0000020639-12-000066.txt : 20120918
0000020639-12-000066.hdr.sgml : 20120918
20120918140520
ACCESSION NUMBER: 0000020639-12-000066
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120918
FILED AS OF DATE: 20120918
DATE AS OF CHANGE: 20120918
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FERRARA JOHN
CENTRAL INDEX KEY: 0001182872
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07265
FILM NUMBER: 121096856
MAIL ADDRESS:
STREET 1: C/O AMBASE CORP
STREET 2: 100 PUTNAM GREEN 3RD FL
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMBASE CORP
CENTRAL INDEX KEY: 0000020639
STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512]
IRS NUMBER: 952962743
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 PUTNAM GREEN
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2035322000
MAIL ADDRESS:
STREET 1: 100 PUTNAM GREEN
STREET 2: 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER COMPANY:
FORMER CONFORMED NAME: HOME GROUP INC
DATE OF NAME CHANGE: 19890608
FORMER COMPANY:
FORMER CONFORMED NAME: CITYHOME CORP
DATE OF NAME CHANGE: 19780917
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2012-09-18
0
0000020639
AMBASE CORP
ABCP
0001182872
FERRARA JOHN
C/O AMBASE CORP
100 PUTNAM GREEN 3RD FL
GREENWICH
CT
06830
0
1
0
0
VP & CFO
COMMON STOCK
2012-09-18
4
M
0
100000
1.11
A
241029
D
COMMON STOCK
2012-09-18
4
M
0
20000
0.64
A
241029
D
COMMON STOCK
2012-09-18
4
M
0
20000
0.81
A
241029
D
STOCK OPTION
1.11
2012-09-18
4
M
0
100000
1.11
A
2012-01-02
2014-01-02
COMMON STOCK
100000
0
D
STOCK OPTION
0.64
2012-09-18
4
M
0
20000
0.64
A
2006-01-06
2014-01-06
COMMON STOCK
20000
0
D
STOCK OPTION
0.81
2012-09-18
4
M
0
20000
0.81
A
2007-01-03
2015-01-03
COMMON STOCK
20000
0
D
Exercise of employee stock option
JOHN FERRARA
2012-09-18