0001140361-12-017957.txt : 20120328 0001140361-12-017957.hdr.sgml : 20120328 20120328193823 ACCESSION NUMBER: 0001140361-12-017957 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120326 FILED AS OF DATE: 20120328 DATE AS OF CHANGE: 20120328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Herschmann Eric D CENTRAL INDEX KEY: 0001315134 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06407 FILM NUMBER: 12722000 MAIL ADDRESS: STREET 1: C/O SOUTHERN UNION COMPANY STREET 2: 5444 WESTHEIMER ROAD CITY: HOUSTON STATE: TX ZIP: 77056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN UNION CO CENTRAL INDEX KEY: 0000203248 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922] IRS NUMBER: 750571592 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5051 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5622 BUSINESS PHONE: (713) 989-2000 MAIL ADDRESS: STREET 1: 5051 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5622 4 1 doc1.xml FORM 4 X0305 4 2012-03-26 1 0000203248 SOUTHERN UNION CO SUG 0001315134 Herschmann Eric D 5051 WESTHEIMER ROAD HOUSTON TX 77056-5306 1 1 0 0 Vice Chairman, President & COO Common Stock 2012-03-26 4 D 0 362489.1 D 0 D Common Stock 2012-03-26 4 D 0 21200 D 0 I Owned by Children Common Stock 2012-03-26 4 D 0 22840 D 0 I Herschmann Family Foundation Common Stock 2012-03-26 4 D 0 108887 D 0 D Employee Stock Option (right to purchase) 23.6191 2012-03-26 4 D 0 262500 D Common Stock 262500 0 D Employee Stock Option (right to purchase) 23.63 2012-03-26 4 D 0 100000 D Common Stock 100000 0 D Employee Stock Option (right to purchase) 28.48 2012-03-26 4 D 0 275629 D Common Stock 275629 0 D Employee Stock Option (right to purchase) 12.55 2012-03-26 4 D 0 292934 D Common Stock 292934 0 D Employee Stock Option (right to purchase) 21.64 2012-03-26 4 D 0 140107 D Common Stock 140107 0 D Employee Stock Option (right to purchase) 24.80 2012-03-26 4 D 0 114598 D Common Stock 114598 0 D Cash Restricted Stock Units 2012-03-26 4 D 0 71293 D Common Stock 71293 0 D Disposed of pursuant to the Second Amended and Restated Agreement and Plan of Merger, dated as of July 19, 2011, as amended, among Southern Union Company, Energy Transfer Equity, L.P., ("ETE") and Sigma Acquisition Corporation in exchange for one ETE common unit per share. The closing price of an ETE common unit on March 26, 2012, was $41.32 per share. Disposed of pursuant to the Second Amended and Restated Agreement and Plan of Merger, dated as of July 19, 2011, as amended, among Southern Union Company, Energy Transfer Equity, L.P., ("ETE") and Sigma Acquisition Corporation. These shares of restricted stock were disposed of in exchange for ETE common units less 39,689 shares withheld for taxes. Disposed of pursuant to the Second Amended and Restated Agreement and Plan of Merger, dated as of July 19, 2011, as amended, among Southern Union Company, Energy Transfer Equity, L.P., ("ETE") and Sigma Acquisition Corporation. Each stock option was converted into the right to receive an amount in cash equal to $44.25 less (i) the applicable exercise price and (ii) any applicable deductions and withholdings required by law. Disposed of pursuant to the Second Amended and Restated Agreement and Plan of Merger, dated as of July 19, 2011, as amended, among Southern Union Company, Energy Transfer Equity, L.P., ("ETE") and Sigma Acquisition Corporation. Each cash restricted stock unit was converted into the right to receive a lump sum cash payment equal to (i) $44.25 per share, less (ii) any applicable deductions and withholdings required by law. Robert M. Kerrigan, III for Eric D. Herschmann 2012-03-28