-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WSG8tHNLVDL3ec+emeJ3qx7wtLCyMKAxJspwm6EnyXUXItHNhvKDXRhD3VABgnBS 5rk9T5KSWN5PZFHdhl/mCg== 0001140361-10-049627.txt : 20101214 0001140361-10-049627.hdr.sgml : 20101214 20101214194251 ACCESSION NUMBER: 0001140361-10-049627 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101213 FILED AS OF DATE: 20101214 DATE AS OF CHANGE: 20101214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hack Robert J CENTRAL INDEX KEY: 0001349277 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06407 FILM NUMBER: 101251909 MAIL ADDRESS: STREET 1: C/O SOUTHERN UNION COMPANY STREET 2: 5444 WESTHEIMER ROAD CITY: HOUSTON STATE: TX ZIP: 77056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN UNION CO CENTRAL INDEX KEY: 0000203248 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922] IRS NUMBER: 750571592 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 BUSINESS PHONE: (713) 989-2000 MAIL ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 4 1 doc1.xml FORM 4 X0303 4 2010-12-13 0 0000203248 SOUTHERN UNION CO SUG 0001349277 Hack Robert J 5444 WESTHEIMER ROAD HOUSTON TX 77056-5306 0 1 0 0 COO of Division Common Stock 8516.0962 I Issuer's Supplemental Deferred Compensation Plan Common Stock 8667.8524 I 401(k) Plan Common Stock 1575 D Employee Stock Options (right to purchase) 16.8255 2014-02-06 Common Stock 3308 3308 D Employee Stock Options (right to purchase) 24.0572 2015-07-26 Common Stock 768 768 D Stock Appreciation Rights 28.07 2016-12-28 Common Stock 10392 10392 D Cash Restricted Units Common Stock 1188 1188 D Stock Appreciation Rights 28.48 2017-12-17 Common Stock 16925 16925 D Cash Restricted Units Common Stock 5698 5698 D Stock Appreciation Rights 12.55 2018-12-15 Common Stock 35124 35124 D Cash Restricted Units Common Stock 4902 4902 D Stock Appreciation Rights 21.64 2019-12-15 Common Stock 17207 17207 D Cash Restricted Units 2010-12-13 4 A 0 4236 A Common Stock 4236 4236 D Stock Appreciation Rights 24.80 2010-12-13 4 A 0 14074 A 2020-12-13 Common Stock 14074 14074 D This information concerns shares held under the Issuer's Supplemental Deferred Compensation Plan. Shares in the Supplemental Deferred Compensation Plan are purchased by the Plan Trustee, at the sole discretion of the Plan Trustee, at such prices as were available in the open market at the time of purchase. This information concerns shares held under the Issuer's 401(k) Plan. Information reported herein is based on a plan statement for the period ended December 31, 2009. The options are fully vested and exercisable. Stock appreciation rights will be settled in shares of common stock at an exercise price of $28.07 per share, which was equal to the closing price on December 28, 2006 ("Grant Date 2006"). The Stock appreciation rights granted on Grant Date 2006 are fully vested and exercisable. 3,563 cash restricted units were awarded to the Reporting Person on December 17, 2007 ("Grant Date 2007"). The cash restricted units permit the Reporting Person to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common stock valued at the closing price of the Company's common stock on such dates. Restrictions on the award will expire in equal installments on the first, second and third anniversaries of Grant Date 2007. To date, restrictions have expired on 2,375 of the cash restricted units. Restrictions on the remaining 1,188 will expire on December 17, 2010. Stock appreciation rights will be settled in shares of common stock at an exercise price of $28.48 per share, which was equal to the closing price on the Grant Date 2007. The award will vest in equal installments on the first, second and third anniversaries of Grant Date 2007. As such, 11,283 stock appreciation rights have vested and are exerciseable. The remaining 5,642 stock appreciation rights will vest on December 17, 2010. 8,546 cash restricted units were awarded to the Reporting Person on December 15, 2008 ("Grant Date 2008"). The cash restricted units permit the Reporting Person to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common stock valued at the closing price of the Company's common stock on such dates. Restrictions on the award will expire in equal installments on the first, second and third anniversaries of Grant Date 2008. To date, restrictions have expired on 2,848 of the cash restricted units. Restrictions on an additional 2849 cash restricted units will expire on December 15, 2010. Stock appreciation rights will be settled in shares of common stock at an exercise price of $12.55 per share, which was equal to the closing price on the Grant Date 2008. The award will vest in equal installments on the first, second and third anniversaries of Grant Date 2008. As such, 11,708 stock appreciation rights have vested and are exercisable. An additional 11,708 stock appreciation rights will vest on December 15, 2010. 4,902 cash restricted units were awarded to the Reporting Person on December 15, 2009 ("Grant Date 2009"). The cash restricted units permit the Reporting Person to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common stock valued at the closing price of the Company's common stock on such dates. Restrictions on the award will expire in equal installments on the first, second and third anniversaries of Grant Date 2009. Restrictions on 1,634 cash restricted units will expire on December 15, 2010. Stock appreciation rights will be settled in shares of common stock at an exercise price of $21.64 per share, which was equal to the closing price on the Grant Date 2009. The award will vest in equal installments on the first, second and third anniversaries of Grant Date 2009. 5,735 stock appreciatin rights will vest on December 15, 2010. 4,236 cash restricted units were awarded to the Reporting Person on December 13, 2010 ("Grant Date 2010"). The cash restricted units permit the Reporting Person to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common stock valued at the closing price of the Company's common stock on such dates. Restrictions on the award will expire in equal installments on the first, second and third anniversaries of Grant Date 2010. Stock appreciation rights will be settled in shares of common stock at an exercise price of $24.80 per share, which was equal to the closing price on the Grant Date 2010. The award will vest in equal installments on the first, second and third anniversaries of Grant Date 2010. Robert M. Kerrigan, III for Robert J. Hack 2010-12-14 -----END PRIVACY-ENHANCED MESSAGE-----