-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HqTvVJ+tiDB5AdNkyC0lAxd/oLh8iXJg9GlLVKnnGOkWlg9A//F1p7bsAyuRSi69 QNExPAWzarA/1dX6ffOl3g== 0000922996-03-000087.txt : 20031117 0000922996-03-000087.hdr.sgml : 20031117 20031117173841 ACCESSION NUMBER: 0000922996-03-000087 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20031106 FILED AS OF DATE: 20031117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STRATOS LIGHTWAVE INC CENTRAL INDEX KEY: 0001111721 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 364360035 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 7444 WEST WILSON AVENUE CITY: CHICAGO STATE: IL ZIP: 60656 BUSINESS PHONE: 7088679600 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITICORP CENTRAL INDEX KEY: 0000020405 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30869 FILM NUMBER: 031008881 BUSINESS ADDRESS: STREET 1: 399 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10043 BUSINESS PHONE: 2125591000 MAIL ADDRESS: STREET 1: 425 PARK AVE- 2ND F STREET 2: ATTN: LEGAL AFFAIRS OFFICE CITY: NEW YORK STATE: NY ZIP: 10043 FORMER NAME: FORMER CONFORMED NAME: FIRST NATIONAL CITY CORP DATE OF NAME CHANGE: 19740414 FORMER NAME: FORMER CONFORMED NAME: CITY BANK OF NEW YORK NATIONAL ASSOCIATI DATE OF NAME CHANGE: 19680903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITIBANK NA CENTRAL INDEX KEY: 0000036684 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30869 FILM NUMBER: 031008878 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 BUSINESS PHONE: 2125591000 MAIL ADDRESS: STREET 1: C/O LEGAL AFFAIRS OFFICE STREET 2: 425 PARK AVENUE 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10043 FORMER NAME: FORMER CONFORMED NAME: FIRST NATIONAL CITY BANK OF NEW YORK DATE OF NAME CHANGE: 19820322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITICORP VENTURE CAPITAL LTD CENTRAL INDEX KEY: 0000356516 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30869 FILM NUMBER: 031008877 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 BUSINESS PHONE: 2125591132 MAIL ADDRESS: STREET 1: 399 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITIGROUP INC CENTRAL INDEX KEY: 0000831001 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30869 FILM NUMBER: 031008880 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 BUSINESS PHONE: 2125591000 MAIL ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 FORMER NAME: FORMER CONFORMED NAME: TRAVELERS GROUP INC DATE OF NAME CHANGE: 19950519 FORMER NAME: FORMER CONFORMED NAME: TRAVELERS INC DATE OF NAME CHANGE: 19940103 FORMER NAME: FORMER CONFORMED NAME: PRIMERICA CORP /NEW/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITIGROUP HOLDINGS CO CENTRAL INDEX KEY: 0001105742 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30869 FILM NUMBER: 031008879 BUSINESS ADDRESS: STREET 1: ONE RODENY SQUARE CITY: WILMINGTON STATE: DE ZIP: 19899 BUSINESS PHONE: 2125595103 MAIL ADDRESS: STREET 1: 336 THE STRAND CITY: LONDON ENGLAND 3 1 cvc_f3-stratosex.xml X0201 3 2003-11-06 0 0001111721 STRATOS LIGHTWAVE INC STLW 0000831001 CITIGROUP INC 399 PARK AVENUE NEW YORK NY 10043 0 0 1 0 0001105742 CITIGROUP HOLDINGS CO ONE RODENY SQUARE WILMINGTON DE 19899 0 0 1 0 0000036684 CITIBANK NA 399 PARK AVENUE NEW YORK NY 10043 0 0 1 0 0000356516 CITICORP VENTURE CAPITAL LTD 399 PARK AVENUE NEW YORK NY 10043 0 0 1 0 0000020405 CITICORP 399 PARK AVE NEW YORK NY 10043 0 0 1 0 Common Stock 3674849 I (2) Series B Preferred Stock 30210 I (2) The securities reported herein were acquired on November 6, 2003 pursuant to a Merger Agreement dated as of July 2, 2003, as amended, among the Issuer, Sterling Holding Company and Sleeping Bear Merger Corp. The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein as directly beneficially held by CVC, except to the extent of their pecuniary interests therein. Serena D. Moe 2003-11-06 EX-99 3 ex99_cvc-f3.htm JOINT FILER INFORMATION

Exhibit 99

Form 3
Joint Filer Information

Name:   Citibank, N.A.

Address:   399 Park Avenue, New York, New York 10043
Designated Filer:  Citigroup Inc.
Issuer & Tickler Symbol:   Stratos Lightwave, Inc. (STLW)
Date of Event Requiring Statement:   November 6, 2003


_______________________________________________
By: Serena D. Moe
Title: Assistant Secretary

Name:   Citicorp

Address:   399 Park Avenue, New York, New York 10043
Designated Filer:   Citigroup, Inc.
Issuer & Tickler Symbol:   Stratos Lightwave, Inc. (STLW)
Date of Event Requiring Statement:   November 6, 2003


_______________________________________________
By: Serena D. Moe
Title: Assistant Secretary

Name:   Citigroup Holdings Company
Address:   399 Park Avenue, New York, New York 10043
Designated Filer:   Citigroup, Inc.
Issuer & Tickler Symbol:   Stratos Lightwave, Inc. (STLW)
Date of Event Requiring Statement:   November 6, 2003


_______________________________________________
By: Serena D. Moe
Title: Assistant Secretary

Name:   Citicorp Venture Capital Ltd.
Address:  399 Park Avenue, New York, New York 10043
Designated Filer:  Citigroup Inc.
Issuer & Tickler Symbol:   Stratos Lightwave, Inc.(STLW)
Date of Event Requiring Statement:   November 6, 2003


_______________________________________________
By: Anthony P. Mirra
Title: Vice President
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