0001127602-18-006849.txt : 20180216 0001127602-18-006849.hdr.sgml : 20180216 20180216191442 ACCESSION NUMBER: 0001127602-18-006849 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180215 FILED AS OF DATE: 20180216 DATE AS OF CHANGE: 20180216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KUO JOHN W CENTRAL INDEX KEY: 0001330270 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07598 FILM NUMBER: 18622701 MAIL ADDRESS: STREET 1: VARIAN MEDICAL SYSTEMS INC STREET 2: 3100 HANSEN WAY MAIL STOP E327 CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VARIAN MEDICAL SYSTEMS INC CENTRAL INDEX KEY: 0000203527 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 942359345 STATE OF INCORPORATION: DE FISCAL YEAR END: 0929 BUSINESS ADDRESS: STREET 1: 3100 HANSEN WAY CITY: PALO ALTO STATE: CA ZIP: 94304-1000 BUSINESS PHONE: 650-424-5834 MAIL ADDRESS: STREET 1: 3100 HANSEN WAY CITY: PALO ALTO STATE: CA ZIP: 94304-1000 FORMER COMPANY: FORMER CONFORMED NAME: VARIAN ASSOCIATES INC /DE/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: VARIAN DELAWARE INC DATE OF NAME CHANGE: 19761123 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-02-15 0000203527 VARIAN MEDICAL SYSTEMS INC VAR 0001330270 KUO JOHN W C/O VARIAN MEDICAL SYSTEMS, INC. 3100 HANSEN WAY M/S E-327 PALO ALTO CA 94304 1 SVP, Gen Counsel and Secretary Common Stock 2018-02-15 4 M 0 863 67.12 A 28224 D Common Stock 2018-02-15 4 S 0 600 120.3033 D 27624 D Common Stock 2018-02-15 4 S 0 263 121.1244 D 27361 D Common Stock 2018-02-15 4 M 0 5579 80.40 A 32940 D Common Stock 2018-02-15 4 S 0 3000 120.2677 D 29940 D Common Stock 2018-02-15 4 S 0 2579 121.1719 D 27361 D Common Stock 2018-02-15 4 M 0 1762 A 29123 D Common Stock 2018-02-15 4 M 0 1066 A 30189 D Common Stock 2018-02-15 4 M 0 1119 A 31308 D Common Stock 2018-02-15 4 F 0 1463 121.87 D 29845 D Non Qualified Stock Option (Right to Buy) 67.12 2018-02-15 4 M 0 863 0 D 2023-02-12 Common Stock 863 10354 D Non Qualified Stock Option (Right to Buy) 80.40 2018-02-15 4 M 0 5579 0 D 2024-02-10 Common Stock 5579 11160 D Restricted Stock Units 2018-02-15 4 M 0 1762 D Common Stock 1762 7884 D Restricted Stock Units 2018-02-15 4 M 0 1066 D Common Stock 1066 6818 D Restricted Stock Units 2018-02-15 4 M 0 1119 D Common Stock 1119 5699 D This transaction is pursuant to the filer's SEC Rule10b5-1 Stock Plan The 600 shares were sold in multiple transactions executed on the same day at prices ranging from $119.97 to $120.91. The detailed breakdown of executed sales will be furnished upon request. The 263 shares were sold in multiple transactions executed on the same day at prices ranging from $121.05 to $121.17. The detailed breakdown of executed sales will be furnished upon request. The 3,000 shares were sold in multiple transactions executed on the same day at prices ranging from $119.77 to $120.73. The detailed breakdown of executed sales will be furnished upon request. The 2,579 shares were sold in multiple transactions executed on the same day at prices ranging from $120.82 to $121.49. The detailed breakdown of executed sales will be furnished upon request. Each restricted stock unit represents a contingent right to receive one share of VAR common stock. Represents shares withheld from vested restricted stock units for the payment of federal, state and payroll taxes due on vesting. Stock option granted under the Varian Medical Systems, Inc. Third Amended and Restated 2005 Omnibus Stock Plan which complies with Rule 16b-3. The option vests as follows: one third on 2/12/2017, and the remaining shares in 24 equal installments over the 24 months following the first vesting date. Stock option granted under the Varian Medical Systems, Inc. Fourth Amended and Restated 2005 Omnibus Stock Plan which complies with Rule 16b-3. The option vests as follows: one third on 2/10/2018, and the remaining shares in 24 equal installments over the 24 months following the first vesting date. The restricted stock units vest in three equal installments on February 15, 2016, February 15, 2017, and February 15, 2018. Vested shares will be delivered to the reporting person on vest date. The restricted stock units vest in three equal installments on February 15, 2017, February 15, 2018, and February 15, 2019. Vested shares will be delivered to the reporting person on vest date. The restricted stock units vest in three equal installments on February 15, 2018, February 15, 2019, and February 15, 2020. Vested shares will be delivered to the reporting person on vest date. /s/ Franco N. Palomba, Attorney in Fact for John W. Kuo 2018-02-16