-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EJFAwgCcyk9TjgHFcSfIfM1UFIa67J2I+go8JVmLFPCcuKRAF57E7+uFpvC0SWV5 m5/6SFh1MTS6woZVaibUjQ== 0001179110-08-020662.txt : 20081210 0001179110-08-020662.hdr.sgml : 20081210 20081210140842 ACCESSION NUMBER: 0001179110-08-020662 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20081209 FILED AS OF DATE: 20081210 DATE AS OF CHANGE: 20081210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAMM RICHARD F JR CENTRAL INDEX KEY: 0001230157 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16182 FILM NUMBER: 081240675 MAIL ADDRESS: STREET 1: 6370 OXBOW BEND CITY: CHANHASSEN STATE: MN ZIP: 55317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXSYS TECHNOLOGIES INC CENTRAL INDEX KEY: 0000206030 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 111962029 STATE OF INCORPORATION: DE FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: 175 CAPITAL BLVD SUITE 103 CITY: ROCKY HILL STATE: CT ZIP: 06067 BUSINESS PHONE: 2018711500 MAIL ADDRESS: STREET 1: 175 CAPITAL BLVD SUITE 103 CITY: ROCKY HILL STATE: CT ZIP: 06067 FORMER COMPANY: FORMER CONFORMED NAME: VERNITRON CORP DATE OF NAME CHANGE: 19920703 4 1 edgar.xml FORM 4 - X0303 4 2008-12-09 0 0000206030 AXSYS TECHNOLOGIES INC AXYS 0001230157 HAMM RICHARD F JR 175 CAPITAL BOULEVARD SUITE 103 ROCKY HILL CT 06067 1 0 0 0 Common Stock, $0.01 par value per share 2008-05-14 4 A 1 1500 56.63 A 3000 D Restricted Common Stock, $0.01 par value per share 2008-05-15 4 A 0 1500 A 1500 D Non-Qualified Stock Options - right to buy 5.667 2008-12-09 4 S 0 3395 67.108 D 2003-05-12 2012-08-14 Common stock, $0.01 par value per share 5295 1900 D Non-Qualified Stock Options - right to buy 5.667 2008-12-09 4 S 0 600 68.207 D 2003-05-12 2012-08-14 Common stock, $0.01 par value per share 1900 1300 D Non-Qualifed Stock Options - right to buy 5.667 2008-12-09 4 S 0 700 69.17 D 2003-05-12 2012-08-14 Common stock, $0.01 par value per share 1300 600 D Non-Qualified Stock Options - right to buy 5.667 2008-12-09 4 S 0 600 70.01 D 2003-05-12 2012-08-14 Common Stock, $0.01 par value per share 600 0 D Non-Qualified Stock Options - right to buy 6.387 2004-05-10 2013-05-13 Common stock, $0.01 par value per share 4700 4700 D Non-Qualified Stock Options - right to buy 11.973 2005-05-04 2014-05-11 Common stock, $0.01 par value per share 2507 2507 D Non-Qualified Stock Options - right to buy 19.080 2006-05-03 2015-05-05 Common stock, $0.01 par value per share 1572 1572 D Restricted Stock. Options vest 100% on the day immediately preceeding the 2009 regularly scheduled annual meeting of the stockholders of the Company. 2009 meeting date is not scheduled as of this filing date. Includes 1,500 shares of previously restricted stock. The restriction was lifted on May 14, 2008. Average Sell Price ($66.66 to $67.64) Average Sell Price ($67.77 to $68.71) Average Sell Price ($68.79 to $69.72) David A. Almeida, as attorney-in-fact 2008-12-10 EX-24 2 exhibit24-hamm.txt POWER OF ATTORNEY POWER OF ATTORNEY For Executing Forms 3, 4 and 5 KNOW ALL BY THESE PRESENTS, that the undersigned hereby constitutes and appoints each of Stephen W. Bershad and David A. Almeida, signing singly, as a true and lawful attorney in fact for the undersigned and until such authority is specifically revoked to: 1 execute for and on behalf of the undersigned Forms 3, 4 and 5, or other comparable or replacement Forms, in accordance with Section 16a of the Securities Exchange Act of 1934 and the rules thereunder; 2 perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete the execution of any such Form 3, 4 or 5, or amendments thereto, or other comparable or replacement Forms under Section 16(a), and the timely filing of such Form with the United States Securities and Exchange Commission and any other required authority; and 3 take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney in fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney in fact on behalf of the undersigned pursuant to this instrument shall be in such form and shall contain such terms and conditions as such attorney in fact may approve. The undersigned hereby grants to each such attorney in fact full power and authority to perform all and every act and thing whatsoever requisite, necessary and proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney in fact, or any substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys in fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. IN WITNESS WHEREOF, the undersigned has caused this instrument to be executed as of this 4th day of September 2008. s Richard F. Hamm, Jr. Signature Richard F. Hamm, Jr. Print Name -----END PRIVACY-ENHANCED MESSAGE-----