0001140361-12-017957.txt : 20120328
0001140361-12-017957.hdr.sgml : 20120328
20120328193823
ACCESSION NUMBER: 0001140361-12-017957
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120326
FILED AS OF DATE: 20120328
DATE AS OF CHANGE: 20120328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Herschmann Eric D
CENTRAL INDEX KEY: 0001315134
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06407
FILM NUMBER: 12722000
MAIL ADDRESS:
STREET 1: C/O SOUTHERN UNION COMPANY
STREET 2: 5444 WESTHEIMER ROAD
CITY: HOUSTON
STATE: TX
ZIP: 77056
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOUTHERN UNION CO
CENTRAL INDEX KEY: 0000203248
STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922]
IRS NUMBER: 750571592
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5051 WESTHEIMER RD
CITY: HOUSTON
STATE: TX
ZIP: 77056-5622
BUSINESS PHONE: (713) 989-2000
MAIL ADDRESS:
STREET 1: 5051 WESTHEIMER RD
CITY: HOUSTON
STATE: TX
ZIP: 77056-5622
4
1
doc1.xml
FORM 4
X0305
4
2012-03-26
1
0000203248
SOUTHERN UNION CO
SUG
0001315134
Herschmann Eric D
5051 WESTHEIMER ROAD
HOUSTON
TX
77056-5306
1
1
0
0
Vice Chairman, President & COO
Common Stock
2012-03-26
4
D
0
362489.1
D
0
D
Common Stock
2012-03-26
4
D
0
21200
D
0
I
Owned by Children
Common Stock
2012-03-26
4
D
0
22840
D
0
I
Herschmann Family Foundation
Common Stock
2012-03-26
4
D
0
108887
D
0
D
Employee Stock Option (right to purchase)
23.6191
2012-03-26
4
D
0
262500
D
Common Stock
262500
0
D
Employee Stock Option (right to purchase)
23.63
2012-03-26
4
D
0
100000
D
Common Stock
100000
0
D
Employee Stock Option (right to purchase)
28.48
2012-03-26
4
D
0
275629
D
Common Stock
275629
0
D
Employee Stock Option (right to purchase)
12.55
2012-03-26
4
D
0
292934
D
Common Stock
292934
0
D
Employee Stock Option (right to purchase)
21.64
2012-03-26
4
D
0
140107
D
Common Stock
140107
0
D
Employee Stock Option (right to purchase)
24.80
2012-03-26
4
D
0
114598
D
Common Stock
114598
0
D
Cash Restricted Stock Units
2012-03-26
4
D
0
71293
D
Common Stock
71293
0
D
Disposed of pursuant to the Second Amended and Restated Agreement and Plan of Merger, dated as of July 19, 2011, as amended, among Southern Union Company, Energy Transfer Equity, L.P., ("ETE") and Sigma Acquisition Corporation in exchange for one ETE common unit per share. The closing price of an ETE common unit on March 26, 2012, was $41.32 per share.
Disposed of pursuant to the Second Amended and Restated Agreement and Plan of Merger, dated as of July 19, 2011, as amended, among Southern Union Company, Energy Transfer Equity, L.P., ("ETE") and Sigma Acquisition Corporation. These shares of restricted stock were disposed of in exchange for ETE common units less 39,689 shares withheld for taxes.
Disposed of pursuant to the Second Amended and Restated Agreement and Plan of Merger, dated as of July 19, 2011, as amended, among Southern Union Company, Energy Transfer Equity, L.P., ("ETE") and Sigma Acquisition Corporation. Each stock option was converted into the right to receive an amount in cash equal to $44.25 less (i) the applicable exercise price and (ii) any applicable deductions and withholdings required by law.
Disposed of pursuant to the Second Amended and Restated Agreement and Plan of Merger, dated as of July 19, 2011, as amended, among Southern Union Company, Energy Transfer Equity, L.P., ("ETE") and Sigma Acquisition Corporation. Each cash restricted stock unit was converted into the right to receive a lump sum cash payment equal to (i) $44.25 per share, less (ii) any applicable deductions and withholdings required by law.
Robert M. Kerrigan, III for Eric D. Herschmann
2012-03-28