-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AtthUBaRsxzQEZuGcnEjHRCMwmXgsMHvdW/gifqV6hrHmgfmkUqEpS+1zH5WHQs8 vZFxmUJXC57nh9QWXFpJJA== 0001140361-10-049625.txt : 20101214 0001140361-10-049625.hdr.sgml : 20101214 20101214194055 ACCESSION NUMBER: 0001140361-10-049625 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101213 FILED AS OF DATE: 20101214 DATE AS OF CHANGE: 20101214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Farrell Roger A. CENTRAL INDEX KEY: 0001444613 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06407 FILM NUMBER: 101251906 MAIL ADDRESS: STREET 1: 5444 WESTHEIMER ROAD CITY: HOUSTON STATE: TX ZIP: 77056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN UNION CO CENTRAL INDEX KEY: 0000203248 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922] IRS NUMBER: 750571592 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 BUSINESS PHONE: (713) 989-2000 MAIL ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 4 1 doc1.xml FORM 4 X0303 4 2010-12-13 0 0000203248 SOUTHERN UNION CO SUG 0001444613 Farrell Roger A. 5444 WESTHEIMER ROAD HOUSTON TX 77056-5306 0 1 0 0 SVP, Midstream Operations Common Stock 9200 D Cash Restricted Units Common Stock 3256 3256 D Stock Appreciation Rights 12.55 2018-12-15 Common Stock 20071 20071 D Cash Restricted Units 2019-12-15 Common Stock 4202 4202 D Stock Appreciation Rights 21.64 2019-12-15 Common Stock 14749 14749 D Cash Restricted Units 2010-12-13 4 A 0 7261 A Common Stock 7261 7261 D Stock Appreciation Rights 24.80 2010-12-13 4 A 0 24126 A 2020-12-13 Common Stock 24126 24126 D 4,884 cash restricted units were awarded to the Reporting Person on December 15, 2008 (the "Grant Date"). The cash restricted units permit the Reporting Person to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common sock valued at the closing price of the Company's common stock on such dates. Restrictions on the award expire in equal installments on the first, second and third anniversaries of Grant Date 2008. To date, restrictions have expired on 1,628 cash restricted units. Restrictions on an additional 1,628 cash restricted units will expire on December 15, 2010. Stock appreciation rights will be settled in shares of common stock at an exercise price of $12.55 per share, which was equal to the closing price on the Grant Date. The award will vest in equal installments on the first, second and third anniversaries of Grant Date 2008. To date 6,690 stock appreciation rights have vested and are exerciseable. An additional 6,690 stock appreciation rights will vest on December 15, 2010. 4,202 cash restricted units were awarded to the Reporting Person on December 15, 2009 (the "Grant Date"). The cash restricted units permit the Reporting Person to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common sock valued at the closing price of the Company's common stock on such dates. Restrictions on each award expire in equal installments on the first, second and third anniversaries of Grant Date 2009. Restrictions on 1,400 cash restricted units will expire on December 15, 2010. Stock appreciation rights will be settled in shares of common stock at an exercise price of $21.64 per share, which was equal to the closing price on the Grant Date. The award will vest in equal installments on the first, second and third anniversaries of Grant Date 2009. 4,916 stock appreciation rights will vest on December 15, 2010. 7,261 cash restricted units were awarded to the Reporting Person on December 13, 2010 (the "Grant Date"). The cash restricted units permit the Reporting Person to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common sock valued at the closing price of the Company's common stock on such dates. Restrictions on each award expire in equal installments on the first, second and third anniversaries of Grant Date 2010. Stock appreciation rights will be settled in shares of common stock at an exercise price of $24.80 per share, which was equal to the closing price on Grant Date 2010. The award will vest in equal installments on the first, second and third anniversaries of Grant Date 2010. Robert M. Kerrigan, III for Roger A. Farrell 2010-12-14 -----END PRIVACY-ENHANCED MESSAGE-----