0001140361-12-017941.txt : 20120328
0001140361-12-017941.hdr.sgml : 20120328
20120328192510
ACCESSION NUMBER: 0001140361-12-017941
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120326
FILED AS OF DATE: 20120328
DATE AS OF CHANGE: 20120328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Marshall Richard N
CENTRAL INDEX KEY: 0001380705
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06407
FILM NUMBER: 12721977
MAIL ADDRESS:
STREET 1: 5444 WESTHEIMER ROAD
CITY: HOUSTON
STATE: TX
ZIP: 77056
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOUTHERN UNION CO
CENTRAL INDEX KEY: 0000203248
STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922]
IRS NUMBER: 750571592
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5051 WESTHEIMER RD
CITY: HOUSTON
STATE: TX
ZIP: 77056-5622
BUSINESS PHONE: (713) 989-2000
MAIL ADDRESS:
STREET 1: 5051 WESTHEIMER RD
CITY: HOUSTON
STATE: TX
ZIP: 77056-5622
4
1
doc1.xml
FORM 4
X0305
4
2012-03-26
1
0000203248
SOUTHERN UNION CO
SUG
0001380705
Marshall Richard N
5051 WESTHEIMER ROAD
HOUSTON
TX
77056-5306
0
1
0
0
SVP & Chief Financial Officer
Common Stock
2012-03-26
4
D
0
11766.4748
D
0
I
Supplemental Deferred Compensation Plan
Common Stock
2012-03-26
4
D
0
1037.284
D
0
D
Common Stock
2012-03-26
4
D
0
1050
D
0
D
Employee Stock Option (Right to Purchase)
16.8255
2012-03-26
4
D
0
8269
D
Common Stock
8269
0
D
Employee Stock Option (Right to Purchase)
24.057
2012-03-26
4
D
0
683
D
Common Stock
683
0
D
Stock Appreciation Rights
28.07
2012-03-26
4
D
0
19299
D
Common Stock
19299
0
D
Stock Appreciation Rights
28.48
2012-03-26
4
D
0
38685
D
Common Stock
38685
0
D
Cash Restricted Stock Units
2012-03-26
4
D
0
15464
D
Common Stock
15464
0
D
Stock Appreciation Rights
12.55
2012-03-26
4
D
0
95336
D
Common Stock
95336
0
D
Cash Restricted Stock Units
2012-03-26
4
D
0
13305
D
Common Stock
13305
0
D
Stock Appreciation Rights (Common Stock)
21.64
2012-03-26
4
D
0
46703
D
Common Stock
46703
0
D
Cash Restricted Stock Units
2012-03-26
4
D
0
9681
D
Common Stock
9681
0
D
Stock Appreciation Rights
24.80
2012-03-26
4
D
0
32168
D
Common Stock
32168
0
D
Cash Restricted Stock Units
2012-03-26
4
D
0
11289
D
Common Stock
11289
0
D
Disposed of pursuant to the Second Amended and Restated Agreement and Plan of Merger, dated as of July 19, 2011, as amended, among Southern Union Company, Energy Transfer Equity, L.P., ("ETE") and Sigma Acquisition Corporation in exchange for $44.25 per share or one ETE common unit per share. The closing price of an ETE common unit on March 26, 2012 was $41.32 per share.
Disposed of pursuant to the Second Amended and Restated Agreement and Plan of Merger, dated as of July 19, 2011, as amended, among Southern Union Company, Energy Transfer Equity, L.P., ("ETE") and Sigma Acquisition Corporation. Each stock option and stock appreciation right was converted into the right to receive an amount in cash equal to $44.25 less (i) the applicable exercise price and (ii) any applicable deductions and withholdings required by law.
Disposed of pursuant to the Second Amended and Restated Agreement and Plan of Merger, dated as of July 19, 2011, as amended, among Southern Union Company, Energy Transfer Equity, L.P., ("ETE") and Sigma Acquisition Corporation. Each cash restricted stock unit was converted into the right to receive a lump sum cash payment equal to (i) $44.25 per share, less (ii) any applicable deductions and withholdings required by law.
Robert M. Kerrigan, III for Richard N. Marshall
2012-03-28