SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Bressi Jerome Charles

(Last) (First) (Middle)
C/O FATE THERAPEUTICS, INC.
12278 SCRIPPS SUMMIT DRIVE

(Street)
SAN DIEGO CA 92131

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/14/2024
3. Issuer Name and Ticker or Trading Symbol
FATE THERAPEUTICS INC [ FATE ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 276,183 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) (1) 01/02/2029 Common Stock 50,000 $13.53 D
Stock Option (Right to Buy) (1) 01/10/2030 Common Stock 17,007 $21.94 D
Stock Option (Right to Buy) (2) 01/25/2032 Common Stock 42,446 $39.87 D
Stock Option (Right to Buy) (3) 02/06/2033 Common Stock 425,000 $6.77 D
Stock Option (Right to Buy) (4) 02/01/2034 Common Stock 425,000 $6.76 D
Explanation of Responses:
1. The stock option is fully vested and exercisable.
2. The option vests in 48 equal monthly installments following January 1, 2022 such that all of the shares shall be fully vested and exercisable on January 1, 2026, subject to the Reporting Person's continued service to the Issuer through each such date.
3. The option vests in 36 equal monthly installments following January 1, 2023 such that all of the shares shall be fully vested and exercisable on January 1, 2026, subject to the Reporting Person's continued service to the Issuer through each such date.
4. The option vests in 36 equal monthly installments following January 1, 2024 such that all of the shares shall be fully vested and exercisable on January 1, 2027, subject to the Reporting Person's continued service to the Issuer through each such date.
Remarks:
Exhibit 24 - Power of Attorney; Chief Regulatory and Quality Officer
/s/ Cindy R. Tahl, as Attorney-in-Fact 08/21/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.