0001104659-23-040343.txt : 20230331
0001104659-23-040343.hdr.sgml : 20230331
20230331181023
ACCESSION NUMBER: 0001104659-23-040343
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230329
FILED AS OF DATE: 20230331
DATE AS OF CHANGE: 20230331
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ASOF Frontier AIV A11, L.P.
CENTRAL INDEX KEY: 0001862511
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11001
FILM NUMBER: 23789653
BUSINESS ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS
STREET 2: 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310-201-4100
MAIL ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS
STREET 2: 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARES MANAGEMENT LLC
CENTRAL INDEX KEY: 0001259313
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11001
FILM NUMBER: 23789657
BUSINESS ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS
STREET 2: 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310-201-4100
MAIL ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS
STREET 2: 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ASSF IV AIV B Holdings III, L.P.
CENTRAL INDEX KEY: 0001757327
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11001
FILM NUMBER: 23789652
BUSINESS ADDRESS:
STREET 1: 2000 AVE OF THE STARS, 12TH FLOOR
STREET 2: C/O ARES MANAGEMENT
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310-201-4100
MAIL ADDRESS:
STREET 1: 2000 AVE OF THE STARS, 12TH FLOOR
STREET 2: C/O ARES MANAGEMENT
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ASSF IV AIV B, L.P.
CENTRAL INDEX KEY: 0001862592
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11001
FILM NUMBER: 23789651
BUSINESS ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS
STREET 2: 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310-201-4100
MAIL ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS
STREET 2: 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ASOF Frontier AIV A10, L.P.
CENTRAL INDEX KEY: 0001862512
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11001
FILM NUMBER: 23789654
BUSINESS ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS
STREET 2: 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310-201-4100
MAIL ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS
STREET 2: 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ASOF Frontier AIV A9, L.P.
CENTRAL INDEX KEY: 0001862514
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11001
FILM NUMBER: 23789655
BUSINESS ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS
STREET 2: 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310-201-4100
MAIL ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS
STREET 2: 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ASOF Frontier AIV A8, L.P.
CENTRAL INDEX KEY: 0001862515
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11001
FILM NUMBER: 23789656
BUSINESS ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS
STREET 2: 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310-201-4100
MAIL ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS
STREET 2: 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Frontier Communications Parent, Inc.
CENTRAL INDEX KEY: 0000020520
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813]
IRS NUMBER: 862359749
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 401 MERRITT 7
CITY: NORWALK
STATE: CT
ZIP: 06851
BUSINESS PHONE: 2036145600
MAIL ADDRESS:
STREET 1: 401 MERRITT 7
CITY: NORWALK
STATE: CT
ZIP: 06851
FORMER COMPANY:
FORMER CONFORMED NAME: FRONTIER COMMUNICATIONS CORP
DATE OF NAME CHANGE: 20080730
FORMER COMPANY:
FORMER CONFORMED NAME: CITIZENS COMMUNICATIONS CO
DATE OF NAME CHANGE: 20000619
FORMER COMPANY:
FORMER CONFORMED NAME: CITIZENS UTILITIES CO
DATE OF NAME CHANGE: 19920703
4
1
tm2311119-3_4seq1.xml
OWNERSHIP DOCUMENT
X0407
4
2023-03-29
0
0000020520
Frontier Communications Parent, Inc.
FYBR
0001259313
ARES MANAGEMENT LLC
2000 AVENUE OF THE STARS,
12TH FLOOR
LOS ANGELES
CA
90067
0
0
1
0
0001862515
ASOF Frontier AIV A8, L.P.
2000 AVENUE OF THE STARS,
12TH FLOOR
LOS ANGELES
CA
90067
0
0
1
0
0001862514
ASOF Frontier AIV A9, L.P.
2000 AVENUE OF THE STARS,
12TH FLOOR
LOS ANGELES
CA
90067
0
0
1
0
0001862512
ASOF Frontier AIV A10, L.P.
2000 AVENUE OF THE STARS,
12TH FLOOR
LOS ANGELES
CA
90067
0
0
1
0
0001862511
ASOF Frontier AIV A11, L.P.
2000 AVENUE OF THE STARS,
12TH FLOOR
LOS ANGELES
CA
90067
0
0
1
0
0001757327
ASSF IV AIV B Holdings III, L.P.
2000 AVENUE OF THE STARS,
12TH FLOOR
LOS ANGELES
CA
90067
0
0
1
0
0001862592
ASSF IV AIV B, L.P.
2000 AVENUE OF THE STARS,
12TH FLOOR
LOS ANGELES
CA
90067
0
0
1
0
0
Common Stock, par value $0.01
2023-03-29
4
P
0
139522
21.0939
A
37094654
I
See Footnotes
This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote)
ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), ASOF Frontier AIV B1, L.P. ("ASOF Frontier AIV B1"), (continued in next footnote)
ASOF II Frontier Holdings 1 L.P. ("ASOF II Frontier Holdings 1"), ASOF II Frontier Holdings 2 L.P. ("ASOF II Frontier Holdings 2"), ASOF II Frontier Holdings 3 L.P. ("ASOF II Frontier Holdings 3"), ASOF II Frontier Holdings 4 L.P. ("ASOF II Frontier Holdings 4"), ASOF II Frontier Holdings 5 L.P. ("ASOF II Frontier Holdings 5"), ASOF II Frontier Holdings 6 L.P. ("ASOF II Frontier Holdings 6"), (continued in next footnote)
ASOF II Frontier Holdings 7 L.P. ("ASOF II Frontier Holdings 7"), ASOF II A (DE) Frontier Holdings 1 L.P. ("ASOF II A (DE) Frontier Holdings 1") and ASOF II A (DE) Frontier Holdings 2 L.P. ("ASOF II A (DE) Frontier Holdings 2", and together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, ASOF II Frontier Holdings 1, ASOF II Frontier Holdings 2, ASOF II Frontier Holdings 3, ASOF II Frontier Holdings 4, ASOF II Frontier Holdings 5, ASOF II Frontier Holdings 6, ASOF II Frontier Holdings 7 and ASOF II A (DE) Frontier Holdings 1, the "ASOF Funds"), (continued in next footnote)
ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds"), ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager IV"), (continued in next footnote)
Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the ACOF Funds, the ASOF Funds, the ASSF Funds, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager IV, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in five parts.
The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 37,094,654 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 254,663 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 91,323 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 21,308 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 277,015 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 304,411 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 170,471 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 308,502 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 309,891 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 291,018 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 92,024 shares of Common Stock; (xi) ACOF VI Frontier AIV B1 owns 15,361,158 shares of Common Stock; (continued in next footnote)
(xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xxiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (continued in next footnote)
(xxiv) ASOF II Frontier Holdings 1 owns 995,439 shares of Common Stock, (xxv) ASOF II Frontier Holdings 2 owns 47,979 shares of Common Stock, (xxvi) ASOF II Frontier Holdings 3 owns 53,439 shares of Common Stock, (xxvii) ASOF II Frontier Holdings 4 owns 51,794 shares of Common Stock, (xxviii) ASOF II Frontier Holdings 5 owns 51,296 shares of Common Stock, (xxix) ASOF II Frontier Holdings 6 owns 54,361 shares of Common Stock, (xxx) ASOF II Frontier Holdings 7 owns 54,497 shares of Common Stock, (xxxi) ASOF II A (DE) Frontier Holdings 1 owns 238,459 shares of Common Stock; (xxxii) ASOF II A (DE) Frontier Holdings 2 owns 8,774 shares of Common Stock; (xxxiii) ASSF IV AIV B Holdings III owns 2,694,243 shares of Common Stock and (xxxiv) ASSF IV AIV B directly or indirectly owns 5,348,289 shares of Common Stock.
Ares Partners is the sole member of each of Ares Voting and Ares Management GP, which are respectively the holders of the Class B and Class C common stock of Ares Management, which common stock allows them, collectively, to generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. Ares Management is the sole member of Ares Holdco, which is the general partner of Ares Management Holdings, which is the sole member of Ares Management LLC, which is: (a) the sole member of ACOF Investment Management, which is the manager of the ACOF Funds, (b) the sole member of ASOF Investment Management, which is the manager of the ASOF Funds, and (c) the general partner of ASSF Operating Manager IV, which is the manager of the ASSF Funds.
Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over Board Members' decisions.
Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes.
ARES MANAGEMENT LLC /s/ Naseem Sagati Aghili By:Naseem Sagati Aghili Its:Authorized Signatory
2023-03-31
ASOF Frontier AIV A8, L.P. By: ASOF Investment Management LLC, its manager /s/ Chris Kerezsi By: Chris Kerezsi Its: Authorized Signatory
2023-03-31
ASOF Frontier AIV A9, L.P. By: ASOF Investment Management LLC, its manager /s/ Chris Kerezsi By:Chris Kerezsi Its:Authorized Signatory
2023-03-31
ASOF Frontier AIV A10, L.P. By: ASOF Investment Management LLC, its manager /s/ Chris Kerezsi By:Chris Kerezsi Its:Authorized Signatory
2023-03-31
ASOF Frontier AIV A11, L.P. By: ASOF Investment Management LLC, its manager /s/ Chris Kerezsi By: Chris Kerezsi Its: Authorized Signatory
2023-03-31
ASSF IV AIV B Holdings III, L.P. By: ASSF Operating Manager IV, L.P., its manager /s/ Chris Kerezsi By: Chris Kerezsi Its: Authorized Signatory
2023-03-31
ASSF IV AIV B, L.P. By: ASSF Operating Manager IV, L.P., its manager /s/ Chris Kerezsi By: Chris Kerezsi Its: Authorized Signatory
2023-03-31