0001104659-22-023361.txt : 20220214
0001104659-22-023361.hdr.sgml : 20220214
20220214194537
ACCESSION NUMBER: 0001104659-22-023361
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210924
FILED AS OF DATE: 20220214
DATE AS OF CHANGE: 20220214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ares Management GP LLC
CENTRAL INDEX KEY: 0001620264
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11001
FILM NUMBER: 22636421
BUSINESS ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS, 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310-201-4100
MAIL ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS, 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ares Management Corp
CENTRAL INDEX KEY: 0001176948
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11001
FILM NUMBER: 22636422
BUSINESS ADDRESS:
STREET 1: 2000 AVE OF THE STARS
STREET 2: 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 3102014100
MAIL ADDRESS:
STREET 1: 2000 AVE OF THE STARS
STREET 2: 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER NAME:
FORMER CONFORMED NAME: ARES MANAGEMENT LP
DATE OF NAME CHANGE: 20020701
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARES MANAGEMENT LLC
CENTRAL INDEX KEY: 0001259313
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11001
FILM NUMBER: 22636428
BUSINESS ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS
STREET 2: 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310-201-4100
MAIL ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS
STREET 2: 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ares Management Holdings L.P.
CENTRAL INDEX KEY: 0001536937
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11001
FILM NUMBER: 22636424
BUSINESS ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS, 12TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310.201.4100
MAIL ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS, 12TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER NAME:
FORMER CONFORMED NAME: Ares Management Holdings LLC
DATE OF NAME CHANGE: 20111212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ares Partners Holdco LLC
CENTRAL INDEX KEY: 0001620263
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11001
FILM NUMBER: 22636419
BUSINESS ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS, 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310-201-4100
MAIL ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS, 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ASOF Investment Management LLC
CENTRAL INDEX KEY: 0001793548
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11001
FILM NUMBER: 22636426
BUSINESS ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS, 12TH FLOOR
STREET 2: C/O ARES MANAGEMENT
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 3102014100
MAIL ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS, 12TH FLOOR
STREET 2: C/O ARES MANAGEMENT
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ares Holdco LLC
CENTRAL INDEX KEY: 0001669983
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11001
FILM NUMBER: 22636423
BUSINESS ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS, 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 3102014100
MAIL ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS, 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ASSF Operating Manager IV, L.P.
CENTRAL INDEX KEY: 0001683967
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11001
FILM NUMBER: 22636425
BUSINESS ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS, 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 3102014100
MAIL ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS, 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ACOF Investment Management LLC
CENTRAL INDEX KEY: 0001684171
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11001
FILM NUMBER: 22636427
BUSINESS ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS, 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 3102014100
MAIL ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS, 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ares Voting LLC
CENTRAL INDEX KEY: 0001761656
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11001
FILM NUMBER: 22636420
BUSINESS ADDRESS:
STREET 1: C/O ARES MGMT, 2000 AVE OF THE STARS
STREET 2: 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310-201-4100
MAIL ADDRESS:
STREET 1: C/O ARES MGMT, 2000 AVE OF THE STARS
STREET 2: 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Frontier Communications Parent, Inc.
CENTRAL INDEX KEY: 0000020520
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813]
IRS NUMBER: 862359749
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 401 MERRITT 7
CITY: NORWALK
STATE: CT
ZIP: 06851
BUSINESS PHONE: 2036145600
MAIL ADDRESS:
STREET 1: 401 MERRITT 7
CITY: NORWALK
STATE: CT
ZIP: 06851
FORMER COMPANY:
FORMER CONFORMED NAME: FRONTIER COMMUNICATIONS CORP
DATE OF NAME CHANGE: 20080730
FORMER COMPANY:
FORMER CONFORMED NAME: CITIZENS COMMUNICATIONS CO
DATE OF NAME CHANGE: 20000619
FORMER COMPANY:
FORMER CONFORMED NAME: CITIZENS UTILITIES CO
DATE OF NAME CHANGE: 19920703
4/A
1
tm226267-12_4aseq1.xml
OWNERSHIP DOCUMENT
X0306
4/A
2021-09-24
2021-09-28
0
0000020520
Frontier Communications Parent, Inc.
FYBR
0001259313
ARES MANAGEMENT LLC
2000 AVENUE OF THE STARS
12TH FLOOR
LOS ANGELES
CA
90067
0
0
1
0
0001684171
ACOF Investment Management LLC
2000 AVENUE OF THE STARS
12TH FLOOR
LOS ANGELES
CA
90067
0
0
1
0
0001793548
ASOF Investment Management LLC
2000 AVENUE OF THE STARS
12TH FLOOR
LOS ANGELES
CA
90067
0
0
1
0
0001683967
ASSF Operating Manager IV, L.P.
2000 AVENUE OF THE STARS
12TH FLOOR
LOS ANGELES
CA
90067
0
0
1
0
0001536937
Ares Management Holdings L.P.
2000 AVENUE OF THE STARS
12TH FLOOR
LOS ANGELES
CA
90067
0
0
1
0
0001669983
Ares Holdco LLC
2000 AVENUE OF THE STARS
12TH FLOOR
LOS ANGELES
CA
90067
0
0
1
0
0001176948
Ares Management Corp
2000 AVENUE OF THE STARS
12TH FLOOR
LOS ANGELES
CA
90067
0
0
1
0
0001620264
Ares Management GP LLC
2000 AVENUE OF THE STARS
12TH FLOOR
LOS ANGELES
CA
90067
0
0
1
0
0001761656
Ares Voting LLC
2000 AVENUE OF THE STARS
12TH FLOOR
LOS ANGELES
CA
90067
0
0
1
0
0001620263
Ares Partners Holdco LLC
2000 AVENUE OF THE STARS
12TH FLOOR
LOS ANGELES
CA
90067
0
0
1
0
Common Stock, par value $0.01
2694243
I
By ASSF IV AIV B Holdings III, L.P.
Common Stock, par value $0.01
5348289
I
By ASSF IV AIV B, L.P.
This statement is being filed by ACOF VI Frontier AIV A1, L.P. ("ACOF VI Frontier AIV A1"), ACOF VI Frontier AIV A2, L.P. ("ACOF VI Frontier AIV A2"), ACOF VI Frontier AIV A3, L.P. ("ACOF VI Frontier AIV A3"), ACOF VI Frontier AIV A4, L.P. ("ACOF VI Frontier AIV A4"), ACOF VI Frontier AIV A5, L.P. ("ACOF VI Frontier AIV A5"), ACOF VI Frontier AIV A6, L.P. ("ACOF VI Frontier AIV A6"), ACOF VI Frontier AIV A7, L.P. ("ACOF VI Frontier AIV A7"), ACOF VI Frontier AIV A8, L.P. ("ACOF VI Frontier AIV A8"), ACOF VI Frontier AIV A9, L.P. ("ACOF VI Frontier AIV A9"), ACOF VI Frontier AIV A10, L.P. ("ACOF VI Frontier AIV A10"), and ACOF VI Frontier AIV B1, L.P. ("ACOF VI Frontier AIV B1", together with the foregoing entities, the "ACOF Funds"), (continued in next footnote)
ASOF Frontier AIV A1, L.P. ("ASOF Frontier AIV A1"), ASOF Frontier AIV A2, L.P. ("ASOF Frontier AIV A2"), ASOF Frontier AIV A3, L.P. ("ASOF Frontier AIV A3"), ASOF Frontier AIV A4, L.P. ("ASOF Frontier AIV A4"), ASOF Frontier AIV A5, L.P. ("ASOF Frontier AIV A5"), ASOF Frontier AIV A6, L.P. ("ASOF Frontier AIV A6"), ASOF Frontier AIV A7, L.P. ("ASOF Frontier AIV A7"), ASOF Frontier AIV A8, L.P. ("ASOF Frontier AIV A8"), ASOF Frontier AIV A9, L.P. ("ASOF Frontier AIV A9"), ASOF Frontier AIV A10, L.P. ("ASOF Frontier AIV A10"), ASOF Frontier AIV A11, L.P. ("ASOF Frontier AIV A11"), and ASOF Frontier AIV B1, L.P. ("ASOF Frontier AIV B1", (continued in next footnote)
together with ASOF Frontier AIV A1, ASOF Frontier AIV A2, ASOF Frontier AIV A3, ASOF Frontier AIV A4, ASOF Frontier AIV A5, ASOF Frontier AIV A6, ASOF Frontier AIV A7, ASOF Frontier AIV A8, ASOF Frontier AIV A9, ASOF Frontier AIV A10, and ASOF Frontier AIV A11, the "ASOF Funds"), ASSF IV AIV B Holdings III, L.P. ("ASSF IV AIV B Holdings III"), ASSF IV AIV B, L.P. ("ASSF IV AIV B", and together with ASSF IV AIV B Holdings III, the "ASSF Funds", and together with the ACOF Funds, and the ASOF Funds, the "Ares Direct Holders"), (continued in next footnote)
ACOF Investment Management LLC ("ACOF Investment Management"), ASOF Investment Management LLC ("ASOF Investment Management"), ASSF Operating Manager IV, L.P. ("ASSF Operating Manager"), Ares Management LLC, Ares Management Holdings L.P. ("Ares Management Holdings"), Ares Holdco LLC ("Ares Holdco"), Ares Management Corporation ("Ares Management"), Ares Management GP LLC ("Ares Management GP"), Ares Voting LLC ("Ares Voting") and Ares Partners Holdco LLC ("Ares Partners", and together with the Ares Direct Holders, ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Management, Ares Management GP, and Ares Voting, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in four parts.
The Reporting Persons collectively beneficially own, or may be deemed to beneficially own, in the aggregate 35,205,132 shares of Common Stock by reason of the direct or indirect beneficial ownership of such shares as follows: (i) ACOF VI Frontier AIV A1 owns 249,805 shares of Common Stock; (ii) ACOF VI Frontier AIV A2 owns 89,581 shares of Common Stock; (iii) ACOF VI Frontier AIV A3 owns 20,902 shares of Common Stock; (iv) ACOF VI Frontier AIV A4 owns 271,730 shares of Common Stock; (v) ACOF VI Frontier AIV A5 owns 298,604 shares of Common Stock; (vi) ACOF VI Frontier AIV A6 owns 167,219 shares of Common Stock; (vii) ACOF VI Frontier AIV A7 owns 302,616 shares of Common Stock; (viii) ACOF VI Frontier AIV A8 owns shares 303,979 of Common Stock; (ix) ACOF VI Frontier AIV A9 owns 285,466 shares of Common Stock; (x) ACOF VI Frontier AIV A10 owns 90,268 shares of Common Stock; (xi) ACOF VI Frontier AIV B1 owns 15,068,130 shares of Common Stock; (continued in next footnote)
(xii) ASOF Frontier AIV A1 owns 105,592 shares of Common Stock; (xiii) ASOF Frontier AIV A2 owns 18,032 shares of Common Stock; (xiv) ASOF Frontier AIV A3 owns 830,837 shares of Common Stock; (xv) ASOF Frontier AIV A4 owns 281,844 shares of Common Stock; (xvi) ASOF Frontier AIV A5 owns 167,160 shares of Common Stock; (xvii) ASOF Frontier AIV A6 owns 292,124 shares of Common Stock; (xviii) ASOF Frontier AIV A7 owns 289,417 shares of Common Stock; (xix) ASOF Frontier AIV A8 owns 238,026 shares of Common Stock; (xx) ASOF Frontier AIV A9 owns 360,644 shares of Common Stock; (xxi) ASOF Frontier AIV A10 owns 259,665 shares of Common Stock; (xxii) ASOF Frontier AIV A11 owns 245,236 shares of Common Stock; (xiii) ASOF Frontier AIV B1 owns 9,597,579 shares of Common Stock; (xxiv) ASSF IV AIV B Holdings III owns 2,694,243 shares of Common Stock; and (xxv) ASSF IV AIV B directly or indirectly owns 5,348,289 shares of Common Stock. (continued in next footnote)
Because the aggregate number of shares of Common Stock sold by Ares Direct Holders in the Transfers equals the number of shares of Common Stock purchased by Ares Direct Holders in the Transfers, the total number of shares of Common Stock that Ares Management LLC (as well as ACOF Investment Management, ASOF Investment Management, ASSF Operating Manager, Ares Management Holdings, Ares Holdco, Ares Management Corporation, Ares Management GP, Ares Voting and Ares Partners Holdco), may be deemed to beneficially own did not change as a result of the Transfers.
ACOF Investment Management is the manager of the ACOF Funds, ASOF Investment Management is the manager of ASOF Funds, ASSF Operating Manager is the manager of the ASSF Funds. Ares Management LLC is the sole member of ACOF Investment Management and ASOF Investment Management and the general partner of ASSF Operating Manager. Ares Management LLC has direct or indirect power to vote and/or dispose of the shares of Common Stock held by each Ares Direct Holder, and accordingly, Ares Management LLC may be deemed to have beneficial ownership of the shares of Common Stock reported herein. The sole member of Ares Management LLC is Ares Management Holdings and the general partner of Ares Management Holdings is Ares Holdco. (continued in next footnote)
The sole member of Ares Holdco is Ares Management. Ares Management GP is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Ares Class B Common Stock") and Ares Voting is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Ares Class C Common Stock"). (continued in next footnote)
Pursuant to Ares Management's Certificate of Incorporation, the holders of the Ares Class B Common Stock and the Ares Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. The sole member of both Ares Management GP and Ares Voting is Ares Partners. Ares Partners is managed by a board of managers, which is composed of Michael Arougheti, Ryan Berry, R. Kipp deVeer, David Kaplan, Antony Ressler and Bennett Rosenthal (collectively, the "Board Members"). Mr. Ressler generally has veto authority over decisions by the Board Members. (continued in next footnote)
Each of the Reporting Persons, and the Board Members, and the other directors, officers, partners, stockholders, members and managers of the Reporting Persons, expressly disclaims beneficial ownership of the Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes.
The original Form 4 filed with the Securities and Exchange Commission on September 28, 2021 has been amended to reflect: (i) the Reporting Persons' beneficial ownership includes a collective total of 7 previously unreported shares of Common Stock, of which the Reporting Persons were notified by their custodian after those shares' initial acquisition date and (ii) the amount of shares held directly or indirectly by ASSF IV AIV B.
ARES MANAGEMENT LLC /s/ Naseem Sagati Aghili By: Naseem Sagati Aghili Its: Authorized Signatory
2022-02-14
ACOF Investment Management LLC /s/ Naseem Sagati Aghili By: Naseem Sagati Aghili Its: Authorized Signatory
2022-02-14
ASOF Investment Management LLC /s/ Naseem Sagati Aghili By: Naseem Sagati Aghili Its: Authorized Signatory
2022-02-14
ASSF Operating Manager IV, L.P. /s/ Naseem Sagati Aghili By: Naseem Sagati Aghili Its: Authorized Signatory
2022-02-14
Ares Management Holdings L.P. By: Ares Holdco LLC its general partner /s/ Naseem Sagati Aghili By: Naseem Sagati Aghili Its: Authorized Signatory
2022-02-14
Ares Holdco LLC /s/ Naseem Sagati Aghili By: Naseem Sagati Aghili Its: Authorized Signatory
2022-02-14
Ares Management Corporation /s/ Naseem Sagati Aghili By: Naseem Sagati Aghili Its: Authorized Signatory
2022-02-14
Ares Management GP LLC /s/ Naseem Sagati Aghili By: Naseem Sagati Aghili Its: Authorized Signatory
2022-02-14
Ares Voting LLC By: Ares Partners Holdco LLC its general partner /s/ Naseem Sagati Aghili By: Naseem Sagati Aghili Its: Authorized Signatory
2022-02-14
Ares Partners Holdco LLC /s/ Naseem Sagati Aghili By: Naseem Sagati Aghili Its: Authorized Signatory
2022-02-14