-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JnvRdkGUugCCw9iYlHoPqrJBAX8RmLyUwJsi0hEfErGuHLMu5pbA7XpdkppV9sUv ccYOiPiKFpXzRqLwUecWlw== 0001140361-09-029610.txt : 20091217 0001140361-09-029610.hdr.sgml : 20091217 20091217181644 ACCESSION NUMBER: 0001140361-09-029610 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091215 FILED AS OF DATE: 20091217 DATE AS OF CHANGE: 20091217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bond Robert O CENTRAL INDEX KEY: 0001323640 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06407 FILM NUMBER: 091248192 MAIL ADDRESS: STREET 1: 5444 WESTHEIMER ROAD CITY: HOUSTON STATE: TX ZIP: 77056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN UNION CO CENTRAL INDEX KEY: 0000203248 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922] IRS NUMBER: 750571592 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 BUSINESS PHONE: (713) 989-2000 MAIL ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 4 1 doc1.xml FORM 4 X0303 4 2009-12-15 0 0000203248 SOUTHERN UNION CO SUG 0001323640 Bond Robert O 5444 WESTHEIMER ROAD HOUSTON TX 77056-5306 0 1 0 0 SVP, Pipeline Operations Common Stock 1347.1088 I 401(k) Plan Employee Stock Option (right to purchase) 22.68 2015-11-11 Common Stock 100000 100000 D Employee Stock Option (right to purchase) 16.8255 2014-02-06 Common Stock 16538 16538 D Cash Restricted Units Common Stock 2494 2494 D Stock Appreciation Rights 28.07 2016-12-28 Common Stock 23753 23753 D Cash Restricted Units Common Stock 4242 4242 D Stock Appreciation Rights 28.48 2007-12-17 Common Stock 60445 60445 D Cash Restricted Units Common Stock 15464 15464 D Stock Appreciation Rights 2018-12-15 Common Stock 95336 95336 D Cash Restricted Units 2009-12-15 4 A 0 11204 A Common Stock 11204 11204 D Stock Appreciation Rights 21.64 2009-12-15 4 A 0 39329 A 2019-12-15 Common Stock 39329 39329 D This information concerns shares held under the Issuer's 401(k) Plan. This report reflects shares purchased for the plan by the plan trustee, at the sole discretion of the trustee, at such prices as were available in the open market at the time of such purchases. Information reported herein is based on the plan statement for the period ended December 31, 2008. The options are fully vested and exercisable. The options are fully vested and exercisable. 7,482 cash restricted units were awarded to the Reporting Person on December 28, 2006 ("Grant Date 2006"). The cash restricted units permit the recipient to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company?s common stock valued at the closing price of the Company?s common stock on such dates. Restrictions on the award will expire in equal installments on the first, second and third anniversaries of Grant Date 2006. To date, restrictions have expired on 4,988 of the cash restricted units. Stock appreciation rights ("SARs")will be settled in shares of common stock at an exercise price of $28.07 per share, which was equal to the closing price on Grant Date 2006. The award vests in equal installments on the first, second and third anniversaries of the Grant Date. As such, 15,835 SARs are currently exercisable. 12,724 cash restricted units were awarded to the Reporting Person on December 17, 2007 ("Grant Date 2007"). The cash restricted units permit the recipient to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company?s common stock valued at the closing price of the Company?s common stock on such dates. Restrictions on the award will expire in equal installments on the first, second and third anniversaries of Grant Date 2006. To date, restrictions have expired on 8,482 of the cash restricted units. Stock appreciation rights will be settled in shares of common stock at an exercise price of $28.48 per share, which was equal to the closing price on Grant Date 2007. The award vests in equal installments on the first, second and third anniversaries of Grant Date 2007. As such, 40,296 SARs are currently exercisable. 23,195 cash restricted units were awarded to the reporting person on December 15, 2008 ("Grant Date 2008"). The cash restricted units permit the recipient to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company?s common stock valued at the closing price of the Company?s common stock on such dates. Restrictions on each award expire in equal installments on the first, second and third anniversaries of Grant Date 2008. To date, restrictions have expired on 7,731 of the cash restricted units. Stock appreciation rights will be settled in shares of common stock at an exercise price of $12.55 per share, which was equal to the closing price on Grant Date 2008. The award vests in equal installments on the first, second and third anniversaries of Grant Date 2008. As such 31,778 SARs are currently exercisable. 11,204 cash restricted units were awarded to the Reporting Person on December 15, 2009 ("Grant Date 2009"). The cash restricted units permit the recipient to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common stock valued at the closing price of the Company's common stock on such dates. Restrictions on the award will expire in equal installments on the first, second and third anniversaries of Grant Date 2009. Stock appreciation rights will be settled in shares of common stock at an exercise price of $21.64 per share, which was equal to the closing price on Grant Date 2009. The award vests in equal installments on the first, second and third anniversaries of Grant Date 2009. Robert M. Kerrigan, III for Robert O. Bond 2009-12-17 -----END PRIVACY-ENHANCED MESSAGE-----