-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P1vP9GamD3/ZJf/HtgeHaPfyC6JBMRzoBJxK75x7NoSgS11/PlOl0pfhC7Baxn2i 9HELVsdBJh85NJNgRXqLFg== 0001140361-09-016315.txt : 20090713 0001140361-09-016315.hdr.sgml : 20090713 20090713164838 ACCESSION NUMBER: 0001140361-09-016315 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090710 FILED AS OF DATE: 20090713 DATE AS OF CHANGE: 20090713 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hack Robert J CENTRAL INDEX KEY: 0001349277 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06407 FILM NUMBER: 09942279 MAIL ADDRESS: STREET 1: C/O SOUTHERN UNION COMPANY STREET 2: 5444 WESTHEIMER ROAD CITY: HOUSTON STATE: TX ZIP: 77056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN UNION CO CENTRAL INDEX KEY: 0000203248 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922] IRS NUMBER: 750571592 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 BUSINESS PHONE: (713) 989-2000 MAIL ADDRESS: STREET 1: 5444 WESTHEIMER RD CITY: HOUSTON STATE: TX ZIP: 77056-5306 4 1 doc1.xml FORM 4 X0303 4 2009-07-10 0 0000203248 SOUTHERN UNION CO SUG 0001349277 Hack Robert J 5444 WESTHEIMER ROAD HOUSTON TX 77056-5306 0 1 0 0 COO of Division Common Stock 2009-07-10 4 P 0 73.0573 16.93 A 8229.6078 I Issuer's Supplemental Deferred Compensation Plan Common Stock 8667.8524 I 401(k) Plan Common Stock 1575 D Employee Stock Options (right to purchase) 16.8255 2014-02-06 Common Stock 3308 3308 D Employee Stock Options (right to purchase) 24.0572 2015-07-26 Common Stock 768 768 D Cash restricted Units Common Stock 1091 1091 D Stock Appreciation Rights 28.07 2016-12-28 Common Stock 10392 10392 D Cash Restricted Units Common Stock 2376 2376 D Stock Appreciation Rights 28.48 2017-12-17 Common Stock 16925 16925 D Cash Restricted Units Common Stock 8546 8546 D Stock Appreciation Rights 12.55 2018-12-15 Common Stock 35124 35124 D This amount reflects shares acquired from reinvested dividend proceeds awarded to the Reporting Person as part of the Company's quarterly cash dividend. The Company makes separate filings for these dividend transactions. This information concerns shares held under the Issuer's Supplemental Deferred Compensation Plan. This report reflects shares purchased for the plan by the plan trustee, at the sole discretion of the trustee, at such prices as were available in the open market at the time of such purchases. This information concerns shares held under the Issuer's 401(k) Plan. Information reported herein is based on a plan statement for the period ended December 31, 2008. The restrictions on 1,182 shares have expired. Restrictions expire on the remaining 393 shares on July 26, 2009. The Reporting Person is fully vested in these options and all of these options are currently exercisable. 512 options are fully vested and exercisable.The remaining 256 options will vest on July 26, 2009. 3,273 cash restricted units were awarded to the Reporting Person on December 28, 2006 ("Grant Date 2006"). The cash restricted units permit the recipient to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common stock valued at the closing price of the Company's common stock on such dates. Restrictions on the award will expire in equal annual installments on the first, second and third anniversaries of Grant Date 2006. To date, restrictions have expired on 2,182 of the cash restricted units. Stock appreciation rights will be settled in shares of common stock at an exercise price of $28.07 per share, which was equal to the closing price on Grant Date 2006. The award will vest in equal annual installments on the first, second and third anniversaries of the Grant Date 2006. To date 6,928 stock appreciation rights have vested 3,563 cash restricted units were awarded to the Reporting Person on December 17, 2007 ("Grant Date 2007"). The cash restricted units permit the recipient to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common stock valued at the closing price of the Company's common stock on such dates. Restrictions on the award will expire in equal annual installments on the first, second and third anniversaries of Grant Date 2007. To date, restrictions have expired on 1,187 of the cash restricted units. Stock appreciation rights will be settled in shares of common stock at an exercise price of $28.48 per share, which was equal to the closing price on the Grant Date 2007. The award will vest in equal annual installments on the first, second and third anniversaries of Grant Date 2007. To date, 5,641 stock appreciation rights have vested. 8,546 cash restricted units were awarded to the Reporting Person on December 15, 2008 ("Grant Date 2008"). The cash restricted units permit the recipient to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common stock valued at the closing price of the Company's common stock on such dates. Restrictions on the award will expire in equal annual installments on the first, second and third anniversaries of Grant Date 2008. Stock appreciation rights will be settled in shares of common stock at an exercise price of $12.55 per share, which was equal to the closing price on the Grant Date 2008. The award will vest in equal annual installments on the first, second and third anniversaries of Grant Date 2008. Robert M. Kerrigan, III for Robert J. Hack 2009-07-13 -----END PRIVACY-ENHANCED MESSAGE-----