-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U5abgX9dDvcYp5u8PaOez6OIYDvCZKyrZTeqIYsWxvX7I2wgcqCUT9r/GWZR6XZC F2CestOfP9XhG4unCyGvEg== 0000950134-01-001646.txt : 20010224 0000950134-01-001646.hdr.sgml : 20010224 ACCESSION NUMBER: 0000950134-01-001646 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010221 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ENGINEERING MEASUREMENTS CO CENTRAL INDEX KEY: 0000205303 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 840572936 STATE OF INCORPORATION: CO FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-34094 FILM NUMBER: 1551017 BUSINESS ADDRESS: STREET 1: 600 DIAGONAL HWY CITY: LONGMONT STATE: CO ZIP: 80501 BUSINESS PHONE: 3036510550 MAIL ADDRESS: STREET 1: 600 DIAGONAL HWY CITY: LONGMONT STATE: CO ZIP: 80501 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MILLER DAVID S CENTRAL INDEX KEY: 0000898065 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 420 E ARMOUR CITY: N KANSAS CITY STATE: MO ZIP: 64166 BUSINESS PHONE: 8008734365 MAIL ADDRESS: STREET 1: 420 E ARMOUR CITY: NORTH KANSAS CITY STATE: MO ZIP: 64166 SC 13G/A 1 d84430bsc13ga.txt AMENDMENT NO. 1 TO SCHEDULE 13G 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1 )* Engineering Measurements Company - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.01 - -------------------------------------------------------------------------------- (Title of Class of Securities) 292 880 101 - -------------------------------------------------------------------------------- (CUSIP Number) January 2, 2001 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (1) Names of reporting persons.......................................... David S. Miller I.R.S. Identification Nos. of above persons (entities only)......... SSN: ###-##-#### (2) Check the appropriate box if a member of a group (a) (see instructions) (b) X (3) SEC use only........................................................ (4) Citizenship or place of organization................................ U.S.A. Number of shares beneficially owned by each reporting persons with: (5) Sole voting power................................................... None (6) Shared voting power................................................. None (7) Sole dispositive power.............................................. None (8) Shared dispositive power............................................ None (9) Aggregate amount beneficially owned by each reporting person........ None (See Item No. 5) (10) Check if the aggregate amount in Row (9) excludes certain shares (see instructions).................................................. (11) Percent of class represented by amount in Row (9)................... -0- (12) Type of reporting person (see instructions)......................... IN
2 ITEM 1. (a) NAME OF ISSUER: Engineering Measurements Company (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 600 Diagonal Highway, Longmont, CO 80501 ITEM 2. (a) NAME OF PERSON FILING: David S. Miller (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 420 E. Armour, N. Kansas City, MO 64166. (c) CITIZENSHIP: United States of America (d) TITLE OF CLASS OF SECURITIES: Common Stock, par value $.01 (e) CUSIP NUMBER: 292 880 101 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTION 240.13d-1(b) OR 210.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or Dealer registered under Section 15 of the Act (15 U.S.C. 70o); (b) [ ] Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c); (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act (15U.S.C. 78c); (d) [ ] Investment Company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); (e) [ ] Investment Adviser registered under Section 240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c0(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance with Section 240.13d-1(b)(1)(ii)(J). ITEM 4. OWNERSHIP (a) AMOUNT BENEFICIALLY OWNED: None.* (b) PERCENT OF CLASS: -0-* (c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (i) Sole power to vote or to direct the vote: None.* (ii) Shared power to vote or to direct the vote: None.* (iii) Sole power to dispose or to direct the disposition of: None.* (iv) Shared power to dispose or to direct the disposition of: None.* * See Item No. 5 below. Instruction: For computations regarding securities which represent a right to acquire an underlying security see Section 240.13d-3(d)(1). 2 3 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X]. The shares owned by Mr. Miller were disposed of in exchange for cash pursuant to an Amended and Restated Agreement and Plan of Reorganization between issuer, Advanced Energy Industries, Inc. and Flow Acquisition Corporation dated October 20, 2000, which was effective on January 2, 2001. Instruction: Dissolution of a group requires a response to this item. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than five percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required. N/A ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. If a parent holding company or control person has filed this schedule, pursuant to Rule 13d-1(b)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company has filed this schedule pursuant to Rule 13d-1(c), attach an exhibit stating the identification of the relevant subsidiary. N/A ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. If a group has filed this schedule pursuant to Rule 13d-1(b)(ii)(H), so indicate under Item 3(h) and attach an exhibit stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to Rule 13d-1(c), attach an exhibit stating the identity of each member of the group. N/A ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity. See Item 5. N/A ITEM 10. CERTIFICATION. (a) The following certification shall be included if the statement is filed pursuant to Section 240.13d-1(c): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purposes or effect. 3 4 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 9, 2001 /s/ DAVID S. MILLER ----------------------------------- Signature David S. Miller ----------------------------------- Name/Title 4
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