0001140361-12-017941.txt : 20120328 0001140361-12-017941.hdr.sgml : 20120328 20120328192510 ACCESSION NUMBER: 0001140361-12-017941 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120326 FILED AS OF DATE: 20120328 DATE AS OF CHANGE: 20120328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marshall Richard N CENTRAL INDEX KEY: 0001380705 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06407 FILM NUMBER: 12721977 MAIL ADDRESS: STREET 1: 5444 WESTHEIMER ROAD CITY: HOUSTON STATE: TX ZIP: 77056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN UNION CO CENTRAL INDEX KEY: 0000203248 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922] IRS NUMBER: 750571592 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5051 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5622 BUSINESS PHONE: (713) 989-2000 MAIL ADDRESS: STREET 1: 5051 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5622 4 1 doc1.xml FORM 4 X0305 4 2012-03-26 1 0000203248 SOUTHERN UNION CO SUG 0001380705 Marshall Richard N 5051 WESTHEIMER ROAD HOUSTON TX 77056-5306 0 1 0 0 SVP & Chief Financial Officer Common Stock 2012-03-26 4 D 0 11766.4748 D 0 I Supplemental Deferred Compensation Plan Common Stock 2012-03-26 4 D 0 1037.284 D 0 D Common Stock 2012-03-26 4 D 0 1050 D 0 D Employee Stock Option (Right to Purchase) 16.8255 2012-03-26 4 D 0 8269 D Common Stock 8269 0 D Employee Stock Option (Right to Purchase) 24.057 2012-03-26 4 D 0 683 D Common Stock 683 0 D Stock Appreciation Rights 28.07 2012-03-26 4 D 0 19299 D Common Stock 19299 0 D Stock Appreciation Rights 28.48 2012-03-26 4 D 0 38685 D Common Stock 38685 0 D Cash Restricted Stock Units 2012-03-26 4 D 0 15464 D Common Stock 15464 0 D Stock Appreciation Rights 12.55 2012-03-26 4 D 0 95336 D Common Stock 95336 0 D Cash Restricted Stock Units 2012-03-26 4 D 0 13305 D Common Stock 13305 0 D Stock Appreciation Rights (Common Stock) 21.64 2012-03-26 4 D 0 46703 D Common Stock 46703 0 D Cash Restricted Stock Units 2012-03-26 4 D 0 9681 D Common Stock 9681 0 D Stock Appreciation Rights 24.80 2012-03-26 4 D 0 32168 D Common Stock 32168 0 D Cash Restricted Stock Units 2012-03-26 4 D 0 11289 D Common Stock 11289 0 D Disposed of pursuant to the Second Amended and Restated Agreement and Plan of Merger, dated as of July 19, 2011, as amended, among Southern Union Company, Energy Transfer Equity, L.P., ("ETE") and Sigma Acquisition Corporation in exchange for $44.25 per share or one ETE common unit per share. The closing price of an ETE common unit on March 26, 2012 was $41.32 per share. Disposed of pursuant to the Second Amended and Restated Agreement and Plan of Merger, dated as of July 19, 2011, as amended, among Southern Union Company, Energy Transfer Equity, L.P., ("ETE") and Sigma Acquisition Corporation. Each stock option and stock appreciation right was converted into the right to receive an amount in cash equal to $44.25 less (i) the applicable exercise price and (ii) any applicable deductions and withholdings required by law. Disposed of pursuant to the Second Amended and Restated Agreement and Plan of Merger, dated as of July 19, 2011, as amended, among Southern Union Company, Energy Transfer Equity, L.P., ("ETE") and Sigma Acquisition Corporation. Each cash restricted stock unit was converted into the right to receive a lump sum cash payment equal to (i) $44.25 per share, less (ii) any applicable deductions and withholdings required by law. Robert M. Kerrigan, III for Richard N. Marshall 2012-03-28