0001127602-16-053373.txt : 20160525
0001127602-16-053373.hdr.sgml : 20160525
20160525152451
ACCESSION NUMBER: 0001127602-16-053373
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160524
FILED AS OF DATE: 20160525
DATE AS OF CHANGE: 20160525
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FRONTIER COMMUNICATIONS CORP
CENTRAL INDEX KEY: 0000020520
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813]
IRS NUMBER: 060619596
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: HIGH RIDGE PK BLDG 3
CITY: STAMFORD
STATE: CT
ZIP: 06905
BUSINESS PHONE: 2036145600
MAIL ADDRESS:
STREET 1: THREE HIGH RIDGE PARK
CITY: STAMFORD
STATE: CT
ZIP: 06905
FORMER COMPANY:
FORMER CONFORMED NAME: CITIZENS COMMUNICATIONS CO
DATE OF NAME CHANGE: 20000619
FORMER COMPANY:
FORMER CONFORMED NAME: CITIZENS UTILITIES CO
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHAPIRO MARK S
CENTRAL INDEX KEY: 0001345978
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11001
FILM NUMBER: 161674514
MAIL ADDRESS:
STREET 1: C/O RED ZONE LLC
STREET 2: 21300 REDSKIN PARK DRIVE
CITY: ASHBURN
STATE: VA
ZIP: 20147
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-05-24
0000020520
FRONTIER COMMUNICATIONS CORP
FTR
0001345978
SHAPIRO MARK S
401 MERRITT SEVEN
NORWALK
CT
06851
1
Series A Mandatory Convertible Preferred Stock
2016-05-24
4
P
0
3000
97.07
A
2018-06-29
Common Stock
58938
3000
D
The conversion price of the Series A Mandatory Convertible Preferred Stock (the "Series A Preferred Stock") on the mandatory conversion date (June 29, 2018) is dependent upon the average market value of the Common Stock for a period of time prior to the mandatory conversion date as set forth in the Certificate of Designations of 11.125% Mandatory Convertible Preferred Stock, Series A, included as Exhibit 3.1 to the Issuer's Current Report on Form 8-K filed with the SEC on June 10, 2015 (the "Certificate of Designations"). The Series A Preferred Stock automatically converts into Common Stock on June 29, 2018, but holders may elect to convert shares of Series A Preferred Stock into Common Stock at any time prior to such date at a conversion price of 17.0213 shares of Common Stock per share of Series A Preferred Stock.
See note (1). If the average market value of the Common Stock during the period of time indicated in note (1) prior to the mandatory conversion date were $5.09 per share (the closing price on May 24, 2016), each share of Series A Preferred Stock would convert into 19.646 shares of Common Stock on the mandatory conversion date.
/s/ Mark D. Nielsen, under Power of Attorney
2016-05-25