0001140361-11-049681.txt : 20111017
0001140361-11-049681.hdr.sgml : 20111017
20111017174030
ACCESSION NUMBER: 0001140361-11-049681
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111014
FILED AS OF DATE: 20111017
DATE AS OF CHANGE: 20111017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hack Robert J
CENTRAL INDEX KEY: 0001349277
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06407
FILM NUMBER: 111144467
MAIL ADDRESS:
STREET 1: C/O SOUTHERN UNION COMPANY
STREET 2: 5444 WESTHEIMER ROAD
CITY: HOUSTON
STATE: TX
ZIP: 77056
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOUTHERN UNION CO
CENTRAL INDEX KEY: 0000203248
STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922]
IRS NUMBER: 750571592
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5444 WESTHEIMER RD
CITY: HOUSTON
STATE: TX
ZIP: 77056-5306
BUSINESS PHONE: (713) 989-2000
MAIL ADDRESS:
STREET 1: 5444 WESTHEIMER RD
CITY: HOUSTON
STATE: TX
ZIP: 77056-5306
4
1
doc1.xml
FORM 4
X0304
4
2011-10-14
0
0000203248
SOUTHERN UNION CO
SUG
0001349277
Hack Robert J
5444 WESTHEIMER ROAD
HOUSTON
TX
77056-5306
0
1
0
0
COO of Division
Common Stock
2011-10-14
4
A
0
31.9693
40.88
A
8695.6416
I
Issuer's Supplemental Deferred Compensation Plan
Common Stock
12258.6985
I
401(k) Plan
Common Stock
1575
D
Employee Stock Options (right to purchase)
16.8255
2014-02-06
Common Stock
3308
3308
D
Employee Stock Options (right to purchase)
24.0572
2015-07-26
Common Stock
768
768
D
Stock Appreciation Rights
28.07
2016-12-28
Common Stock
10392
10392
D
Stock Appreciation Rights
28.48
2017-12-17
Common Stock
16925
16925
D
Cash Restricted Units
Common Stock
5698
5698
D
Stock Appreciation Rights
12.55
2018-12-15
Common Stock
35124
35124
D
Cash Restricted Units
Common Stock
4902
4902
D
Stock Appreciation Rights
21.64
2019-12-15
Common Stock
17207
17207
D
Cash Restricted Units
Common Stock
4236
4236
D
Stock Appreciation Rights
24.80
2020-12-13
Common Stock
14074
14074
D
This information concerns shares held under the Issuer's Supplemental Deferred Compensation Plan. Shares in the Supplemental Deferred Compensation Plan are purchased by the Plan Trustee, at the sole discretion of the Plan Trustee, at such prices as were available in the open market at the time of purchase.
This information concerns shares held under the Issuer's 401(k) Plan. Information reported herein is based on a plan statement for the period ended December 31, 2010.
The options are fully vested and exercisable.
Stock appreciation rights will be settled in shares of common stock at an exercise price of $28.07 per share, which was equal to the closing price on December 28, 2006 ("Grant Date 2006"). The Stock appreciation rights granted on Grant Date 2006 are fully vested and exercisable.
Stock appreciation rights will be settled in shares of common stock at an exercise price of $28.48 per share, which was equal to the closing price on December 17, 2007 ("Grant Date 2007"). The Stock appreciation rights granted on grant Date 2007 are fully vested and exerciseable.
8,546 cash restricted units were awarded to the Reporting Person on December 15, 2008 ("Grant Date 2008"). The cash restricted units permit the Reporting Person to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common stock valued at the closing price of the Company's common stock on such dates. Restrictions on the award will expire in equal installments on the first, second and third anniversaries of Grant Date 2008. To date, restrictions have expired on 5,697 of the cash restricted units. Restrictions on an additional 2849 cash restricted units will expire on December 15, 2011.
Stock appreciation rights will be settled in shares of common stock at an exercise price of $12.55 per share, which was equal to the closing price on the Grant Date 2008. The award will vest in equal installments on the first, second and third anniversaries of Grant Date 2008. As such, 23,416 stock appreciation rights have vested and are exercisable. An additional 11,708 stock appreciation rights will vest on December 15, 2011.
4,902 cash restricted units were awarded to the Reporting Person on December 15, 2009 ("Grant Date 2009"). The cash restricted units permit the Reporting Person to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common stock valued at the closing price of the Company's common stock on such dates. Restrictions on the award will expire in equal installments on the first, second and third anniversaries of Grant Date 2009. To date, restrictions have expired on 1,634 cash restricted units. Restrictions on an additional 1,634 cash restricted units will expire on December 15, 2011.
Stock appreciation rights will be settled in shares of common stock at an exercise price of $21.64 per share, which was equal to the closing price on the Grant Date 2009. The award will vest in equal installments on the first, second and third anniversaries of Grant Date 2009. As such, 5,735 stock appreciation rights have vested and are exerciseable. An additional 5,735 stock appreciation rights will vest on December 15, 2011.
4,236 cash restricted units were awarded to the Reporting Person on December 13, 2010 ("Grant Date 2010"). The cash restricted units permit the Reporting Person to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common stock valued at the closing price of the Company's common stock on such dates. Restrictions on the award will expire in equal installments on the first, second and third anniversaries of Grant Date 2010. Restrictions on 1,412 cash restricted units will expire on December 13, 2011.
Stock appreciation rights will be settled in shares of common stock at an exercise price of $24.80 per share, which was equal to the closing price on the Grant Date 2010. The award will vest in equal installments on the first, second and third anniversaries of Grant Date 2010. As such 4,691 stock appreciation rights will vest on December 13, 2011.
Robert M. Kerrigan, III for Robert J. Hack
2011-10-14