0001140361-12-017931.txt : 20120328
0001140361-12-017931.hdr.sgml : 20120328
20120328191259
ACCESSION NUMBER: 0001140361-12-017931
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120326
FILED AS OF DATE: 20120328
DATE AS OF CHANGE: 20120328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Aldrich George E
CENTRAL INDEX KEY: 0001338069
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06407
FILM NUMBER: 12721963
MAIL ADDRESS:
STREET 1: C/O SOUTHERN UNION COMPANY
STREET 2: 417 LACKAWANNA AVENUE
CITY: SCRANTON
STATE: PA
ZIP: 18503
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOUTHERN UNION CO
CENTRAL INDEX KEY: 0000203248
STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922]
IRS NUMBER: 750571592
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5051 WESTHEIMER RD
CITY: HOUSTON
STATE: TX
ZIP: 77056-5622
BUSINESS PHONE: (713) 989-2000
MAIL ADDRESS:
STREET 1: 5051 WESTHEIMER RD
CITY: HOUSTON
STATE: TX
ZIP: 77056-5622
4
1
doc1.xml
FORM 4
X0305
4
2012-03-26
1
0000203248
SOUTHERN UNION CO
SUG
0001338069
Aldrich George E
C/O SOUTHERN UNION COMPANY
5051 WESTHEIMER ROAD
HOUSTON
TX
77056-5306
0
1
0
0
Sr. VP, Controller & CAO
Common Stock
2012-03-26
4
D
0
2567
D
0
D
Employee Stock Option (right to purchase)
24.80
2012-03-26
4
D
0
15000
D
Common Stock
15000
0
D
Stock Appreciation Rights
28.07
2012-03-26
4
D
0
13361
D
Common Stock
13361
0
D
Stock Appreciation Rights
28.48
2012-03-26
4
D
0
29014
D
Common Stock
29014
0
D
Cash Restricted Stock Units
2012-03-26
4
D
0
2849
D
Common Stock
2849
0
D
Stock Appreciation Rights
12.55
2012-03-26
4
D
0
35124
D
Common Stock
35124
0
D
Cash Restricted Stock Units
2012-03-26
4
D
0
3455
D
Common Stock
3455
0
D
Stock Appreciation Rights
21.64
2012-03-26
4
D
0
18190
D
Common Stock
18190
0
D
Cash Restricted Stock Units
2012-03-26
4
D
0
4236
D
Common Stock
4236
0
D
Stock Appreciation Rights
24.80
2012-03-26
4
D
0
14074
D
Common Stock
14074
0
D
Cash Restricted Stock Units
2012-03-26
4
D
0
5347
D
Common Stock
5347
0
D
Disposed of pursuant to the Second Amended and Restated Agreement and Plan of Merger, dated as of July 19, 2011, as amended, among Southern Union Company, Energy Transfer Equity, L.P., ("ETE") and Sigma Acquisition Corporation in exchange for $44.25 per share or one ETE common unit per share. The closing price of an ETE common unit on March 26, 2012, was $41.32 per share.
Disposed of pursuant to the Second Amended and Restated Agreement and Plan of Merger, dated as of July 19, 2011, as amended, among Southern Union Company, Energy Transfer Equity, L.P., ("ETE") and Sigma Acquisition Corporation. Each stock option and stock appreciation right was converted into the right to receive an amount in cash equal to $44.25 less (i) the applicable exercise price and (ii) any applicable deductions and withholdings required by law.
Disposed of pursuant to the Second Amended and Restated Agreement and Plan of Merger, dated as of July 19, 2011, as amended, among Southern Union Company, Energy Transfer Equity, L.P., ("ETE") and Sigma Acquisition Corporation. Each cash restricted stock unit was converted into the right to receive a lump sum cash payment equal to (i) $44.25 per share, less (ii) any applicable deductions and withholdings required by law.
Robert M. Kerrigan, III for George E. Aldrich
2012-03-28