0001127602-16-053373.txt : 20160525 0001127602-16-053373.hdr.sgml : 20160525 20160525152451 ACCESSION NUMBER: 0001127602-16-053373 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160524 FILED AS OF DATE: 20160525 DATE AS OF CHANGE: 20160525 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FRONTIER COMMUNICATIONS CORP CENTRAL INDEX KEY: 0000020520 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 060619596 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: HIGH RIDGE PK BLDG 3 CITY: STAMFORD STATE: CT ZIP: 06905 BUSINESS PHONE: 2036145600 MAIL ADDRESS: STREET 1: THREE HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 FORMER COMPANY: FORMER CONFORMED NAME: CITIZENS COMMUNICATIONS CO DATE OF NAME CHANGE: 20000619 FORMER COMPANY: FORMER CONFORMED NAME: CITIZENS UTILITIES CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHAPIRO MARK S CENTRAL INDEX KEY: 0001345978 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11001 FILM NUMBER: 161674514 MAIL ADDRESS: STREET 1: C/O RED ZONE LLC STREET 2: 21300 REDSKIN PARK DRIVE CITY: ASHBURN STATE: VA ZIP: 20147 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-05-24 0000020520 FRONTIER COMMUNICATIONS CORP FTR 0001345978 SHAPIRO MARK S 401 MERRITT SEVEN NORWALK CT 06851 1 Series A Mandatory Convertible Preferred Stock 2016-05-24 4 P 0 3000 97.07 A 2018-06-29 Common Stock 58938 3000 D The conversion price of the Series A Mandatory Convertible Preferred Stock (the "Series A Preferred Stock") on the mandatory conversion date (June 29, 2018) is dependent upon the average market value of the Common Stock for a period of time prior to the mandatory conversion date as set forth in the Certificate of Designations of 11.125% Mandatory Convertible Preferred Stock, Series A, included as Exhibit 3.1 to the Issuer's Current Report on Form 8-K filed with the SEC on June 10, 2015 (the "Certificate of Designations"). The Series A Preferred Stock automatically converts into Common Stock on June 29, 2018, but holders may elect to convert shares of Series A Preferred Stock into Common Stock at any time prior to such date at a conversion price of 17.0213 shares of Common Stock per share of Series A Preferred Stock. See note (1). If the average market value of the Common Stock during the period of time indicated in note (1) prior to the mandatory conversion date were $5.09 per share (the closing price on May 24, 2016), each share of Series A Preferred Stock would convert into 19.646 shares of Common Stock on the mandatory conversion date. /s/ Mark D. Nielsen, under Power of Attorney 2016-05-25