-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PpEvtJI7uEhPGdzwmUS6xfjYfIeQK1ztOqiGcJXfP02LW/JlevbIWlEf/8CzRvlv mQWfzMAmkxdqmjTKqynmrQ== 0001140361-09-025443.txt : 20091110 0001140361-09-025443.hdr.sgml : 20091110 20091110161646 ACCESSION NUMBER: 0001140361-09-025443 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091109 FILED AS OF DATE: 20091110 DATE AS OF CHANGE: 20091110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Farrell Roger A. CENTRAL INDEX KEY: 0001444613 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06407 FILM NUMBER: 091172252 MAIL ADDRESS: STREET 1: 5444 WESTHEIMER ROAD CITY: HOUSTON STATE: TX ZIP: 77056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN UNION CO CENTRAL INDEX KEY: 0000203248 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922] IRS NUMBER: 750571592 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 BUSINESS PHONE: (713) 989-2000 MAIL ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 4 1 doc1.xml FORM 4 X0303 4 2009-11-09 0 0000203248 SOUTHERN UNION CO SUG 0001444613 Farrell Roger A. 5444 WESTHEIMER ROAD HOUSTON TX 77056-5306 0 1 0 0 SVP, Midstream Operations Common Stock 2009-11-09 4 P 0 3000 19.668 A 3000 D Cash Restricted Units 2008-12-15 4 A 0 4884 A Common Stock 4884 4884 D Stock Appreciation Rights 12.55 2008-12-15 4 A 0 20071 A 2018-12-15 Common Stock 20071 20071 D The cash restricted units awarded on December 15, 2008 (the "Grant Date") permit the recipient to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company?s common stock valued at the closing price of the Company?s common stock on such dates. Restrictions on each award expire in equal annual installments on the first, second and third anniversaries of the Grant Date. Stock appreciation rights will be settled in shares of common stock at an exercise price of $12.55 per share, which was equal to the closing price on the Grant Date. The award vests in equal annual installments on the first, second and third anniversaries of the Grant Date. Robert M. Kerrigan, III for Roger A. Farrell 2009-11-10 -----END PRIVACY-ENHANCED MESSAGE-----