0001140361-12-017931.txt : 20120328 0001140361-12-017931.hdr.sgml : 20120328 20120328191259 ACCESSION NUMBER: 0001140361-12-017931 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120326 FILED AS OF DATE: 20120328 DATE AS OF CHANGE: 20120328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aldrich George E CENTRAL INDEX KEY: 0001338069 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06407 FILM NUMBER: 12721963 MAIL ADDRESS: STREET 1: C/O SOUTHERN UNION COMPANY STREET 2: 417 LACKAWANNA AVENUE CITY: SCRANTON STATE: PA ZIP: 18503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN UNION CO CENTRAL INDEX KEY: 0000203248 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922] IRS NUMBER: 750571592 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5051 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5622 BUSINESS PHONE: (713) 989-2000 MAIL ADDRESS: STREET 1: 5051 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5622 4 1 doc1.xml FORM 4 X0305 4 2012-03-26 1 0000203248 SOUTHERN UNION CO SUG 0001338069 Aldrich George E C/O SOUTHERN UNION COMPANY 5051 WESTHEIMER ROAD HOUSTON TX 77056-5306 0 1 0 0 Sr. VP, Controller & CAO Common Stock 2012-03-26 4 D 0 2567 D 0 D Employee Stock Option (right to purchase) 24.80 2012-03-26 4 D 0 15000 D Common Stock 15000 0 D Stock Appreciation Rights 28.07 2012-03-26 4 D 0 13361 D Common Stock 13361 0 D Stock Appreciation Rights 28.48 2012-03-26 4 D 0 29014 D Common Stock 29014 0 D Cash Restricted Stock Units 2012-03-26 4 D 0 2849 D Common Stock 2849 0 D Stock Appreciation Rights 12.55 2012-03-26 4 D 0 35124 D Common Stock 35124 0 D Cash Restricted Stock Units 2012-03-26 4 D 0 3455 D Common Stock 3455 0 D Stock Appreciation Rights 21.64 2012-03-26 4 D 0 18190 D Common Stock 18190 0 D Cash Restricted Stock Units 2012-03-26 4 D 0 4236 D Common Stock 4236 0 D Stock Appreciation Rights 24.80 2012-03-26 4 D 0 14074 D Common Stock 14074 0 D Cash Restricted Stock Units 2012-03-26 4 D 0 5347 D Common Stock 5347 0 D Disposed of pursuant to the Second Amended and Restated Agreement and Plan of Merger, dated as of July 19, 2011, as amended, among Southern Union Company, Energy Transfer Equity, L.P., ("ETE") and Sigma Acquisition Corporation in exchange for $44.25 per share or one ETE common unit per share. The closing price of an ETE common unit on March 26, 2012, was $41.32 per share. Disposed of pursuant to the Second Amended and Restated Agreement and Plan of Merger, dated as of July 19, 2011, as amended, among Southern Union Company, Energy Transfer Equity, L.P., ("ETE") and Sigma Acquisition Corporation. Each stock option and stock appreciation right was converted into the right to receive an amount in cash equal to $44.25 less (i) the applicable exercise price and (ii) any applicable deductions and withholdings required by law. Disposed of pursuant to the Second Amended and Restated Agreement and Plan of Merger, dated as of July 19, 2011, as amended, among Southern Union Company, Energy Transfer Equity, L.P., ("ETE") and Sigma Acquisition Corporation. Each cash restricted stock unit was converted into the right to receive a lump sum cash payment equal to (i) $44.25 per share, less (ii) any applicable deductions and withholdings required by law. Robert M. Kerrigan, III for George E. Aldrich 2012-03-28