUMBER: 121097078
MAIL ADDRESS:
STREET 1: C/O AMBASE CORP
STREET 2: 100 PUTNAM GREEN 3RD FL
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMBASE CORP
CENTRAL INDEX KEY: 0000020639
STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512]
IRS NUMBER: 952962743
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 PUTNAM GREEN
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2035322000
MAIL ADDRESS:
STREET 1: 100 PUTNAM GREEN
STREET 2: 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER COMPANY:
FORMER CONFORMED NAME: HOME GROUP INC
DATE OF NAME CHANGE: 19890608
FORMER COMPANY:
FORMER CONFORMED NAME: CITYHOME CORP
DATE OF NAME CHANGE: 19780917
4/A
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4/A
2012-09-18
2012-09-18
0
0000020639
AMBASE CORP
ABCP
0001182872
FERRARA JOHN
C/O AMBASE CORP
100 PUTNAM GREEN 3RD FL
GREENWICH
CT
06830
0
1
0
0
VP & CFO
COMMON STOCK
241029
D
STOCK OPTION
1.11
2012-09-18
4
M
0
100000
1.11
D
2012-01-02
2014-01-02
COMMON STOCK
100000
0
D
STOCK OPTION
0.64
2012-09-18
4
M
0
20000
0.64
D
2006-01-06
2014-01-06
COMON STOCK
20000
0
D
STOCK OPTION
0.81
2012-09-18
4
M
0
20000
0.81
D
2007-01-03
2015-01-03
COMON STOCK
20000
0
D
To correct Table II, column 5 of Form 4 filed on 09/18/2012; to correctly reflect stock options exercised in column labeled "D" "Disposed Of" vs. as orginally filed with amounts reflected in column noted as "Acquired".
Reflects aggregate number of shares of common stock owned subsequent to employee stock options exercises.
JOHN FERRARA
2012-09-18