-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VshJNVd2YgGJDkM/6l5fbVUsaOfvtvtJX/VBVa0Hjtq1VjgGi7kPJFnRVQZnldYO KeHDtqP5QUiCILCrEKj99Q== 0001140361-10-019501.txt : 20100506 0001140361-10-019501.hdr.sgml : 20100506 20100506192017 ACCESSION NUMBER: 0001140361-10-019501 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100504 FILED AS OF DATE: 20100506 DATE AS OF CHANGE: 20100506 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN UNION CO CENTRAL INDEX KEY: 0000203248 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922] IRS NUMBER: 750571592 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 BUSINESS PHONE: (713) 989-2000 MAIL ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRODSKY DAVID L CENTRAL INDEX KEY: 0001183999 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06407 FILM NUMBER: 10809752 MAIL ADDRESS: STREET 1: C/O SOUTHERN UNION COMPANY STREET 2: 5444 WESTHEIMER ROAD CITY: HOUSTON STATE: TX ZIP: 77056 4 1 doc1.xml FORM 4 X0303 4 2010-05-04 0 0000203248 SOUTHERN UNION CO SUG 0001183999 BRODSKY DAVID L C/O SOUTHERN UNION COMPANY 5444 WESTHEIMER ROAD HOUSTON TX 77056-5306 1 0 0 0 Common Stock 2010-05-04 4 A 0 1000 A 59787 D Common Stock 24874.215 I Directors' Deferred Compensation Plan Common Stock 4513.95 I Trustee for David L. Brodsky Retirement Plan Stock Options (right to purchase) 25.60 2010-05-04 4 A 0 10940 A 2020-05-04 Common Stock 10940 10940 D Stock Options (right to purchase) 16.98 2019-05-28 Common Stock 14815 14815 D The award of restricted shares was approved by the Compensation Committee of the Board of Directors (the "Compensation Committee") on May 4, 2010 ("Grant Date 2010") pursuant to the Southern Union Company Third Amended and Restated 2003 Stock and Incentive Plan(the "Plan"). The restrictions on the shares associated with this award expire on January 3, 2011. The expiration of the restrictions would be accelerated in the event of (i) a change of control of the Company or (ii) the death or disability of the Reporting Person. This information concerns shares held under the Issuer's Directors' Deferred Compensation Plan. This report reflects shares purchased for the plan by the plan trustee, at the sole discretion of the trustee, at such prices as were available on the open market at the time of such purchases. Information reported herein is based on a plan statement for the period ended December 31, 2009. On May 4, 2010, the Compensation Committee approved an award of stock options pursuant to the Company's Plan. The stock options were awarded at an exercise price of $25.60 per share, which is equal to the closing price on Grant Date 2010. The options awarded will vest in full on January 3, 2011 and will remain exerciseable until the tenth anniversary of Grant Date 2010. The vesting of the options would be accelerated in the event of (i) a change of control of the Company or (ii) the death or disability of the Reporting Person. The options are fully vested and exerciseable. Robert M. Kerrigan, III for David L. Brodsky 2010-05-06 -----END PRIVACY-ENHANCED MESSAGE-----