-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DKjc3udYQmuQPFHVqJfLZFnAGEXCoiWu/9xAtpPEMQW7W+QF5CE6+/SEKNujD7f+ G5A93S2SGmjVRSuxVxNfFg== 0001140361-11-009470.txt : 20110214 0001140361-11-009470.hdr.sgml : 20110214 20110214190706 ACCESSION NUMBER: 0001140361-11-009470 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bond Robert O CENTRAL INDEX KEY: 0001323640 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06407 FILM NUMBER: 11610261 MAIL ADDRESS: STREET 1: 5444 WESTHEIMER ROAD CITY: HOUSTON STATE: TX ZIP: 77056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN UNION CO CENTRAL INDEX KEY: 0000203248 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922] IRS NUMBER: 750571592 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 BUSINESS PHONE: (713) 989-2000 MAIL ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 5 1 doc1.xml FORM 5 X0303 5 2010-12-31 0 0 0 0000203248 SOUTHERN UNION CO SUG 0001323640 Bond Robert O C/O SOUTHERN UNION COMPANY 5444 WESTHEIMER ROAD HOUSTON TX 77056 0 1 0 0 SVP Pipeline Operations Common Stock 2010-12-31 5 P 0 35.1779 A 1430.8972 I 401(k) Plan Employee Stock Option (right to purchase) 16.8255 2014-02-06 Common Stock 16538 16538 D Employee Stock Option (right to purchase) 22.68 2015-11-11 Common Stock 100000 100000 D Stock Appreciation Rights 28.07 2016-12-28 Common Stock 23753 23753 D Stock Appreciation Rights 28.48 Common Stock 60445 60445 D Cash Restricted Units Common Stock 7732 7732 D Stock Appreciation Rights 12.55 2018-12-15 Common Stock 95336 95336 D Cash Restricted Units Common Stock 7470 7470 D Stock Appreciation Rights 21.64 2019-12-15 Common Stock 39329 39329 D Cash Restricted Units Common Stock 9681 9681 D Stock Appreciation Rights 24.80 2020-12-13 Common Stock 32168 32168 D This information concerns shares held under the Issuer's 401(k) Plan. This report reflects shares purchased for the plan by the plan trustee, at the sole discretion of the trustee, at such prices as were available in the open market at the time of such purchases. Information reported herein is based on the plan statement for the period ended December 31, 2010. The options are fully vested and exerciseable. The stock appreciation rights are fully vested and exerciseable. 23,195 cash restricted units were awarded to the Reporting Person on December 15, 2008 ("Grant Date 2008"). The cash restricted units permit the recipient to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common stock valued at the closing price of the Company's common stock on such dates. Restrictions on the award will expire in equal annual installments on the first, second and third anniversaries of Grant Date 2008. To date, restrictions have expired on 15,463 of the cash restricted units. Stock appreciation rights will be settled in shares of common stock at an exercise price of $12.55 per share, which was equal to the closing price on the Grant Date 2008. The award will vest in equal annual installments on the first, second and third anniversaries of Grant Date 2008. To date, 63,557 Stock Appreication Rights are currently exerciseable. 11,204 cash restricted units were awarded to the Reporting Person on December 15, 2009 ("Grant Date 2009"). The cash restricted units permit the recipient to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common stock valued at the closing price of the Company's common stock on such dates. Restrictions on the award will expire in equal annual installments on the first, second and third anniversaries of Grant Date 2009. To date, restrictions have expired on 3,734 of the cash restricted units. Stock appreciation rights will be settled in shares of common stock at an exercise price of $21.64 per share, which was equal to the closing price on the Grant Date 2009. The award will vest in equal annual installments on the first, second and third anniversaries of Grant Date 2009. To date, 13,109 stock appreciation rights are currently exerciseable. 9,681 cash restricted units were awarded to the Reporting Person on December 13, 2010 ("Grant Date 2010"). The cash restricted units permit the recipient to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common stock valued at the closing price of the Company's common stock on such dates. Restrictions on the award will expire in equal annual installments on the first, second and third anniversaries of Grant Date 2010. Stock appreciation rights will be settled in shares of common stock at an exercise price of $24.80 per share, which was equal to the closing price on the Grant Date 2010. The award will vest in equal annual installments on the first, second and third anniversaries of Grant Date 2010. Robert M. Kerrigan, III for Robert O. Bond. 2011-02-14 -----END PRIVACY-ENHANCED MESSAGE-----